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The Ethnicity of the Sea Peoples - RePub - Erasmus Universiteit ...

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In a work which deals with <strong>the</strong> ethnicity <strong>of</strong> <strong>the</strong> Mediterranean<br />

population groups which attacked Egypt at <strong>the</strong> end <strong>of</strong><br />

<strong>the</strong> Bronze Age, commonly referred to as <strong>the</strong> <strong>Sea</strong> <strong>Peoples</strong>,<br />

it should first <strong>of</strong> all be specified what “ethnicity” actually<br />

means and how we will put this concept into practice. To<br />

this aim, it is interesting to note that <strong>the</strong> word is derived<br />

from Greek ethnos (plural ethn), “number <strong>of</strong> people living<br />

toge<strong>the</strong>r, body <strong>of</strong> men; nation, people; foreign, barbarious<br />

nations; class <strong>of</strong> men, caste, tribe”. 1 According to Werner<br />

Sollors in his <strong>The</strong>ories <strong>of</strong> <strong>Ethnicity</strong>, A Classical Reader <strong>of</strong><br />

1996, <strong>the</strong> modern formation ethnicity came into use during<br />

<strong>the</strong> Second World War (1940-1945), being first attested in<br />

a publication by W. Lloyd Warner (p. vii). As a definition<br />

<strong>of</strong> this term, <strong>the</strong> same author presents <strong>the</strong> one formulated<br />

by R.A. Schermerhorn in 1970, which runs as follows<br />

(ibid., p. xii):<br />

“An ethnic group is … a collectivity within a larger<br />

society having real or putative common ancestry,<br />

memories <strong>of</strong> a shared historical past, and a cultural<br />

focus on one or more symbolic elements defined as<br />

<strong>the</strong> epitome <strong>of</strong> <strong>the</strong>ir peoplehood. Examples <strong>of</strong> such<br />

symbolic elements are: kinship patterns, physical<br />

contiguity (as in localism or sectionalism), religious<br />

affiliation, language or dialect forms, tribal affiliation,<br />

nationality, phenotypal features, or any combination<br />

<strong>of</strong> <strong>the</strong>se. A necessary accompaniment is some<br />

consciousness <strong>of</strong> kind among members <strong>of</strong> <strong>the</strong> group.”<br />

Not explicitly mentioned in this definition, but <strong>of</strong> vital<br />

importance to our subject, is <strong>the</strong> fact that ethnic groups are<br />

in most <strong>of</strong> <strong>the</strong> cases referred to by a name, coined ei<strong>the</strong>r by<br />

<strong>the</strong>mselves or by outsiders, which we call an ethnonym.<br />

In <strong>the</strong> study <strong>of</strong> ethnicity, various approaches can be<br />

encountered. In <strong>the</strong> first place, <strong>the</strong> ethnic group under consideration<br />

can be studied from <strong>the</strong> perspective <strong>of</strong> <strong>the</strong> members<br />

<strong>of</strong> this group <strong>the</strong>mselves. This approach is called<br />

emic. Alternatively, <strong>the</strong> ethnic group under consideration<br />

can be studied from <strong>the</strong> perspective <strong>of</strong> outsiders. <strong>The</strong> latter<br />

approach is called etic. As explained by Wim van Binsbergen,<br />

<strong>the</strong>se terms are rooted in <strong>the</strong> field <strong>of</strong> linguistics, where<br />

phonetics furnishes a purely external description <strong>of</strong> a language<br />

(hence -etic), and phonemics deals with <strong>the</strong> smallest<br />

1 LSJ, s.v.; in modern literature, one also finds <strong>the</strong> plural ethnoi or<br />

ethns (from singular ethn) or <strong>the</strong> originally French form ethnie<br />

used for both singular and plural.<br />

1. DEFINING ETHNICITY<br />

15<br />

units <strong>of</strong> speech sound distinguished by <strong>the</strong> language users<br />

<strong>the</strong>mselves (hence -emic). 2 Ano<strong>the</strong>r pair <strong>of</strong> concepts is<br />

formed by primordialism and instrumentalism. According<br />

to <strong>the</strong> primordial approach, <strong>the</strong> ethnic features <strong>of</strong> a specific<br />

group are immutable qualities, inherited from fa<strong>the</strong>r to son<br />

and mo<strong>the</strong>r to daughter, and thus a historically “given”. As<br />

opposed to this, <strong>the</strong> instrumentalist approach, initiated by<br />

Frederik Barth in his classic Ethnic Groups and Boundaries<br />

<strong>of</strong> 1969, holds that ethnic features can be manipulated<br />

for certain causes by <strong>the</strong> members <strong>of</strong> a specific group and<br />

that hence <strong>the</strong> ethnic boundaries are permeable. Accordingly,<br />

instrumentalists will stress <strong>the</strong> dynamic and negotiable<br />

nature <strong>of</strong> ethnicity, whereas primordialists will do <strong>the</strong><br />

opposite. In reality, <strong>the</strong> truth lies somewhere in between<br />

<strong>the</strong>se opposites, some ethnic boundaries being difficult to<br />

cross or even impermeable in a certain period <strong>of</strong> time, especially<br />

when <strong>the</strong>re is a high ethnic conscience (= ethnicization),<br />

and o<strong>the</strong>rs, or <strong>the</strong> same but in a period <strong>of</strong> time<br />

when <strong>the</strong>re is a low ethnic conscience, being easy to cross.<br />

Fur<strong>the</strong>rmore, dynamism also needs to be called into play in<br />

order to account for <strong>the</strong> fact that an ethnos can die out (=<br />

ethnothanasia) or be newly created (= ethnogenesis).<br />

<strong>The</strong> determination <strong>of</strong> an ethnic identity is in essence<br />

an historical process. As we will be working in <strong>the</strong> protohistory,<br />

which lacks contemporary works <strong>of</strong> history, <strong>the</strong><br />

definition <strong>of</strong> ethnicity needs to be translated into protohistorical<br />

categories <strong>of</strong> evidence. In addition, <strong>the</strong>se categories<br />

<strong>of</strong> evidence should be workable in <strong>the</strong> context <strong>of</strong> <strong>the</strong> eastern<br />

Mediterranean during <strong>the</strong> Late Bronze Age, which with<br />

societies ranging from highly developed multiethnic empires<br />

through individual kingdoms and city leagues to<br />

merely tribal forms <strong>of</strong> organization3 is far more complex<br />

than, for example, <strong>the</strong> modern African one where <strong>the</strong> various<br />

ethnic groups are all <strong>of</strong> a similar degree <strong>of</strong> organization<br />

– in <strong>the</strong> words <strong>of</strong> van Binsbergen: like cookies shaped<br />

with different cookie moulds from one and <strong>the</strong> same large<br />

rolled out slab <strong>of</strong> dough. 4 Hence, following in <strong>the</strong> tracks <strong>of</strong><br />

2 Van Binsbergen 1999: 43.<br />

3 For <strong>the</strong> definition <strong>of</strong> tribe as “an ethnic group within <strong>the</strong> global<br />

space but outside <strong>the</strong> politically dominant civilization”, see van<br />

Binsbergen, forthc. 10.<br />

4 Van Binsbergen 1999: 69; <strong>the</strong> same observation to some extent

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