Worldscope Database Datatype Definitions Guide

Worldscope Database Datatype Definitions Guide Worldscope Database Datatype Definitions Guide

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Issue 6 Frequently Asked Questions Field 05350 Date of Fiscal Period End is available for each year, and contains the month, day and year on which the company's fiscal period ended. Field 05351 Length of Fiscal Period is also available. Field 05352 Month of Fiscal Period End contains the month of the most recent completed annual period. It should be noted that in some cases of fiscal year end change, the transitional fiscal period provided by companies may be greater than twelve months, and therefore it may seem as if there is a 'missing year' on Worldscope. An example is a change from December to March where the annual data released is for December 2003 followed by March 2005. Interim data provided will be maintained on the old year end basis until the new year end is complete. At that time the interim period data for both annual and interim series for the change year is overwritten to correspond with the new year end. 15. IN WHAT FORMATS IS WORLDSCOPE AVAILABLE? The database is available directly from Worldscope or via internal or 3rd party software platforms. Further information on delivery platforms is available on http://www.thomson.com/financial or by calling our client support desk directly. 16. HOW MUCH HISTORY IS AVAILABLE FOR COMPANIES ON WORLDSCOPE? The earliest information contained on Worldscope is for 1980. Many North American companies and larger companies in the other developed markets have history back to this date. History for most other companies in developed market commences in the mid 1980s for medium sized and mid 1990s for small sized companies. Worldscope expanded coverage to include emerging markets in the early 1990s. Companies and countries have been gradually added since then. Asia-Pacific coverage increased significantly in 2004 and 2005 For new additions and IPOs, up to 4 years of historical data may be added. Companies targeted for a full detailed update normally have a minimum of four years of financial information, with the obvious exceptions of newly created companies or recent privatisations. Smaller market capitalization coverage for which a summary data set may be targeted is added with one to two years of data. See FAQ 8 related to coverage criteria. 17. DOES WORLDSCOPE PROVIDE INFORMATION ON INACTIVE OR DEAD COMPANIES AND SECURITIES? Worldscope’s prime aim is to target companies with listed equities. Worldscope contains extinct or inactive companies, i.e. those which have merged, liquidated or become privately held. History for these companies remains on the database. Company data for inactive or dead companies may not be necessarily available on all delivery platforms. 18. HOW CAN I DETERMINE IF A COMPANY IS INACTIVE? If data (in the form of a date) is present in Field 07015 Inactive Date (Company) then the company is inactive as of that date. The reason why the company became inactive can be found in Footnote N attached to Field 00000 Company Status. This note contains the standard text "Company inactive:", followed by an explanation, e.g. © Thomson Financial 2003-2007 22 Confidential Information of Thomson Financial

Issue 6 Frequently Asked Questions "Acquired by XYZ Corporation in May 97" or "Delisted - information will no longer be provided as of Jan 96". 19. HOW CAN I DETERMINE IF A SECURITY IS INACTIVE? If either Field 07015 Inactive Date (Company) or Field 07012 Inactive Date (Security) contains data (in the form of a date) on the security identifier, then the security is inactive. On the main company record, security inactive dates are provided in Fields 20011, 20111, 20211, 20311, 20411, 20511, 20611 Inactive Date - Multi Share 1-7, respectively. 20. HOW CAN I DETERMINE WHETHER A COMPANY HAS CHANGED INDUSTRY? A Footnote (generally A) to Field 00000 Company Status will record whether the company has changed industry, necessitating a change in the way Worldscope analysts have collected the financial accounts. For example, a company with footnote text of "Changed from financial format in 97" may have traditionally been a rental and leasing company whose construction or other industrial activities became predominant, causing a change in reporting format in 1997. Obviously, the historical detail that is available for companies which have changed in this way will vary in prior years. 21. WHAT INDUSTRY CLASSIFICATIONS ARE AVAILABLE WITHIN THE WORLDSCOPE DATABASE? Worldscope carries SIC (Standard Industrial Classification) codes for each company. These codes were developed by the U.S. government. Worldscope assigns SIC codes based on contribution of business segments to net sales or revenues, in descending order of importance. Each company is also assigned a General Industry Classification (Field 06010), which reports whether a company is an industrial, utility, transportation, banking, insurance or other financial company. Additionally, all companies are assigned an Industry Group (Field 06011), which is a four-digit code. There are twenty-seven major industry groups (reflected in the first two digits of the code), each of which is further broken down into sub-industry groups. Again, the major activity of the company determined by net sales or revenues, is the deciding factor in assigning the industry group. In instances where there is no dominating activity and/or the company is a holding company, the industry classification of Diversified is used. All companies that do not fall within one of the major industry classifications are reported under the group Miscellaneous. Finally, Thomson Financial has adopted the FTSE/Dow Jones Industrial Classification Benchmark (ICB) as its standard classification tool across a number of its global databases and these ICB codes are available within Worldscope (Field 07040). Please note that a separate licence is required for the use of ICB data. 22. WHAT DOES WORLDSCOPE DO IF A COMPANY HAS MORE THAN ONE TYPE OF SHARE? If a company has only one type of common or ordinary share, all Worldscope information for that company is contained in a single company record. If there are multiple types of common or ordinary share, Worldscope contains both a main company record as well as up to seven separate security-level records. 'Common or ordinary' includes hybrid security types whose structure and associated rights contain elements of 'preferred' equity. In such cases, participation in profits and liquidation proceeds, as well as maturities and conversion rights, are examined © Thomson Financial 2003-2007 23 Confidential Information of Thomson Financial

Issue 6<br />

Frequently Asked Questions<br />

"Acquired by XYZ Corporation in May 97" or "Delisted - information will no longer be<br />

provided as of Jan 96".<br />

19. HOW CAN I DETERMINE IF A SECURITY IS INACTIVE?<br />

If either Field 07015 Inactive Date (Company) or Field 07012 Inactive Date (Security)<br />

contains data (in the form of a date) on the security identifier, then the security is<br />

inactive. On the main company record, security inactive dates are provided in Fields<br />

20011, 20111, 20211, 20311, 20411, 20511, 20611 Inactive Date - Multi Share 1-7,<br />

respectively.<br />

20. HOW CAN I DETERMINE WHETHER A COMPANY HAS CHANGED INDUSTRY?<br />

A Footnote (generally A) to Field 00000 Company Status will record whether the<br />

company has changed industry, necessitating a change in the way <strong>Worldscope</strong><br />

analysts have collected the financial accounts. For example, a company with footnote<br />

text of "Changed from financial format in 97" may have traditionally been a rental and<br />

leasing company whose construction or other industrial activities became<br />

predominant, causing a change in reporting format in 1997. Obviously, the historical<br />

detail that is available for companies which have changed in this way will vary in prior<br />

years.<br />

21. WHAT INDUSTRY CLASSIFICATIONS ARE AVAILABLE WITHIN THE WORLDSCOPE<br />

DATABASE?<br />

<strong>Worldscope</strong> carries SIC (Standard Industrial Classification) codes for each company.<br />

These codes were developed by the U.S. government. <strong>Worldscope</strong> assigns SIC<br />

codes based on contribution of business segments to net sales or revenues, in<br />

descending order of importance.<br />

Each company is also assigned a General Industry Classification (Field 06010), which<br />

reports whether a company is an industrial, utility, transportation, banking, insurance<br />

or other financial company.<br />

Additionally, all companies are assigned an Industry Group (Field 06011), which is a<br />

four-digit code. There are twenty-seven major industry groups (reflected in the first<br />

two digits of the code), each of which is further broken down into sub-industry groups.<br />

Again, the major activity of the company determined by net sales or revenues, is the<br />

deciding factor in assigning the industry group. In instances where there is no<br />

dominating activity and/or the company is a holding company, the industry<br />

classification of Diversified is used. All companies that do not fall within one of the<br />

major industry classifications are reported under the group Miscellaneous.<br />

Finally, Thomson Financial has adopted the FTSE/Dow Jones Industrial Classification<br />

Benchmark (ICB) as its standard classification tool across a number of its global<br />

databases and these ICB codes are available within <strong>Worldscope</strong> (Field 07040).<br />

Please note that a separate licence is required for the use of ICB data.<br />

22. WHAT DOES WORLDSCOPE DO IF A COMPANY HAS MORE THAN ONE TYPE OF SHARE?<br />

If a company has only one type of common or ordinary share, all <strong>Worldscope</strong><br />

information for that company is contained in a single company record.<br />

If there are multiple types of common or ordinary share, <strong>Worldscope</strong> contains both a<br />

main company record as well as up to seven separate security-level records.<br />

'Common or ordinary' includes hybrid security types whose structure and associated<br />

rights contain elements of 'preferred' equity. In such cases, participation in profits and<br />

liquidation proceeds, as well as maturities and conversion rights, are examined<br />

© Thomson Financial 2003-2007 23 Confidential Information of Thomson Financial

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