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For The Defense, December 2011 - DRI Today

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Over Criminalization of Business Conduct—<strong>The</strong><br />

Policies, Practices and Potential Remedies for the<br />

Government’s Latest Enforcement Actions<br />

Panelists for the Thursday morning presentation by the Drug and<br />

Medical Device and Government Enforcement and Corporate Compliance<br />

Committees discuss the latest enforcement actions of the U.S. Food and Drug<br />

Administration and the U.S. Securities and Exchange Commission and the<br />

effect such scrutiny is having on a broad range of industries. <strong>The</strong>y also shared<br />

some best practices for managing these risks in the current environment.<br />

<strong>The</strong> panel included (from left) Howard Sklamberg, Director of the Office of<br />

ConsTRuCTIon lAW<br />

Defending Building Products in<br />

a Complex<br />

Construction<br />

Defect Claim<br />

Alan R. Levy of Buckly Zinober<br />

& Curtis PA discusses strategic<br />

considerations and other keys<br />

to defending claims against<br />

building product clients in a<br />

construction defect matter at the<br />

Friday morning meeting of the<br />

Trucking Law Committee. David<br />

V. Wilson of Hays McConn Rice &<br />

Pickering PC also spoke.<br />

20 ■ <strong>For</strong> <strong>The</strong> <strong>Defense</strong> ■ <strong>December</strong> <strong>2011</strong><br />

Enforcement, U.S. Food and Drug Administration; Elpidio “PD” Villarreal,<br />

Senior Vice President–Global Litigation, GlaxoSmithKline PLC; Deborah Connor,<br />

Assistant United States Attorney Chief, Fraud and Public Corruption Section,<br />

United States Attorney’s Office; Stephen T. Gannon, Executive Vice President<br />

and Deputy General Counsel, Capital One Financial Corporation; and Peter S.<br />

Spivack of Hogan Lovells US LLP. Jonathan N. Rosen of Shook Hardy & Bacon<br />

LLP served as moderator.<br />

CoRpoRATe Counsel<br />

<strong>The</strong> Responsible Corporate Officer Doctrine—No<br />

Knowledge Is No <strong>Defense</strong><br />

Douglas Stearn, Deputy Director for Policy and<br />

Analysis in the U.S. Food and Drug Administration<br />

Office of Compliance, provides his insight on<br />

current FDA enforcement trends, including the<br />

reemergence of the responsible corporate officer<br />

doctrine, during the Corporate Counsel Committee’s<br />

“in-house only” session on Wednesday afternoon.<br />

This program provided in-house attorneys with<br />

an understanding as to how the doctrine could<br />

be used to hold a corporate officer personally<br />

responsible for the conduct of his or her<br />

subordinates, even though the officer may not have knowledge of the alleged conduct.<br />

DIveRsITy<br />

Diversity at the Crossroads—Choosing a Path to Reverse the Attrition Rate Among<br />

Diverse Partners and Associates<br />

<strong>The</strong>n-Committee Chair Toyja E. Kelley (at podium) of<br />

Tydings & Rosenberg LLP, introduces speakers Taren N.<br />

Stanton of Thompson Hine LLP and William A. Sherman<br />

II of Dinsmore Shohl LLP to attendees of the Diversity<br />

Committee’s Friday afternoon CLE and business meeting.<br />

<strong>The</strong> panelists led a discussion that identified the unique<br />

problems that cause attrition among minority lawyers<br />

and provided concrete suggestions to reverse the flow of<br />

minority lawyers leaving law firms and the profession.

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