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Clemons and McBeth - MavDISK

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64<br />

models, expectations, <strong>and</strong> mental constructs precede <strong>and</strong> shape our selection of the data we<br />

then process. Is the problem an economic problem, a legal problem, a political problem, or<br />

not a problem at all? Our answer, the names or categories we apply, will affect which questions<br />

we ask <strong>and</strong> what information we pay attention to. Box 3-2 provides further insight into<br />

the power of ideology by examining the belief in black letter law. This is the common belief<br />

most people have that the law is clear, direct, <strong>and</strong> free from dispute.<br />

Box 3..i!Black--Letter'Lawr'<br />

In Karl N. Llewellyn's famous work on the legal system, The Bramble Bush (1951), he discussed<br />

the idea that whether or not a particular legal precedent applies is a subjective judgment<br />

that depends on taking a strict or loose view. The "loose" view takes the previous ruling<br />

as established law without taking into consideration the context <strong>and</strong> specific facts of the previous<br />

case. The "strict" view would argue that very little of the previous case applies in the<br />

here <strong>and</strong> now of these facts <strong>and</strong> this case. Llewellyn points out that some precedents are welcome,<br />

<strong>and</strong> others unwelcome, to the various judges <strong>and</strong> lawyers involved in the current case.<br />

Students reading Llewellyn are sometimes surprised to consider the idea that precedent (the<br />

legal principle of stare decisis) may be just another subjective tool. Those students are often<br />

even more disturbed by the writings of Jerome Frank.<br />

Jerome Frank was ajudge, a lawyer, <strong>and</strong> earlier, a teacher. Consider the following points<br />

he made in Law <strong>and</strong> the Modern Mind (1963):<br />

As the word indicates, thejudge in reaching a decision is making ajudgmenl. Judges, despite<br />

all their professional training, make decisions just like ordinary human beings.<br />

Just as we do, judges come to a conclusion <strong>and</strong> then work backward to find premises that<br />

will justify their conclusion.<br />

Judges pick <strong>and</strong> choose which precedents to apply to legitimate their decisions.<br />

The judgments of judges are shaped by their education, race, class, economic background,<br />

political background, <strong>and</strong> moral prejudices.<br />

Past experiences with "women, or blond women, or men with beards, or Southerners, or<br />

Italians, or Englishmen, or plumbers, or ministers, or college graduates, or Democrats" can<br />

color our judgment.<br />

Something as minor as a smell, a cough, a yawn, or a gesture can decide what the judge<br />

hears, remembers, <strong>and</strong> believes.<br />

Studies show that given the same set of facts, different judges decide cases <strong>and</strong> consequences<br />

differently.<br />

Judges decide based on hunches<strong>and</strong> are deceivingthemselvesif they think they can ever<br />

escape who they are.<br />

As Kafka's The Trial makes clear, the law is not always what it seems. Jerome Frank's words<br />

make clear that judges are very human. Llewellyn makes clear that precedent is not something<br />

that removes subjectivity from the legal process. More recently, Jonathan Harr's nonfiction novel<br />

(<strong>and</strong> the movie by the same name it inspired) A Civi/Action portrayed a biased judge whose prejudices<br />

had a huge impact on the outcome of this heart-rending case. Black letter law? Nab.<br />

Sources: Kar] Uewellyn. 1951. The Bramble Bush. Oceana Press, as edited in Before The Law, 6th ed. 1998.<br />

John J. Bonsignore et al. eds.; Jerome Frank. 1963. Law <strong>and</strong> rhe Modern Mind. New York: Anchor Books Edition,<br />

as edited in Before The Law. 6th ed. 1998. John J. Bonsignore, et aI., eds.; Franz Kafka. 1998. The Trial. Transtion.lated<br />

New by Breon York: Mitchell. R<strong>and</strong>om New House. York: Schoko Books; <strong>and</strong> Jonathan Harr. 1995. A Ci,'iI Acrion. Vintage Books Edi-<br />

PARTI . THEORY AND PRAClICE CHAPTER3 . CRfTlQUES OF THE RATIONAL ApPROACH 65<br />

Even the decision to measure something reflects certain beliefs. If, after the appearance<br />

of a campus newspaper article on "blow-off' courses, the university or college you attend suddenly<br />

decides to measure how many "A" grades are ending up on the grade rosters its professors<br />

are turning in, it suggests that a problem does exist <strong>and</strong> that the number of As is common<br />

enough to count. Deciding only to count As also suggests that As are different enough from<br />

B+s to count them separately. It also suggests that the grade inflation "problem" is not at the<br />

bottom of the scale (perhaps it is even OK to give social promotions <strong>and</strong> what used to be<br />

known as a Gentlemen's C). It may imply that there are questions about rigor in certain<br />

departments <strong>and</strong> that grades are an accurate reflection of rigor. It implies that the result of this<br />

count may tell us how to resolve the problem: reduce the number of As students receive.s<br />

"Who?" also affects the data in a way perhaps best captured by the NIMBY syndrome.<br />

NIMBY (not in my back yard) reflects the reality that costs are not diffused equally across<br />

society,in a geographicalsense. Toxicwaste incineratorsmay seem a good idea, if they are<br />

located in somebody else's neighborhood. The meaning of the data can even be determined<br />

by where the who? live.<br />

The issue of discounting (adjusting the cost-benefit analysis of a program over time to reflect<br />

the changing value of constant dollars) is another illustration of the power of the who?<br />

to affect data. As with decision trees, discounting plugs a subjective determination by the analyst<br />

into a formula <strong>and</strong> creates the appearance of an objective <strong>and</strong> mathematical fact. The<br />

cost-benefit determination is liable to be entirely different if a discount rate of 5 percent is<br />

used rather than a discount rate of 10 percent. (In Chapter 8, "The Positivist Toolbox," we have<br />

a much more substantial explanation of discounting.)<br />

This relates to the last point we will make relating to who?: namely, that different individuals<br />

shape, select, <strong>and</strong> omit the facts used to make decisions. The Urban Institute studied<br />

welfare reform <strong>and</strong> noted that differences in how the population leaving the welfare rolls is<br />

defined (e.g., length of time off welfare, the reason they left, if they have stayed off) <strong>and</strong> how<br />

outcomes like employment are specifically measured, "have led to employment rate differences<br />

of as much as 20 percentage points for the same geographic areas (Brauner <strong>and</strong> Loprest<br />

1999, p. 3). Braybrooke <strong>and</strong> Lindblom (1970) point out that "multiple conflicting values are<br />

championed by different participants" (p. 17). It is also worth noting that the way we dress up<br />

our statistics, the facts we place at the top of the page, <strong>and</strong> the adverbs <strong>and</strong> adjectives we use<br />

to qualify our findings are reflections of the ideology <strong>and</strong> interests of the analyst.<br />

To evaluate the preceding argument, consider a pledge to increase funding by 100 percent.<br />

Visualize graphing a 5 percent improvement in funding (from the base) over the last four years,<br />

a total of 20 percent. We drew the first graph using 10 percent increments that go from 0 to<br />

100 percent <strong>and</strong> that cover the past three years <strong>and</strong> the next seven years-for a total of 10yearsone<br />

year at a time. We labeled the graph "A Troubled Decade" <strong>and</strong> wrote the following story<br />

about the funding situation below the graph:<br />

At the current pace of funding increases, it will take 16 more years for funding to reacl1 the target<br />

level, <strong>and</strong> by thai time inflation will have significantly discounted the value of the funding.<br />

Next, we used 10 percent increments thai go from 90 to 130 percent to compare funding<br />

four years ago, two years ago, <strong>and</strong> now (it assumes the same funding increases <strong>and</strong> base). We<br />

'Stone's (2002) chapter on numbers, pp. )63-187. provided the general basis for this example,

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