3+1 formalism and bases of numerical relativity - LUTh ...

3+1 formalism and bases of numerical relativity - LUTh ... 3+1 formalism and bases of numerical relativity - LUTh ...

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64 3+1 decomposition of Einstein equation (4.89), (4.90) and (4.91), only the first one involves second-order time derivatives. Moreover the sub-system (4.89) contains the same numbers of equations than unknowns (six) and it is in a form tractable as a Cauchy problem, namely one could search for a solution, given some initial data. More precisely, the sub-system (4.89) being of second order and in the form ∂2 γij = Fij ∂t2 γkl, ∂γkl ∂γkl ∂xm, ∂t , ∂2γkl ∂xm∂xn , (4.92) the Cauchy problem amounts to finding a solution γij for t > 0 given the knowledge of γij and ∂γij/∂t at t = 0, i.e. the values of γij and ∂γij/∂t on the hypersurface Σ0. Since Fij is a analytical function 1 , we can invoke the Cauchy-Kovalevskaya theorem (see e.g. [100]) to guarantee the existence and uniqueness of a solution γij in a neighbourhood of Σ0, for any initial data (γij,∂γij/∂t) on Σ0 that are analytical functions of the coordinates (x i ). The complication arises because of the extra equations (4.90) and (4.91), which must be fulfilled to ensure that the metric g reconstructed from γij via Eq. (4.77) is indeed a solution of Einstein equation. Equations (4.90) and (4.91), which cannot be put in the form such that the Cauchy-Kovalevskaya theorem applies, constitute constraints for the Cauchy problem (4.89). In particular one has to make sure that the initial data (γij,∂γij/∂t) on Σ0 satisfies these constraints. A natural question which arises is then: suppose that we prepare initial data (γij,∂γij/∂t) which satisfy the constraints (4.90)-(4.91) and that we get a solution of the Cauchy problem (4.89) from these initial data, are the constraints satisfied by the solution for t > 0 ? The answer is yes, thanks to the Bianchi identities, as we shall see in Sec. 10.3.2. 4.4.3 Constraint equations The main conclusions of the above discussion remain valid for the general 3+1 Einstein system as given by Eqs. (4.63)-(4.66): Eqs. (4.63)-(4.64) constitute a time evolution system tractable as a Cauchy problem, whereas Eqs. (4.65)-(4.66) constitute constraints. This partly justifies the names Hamiltonian constraint and momentum constraint given respectively to Eq. (4.65) and to Eq. (4.66). The existence of constraints is not specific to general relativity. For instance the Maxwell equations for the electromagnetic field can be treated as a Cauchy problem subject to the constraints D · B = 0 and D · E = ρ/ǫ0 (see Ref. [171] or Sec. 2.3 of Ref. [44] for details of the electromagnetic analogy). 4.4.4 Existence and uniqueness of solutions to the Cauchy problem In the general case of arbitrary lapse and shift, the time derivative ˙γij introduced in Sec. 4.4.2 has to be replaced by the extrinsic curvature Kij, so that the initial data on a given hypersurface Σ0 is (γ,K). The couple (γ,K) has to satisfy the constraint equations (4.65)-(4.66) on Σ0. One may then ask the question: given a set (Σ0,γ,K,E,p), where Σ0 is a three-dimensional manifold, γ a Riemannian metric on Σ0, K a symmetric bilinear form field on Σ0, E a scalar 1 it is polynomial in the derivatives of γkl and involves at most rational fractions in γkl (to get the inverse metric γ kl

4.5 ADM Hamiltonian formulation 65 field on Σ0 and p a vector field on Σ0, which obeys the constraint equations (4.65)-(4.66): R + K 2 − KijK ij = 16πE (4.93) DjK j i − DiK = 8πpi, (4.94) does there exist a spacetime (M,g,T) such that (g,T) fulfills the Einstein equation and Σ0 can be embedded as an hypersurface of M with induced metric γ and extrinsic curvature K ? Darmois (1927) [105] and Lichnerowicz (1939) [176] have shown that the answer is yes for the vacuum case (E = 0 and pi = 0), when the initial data (γ,K) are analytical functions of the coordinates (x i ) on Σ0. Their analysis is based on the Cauchy-Kovalevskaya theorem mentioned in Sec. 4.4.2 (cf. Chap. 10 of Wald’s textbook [265] for details). However, on physical grounds, the analytical case is too restricted. One would like to deal instead with smooth (i.e. differentiable) initial data. There are at least two reasons for this: • The smooth manifold structure of M imposes only that the change of coordinates are differentiable, not necessarily analytical. Consequently if (γ,K) are analytical functions of the coordinates, they might not be analytical functions of another coordinate system (x ′i ). • An analytical function is fully determined by its value and those of all its derivatives at a single point. Equivalently an analytical function is fully determined by its value in some small open domain D. This fits badly with causality requirements, because a small change to the initial data, localized in a small region, should not change the whole solution at all points of M. The change should take place only in the so-called domain of dependence of D. This is why the major breakthrough in the Cauchy problem of general relativity has been achieved by Choquet-Bruhat in 1952 [127] when she showed existence and uniqueness of the solution in a small neighbourhood of Σ0 for smooth (at least C 5 ) initial data (γ,K). We shall not give any sketch on the proof (beside the original publication [127], see the review articles [39] and [88]) but simply mentioned that it is based on harmonic coordinates. A major improvement has been then the global existence and uniqueness theorem by Choquet- Bruhat and Geroch (1969) [87]. The latter tells that among all the spacetimes (M,g) solution of the Einstein equation and such that (Σ0,γ,K) is an embedded Cauchy surface, there exists a maximal spacetime (M ∗ ,g ∗ ) and it is unique. Maximal means that any spacetime (M,g) solution of the Cauchy problem is isometric to a subpart of (M ∗ ,g ∗ ). For more details about the existence and uniqueness of solutions to the Cauchy problem, see the reviews by Choquet-Bruhat and York [88], Klainerman and Nicolò [169], Andersson [15] and Rendall [212]. 4.5 ADM Hamiltonian formulation Further insight in the 3+1 Einstein equations is provided by the Hamiltonian formulation of general relativity. Indeed the latter makes use of the 3+1 formalism, since any Hamiltonian approach involves the concept of a physical state “at a certain time”, which is translated in general relativity by the state on a spacelike hypersurface Σt. The Hamiltonian formulation

64 <strong>3+1</strong> decomposition <strong>of</strong> Einstein equation<br />

(4.89), (4.90) <strong>and</strong> (4.91), only the first one involves second-order time derivatives. Moreover the<br />

sub-system (4.89) contains the same numbers <strong>of</strong> equations than unknowns (six) <strong>and</strong> it is in a<br />

form tractable as a Cauchy problem, namely one could search for a solution, given some initial<br />

data. More precisely, the sub-system (4.89) being <strong>of</strong> second order <strong>and</strong> in the form<br />

∂2 <br />

γij<br />

= Fij<br />

∂t2 γkl, ∂γkl ∂γkl<br />

∂xm, ∂t , ∂2γkl ∂xm∂xn <br />

, (4.92)<br />

the Cauchy problem amounts to finding a solution γij for t > 0 given the knowledge <strong>of</strong> γij<br />

<strong>and</strong> ∂γij/∂t at t = 0, i.e. the values <strong>of</strong> γij <strong>and</strong> ∂γij/∂t on the hypersurface Σ0. Since Fij<br />

is a analytical function 1 , we can invoke the Cauchy-Kovalevskaya theorem (see e.g. [100]) to<br />

guarantee the existence <strong>and</strong> uniqueness <strong>of</strong> a solution γij in a neighbourhood <strong>of</strong> Σ0, for any initial<br />

data (γij,∂γij/∂t) on Σ0 that are analytical functions <strong>of</strong> the coordinates (x i ).<br />

The complication arises because <strong>of</strong> the extra equations (4.90) <strong>and</strong> (4.91), which must be<br />

fulfilled to ensure that the metric g reconstructed from γij via Eq. (4.77) is indeed a solution <strong>of</strong><br />

Einstein equation. Equations (4.90) <strong>and</strong> (4.91), which cannot be put in the form such that the<br />

Cauchy-Kovalevskaya theorem applies, constitute constraints for the Cauchy problem (4.89).<br />

In particular one has to make sure that the initial data (γij,∂γij/∂t) on Σ0 satisfies these<br />

constraints. A natural question which arises is then: suppose that we prepare initial data<br />

(γij,∂γij/∂t) which satisfy the constraints (4.90)-(4.91) <strong>and</strong> that we get a solution <strong>of</strong> the Cauchy<br />

problem (4.89) from these initial data, are the constraints satisfied by the solution for t > 0 ?<br />

The answer is yes, thanks to the Bianchi identities, as we shall see in Sec. 10.3.2.<br />

4.4.3 Constraint equations<br />

The main conclusions <strong>of</strong> the above discussion remain valid for the general <strong>3+1</strong> Einstein system<br />

as given by Eqs. (4.63)-(4.66): Eqs. (4.63)-(4.64) constitute a time evolution system tractable<br />

as a Cauchy problem, whereas Eqs. (4.65)-(4.66) constitute constraints. This partly justifies the<br />

names Hamiltonian constraint <strong>and</strong> momentum constraint given respectively to Eq. (4.65) <strong>and</strong><br />

to Eq. (4.66).<br />

The existence <strong>of</strong> constraints is not specific to general <strong>relativity</strong>. For instance the Maxwell<br />

equations for the electromagnetic field can be treated as a Cauchy problem subject to the<br />

constraints D · B = 0 <strong>and</strong> D · E = ρ/ǫ0 (see Ref. [171] or Sec. 2.3 <strong>of</strong> Ref. [44] for details <strong>of</strong> the<br />

electromagnetic analogy).<br />

4.4.4 Existence <strong>and</strong> uniqueness <strong>of</strong> solutions to the Cauchy problem<br />

In the general case <strong>of</strong> arbitrary lapse <strong>and</strong> shift, the time derivative ˙γij introduced in Sec. 4.4.2 has<br />

to be replaced by the extrinsic curvature Kij, so that the initial data on a given hypersurface<br />

Σ0 is (γ,K). The couple (γ,K) has to satisfy the constraint equations (4.65)-(4.66) on Σ0.<br />

One may then ask the question: given a set (Σ0,γ,K,E,p), where Σ0 is a three-dimensional<br />

manifold, γ a Riemannian metric on Σ0, K a symmetric bilinear form field on Σ0, E a scalar<br />

1 it is polynomial in the derivatives <strong>of</strong> γkl <strong>and</strong> involves at most rational fractions in γkl (to get the inverse<br />

metric γ kl

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