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Facts and Arguments about the Introduction of Initiative and ...

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Perhaps <strong>the</strong>re are two reasons why Aristotle’s ideas <strong>about</strong><br />

happiness (<strong>of</strong> which more below) were not generally shared.<br />

On <strong>the</strong> one h<strong>and</strong>, failure to satisfy <strong>the</strong> basic needs leads to<br />

fixation on <strong>the</strong> gratification <strong>of</strong> those needs, which means that<br />

<strong>the</strong> ‘inversion’ towards <strong>the</strong> gratification <strong>of</strong> <strong>the</strong> meta-needs<br />

does not take place. Striving for pleasure <strong>the</strong>n becomes a<br />

surrogate for <strong>the</strong> striving for happiness. On <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>,<br />

<strong>the</strong>re is also <strong>the</strong> reality <strong>of</strong> evil. Maslow speaks <strong>of</strong> <strong>the</strong> ‘Jonas<br />

complex’: <strong>the</strong> wilful clinging to <strong>the</strong> basic needs <strong>and</strong> <strong>the</strong> conscious<br />

waiving <strong>of</strong> <strong>the</strong> meta-needs as motivators for our actions.<br />

That seemed to him to be <strong>the</strong> key to <strong>the</strong> evil behaviour<br />

<strong>of</strong> humans. Aristotle also knew <strong>about</strong> evil: “…<strong>the</strong>re is found<br />

[in men] ano<strong>the</strong>r element naturally opposed to <strong>the</strong> rational<br />

principle, which fights against <strong>and</strong> resists that principle. For<br />

exactly as paralysed limbs, when we intend to move <strong>the</strong>m to<br />

<strong>the</strong> right, turn on <strong>the</strong> contrary to <strong>the</strong> left, so is it with <strong>the</strong> soul;<br />

<strong>the</strong> impulses <strong>of</strong> incontinent people move in contrary directions.<br />

But while in <strong>the</strong> body we see that which moves astray,<br />

in <strong>the</strong> soul we do not. No doubt, however, we must none<strong>the</strong>less<br />

suppose that in <strong>the</strong> soul too <strong>the</strong>re is something contrary<br />

to <strong>the</strong> rational principle, resisting <strong>and</strong> opposing it.”<br />

The reality <strong>of</strong> evil dem<strong>and</strong>s courage from politicians. The<br />

expression ‘political courage’ usually suggests a situation in<br />

which ‘unpopular measures’ have to be implemented against<br />

<strong>the</strong> will <strong>of</strong> <strong>the</strong> people. This is not courage, but <strong>the</strong> undemocratic<br />

abuse <strong>of</strong> power. It is not courage, but cowardice, to<br />

avoid a confrontation with an idea that you consider wrong.<br />

Such ideas can only be defeated in an open democratic debate,<br />

in a contest <strong>of</strong> ideas. Those who avoid <strong>the</strong> contest, <strong>and</strong><br />

instead seek to ensure victory by a show <strong>of</strong> force, only succeed<br />

in <strong>the</strong> long run in streng<strong>the</strong>ning <strong>the</strong> malevolent forces<br />

in society. A political culture, in which <strong>the</strong> use <strong>of</strong> power by<br />

one person over ano<strong>the</strong>r is accepted, is <strong>the</strong> natural biotope<br />

for evil. Real political courage does not consist in dealing<br />

with ideas thought to be wrong or harmful by using power,<br />

but ra<strong>the</strong>r by conducting open contests <strong>of</strong> ideas. People who<br />

have real political courage learn to recognise evil, but do not<br />

allow <strong>the</strong>mselves to be frightened <strong>of</strong>f by it. Opposing evil, political<br />

courage strives for a society in which <strong>the</strong> human desire<br />

for strong democracy <strong>and</strong> real involvement are satisfied.<br />

Democracy <strong>and</strong> happiness<br />

Happiness has also been studied quantitatively. Frey <strong>and</strong><br />

Stutzer (2002) provide a good overview <strong>of</strong> <strong>the</strong> most significant<br />

findings.<br />

Happiness can be measured, <strong>of</strong> course, in <strong>the</strong> sense that you<br />

can just ask people how happy <strong>the</strong>y are. Asking people to rate<br />

<strong>the</strong>ir general feeling <strong>of</strong> happiness on a scale from ‘entirely unhappy’<br />

to ‘perfectly happy’ produces consistent <strong>and</strong> very useful<br />

results. People who consider <strong>the</strong>mselves more than averagely<br />

happy are also rated by o<strong>the</strong>r people as happier. They smile<br />

more, are healthier, have fewer days <strong>of</strong>f work, make social contacts<br />

more easily, etc. (Frey <strong>and</strong> Stutzer, 2002, p. 33). There are<br />

many different factors that have an effect on happiness.<br />

Absolute wealth does not affect happiness, once a certain<br />

minimum has been achieved that allows <strong>the</strong> primary needs<br />

to be satisfied. In Japan, for example, real per capita income<br />

increased sixfold during <strong>the</strong> second half <strong>of</strong> <strong>the</strong> twentieth century,<br />

but this did not cause any increase in Japanese people’s<br />

average sense <strong>of</strong> happiness. Relative wealth, on <strong>the</strong> o<strong>the</strong>r<br />

h<strong>and</strong>, does have an effect on <strong>the</strong> feeling <strong>of</strong> happiness. People<br />

who are poorer than <strong>the</strong>ir neighbours will, on average,<br />

3<br />

be less happy. On average, women are happier than men,<br />

married people are happier than unmarried people, people<br />

who believe in God are a bit happier than disbelievers, people<br />

who watch television a lot are on average unhappier than<br />

occasional viewers, <strong>and</strong> inhabitants <strong>of</strong> richer countries are<br />

usually happier than inhabitants <strong>of</strong> poorer countries.<br />

Unemployment induces a very considerable loss <strong>of</strong> happiness.<br />

On a scale from 1 (not at all satisfied) to 4 (very satisfied),<br />

unemployment causes an average drop <strong>of</strong> <strong>about</strong> 0.33<br />

[units]. This is <strong>the</strong> decline in <strong>the</strong> feeling <strong>of</strong> happiness due<br />

solely to unemployment i.e. after adjustments have been<br />

made for o<strong>the</strong>r factors, such as loss <strong>of</strong> income (Frey <strong>and</strong><br />

Stutzer, 2002, p. 97). We can underst<strong>and</strong> this effect in <strong>the</strong><br />

light <strong>of</strong> <strong>the</strong> <strong>the</strong>ories <strong>of</strong> Maslow <strong>and</strong> Aristotle. Work is an important<br />

opportunity for self-actualization for many people.<br />

It <strong>of</strong>fers <strong>the</strong> opportunity, in <strong>the</strong> Aristotelian sense, to practice<br />

virtuous behaviour. This is confirmed by o<strong>the</strong>r studies,<br />

which indicate that people who are self-employed feel happier<br />

than people who work for an employer <strong>and</strong> who consequently<br />

have less control over <strong>the</strong> circumstances <strong>of</strong> <strong>the</strong>ir<br />

work. It is not only a person’s own unemployment, but also<br />

that <strong>of</strong> o<strong>the</strong>r people that affects <strong>the</strong> feeling <strong>of</strong> happiness:<br />

“...a one-percentage-point increase in <strong>the</strong> general rate <strong>of</strong><br />

unemployment from 9 percent (<strong>the</strong> European mean) to 10<br />

percent reduces <strong>the</strong> declared level <strong>of</strong> satisfaction with life<br />

by 0.028 units on <strong>the</strong> four-point scale applied.” (Frey <strong>and</strong><br />

Stutzer, 2002, p.101).<br />

Do citizens feel happier on average when <strong>the</strong>y have <strong>the</strong> opportunity<br />

to decide on issues directly by referendum? A comparative<br />

study <strong>of</strong> <strong>the</strong> 26 Swiss cantons, which <strong>of</strong>fer significantly<br />

different levels <strong>of</strong> opportunity for citizens to participate<br />

directly in legislation, provides an answer to this question.<br />

Frey <strong>and</strong> Stutzer reduced <strong>the</strong> extent to which direct decisionmaking<br />

is possible to a single parameter, <strong>the</strong> values <strong>of</strong> which<br />

can vary from 1 (not democratic) to 6 (very democratic). The<br />

canton <strong>of</strong> Basel-L<strong>and</strong>schaft (<strong>the</strong> predominantly rural area<br />

around <strong>the</strong> city <strong>of</strong> Basle) had <strong>the</strong> highest score (5.69) <strong>and</strong> <strong>the</strong><br />

canton <strong>of</strong> Geneva <strong>the</strong> lowest (1.75). As well as using all sorts<br />

<strong>of</strong> o<strong>the</strong>r factors that reflect <strong>the</strong> demographic <strong>and</strong> economic<br />

differences between <strong>the</strong> cantons, Frey <strong>and</strong> Stutzer also applied<br />

ano<strong>the</strong>r scale with ten gradations, which mark <strong>the</strong> degree<br />

<strong>of</strong> municipal autonomy in each canton.<br />

The results show that citizens in <strong>the</strong> more democratic cantons<br />

are significantly happier on average. An increase <strong>of</strong> a<br />

single point on <strong>the</strong> 1 to 6 scale corresponds to an increase<br />

in <strong>the</strong> feeling <strong>of</strong> happiness by 0.11 units, which matches <strong>the</strong><br />

effect <strong>of</strong> a transition from <strong>the</strong> lowest income category (below<br />

2000 Swiss francs a month) to <strong>the</strong> next higher income category<br />

(from 2000 to 3000 Swiss francs a month).<br />

More municipal autonomy also leads to an increase in reported<br />

happiness. However, Frey <strong>and</strong> Stutzer found that <strong>the</strong><br />

two parameters are not independent <strong>of</strong> each o<strong>the</strong>r: it appears<br />

that in cantons with more direct democracy, greater municipal<br />

autonomy also seems to have arisen over time. This corresponds<br />

with <strong>the</strong> overall finding that politicians generally<br />

tend to aim for less local autonomy <strong>and</strong> more centralisation,<br />

whereas citizens usually desire more local autonomy.<br />

The increase in <strong>the</strong> feeling <strong>of</strong> happiness has a general character:<br />

“The positive effect <strong>of</strong> direct democracy on happiness<br />

applies to all income classes, <strong>and</strong> is not restricted to a particular<br />

one (...) The benefits are distributed ra<strong>the</strong>r evenly<br />

among social classes.” (Frey <strong>and</strong> Stutzer, p. 145, 149).

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