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On the Characters and the Plancherel Formula of Nilpotent Groups ...

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312 DUDLEY<br />

6. SIMPLE SUBSETS OF HILBERT SPACE<br />

In this section we study symmetric rectangular solids, ellipsoids,<br />

<strong>and</strong> “octahedra” <strong>and</strong> determine when <strong>the</strong>y are GC- <strong>and</strong> GB-sets. We<br />

also study certain “full approximation sets” (see [14]), which are<br />

maximal sets with a given adapted sequence {un}, while octahedra are<br />

(among <strong>the</strong>) minimal sets.<br />

For each class we shall have sequences {b,} <strong>of</strong> real numbers, b, JO,<br />

related to an orthonormal set {vn> in H, usually complete. Let F,<br />

be <strong>the</strong> subspace spanned by vi ,..., qn. For any orthonormal set<br />

{qn} <strong>and</strong> any b, 2 0 we define <strong>the</strong> ellipsoid<br />

Clearly, E is compact if <strong>and</strong> only if <strong>the</strong> b, for b, > 0 can be arranged<br />

into a sequence b, JO. Then <strong>the</strong> {F~}, {F,) <strong>and</strong> {bn} are adapted to E.<br />

(The F, are uniquely determined unless some positive b, are equal,<br />

<strong>and</strong> <strong>the</strong> b, are unique.)<br />

More abstractly, we can define a compact ellipsoid as an image<br />

A(&) <strong>of</strong> <strong>the</strong> unit ball B, = {X : 11 x 11 < l> in H under a compact<br />

operator A2<br />

It follows that if E is a compact ellipsoid <strong>and</strong> S is a bounded linear<br />

transformation from H into itself, <strong>the</strong>n S(E) is a compact ellipsoid.<br />

LEMMA 6.0. If E = E({b,), {c&) is a compact ellipsoid <strong>and</strong> P is<br />

a f.d.p.,<br />

P(E) = WQ, GM), bn 10, fin 109<br />

<strong>the</strong>n /3, < b, for all n.<br />

Pro<strong>of</strong>. We may assume <strong>the</strong> {q,} are complete. Given n let G, be<br />

<strong>the</strong> linear span <strong>of</strong> #r ,..., #, . G, has at least one-dimensional intersection<br />

with <strong>the</strong> set <strong>of</strong> vectors u orthogonal to P(yJ, j = l,..., n - 1.<br />

If also u E P(E) <strong>the</strong>n 11 u 11 < 11 Pv I/ for some v E E({b,}, {q~~}~&, so<br />

11 u II < b, <strong>and</strong> hence p, < b, . Q.E.D.<br />

Now we find <strong>the</strong> exponents <strong>of</strong> volume <strong>of</strong> ellipsoids.<br />

PROPOSITION 6.1.<br />

EV(E) = EW(E) = - ; - & .<br />

2 For <strong>the</strong> equivalence <strong>of</strong> <strong>the</strong> definitions, see R. T. Prosser. The r-entropy <strong>and</strong> e-capa-<br />

city <strong>of</strong> certain time-varying channels. J. Math. Anal. Appl. 16 (1966), 553-573.

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