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Conservation and Innovation : Helmholtz's Struggle with Energy ...

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principle of correlation is expressed <strong>and</strong> various applications given, but the<br />

"energy" terms of the equations are expressed in units of heat <strong>and</strong> not work.<br />

The Erhaltung is the full expression of <strong>Helmholtz's</strong> ideas on theoretical<br />

physics <strong>and</strong> on energy. Its "Einleitung" is the clear <strong>and</strong> conscious indication of<br />

the methodological control Helmholtz had achieved on his own researches.<br />

Helmholtz outlined a four levels structure. Two basic physical hypotheses<br />

(impossibility of perpetual motion <strong>and</strong> central Newtonian forces) were placed at<br />

the first level, "the" principle of conservation at the second, empirical laws at the<br />

third <strong>and</strong> natural phenomena at the fourth. Moreover the two basic hypotheses,<br />

echoing various elements of Kantian philosophy, were not presented as self<br />

evident but as the result of a philosophical 'explanation'..<br />

In my view the need that Helmholtz felt to justify his own version of the<br />

conservation principle on higher grounds (on two physical hypotheses in turn<br />

justified on philosophical grounds) is a clear indication of <strong>Helmholtz's</strong><br />

consciousness of the possibility of alternative formulations of the principle itself.<br />

Helmholtz not only wanted to express a principle, but also to establish the<br />

framework <strong>and</strong> the rules following which principles could be formulated <strong>and</strong><br />

used. This is what makes <strong>Helmholtz's</strong> approach mark a major step in the<br />

emergence of theoretical physics, <strong>and</strong> shows that his version of the principle was<br />

not only the application of a (meta)physical assumption, but the application of a<br />

sophisticated methodology. The two physical assumptions (first level) are meant<br />

to bring together, not <strong>with</strong>out problems, two different but well known traditions<br />

in physics 17, <strong>and</strong> thus to offer secure grounding for the whole enterprise.<br />

Helmholtz believed that this was not enough <strong>and</strong> decided to justify the first level<br />

on more abstract grounds: he connected the principle of impossibility of perpetual<br />

motion <strong>with</strong> the principle of sufficient reason, a transcendental condition for the<br />

intelligibility of nature, <strong>and</strong> gave a conceptual explanation of the model of central<br />

forces in the Kantian style. Finally he hinted at an "empirical" principle of a cause<br />

effect relationship to be embedded in the formulation of the principle of<br />

conservation (second level). This principle, in turn, had to be compared <strong>with</strong><br />

existing empirical laws (third level) <strong>and</strong> to predict new ones, to eventually<br />

achieve the intelligibility of natural phenomena (fourth level).<br />

17 In this context I think that Elkana's suggestion of Helmholtz unifying Newtonian<br />

<strong>and</strong> analytic mechanics can be accepted: Elkana The Discovery ; but for a better<br />

characterization of trends in mechanics see: Grattan-Guinness, Ivor. "The varieties of<br />

mechanics by 1800", paper for the Hegel <strong>and</strong> Science Conference, typescript, 1989.

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