Preaspiration in the Nordic Languages: Synchronic and Diachronic ...
Preaspiration in the Nordic Languages: Synchronic and Diachronic ... Preaspiration in the Nordic Languages: Synchronic and Diachronic ...
parameter such as VOT or F0, may thus constitute a change in the “shape” of the norm, i.e., in the scope of variation permitted in the expression of a given piece of phonology. Central to Ohala’s (e.g., 1981, 1993) scenario of change are listener misperceptions. The failure of a listener to apply reconstructive rules (hypo-correction), or the application of reconstructive rules when they are not needed (hyper-correction), may result in a “mini sound change” (Ohala 1993:243). Such a view of sound change has the advantage that change is “accidental” and not goal-oriented. Changes that occur as a result of listener misperception are, therefore, non-teleological. Lindblom et al. (1995) argued that misperceptions were unlikely to be a significant source of change, since having access to the lexical identity of a word, “listeners-turned-speakers” must already have access to its correct pronunciation. Adopting most aspects of Ohala’s scenario, but deemphasising the importance of listener misperceptions, Lindblom et al. (1995) suggested that sound change is an adaptive process, whereby the speaker-listener evaluates speech output in terms of a range of evaluation criteria, selecting forms that meet the criteria and rejecting those that do not. Thus, speakers may adapt their communicative intent on the basis of templates provided by other speakers. However, it might be argued that this adaptation of Ohala’s scenario reopens the issue of teleology in change. In light of this debate, it is of interest to consider some aspects of the development of stop systems in the Nordic languages which appear to call for a mechanism that provides direction in sound change. For example, preaspiration in Icelandic, Faroese and the Gräsö dialect seems to have become normative only in contexts in which it is “needed”. Discussing preaspiration in various Nordic dialects, including Icelandic, Faroese and the Jæren dialect, Hansson (1999) comments: Preaspiration has often come to support a phonological contrast, but only as an indirect consequence of various independent sound changes which would otherwise have resulted in merger were it not for the presences of preaspiration. Such changes […] can thus be said to have increased the ‘functional load’ of preaspiration, changing it from redundant to contrastive. (Hansson, 1999:163) – 240 –
Although phonemic merger may be the most commonly observed type of change, the literature is riddled with examples of changes that leave contrast preserved. Numerous vowel chain-shifts have been described and reconstruction of many language families suggests a great many cases of retention of phonological contrast despite phonetic changes. Rischel’s (1998) discussion of tone split in Thai provides a clear example of this type of contrast preservation. Rischel (1998:1f) remarks that “the tone splits which we can observe in the modern [Thai] dialects, are individual and functionally optimal solutions to the preservation of contrast between syllable types.” The listener misperception scenario promoted by Ohala appears not to predict the type of contrast preservation that one finds in the literature. To be sure, the listener’s primary task in his framework is to preserve pronunciation norms (through corrective processes) and not to change them. However, the observation that a host of changes that appear to be chain reactions take place in a language within a short period of time (as we observe in the Nordic languages and Thai, for example) is not fully compatible with the view that sound change is accidental. The adaptations of Ohala’s model offered by Lindblom et al. may offer a better way of dealing with the observed changes. However, they also entail criticisms of teleology. Therefore, it can be claimed that we do not really have a satisfactory account of diachronic phonetic change at present. This dilemma is not new. Sapir (1921) discussed the problem of sound change (or, in his terminology, phonetic drift) at length and concluded: The easy explanations will not do. “Ease of articulation” may enter in as a factor but it is a rather subjective concept at best. […] “Faulty perception” does not explain that impressive drift in speech sounds that I have insisted upon. It is much better to admit that we do not yet understand the primary cause or causes of the slow drift in phonetics, though we can frequently point to contributing factors. (Sapir, 1921:183) It is possible that the discussion of sound change has centred too heavily on phonological contrast. Of course, contrast is a key element in speech, but it is not necessarily the ultimate target of utterance plans, as often seems to be implied in the literature. Conveying sociolinguistic – 241 –
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parameter such as VOT or F0, may thus constitute a change <strong>in</strong> <strong>the</strong><br />
“shape” of <strong>the</strong> norm, i.e., <strong>in</strong> <strong>the</strong> scope of variation permitted <strong>in</strong> <strong>the</strong> expression<br />
of a given piece of phonology.<br />
Central to Ohala’s (e.g., 1981, 1993) scenario of change are listener<br />
misperceptions. The failure of a listener to apply reconstructive rules<br />
(hypo-correction), or <strong>the</strong> application of reconstructive rules when <strong>the</strong>y<br />
are not needed (hyper-correction), may result <strong>in</strong> a “m<strong>in</strong>i sound change”<br />
(Ohala 1993:243). Such a view of sound change has <strong>the</strong> advantage that<br />
change is “accidental” <strong>and</strong> not goal-oriented. Changes that occur as a result<br />
of listener misperception are, <strong>the</strong>refore, non-teleological. L<strong>in</strong>dblom<br />
et al. (1995) argued that misperceptions were unlikely to be a significant<br />
source of change, s<strong>in</strong>ce hav<strong>in</strong>g access to <strong>the</strong> lexical identity of a word,<br />
“listeners-turned-speakers” must already have access to its correct pronunciation.<br />
Adopt<strong>in</strong>g most aspects of Ohala’s scenario, but deemphasis<strong>in</strong>g<br />
<strong>the</strong> importance of listener misperceptions, L<strong>in</strong>dblom et al.<br />
(1995) suggested that sound change is an adaptive process, whereby <strong>the</strong><br />
speaker-listener evaluates speech output <strong>in</strong> terms of a range of evaluation<br />
criteria, select<strong>in</strong>g forms that meet <strong>the</strong> criteria <strong>and</strong> reject<strong>in</strong>g those that do<br />
not. Thus, speakers may adapt <strong>the</strong>ir communicative <strong>in</strong>tent on <strong>the</strong> basis of<br />
templates provided by o<strong>the</strong>r speakers. However, it might be argued that<br />
this adaptation of Ohala’s scenario reopens <strong>the</strong> issue of teleology <strong>in</strong><br />
change.<br />
In light of this debate, it is of <strong>in</strong>terest to consider some aspects of <strong>the</strong><br />
development of stop systems <strong>in</strong> <strong>the</strong> <strong>Nordic</strong> languages which appear to<br />
call for a mechanism that provides direction <strong>in</strong> sound change. For example,<br />
preaspiration <strong>in</strong> Icel<strong>and</strong>ic, Faroese <strong>and</strong> <strong>the</strong> Gräsö dialect seems to<br />
have become normative only <strong>in</strong> contexts <strong>in</strong> which it is “needed”. Discuss<strong>in</strong>g<br />
preaspiration <strong>in</strong> various <strong>Nordic</strong> dialects, <strong>in</strong>clud<strong>in</strong>g Icel<strong>and</strong>ic, Faroese<br />
<strong>and</strong> <strong>the</strong> Jæren dialect, Hansson (1999) comments:<br />
<strong>Preaspiration</strong> has often come to support a phonological contrast, but<br />
only as an <strong>in</strong>direct consequence of various <strong>in</strong>dependent sound changes<br />
which would o<strong>the</strong>rwise have resulted <strong>in</strong> merger were it not for <strong>the</strong><br />
presences of preaspiration. Such changes […] can thus be said to have<br />
<strong>in</strong>creased <strong>the</strong> ‘functional load’ of preaspiration, chang<strong>in</strong>g it from<br />
redundant to contrastive.<br />
(Hansson, 1999:163)<br />
– 240 –