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WAVES AND VIBRATIONS IN INHOMOGENEOUS STRUCTURES ...

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J. S. Jensen and O. Sigmund Vol. 22, No. 6/June 2005/J. Opt. Soc. Am. B 1191<br />

Topology optimization of photonic crystal<br />

structures: a high-bandwidth<br />

low-loss T-junction waveguide<br />

Jakob S. Jensen and Ole Sigmund<br />

Department of Mechanical Engineering, Technical University of Denmark, Nils Koppels Allé, Building 404,<br />

2800 Kgs. Lyngby, Denmark<br />

Received September 13, 2004; revised manuscript received December 8, 2004; accepted December 29, 2004<br />

A T junction in a photonic crystal waveguide is designed with the topology-optimization method. The gradientbased<br />

optimization tool is used to modify the material distribution in the junction area so that the power transmission<br />

in the output ports is maximized. To obtain high transmission in a large frequency range, we use an<br />

active-set strategy by using a number of target frequencies that are updated repeatedly in the optimization<br />

procedure. We apply a continuation method based on artificial damping to avoid undesired local maxima and<br />

also introduce artificial damping in a penalization scheme to avoid nondiscrete properties in the design<br />

domain. © 2005 Optical Society of America<br />

OCIS codes: 000.4430, 130.1750, 230.7390.<br />

1. <strong>IN</strong>TRODUCTION<br />

Since the primary publications, 1,2 photonic crystals<br />

(PhCs) have attracted much attention owing to the potential<br />

applications in integrated optical circuits and communication<br />

devices. PhCs rely on the bandgap phenomenon<br />

that causes total prohibition of wave propagation for some<br />

frequencies in certain periodic media. Future applications<br />

of PhC components will inevitably rely on high-level performance,<br />

such as ultra-low-loss and high-bandwidth operation.<br />

Thus an increased interest has recently been devoted<br />

to the possibility of using inverse design techniques<br />

in the form of various optimization methods to design<br />

such components, 3 e.g., to maximize bandgaps of PhCs<br />

and to reduce losses in PhC waveguide bends, junctions,<br />

inlets, and outlets. In this paper we demonstrate how topology<br />

optimization can be used to design low-loss and<br />

high-bandwidth two-dimensional (2D) waveguide T junctions.<br />

In a recent paper 4 a 90-deg bend in a 2D PhC waveguide<br />

was designed with topology optimization. The optimization<br />

was performed by maximization of the power<br />

transmission of E-polarized waves through the bend for<br />

three wave frequencies simultaneously, and the resulting<br />

design, which was rather unconventional, displayed a<br />

good performance in a large frequency range. In the<br />

present paper the theoretical details behind the optimization<br />

algorithm are explained in detail, and a new optimization<br />

strategy based on active frequency sets, as well as<br />

a new penalization scheme, is introduced to treat the<br />

more difficult case of a T-junction waveguide. Although we<br />

here consider the case of E polarization, the methods described<br />

can immediately be applied to H polarization with<br />

a change of material parameters. In Ref. 5 a double 120<br />

-deg bend designed for H polarization was fabricated and<br />

showed a satisfactory performance of the component in<br />

good agreement with numerical simulations.<br />

0740-3224/05/061191-8/$15.00 © 2005 Optical Society of America<br />

The T junction in a 2D PhC with circular dielectric rods<br />

in a square configuration has previously been studied and<br />

subjected to optimization. In Ref. 6, T junctions (and 90deg<br />

bends) were studied by use of a 2D finite-difference<br />

time domain simulations, and the performance of the<br />

junction was improved by addition of extra rods of various<br />

radii in the corner regions. In Ref. 7 the reflection at the T<br />

junction was minimized with a combination of genetictype<br />

algorithms and gradient-based optimization with the<br />

position and size of a selected number of rods used as design<br />

variables. In a related study, 8 optimization based on<br />

simulated annealing was used to optimize a 60-deg junction<br />

in a waveguide based on a triangular configuration of<br />

holes. In that case the design variables were the radii of a<br />

number of holes. Recently researchers performed a similar<br />

optimization study 9 by allowing the radii of selected<br />

holes in a 60-deg bend to be varied to maximize the transmission<br />

through the bend.<br />

Unlike the aforementioned studies, topology optimization<br />

is based on free distribution of material in a design<br />

domain and hence does not restrict the design to consist<br />

of circular rods, or indeed rods at all. The method was<br />

originally developed for use in structural mechanics with<br />

the aim of obtaining the stiffest possible structures with a<br />

restricted amount of material. 10 This has led to new designs<br />

that significantly outperformed structures designed<br />

with standard shape- or size-optimization techniques, led<br />

to an increasing popularity in aero and automotive industries,<br />

and resulted in implementation in commercial optimization<br />

tools. 11 In the past decade, topology optimization<br />

has also been successfully applied in other areas such as<br />

fluid mechanics and heat conduction. 12 Recently the<br />

method has been applied to optimization of phononic<br />

bandgap materials and structures. 13<br />

In this paper we use topology optimization to design T<br />

junctions with high transmission over a large frequency

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