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For The Defense, December 2011 - DRI Today

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Drug anD MeDical Device<br />

the manufacturer will submit a supplemental<br />

application within six months;<br />

• If studies have not been completed, a<br />

manufacturer must submit proposed<br />

protocols and a schedule of when the researchers<br />

will conduct the studies and a<br />

certification that the manufacturer will<br />

use due diligence and will submit a supplemental<br />

application within 36 months.<br />

Irrespective of the stakes,<br />

a new day is dawning on the<br />

First Amendment, and the<br />

FDA’s old arguments may<br />

not endure the scrutiny.<br />

• If the manufacturer seeks exemption<br />

from the supplemental application<br />

requirements, the manufacturer must<br />

submit an application for exemption<br />

(economic feasibility, unethical to conduct<br />

a study) from the supplemental<br />

application requirements.<br />

See 21 C.F.R. §99.205.<br />

If the dissemination parameters fail to<br />

meet these requirements, including “failing<br />

to exercise due diligence,” the failure<br />

may render any disseminated information<br />

“labeling [and] evidence of a new intended<br />

use, adulteration, or misbranding of the<br />

drug or device.” 21 C.F.R. §99.405.<br />

Mandatory Statements<br />

<strong>The</strong> information disseminated “shall”<br />

include a disclosure permanently affixed<br />

and “prominently displayed” on the front<br />

of the information to be disseminated<br />

stating “This information has not been<br />

approved [or cleared if a device] by the<br />

Food and Drug Administration.” 21 C.F.R.<br />

§99.103. This mandatory statement must<br />

disclose whether the information is disseminated<br />

at the expense of the manufacturer<br />

and identify the authors of the<br />

publication who received compensation<br />

from the manufacturer as well as identify<br />

approved, or cleared, treatments for the<br />

product, as well as the information’s funding<br />

source. Id.<br />

44 ■ <strong>For</strong> <strong>The</strong> <strong>Defense</strong> ■ <strong>December</strong> <strong>2011</strong><br />

<strong>The</strong> manufacturer must also include in<br />

the mandatory statement: (1) the approved<br />

labeling; (2) a bibliography listing materials<br />

that do not support the new use; and<br />

(3) additional information that the FDA<br />

deems “necessary to provide objectivity<br />

and balance.” 21 C.F.R. §99.103.<br />

Industry Supported Activities<br />

<strong>The</strong> FDA’s approach to educational events<br />

during which “off- label” uses are discussed<br />

is contained in “Industry Guidance on<br />

Industry- Supported Scientific and Educational<br />

Activities.” 62 Fed. Reg. 64,074,<br />

64,093 (Dec. 3, 1997), available at http://<br />

www.fda.gov/RegulatoryInformation/Guidances/<br />

ucm122044.htm. According to the FDA,<br />

“truly independent and nonpromotional<br />

industry- supported activities have not been<br />

subject to FDA regulation.” 62 Fed. Reg.<br />

64,094 (Dec. 3, 1997).<br />

Twelve Factors to Determine<br />

Independence<br />

Noting that “[d]emarcating the line<br />

between activities that are performed by<br />

or on behalf of the company, and thus,<br />

subject to regulation, and activities that<br />

are essentially independent of their influence<br />

has become more difficult due to<br />

the increasing role industry has played<br />

in supporting postgraduate and continuing<br />

education for health care professionals,”<br />

the FDA identified factors to evaluate<br />

industry- supported scientific and educational<br />

activities to determine whether a<br />

company supporting an activity “is in a<br />

position to influence the presentation of<br />

information related to its products” or to<br />

“transform an ostensibly independent program<br />

into a promotional vehicle.” Industry<br />

Guidance on Industry Supported Scientific<br />

and Educational Activities, 62 Fed. Reg.<br />

64,095, 64,099 (Dec. 3, 1997). <strong>The</strong> factors<br />

only apply to “company- supported activities<br />

that relate to the supporting company’s<br />

products or to competing products” and are<br />

intended to clarify the difference between<br />

promotional and non- promotional activities<br />

for activity designers. 62 Fed. Reg.<br />

64,096. <strong>The</strong> factors are<br />

1. Did the program provider rather than<br />

the supporting company control content<br />

and select presenters and moderators?<br />

2. Did the program meaningfully disclose<br />

relationships?<br />

3. What was the program’s focus; for<br />

instance, did it focus on a product?<br />

4. Did the relationship between the provider<br />

and the company permit the company<br />

to exert control over the provider?<br />

5. Did the provider have a history of failing<br />

to meet independence standards?<br />

6. Is the provider involved in the company’s<br />

sales or marketing?<br />

7. Did the agenda include multiple presentations<br />

of the same program?<br />

8. Did audience selection reflect marketing<br />

goals, or did the company’s<br />

marketing department influence its<br />

selection?<br />

9. Did the program offer opportunity for<br />

discussion?<br />

10. Did the program provider or the supporting<br />

company disseminate additional<br />

product information after the<br />

program?<br />

11. Did the program include ancillary<br />

marketing efforts?<br />

12. Did anyone complain that the supporting<br />

company attempted “to influence<br />

content.”<br />

Industry Guidance on Industry Supported<br />

Scientific and Educational Activities, 62<br />

Fed. Reg. 64,097–64,099.<br />

<strong>The</strong> FDA also takes into account a category<br />

of catch-all “additional considerations,”<br />

such as whether the written<br />

agreement between a supporting company<br />

and the program provider reflected that the<br />

later would design and direct the program.<br />

Id. at 64,099.<br />

Promotion of FDA- Regulated<br />

Medical Products Using the<br />

Internet and Social Media Tools<br />

In November 2009, the FDA held two days<br />

of meetings on promoting FDA- regulated<br />

products with social media attended by<br />

a variety of stakeholders many of whom<br />

presented written materials and addressed<br />

the issue. <strong>The</strong> industry has long awaited<br />

guidance from the FDA on this topic. An<br />

archived webcast of the meeting is available<br />

at http://www.capitolconnection.net/ capcon/<br />

fda/111209/FDAarchive.htm (last accessed Nov.<br />

2, <strong>2011</strong>).<br />

Government Accountability<br />

Office Study<br />

In July 2008, the U.S Government Accountability<br />

Office (GAO) reviewed the FDA’s

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