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SAE TECHNICAL<br />

PAPER SERIES <strong>2000</strong>-<strong>01</strong>-0<strong>01</strong>7<br />

<strong>Implementation</strong> <strong>of</strong> <strong>Lead</strong>-<strong>Free</strong> <strong>Solder</strong><br />

<strong>for</strong> Automotive Electronics<br />

Brenda B. Baney, Pascal Bezier, Michael S. Campbell, Richard D. Parker,<br />

Pamela A. Sneller, Delbert R. Walls, Matthew R. Walsh,<br />

Richard L. Whiteside and Gordon C. Whitten<br />

<strong>Delphi</strong> Automotive Systems<br />

Reprinted From: Environmental Concepts <strong>for</strong> the Automotive Industry<br />

(SP–1542)<br />

SAE <strong>2000</strong> World Congress<br />

Detroit, Michigan<br />

March 6-9, <strong>2000</strong><br />

400 Commonwealth Drive, Warrendale, PA 15096-00<strong>01</strong> U.S.A. Tel: (724) 776-4841 Fax: (724) 776-5760


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1<br />

<strong>2000</strong>-<strong>01</strong>-0<strong>01</strong>7<br />

<strong>Implementation</strong> <strong>of</strong> <strong>Lead</strong>-<strong>Free</strong> <strong>Solder</strong> <strong>for</strong> Automotive Electronics<br />

Copyright © <strong>2000</strong> Society <strong>of</strong> Automotive Engineers, Inc.<br />

ABSTRACT<br />

<strong>Lead</strong>-free solders <strong>for</strong> electronics have been actively pursued<br />

since the early 1990’s here and abroad <strong>for</strong> environmental,<br />

legislative, and competitive reasons. The<br />

National Center <strong>for</strong> Manufacturing Sciences (NCMS-<br />

US) 1 , the International Tin Research Institute (ITRI-UK) 2 ,<br />

Swedish Institute <strong>of</strong> Production Engineering Research<br />

(IVF-Sweden) 3 , Japan Institute <strong>of</strong> Electronics Packaging<br />

(JIEP Japan) 4 , Improved Design Life and Environmentally<br />

Aware Manufacture <strong>of</strong> Electronics Assemblies by<br />

<strong>Lead</strong>-free <strong>Solder</strong>ing (IDEALS-Europe) 5 , and, more<br />

recently, the National Electronics Manufacturing Initiative<br />

(NEMI-US) 6 have been aggressively seeking lead-free<br />

solutions<br />

The automotive industry has some unique requirements<br />

that demand extensive testing <strong>of</strong> new materials and processes<br />

prior to implementation. The specific steps taken<br />

at <strong>Delphi</strong> Automotive Systems with lead-free solder will<br />

be described along with the lessons learned along the<br />

way. This includes the alloy down-selection which lead to<br />

several interesting alloys. Product emulator builds will be<br />

described beginning with hand-assembled units which<br />

were used to demonstrate product viability on to production<br />

line builds which were used to assess manufacturing<br />

challenges. Finally, any remaining roadblocks to full<br />

implementation will be described along with the plans to<br />

eliminate them.<br />

1<br />

Project 04<strong>01</strong>RE96, National Center <strong>for</strong> Manufacturing Sciences,<br />

3025 Boardwalk, Ann Arbor, Michigan 48108-<br />

3266, www.ncms.org<br />

2 ITRI Ltd, Kingston Lane, Uxbridge, Middlesex, UB8 3PJ,<br />

UK.. www.itri.co.uk/index.htm<br />

Brenda B. Baney, Pascal Bezier, Michael S. Campbell, Richard D. Parker,<br />

Pamela A. Sneller, Delbert R. Walls, Matthew R. Walsh,<br />

Richard L. Whiteside and Gordon C. Whitten<br />

<strong>Delphi</strong> Automotive Systems<br />

INTRODUCTION<br />

3<br />

Institutet för Verkstadsteknisk Forskning, Argongatan 30,<br />

SE-431 53 Mölndal, Sweden, www.ivf.se<br />

4 Japan Institute <strong>of</strong> Electronic Packaging, 3-12-2 NIshiogikita,<br />

Suginami-ku, Tokyo 167-0042, Japan, www.jiep.or.jp<br />

5 Brite/EuRam III, Project number BE95-1994, D M Jacobson<br />

& M R Harrison, GEC J Research, 14(2), 1997,<br />

www.cordis.lu/brite-euram/src/1994.htm<br />

6 National Electronics Manufacturing Initiative, 2214 Rock<br />

Hill Road, Suite 110, Herndon, VA 2<strong>01</strong>70-4214,<br />

www.nemi.org 7 See www.lead-free.org<br />

Based on the $10 million spent on the NCMS project during<br />

the period 1992-1996; the electronics companies are<br />

very interested in achieving lead-free products. The goal<br />

<strong>of</strong> that project was to develop lead-free alternatives <strong>for</strong><br />

electronic interconnection. A drop-in replacement <strong>for</strong> the<br />

eutectic SnPb solder was not identified, however, many<br />

alloy alternatives have since been investigated by electronics<br />

companies worldwide.<br />

In late 1997, there was renewed interest in lead-free electronics<br />

because <strong>of</strong> European Union draft directives on<br />

End-<strong>of</strong>-Life Vehicles (ELV) and Waste From Electric and<br />

Electronic Equipment (WEEE) 7 . These draft directives<br />

have specific material bans aimed at the use <strong>of</strong> lead in<br />

both transportation and electronics. While the ELV directive<br />

has an exemption <strong>for</strong> lead used in solder <strong>for</strong> electronics,<br />

the pending WEEE directive proposes to ban lead<br />

metal in electronics beginning in January 2004. Although<br />

this deadline may be postponed, many electronics manufacturers<br />

are pursuing lead-free manufacturing solutions.<br />

There are numerous announcements from major<br />

Japanese electronics manufacturers concerning the<br />

reduction or elimination <strong>of</strong> lead from solder in the 20<strong>01</strong><br />

timeframe.<br />

A recent ef<strong>for</strong>t has been the <strong>for</strong>mation <strong>of</strong> a <strong>Lead</strong> <strong>Free</strong><br />

Task Group within the NEMI organization with a goal to<br />

provide a lead-free solution by 20<strong>01</strong>. The tasks were<br />

divided into five subgroups: Industry Awareness, Components,<br />

<strong>Solder</strong> Alloy Selection, <strong>Solder</strong> Reliability, and Environmental<br />

Legislation Monitor. The output <strong>of</strong> the solder<br />

alloy selection group <strong>for</strong> recommended solder replacements<br />

will drive the component groups recommendation<br />

to suppliers with regard to higher processing temperature<br />

needs <strong>for</strong> electronic components. The combination <strong>of</strong><br />

these two groups ef<strong>for</strong>ts will be assessed in the reliability<br />

subgroup including test parameters approximating automotive<br />

environments. Preliminary results are expected<br />

from this Task Group in the last quarter <strong>of</strong> <strong>2000</strong>.


HISTORY<br />

<strong>Delphi</strong> Delco Electronics Systems has been quietly pursuing<br />

lead-free electronics since our first <strong>for</strong>ay into the<br />

field in the early 90s. We have completed a down selection<br />

process and per<strong>for</strong>med numerous manufacturing trials<br />

with a proposed lead-free alternative. The major<br />

obstacles to lead-free soldering; modifying current circuit<br />

board, component, and process materials to tolerate<br />

higher temperature exposure, along with new characterization<br />

<strong>of</strong> manufacturing and product reliability are currently<br />

being addressed.<br />

In the early 1990’s, <strong>Delphi</strong> Delco Electronics began working<br />

with lead-free solder. Initial alloy development has<br />

been described previously. 8 During the NCMS alloy<br />

selection activities, a hand-assembled Electric Vehicle<br />

Power Control Module was produced which was fully<br />

functional. In the late 1990’s, a serious ef<strong>for</strong>t was<br />

focussed on a lead-free radio receiver board which has<br />

also been described previously.<br />

Figure 1. <strong>Lead</strong>-free Automotive Radio Receiver Board<br />

The lead-free radio receiver boards passed all <strong>of</strong> our<br />

product validation testing. In fact, the thermal shock testing<br />

led to some surprising results. Thermal shock tests<br />

which are normally applied to electronic components are<br />

very difficult <strong>for</strong> an electronic module to survive. The differing<br />

CTE’s <strong>of</strong> the organic laminate material and the solder/lead<br />

<strong>of</strong>ten results in solder joint cracking as shown in<br />

Figure 2. The surprise is shown in Figure 3. In this case<br />

the <strong>Lead</strong>-free alloy showed no cracking though they both<br />

experienced the same thermal shock. This success led<br />

to further work in a full manufacturing environment.<br />

8 <strong>Lead</strong> <strong>Free</strong> <strong>Solder</strong> <strong>for</strong> Automotive Electronics, G Whitten,<br />

Design and Manufacture <strong>for</strong> the Environment (SP-1342),<br />

SAE, 400 Commonwealth Drive, Warrendale, PA 15096-<br />

00<strong>01</strong>, USA<br />

2<br />

Figure 2. Normal Eutectic SnPb Joint Following<br />

Thermal Shock<br />

Figure 3. <strong>Lead</strong>-free <strong>Solder</strong> Joint Without Cracks<br />

In 1998, a joint ef<strong>for</strong>t was initiated with <strong>Delphi</strong>’s Texton<br />

operation in Brittany, France. In this case, a current production<br />

keyfob (Figure 4) was used as a test vehicle to<br />

learn if there would be any surprises in a full manufacturing<br />

process.<br />

Figure 4. <strong>Lead</strong>-free Keyfob<br />

In this case, the keyfob was manufactured on a normal<br />

manufacturing line. The PWB surface finish was<br />

changed, the alloy was changed, and the thermal pr<strong>of</strong>ile<br />

<strong>for</strong> the reflow oven was changed. Otherwise normal production<br />

techniques were used.


The keyfob again easily passed the customers product<br />

validation tests.<br />

In the process <strong>of</strong> optimizing the reflow pr<strong>of</strong>ile <strong>for</strong> the keyfob,<br />

the pr<strong>of</strong>ile was altered based upon study <strong>of</strong> the joints<br />

resulting from the initial keyfob builds. Earlier work on the<br />

NCMS <strong>Lead</strong>-free project may have been reflowed with a<br />

pr<strong>of</strong>ile that was too cool as suggested in the cross-section<br />

photographs shown in Figure 5.<br />

Figure 5. SOIC Joint With Cool Reflow Pr<strong>of</strong>ile 9<br />

The good news is that the reliability data from the NCMS<br />

report may be overly pessimistic. Higher temperature<br />

reflow pr<strong>of</strong>iles result in more uni<strong>for</strong>m joints with less voiding<br />

as shown in Figure 3.<br />

COMPONENT THERMAL REQUIREMENT<br />

As a result <strong>of</strong> this work, the need <strong>for</strong> higher temperature<br />

qualified components has been highlighted. The melting<br />

point <strong>of</strong> eutectic Sn 37Pb solder is 183C. The melting<br />

point <strong>of</strong> the ternary eutectic, Sn 3.8Ag 0.7Cu alloy, which<br />

has been selected by the NEMI members is 217C, an<br />

increase <strong>of</strong> 34C. Component moisture sensitivity is<br />

already a constraint with current manufacturing processes.<br />

Higher temperatures, particularly <strong>for</strong> wave soldering<br />

in which an organic laminate board must make<br />

contact with a solder wave whose temperature may be as<br />

high as 275C, is the single most important change.<br />

ICS AND PASSIVE COMPONENTS – Most packaged<br />

IC’s have a moisture absorption rate designation. This<br />

designation specifies a moisture absorption rate, under<br />

specific temperature and humidity conditions, <strong>for</strong> an IC<br />

package style. The moisture absorbed by the IC package<br />

encapsulant material has become critical as the<br />

package size decreases and die size increases. The<br />

moisture trapped in the package becomes an explosive<br />

as the solder reflow temperature quickly increases during<br />

a reflow process thereby turning the moisture into superheated<br />

steam. This, in turn, leads to delamination<br />

9 NCMS <strong>Lead</strong>-<strong>Free</strong> <strong>Solder</strong> Project Final Report, 04<strong>01</strong>RE96,<br />

August 1997<br />

3<br />

between the die surface and the overmold encapsulant.<br />

This is aggravated further <strong>for</strong> a lead-free solder reflow<br />

process when the reflow temperature is typically 25 – 30 0<br />

C higher than that <strong>of</strong> a eutectic SnPb reflow process.<br />

Several IC package styles (PLCC, SOIC, QFP) were<br />

tested under the higher temperature conditions. Inspection<br />

methodology <strong>for</strong> delamination between the die surface<br />

and the encapsulant was per<strong>for</strong>med per JEDEC<br />

standard J-STD-20, using a C-mode Scanning Acoustical<br />

Microscope (CSAM) 10 . Results revealed the QFP and<br />

SOIC package styles survived with no delamination<br />

between the die surface and encapsulant, and minimal<br />

delamination between the die paddle surface and encapsulant.<br />

The PLCC package style showed major delamination<br />

under the die, between the bottom die surface and<br />

the die attach epoxy as shown in cross-section in Figures<br />

6 and 7.<br />

Figure 6. IC Cross-Section<br />

Figure 7. Delaminated Die to Paddle Joint<br />

While the delamination shown in Figures 6 and 7 will not<br />

necessarily cause an electrical failure, it certainly<br />

increases the reliability risk, particularly in an environment<br />

with a lot <strong>of</strong> vibration.<br />

10 See IPC/JEDEC J-STD-035 <strong>for</strong> a description <strong>of</strong> the scanning<br />

acoustical microscope process.


CAPACITORS AND HYBRIDS – Capacitors <strong>of</strong>ten contain<br />

lead in the high dielectric constant materials. In addition,<br />

dielectric materials in capacitors and hybrid circuits<br />

<strong>of</strong>ten use lead-glass which is characterized by a low melting<br />

point.<br />

Alternative materials are available, however, so this<br />

should not be a barrier in the long run.<br />

INDUCTORS AND CHOKES – Many inductors, chokes,<br />

and trans<strong>for</strong>mers, used in electronic modules contain ferrite.<br />

Un<strong>for</strong>tunately, the higher reflow temperatures can<br />

push the materials above their Curie temperature where<br />

the ferromagnetic properties <strong>of</strong> the materials change dramatically.<br />

This can effect the inductance <strong>of</strong> these components<br />

thereby altering the resonant frequency <strong>of</strong> the<br />

circuits. This is a recognized problem in the telecommunications<br />

industry and will likely effect multimedia applications<br />

in the automotive industry. This is a relatively<br />

new problem so work must be done to adequately<br />

address the issue.<br />

ORGANIC LAMINATE PRINTED WIRING BOARDS –<br />

As indicated earlier, the glass transition temperature, T g,<br />

and the coefficient <strong>of</strong> thermal expansion, CTE, particularly<br />

in the Z-Axis <strong>for</strong> through-hole components are two <strong>of</strong><br />

the most important parameters <strong>for</strong> an organic laminate. 11<br />

Fortunately, there has been significant progress in the<br />

last few years towards the development <strong>of</strong> good board<br />

materials. There is a looming requirement, however, in<br />

Europe <strong>for</strong> the elimination <strong>of</strong> the Bromine based fire<br />

retardents that are present in today’s FR4 materials. This<br />

means that additional work is required to qualify new<br />

materials which do not contain the prohibited substances.<br />

That work is in the early stages though materials are<br />

available.<br />

COMPONENT SURFACE FINISH<br />

A second major hindrance to full implementation <strong>of</strong> <strong>Lead</strong>free<br />

solder is the lack <strong>of</strong> <strong>Lead</strong>-free component finishes.<br />

While several component manufacturers have provided<br />

<strong>Lead</strong>-free finish <strong>for</strong> some time, notably Nickel-Paladium,<br />

not all components are currently available with a leadfree<br />

coating. Eutectic SnPb has been used <strong>for</strong> some time<br />

because it is inexpensive and solderable. Many <strong>of</strong> the<br />

fine pitch components are electroplated in order to avoid<br />

the non-uni<strong>for</strong>m coating characteristic <strong>of</strong> dipped parts.<br />

Electroplating new finishes is a non-trivial process development.<br />

Plated NiPd gives good uni<strong>for</strong>m plating, and has been<br />

used <strong>for</strong> many years. Un<strong>for</strong>tunately, the volatility and<br />

high price <strong>of</strong> Palladium makes many component manufacturers<br />

reluctant to initiate a program with Palladium.<br />

Thankfully, there are a number <strong>of</strong> new coating materials<br />

including immersion tin, immersion silver, electrolytic tin,<br />

11 Whitten, OpCitation<br />

4<br />

organo-silver, and organo-tin, that are being developed<br />

which should remedy this problem.<br />

PWBs use several types <strong>of</strong> finish today. For low density<br />

circuit boards, Hot Air <strong>Solder</strong> Level or HASL boards are<br />

common. With this technique, the organic laminate<br />

boards are dipped into a molten solder bath briefly, with<br />

the excess solder blown <strong>of</strong>f with an air or nitrogen knife.<br />

For higher density boards, the copper leads are either<br />

electroplated with SnPb or an organic solder preservative,OSP,<br />

is used to prevent oxidation <strong>of</strong> the copper lands.<br />

<strong>Lead</strong>-free HASL is available and will probably be used by<br />

low density applications. OSP can also be used, but the<br />

higher reflow temperatures makes double pass soldering<br />

<strong>for</strong> dual side circuit board component mounting more difficult.<br />

Fortunately, there are other solutions developing<br />

which may solve this problem. There has been significant<br />

progress with very thin organo-silver layers which<br />

protect the copper, but then become part <strong>of</strong> the solder<br />

joint after reflow.. Pure tin is also being considered as an<br />

alternative finish. Since both Tin and Silver are expected<br />

to be in the alloy <strong>of</strong> choice, and since the amount <strong>of</strong><br />

material in the surface finish is very small, the use <strong>of</strong><br />

either Tin or Silver will have minimal impact on the alloy<br />

composition.<br />

CONCLUSION<br />

The NEMI <strong>Lead</strong>-free Task Group has identified the qualification<br />

<strong>of</strong> high temperature components as a major hinderance<br />

to <strong>Lead</strong>-free solder implementation. At the<br />

current time extensive testing and materials development<br />

is underway in order to provide components with proper<br />

moisture and temperature capability. <strong>Delphi</strong> Delco Electronics<br />

began sending requests to component providers<br />

several years ago requesting in<strong>for</strong>mation on their <strong>Lead</strong>free<br />

programs. These requests along with the increased<br />

pressure from other electronics manufacturers are beginning<br />

to have an impact on the supply base. <strong>Lead</strong>-free<br />

components are already available in some quarters and<br />

we expect the entire industry to move to lead-free components<br />

over the next few years.<br />

Almost certainly, a partnership with automotive manufacturers<br />

will be required in the early stages <strong>of</strong> lead-free solder<br />

implementation. We are proceeding systematically<br />

towards the goal <strong>of</strong> lead-free products. We expect passenger<br />

compartment solutions to be first. Engine compartment,<br />

Transmission, and ABS applications, however,<br />

have much to gain from the higher melting point <strong>of</strong> the<br />

lead-free solder.<br />

While regulatory pressure is a current driver, market<br />

pressure may soon bypass it as the principal driver. A<br />

recent experience by a Japanese supplier illustrates this<br />

well. Market share in Europe <strong>for</strong> an audio CD player<br />

jumped from 4% to 19% almost immediately after the CD<br />

player was converted to lead-free solder.


ACKNOWLEDGMENTS<br />

The authors gratefully acknowledge contributions from<br />

many <strong>of</strong> the supporting staff at <strong>Delphi</strong> Delco Electronics.<br />

Their assistance was essential to the work described<br />

here.<br />

REFERENCES<br />

1. “<strong>Lead</strong> <strong>Free</strong> <strong>Solder</strong> Project Final Report," NCMS<br />

Report 04<strong>01</strong>RE96, 1997, National Center <strong>for</strong> Manufacturing<br />

Sciences, 3025 Boardwalk, Ann Arbor<br />

Michigan 48108-3266<br />

2. R. J. Klein and Wassink,” <strong>Solder</strong>ing in Electronics," II,<br />

Electrochemical Publications LTD, Asahi House, 10<br />

Church Road, Port Erin, Isle <strong>of</strong> Man, British Isles,<br />

1994, ISBN 0 9<strong>01</strong>150 24 X<br />

3. BP Richards et al, “<strong>Lead</strong>-free <strong>Solder</strong>ing”, Department<br />

<strong>of</strong> Trade and Industry, UK<br />

4. www.leadfree.org, a site maintained by IPC<br />

5. www.lead-free.org, a site supporting the ITRI<br />

work(UK)<br />

CONTACT<br />

Gordon Whitten is currently in Advanced Engineering at<br />

<strong>Delphi</strong> Delco Electronics Systems. He has 15+ years<br />

experience in electronic packaging including semiconductor,<br />

thin film magnetic R/W head, and multi-chip module<br />

development. He is the Reliability Chairman <strong>of</strong> the<br />

NEMI <strong>Lead</strong> <strong>Free</strong> Task group. His career has included<br />

teaching in Physics and Engineering at Olivet Nazarene<br />

University. Dr Whitten has B.S(Engineering Physics with<br />

Electrical Engineering Minor), M.S and PhD(Physics)<br />

degrees awarded by the University <strong>of</strong> Maine at Orono.<br />

He can be reached at gordon.c.whitten@delphiauto.com<br />

DEFINITIONS, ACRONYMS, ABBREVIATIONS<br />

ABS: Anti-lock Brake System<br />

Ag: Chemical symbol <strong>for</strong> Silver<br />

Al 2 O 3 : Chemical symbol <strong>for</strong> Aluminum Oxide or Alumina,<br />

a commonly used substrate material <strong>for</strong> resistors.<br />

BaTiO 3: Chemical symbol <strong>for</strong> Barium Titanate, a commonly<br />

used substrate material <strong>for</strong> capacitors.<br />

BGA: Ball Grid Array package<br />

CD: Compact Disc<br />

5<br />

CSP: Chip Scale Package<br />

CTE: Coefficient <strong>of</strong> Thermal Expansion, DL/L o C<br />

Cu: Chemical symbol <strong>for</strong> Copper<br />

EIA: Electronic Industries Association<br />

ELV: End <strong>of</strong> Life Vehicle directive. European regulation<br />

requiring vehicle manufacturers to accept vehicles at end<br />

<strong>of</strong> life without charge.<br />

Eutectic: Alloy which has a single liquidus to solidus<br />

melting point, that is, no pasty range<br />

FC: Flip Chip method <strong>of</strong> IC attachment which eliminates<br />

the IC package. Die is attached directly to the circuit<br />

board<br />

FR4: Fire Retardant #4, a common composite printed<br />

wiring board material<br />

In: Chemical symbol <strong>for</strong> Indium<br />

ITRI: International Tin Research Institute (UK)<br />

IVF: Swedish Institute <strong>for</strong> Production Engineering<br />

Research<br />

JEDEC: Joint Electron Device Engineering Council(EIA)<br />

JIEP: Japanese Institute <strong>of</strong> Electronic Packaging<br />

LCCC: <strong>Lead</strong>less Ceramic Chip Carrier<br />

Mp: <strong>Solder</strong> Alloy Melting Point<br />

Pb: Chemical symbol <strong>for</strong> <strong>Lead</strong><br />

PLCC: Plastic <strong>Lead</strong>ed Chip Carrier<br />

PWB: Printed Wiring Board. A typically planar structure<br />

used to hold electronic components physically while connecting<br />

them electrically with photo imaged wiring.<br />

QFP: Quad Flat Pak, a chip package.<br />

NCMS: National Center <strong>for</strong> Manufacturing Sciences<br />

NEMI: National Electronics Manufacturing Intiative<br />

Sb: Chemical symbol <strong>for</strong> Antimony<br />

Sn: Chemical symbol <strong>for</strong> Tin<br />

Sn3.8Ag0.7Cu: Ternary eutectic composition recommended<br />

<strong>for</strong> SnPb replacement by NEMI<br />

SnPb: Tin <strong>Lead</strong> <strong>Solder</strong>, usually eutectic<br />

SOIC: Small Outline Integrated Circuit Package<br />

Tg: Glass transition temperature. The temperature at<br />

which an organic material transitions from solid-like<br />

behavior to viscous liquid-like behavior.<br />

TSOP: Thin Small Outline Package: IC Package<br />

WEEE: Waste from Electric and Electronic Equipment<br />

directive from the European Union which requires recycling<br />

<strong>of</strong> equipment in order to minimize landfill expansion<br />

1206: A resistor or capacitor package which is 120 x 60<br />

mils or 3 x 1.5 mm

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