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A quArterly mAgAzine of Art And culture issue 7 ... - Visual Studies

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CABINET<br />

A <strong>qu<strong>Art</strong>erly</strong> <strong>mAgAzine</strong> <strong>of</strong> <strong>Art</strong><br />

<strong>And</strong> <strong>culture</strong><br />

<strong>issue</strong> 7 summer 2002<br />

us $8 cAnAdA $13 uK £6


cabinet<br />

Immaterial Incorporated<br />

181 Wyck<strong>of</strong>f Street Brooklyn NY 11217 USA<br />

tel + 1 718 222 8434<br />

fax + 1 718 222 3700<br />

email cabinet@immaterial.net<br />

www.immaterial.net<br />

Editor-in-chief Sina Najafi<br />

Senior editor Brian Conley<br />

Editors Jeffrey Kastner, Frances Richard, David Serlin, Gregory Williams<br />

<strong>Art</strong> directors (Cabinet Magazine) Ariel Apte and Sarah Gephart <strong>of</strong> mgmt.<br />

<strong>Art</strong> director (Immaterial Incorporated) Richard Massey/OIG<br />

Editors-at-large Saul Anton, Mats Bigert, Jesse Lerner, Allen S. Weiss,<br />

Jay Worthington<br />

Website Krist<strong>of</strong>er Widholm and Luke Murphy<br />

Image editor Naomi Ben-Shahar<br />

Production manager Sarah Crowner<br />

Development director Alex Villari<br />

Contributing editors Joe Amrhein, Molly Bleiden, Eric Bunge,<br />

<strong>And</strong>rea Codrington, Christoph Cox, Cletus Dalglish-Schommer, Pip Day,<br />

Carl Michael von Hausswolff, Srdjan Jovanovic Weiss, Dejan Krsic,<br />

Tan Lin, Roxana Marcoci, Ricardo de Oliveira, Phillip Scher, Rachel Schreiber,<br />

Lytle Shaw, Debra Singer, Cecilia Sjöholm, Sven-Olov Wallenstein<br />

Editorial assistant James Pollack<br />

Pro<strong>of</strong>readers Joelle Hann & Catherine Lowe<br />

Assistants Amoreen Armetta, Emelie Bornhager, Ernest Loesser,<br />

Normandy Sherwood<br />

Prepress Zvi @ Digital Ink<br />

Founding editors Brian Conley and Sina Najafi<br />

Printed in Belgium by Die Keure<br />

Cabinet (ISSN 1531-1430) is a quarterly magazine published by Immaterial<br />

Incorporated. Periodicals Postage paid at Brooklyn NY.<br />

Postmaster: Send address changes to Cabinet, 181 Wyck<strong>of</strong>f Street, Brooklyn,<br />

NY 11217<br />

Immaterial Incorporated is a non-pr<strong>of</strong>it 501 (c) (3) art and <strong>culture</strong> organization<br />

incorporated in New York State. Cabinet is in part supported by generous grants<br />

from the Flora Family Foundation, the New York State Council on the <strong>Art</strong>s, the<br />

Frankel Foundation, and by donations from individual patrons <strong>of</strong><br />

the arts. Contributions to Immaterial Incorporated and Cabinet magazine are<br />

fully tax-deductible.<br />

Subscriptions<br />

Individual one-year subscriptions (in US Dollars): United States $24,<br />

Europe and Canada $34, Mexico $50, Other $60<br />

Institutional one-year subscriptions (in US Dollars): United States $30,<br />

Europe and Canada $42, Mexico $60, Other $75<br />

Please either send a check in US dollars made out to “Cabinet,” OR send,<br />

fax, or email us your Visa /Mastercard information. To process your credit card,<br />

we need your name, card number, expiry date, and billing address. You can also<br />

subscribe directly on our website at www.immaterial.net/cabinet with a credit<br />

card. Back <strong>issue</strong>s available in the US for $8 and in Europe, Canada, and Mexico<br />

for $13. Institutions can also subscribe through EBSCO and Swets Blackwell.<br />

Advertising<br />

Email advertising@immaterial.net or call + 1 718 222 8434.<br />

Distribution<br />

US and Canada: Big Top Newstand Services, a division <strong>of</strong> the IPA.<br />

For more information, call + 1 415 643 0161, fax + 1 415 643 2983,<br />

or email info@BigTopPubs.com.<br />

Europe: Central Books, London. Email: orders@centralbooks.com<br />

Cabinet is also available through Tower stores around the world.<br />

Please send distribution questions to distribution@immaterial.net<br />

Cabinet eagerly accepts unsolicited manuscripts, preferably sent by e-mail<br />

to proposals@immaterial.net as a Micros<strong>of</strong>t Word document or in Rich Text<br />

Format. Hard copies should be double-spaced and in duplicate. We can only<br />

return manuscripts if a self-addressed, stamped envelope is provided. We do<br />

not publish poetry. Please contact us for guidelines for submitting artworks.<br />

Contents © 2002 Immaterial Incorporated & the authors, artists, translators.<br />

All rights reserved. Unauthorized reproduction <strong>of</strong> any material here is a no-no.<br />

The views published in this magazine are not necessarily those <strong>of</strong> the writers,<br />

let alone the spineless editors <strong>of</strong> Cabinet.<br />

cover: envelope recovered from the crash <strong>of</strong> the Pan American World<br />

Airways plane “Yankee Clipper” in Lisbon on February 22, 1943. Courtesy<br />

Kendall Sanford


Contributors<br />

Magnus Bärtås is an artist and writer based in Stockholm. In 2000, he<br />

published a collection <strong>of</strong> essays Orienterarsjukan och andra berättelser<br />

(together with Fredrik Ekman). His recent exhibitions “Satellites” and “The<br />

Museum <strong>of</strong> Homeless Ideas” were shown at Roger Björkholmen Gallery in<br />

Stockholm and OK Gallery in Rijeka, Croatia (together with Zdenko Buzek).<br />

Mike Ballou is an artist based in Brooklyn, New York.<br />

M. Behrens (born 1970 in Germany) has lived and worked internationally as<br />

an artist and designer in Frankfurt since 1991. Since 1996 he has worked<br />

mainly with sound and video installations.<br />

David Brody is an artist who lives and works near the Kool Man depot in Brooklyn.<br />

Matthew Buckingham is an artist based in New York. He is represented by<br />

Murray Guy Gallery, New York, and Galleri Tommy Lund, Copenhagen.<br />

Brian Burke-Gaffney was born in Canada in 1950 and came to Japan in 1972.<br />

He has been pr<strong>of</strong>essor at the Nagasaki Institute <strong>of</strong> Applied Science since 1996.<br />

Paul Collins edits the Collins Library for McSweeney’s Books, and is the<br />

author <strong>of</strong> Banvard’s Folly (Picador: 2001) and the forthcoming travelogue-memoir<br />

Sixpence House (Bloomsbury USA). He lives in Portland, Oregon.<br />

Nancy Davenport is a New York-based artist represented by Nicole Klagsburn<br />

Gallery. Her work has been exhibited recently at the Rockford Museum in<br />

Illinois and at the 25th São Paulo Biennial.<br />

<strong>And</strong>rew Deutsch is a sound/video artist who lives in Hornell, NY, and teaches<br />

sound art at Alfred University. He is a member <strong>of</strong> the Institute for Electronic <strong>Art</strong><br />

at Alfred University and <strong>of</strong> the Pauline Oliveros Foundation’s board <strong>of</strong> directors.<br />

Jon Dryden is a musician and writer living in Brooklyn, New York.<br />

Elizabeth Esch is completing a dissertation in the Department <strong>of</strong> History at New<br />

York University.<br />

Matt Freedman is an artist and writer living in Brooklyn.<br />

Dr. Merrill Garnett is a cancer researcher and the founder and CEO <strong>of</strong> Garnett<br />

McKeen Laboratory, Inc. Dr. Garnett has had research laboratories at the<br />

Central Islip State Hospital, Waldemar Medical Research Foundation,<br />

Northport Veterans’ Administration Medical Center, and the High Technology<br />

Incubator <strong>of</strong> The State University <strong>of</strong> New York at Stony Brook.<br />

Tim Griffin is a writer, curator, and art editor <strong>of</strong> Time Out New York. His book<br />

<strong>of</strong> essays titled Contamination, a collaborative project with artist Peter Halley,<br />

is forthcoming from Gabrius (Milan) in September. His book <strong>of</strong> poetry, July in<br />

Stereo, is forthcoming from Shark Press (New York).<br />

Daniel Harris is the author <strong>of</strong> A Memoir <strong>of</strong> No One In Particular (Basic Books,<br />

2002). He has also written The Rise and Fall <strong>of</strong> Gay Culture and Cute, Quaint,<br />

Hungry, and Romantic: The Aesthetics <strong>of</strong> Consumerism.<br />

David Hawkes teaches at a university in Pennsylvania. He is the author <strong>of</strong><br />

Ideology (Routledge, 1996) and Idols <strong>of</strong> the Marketplace (Palgrave, 2001), and<br />

his work has recently appeared in The Nation, The Times Literary Supplement<br />

and The Journal <strong>of</strong> the History <strong>of</strong> Ideas.<br />

Sharon Hayes is an artist. She is currently an MFA candidate in the Interdisciplinary<br />

Studio at UCLA’s Department <strong>of</strong> <strong>Art</strong>.<br />

Brooklyn-based soundmaker Douglas Henderson has been working with<br />

electro-acoustic composition, music for dance, and installation pieces for 20<br />

years. He has run the Sound <strong>Art</strong>s program at the Museum School, Boston<br />

and holds a doctorate in composition from Princeton University. He can be<br />

reached through www.heartpunch.com.<br />

Bill Jones is an artist and writer. He is represented by the Sandra Gering Gallery in<br />

NY and is currently the Director <strong>of</strong> Operations <strong>of</strong> Garnett McKeen Laboratory, Inc.<br />

Jeffrey Kastner is a New York-based writer and an editor <strong>of</strong> Cabinet.<br />

Kris Lee and Matt Freedman met at the 1985 NCAA diving championships.<br />

They later discovered that they were distantly related.<br />

Nina Katchadourian is an artist who lives in Brooklyn and teaches at Brown<br />

University. She exhibits with Debs & Co in New York and with Catharine Clark<br />

Gallery in San Francisco.<br />

Emma Kay lives and works in London. She has exhibited widely in Europe and<br />

the US. She recently participated in the 2002 Sydney Biennial and has<br />

forthcoming exhibitions at The Approach, London, the Muscarnok Kunsthalle,<br />

Budapest, and Tate Modern, London. She has published an artist’s book,<br />

Worldview (Bookworks).<br />

Peter Lew is a New York-based artist whose work includes painting, installation<br />

and sound art. He has participated in the radio project WAR!, the sound<br />

show constriction at Pierogi gallery, and his paintings were included in Working<br />

in Brooklyn at the Brooklyn Museum. His work has been exhibited in Austria,<br />

Switzerland, and Japan.<br />

Dirk Libeer remembers Danny from when he was a boy.<br />

Paul Lukas, author <strong>of</strong> Inconspicuous Consumption: An Obsessive Look at the<br />

Stuff We Take for Granted and editor <strong>of</strong> Beer Frame: The Journal <strong>of</strong> Inconspicuous<br />

Consumption, is a Brooklyn-based writer who specializes in minutiae fetishism.<br />

His favorite color is green and his favorite state is Wisconsin.<br />

Christ<strong>of</strong> Migone is a multidisciplinary artist and writer. He lives and works in<br />

Montreal and New York.<br />

Susette Min is currently a Mellon Postdoctoral Fellow at Pomona College.<br />

She is also an indepedent curator and most recently curated Rina Banerjee in<br />

a show entitled “Phantasmal Pharmacopia.” She lives in Los Angeles.<br />

Sina Najafi is editor-in-chief <strong>of</strong> Cabinet magazine.<br />

Pauline Oliveros (born 1932) is a composer living in Kingston, NY, and teaching<br />

at Rensselaer Polytechnic Institute, Mills College, and Bard College. She is<br />

president <strong>of</strong> Pauline Oliveros Foundation, a creative cultural center in Kingston<br />

(http://www.deeplistening.org/pauline)<br />

Amy Jean Porter is an artist who recently moved to Cambridge, Massachusetts.<br />

Scott A. Sandage is Associate Pr<strong>of</strong>essor in the Department <strong>of</strong> History at Carnegie<br />

Mellon University. His book Forgotten Men: Failure in American<br />

Culture, 1819-1893 is forthcoming from Harvard University Press.<br />

Kendall C. Sanford is retired after working forty years in the airline industry and<br />

lives in Geneva. He has collected airmail historical material and air crash covers<br />

for nearly as long. He is a past president <strong>of</strong> the American Air Mail Society, the<br />

world’s largest aerophilatelic society.<br />

Peter Santino was born in Kansas in 1948.<br />

Paul Schmelzer lives in Minneapolis and writes on art and activism for<br />

publications including Adbusters, The Progressive, and Raw Vision.<br />

Tobias Schmitt. 1975: born in Frankfurt; 1989: first experiments with<br />

electronic music; 1994: started working as sbc; 1996: started doing artworks<br />

as Mischstab; 1999: founded Acrylnimbus.<br />

David Serlin is an editor and columnist for Cabinet. He is the co-editor <strong>of</strong> <strong>Art</strong>ificial<br />

Parts, Practical Lives: Modern Histories <strong>of</strong> Prosthetics (NYU Press, 2002).<br />

Lytle Shaw’s most recent poetry book is The Lobe (Ro<strong>of</strong>, 2002). He co-edits<br />

Shark magazine and curates the Line Reading Series at The Drawing Center.<br />

Michael Smith is an artist based in New York.<br />

Nedko Solakov is a Bulgarian artist living and working in S<strong>of</strong>ia. His work has<br />

been exhibited in many venues, including the 48th and 49th Venice Biennials,<br />

the 3rd and 4th Istanbul Biennials, the 1994 São Paulo Biennial, and Manifesta<br />

1. The series from which his Cabinet contribution is drawn was first presented<br />

at Neuer Berliner Kunstverein, Berlin, in May 2002 and will then travel to the<br />

Ulmer Museum, Ulm, and Reina S<strong>of</strong>ia, Madrid.<br />

Yasunao Tone is a co-founder <strong>of</strong> Group Ongaku and an original member <strong>of</strong><br />

Fluxus. Born in Tokyo in 1935, he has resided in New York since 1972.<br />

He has exhibited in numerous shows, including the 1990 Venice Biennial and<br />

the 2001 Yokohama Triennial.<br />

Tom Vanderbilt lives in Brooklyn and is the author <strong>of</strong> Survival City: Adventures<br />

Among the Ruins <strong>of</strong> Atomic America (Princeton Architectural Press).<br />

Claude Wampler is an artist based in New York City.<br />

Allen S. Weiss has been working hard on ingestion: He recently co-edited<br />

French Food (Routledge), and his Feast and Folly is forthcoming (SUNY).<br />

Gregory Whitehead is the author <strong>of</strong> numerous broadcast essays and earplays,<br />

and is presently at work on a new play, Resurrection Ranch.<br />

Gregory Williams is a critic and art historian living in New York City. He is also an<br />

editor <strong>of</strong> Cabinet.<br />

David Womack was a Darmasiswa scholar in Indonesian literature and Javanese<br />

language at the Universitas Gadjah Mada in Yogyakarta, Java.<br />

He is currently the Director <strong>of</strong> New Media at the American Institute <strong>of</strong><br />

Graphic <strong>Art</strong>s.


Columns<br />

main<br />

failure<br />

and<br />

13<br />

17<br />

17<br />

19<br />

23<br />

30<br />

33<br />

36<br />

40<br />

44<br />

47<br />

51<br />

53<br />

58<br />

62<br />

66<br />

69<br />

70<br />

73<br />

76<br />

81<br />

85<br />

88<br />

90<br />

94<br />

96<br />

98<br />

102<br />

106<br />

108<br />

110<br />

113<br />

118<br />

122<br />

124<br />

126<br />

128<br />

the Clean room DaviD serlin<br />

leftovers Paul lukas<br />

Colors Tim Griffin<br />

ingestion allen s. Weiss<br />

ernst haeCkel and the miCrobial baroque<br />

DaviD BroDy<br />

field traCes Bill Jones<br />

mm, mm, good: marketing and regression in<br />

aesthetiC taste DaviD HaWkes<br />

beautiful indonesia (in miniature) DaviD Womack<br />

Paint and Paint names Daniel Harris<br />

things fall aPart: an interview with<br />

george sCherer Jeffrey kasTner<br />

the six grandfathers, Paha saPa,<br />

in the Year 502,002 C.e. maTTHeW BuckinGHam<br />

interPretations <strong>of</strong> the national Park serviCe<br />

sHaron Hayes<br />

soothe oPerator: muzak and modern sound art<br />

suseTTe min<br />

birds <strong>of</strong> north ameriCa sing hiP-hoP and<br />

sometimes Pause for refleCtion amy Jean PorTer<br />

hungrY for god GreGory WHiTeHeaD<br />

not Your name, mine Paul scHmelzer<br />

the bible from memorY emma kay<br />

blaCk box Tom vanDerBilT<br />

Crash Covers Jeffrey kasTner<br />

“shades <strong>of</strong> tarzan!”: ford on the amazon<br />

elizaBeTH escH<br />

hashima: the ghost island Brian Burke-Gaffney<br />

the floating island Paul collins<br />

old rags, some grand scoTT a. sanDaGe<br />

the war <strong>of</strong> the flea marvin Doyle<br />

the short, sad life <strong>of</strong> dannY the dragon Dirk liBeer<br />

better luCk next time GreGory Williams<br />

the disaPPointed and the <strong>of</strong>fended maGnus BärTås<br />

the invention <strong>of</strong> failure: an interview with<br />

sCott a. sandage sina naJafi & DaviD serlin<br />

travelfest is Closed micHael smiTH & naTHan HeiGes<br />

sYntax error: sPeCial Cd insert<br />

in Case <strong>of</strong> moon disaster William safire<br />

romantiC landsCaPes with missing Parts<br />

neDko solakov<br />

the life <strong>of</strong> ernst moiré lyTle sHaW<br />

ConCert nancy DavenPorT<br />

a/C cHeaTer.com<br />

orPhan nina kaTcHaDourian<br />

unlimited edition kris lee<br />

stoCk in failure institute PeTer sanTino


columns


“The Clean Room,” David Serlin’s column on science and<br />

technology, appears in each <strong>issue</strong> <strong>of</strong> Cabinet / “Leftovers” is<br />

a column in which Cabinet invites a guest to discuss leftovers<br />

or detritus from a cultural perspective / “Colors” is a column<br />

in which a guest writer is asked to respond to a specific color<br />

assigned by the editors <strong>of</strong> Cabinet / “Ingestion” is a column by<br />

Allen S. Weiss on cuisine, aesthetics, and philosophy<br />

the clean room / the new Face<br />

oF terrorism<br />

DaviD Serlin<br />

In the winter <strong>of</strong> 2002, the US Food and Drug Administration<br />

approved the use <strong>of</strong> Clostridium botulinum, a highly toxic<br />

microorganism, for medical use. In large, unsupervised<br />

doses, the bacterium taints organic products like meat,<br />

resulting in <strong>of</strong>ten-fatal cases <strong>of</strong> botulism or food poisoning.<br />

In small, controlled doses, the bacterium produces a<br />

paralyzing effect on nerve endings. Like anti-depressant<br />

medications such as Prozac, C. botulinum blocks the release<br />

<strong>of</strong> neural signals that transmit information to various<br />

parts <strong>of</strong> the body. For some physicians, the federal stamp<br />

<strong>of</strong> approval on Type A C. botulinum – otherwise known as<br />

Botox—means that patients suffering from cerebral palsy,<br />

blepharoplasm (eyelid muscle spasms), and other neuromuscular<br />

disorders will have much easier access to this<br />

medication.<br />

For many more physicians, however, the governmentapproved<br />

mass production and widespread availability <strong>of</strong><br />

Botox means a surplus <strong>of</strong> cold, hard cash. In elite consumer<br />

circles, the tiny bacterium has beckoned hither with one<br />

seductive promise: a single Botox injection paralyzes the<br />

nerve endings in an individual’s forehead muscles for up to<br />

three months. A middle-aged matron seeking to restore the<br />

smooth, wrinkle-free countenance <strong>of</strong> youth can undergo<br />

as many injections as her forehead (and bank account) can<br />

endure. Among the latest cosmetic possibilities for Botox are<br />

direct injections into the armpit to paralyze the sweat glands<br />

and render them moisture-free, a procedure whose effects<br />

can last for as long as half a year. Recent figures reveal that<br />

in 2001, physicians delivered over one million Botox injections,<br />

and the popularity <strong>of</strong> the procedure is expected to<br />

increase tenfold over the next few years. In response to<br />

consumer demand, Allergen, the main bio-medical supplier<br />

<strong>of</strong> Botox, is working with recombinant DNA technology to<br />

produce strains <strong>of</strong> C. botulinum that will double or triple the<br />

bacterium’s potency, thereby increasing its appeal for both<br />

new and longtime users.<br />

Not since the successful Dannon campaigns <strong>of</strong> the 1970s,<br />

featuring hardy Eastern European octogenarians wrapped<br />

in furs and babushkas extolling the virtues <strong>of</strong> eating yogurt<br />

for breakfast, have Americans so enthusiastically embraced<br />

the idea <strong>of</strong> putting active bacterial <strong>culture</strong>s into their bodies.<br />

Historically, individuals exposed to bacterial agents have<br />

been members <strong>of</strong> populations vulnerable to the authority <strong>of</strong><br />

medical science. In the 18th century, British scientist Edward<br />

Jenner infected himself with tiny traces <strong>of</strong> smallpox-rich pus<br />

to prove that the immune system could build up tolerance<br />

to illness, thereby establishing a precedent for the evolution<br />

<strong>of</strong> vaccines. But as Susan Lederer has described in her book<br />

Subjected to Science, in the 19th and 20th centuries, a large<br />

number <strong>of</strong> scientists eager to test new vaccines gravitated<br />

toward soldiers, prisoners, children, prostitutes, the elderly,<br />

and the mentally retarded, <strong>of</strong>ten with unimaginably brutal<br />

consequences. In 1908, for example, when pediatricians at<br />

the University <strong>of</strong> Pennsylvania wanted to perform diagnostic<br />

tests for tuberculosis, they intentionally infected more than<br />

140 children from a nearby Catholic orphanage, most <strong>of</strong><br />

whom were under eight years old. In 1911, Hideyo Noguchi,<br />

a microbiologist sponsored by the Rockefeller University,<br />

subjected over 400 patients to luetin, the causative agent <strong>of</strong><br />

syphilis. 1<br />

In the case <strong>of</strong> Botox injections, however, we see a transformation<br />

in the target audience <strong>of</strong> experimental infection<br />

from the most vulnerable to the most elite, while the parameters<br />

<strong>of</strong> what delineates “infection” have become utterly<br />

negotiable. At $300-500 a pop, vanity-obsessed dowagers<br />

and their cohorts are willing to pay exorbitant fees for the<br />

privilege <strong>of</strong> becoming vehicles for transporting dangerous


strains <strong>of</strong> bacteria in their foreheads—bacteria for which scientists<br />

have still not found a vaccine. Only under the genius<br />

<strong>of</strong> capitalism can a toxic killer grow up to become a cosmetic<br />

amenity.<br />

Initially, Botox injections seem to be the latest tool<br />

in an enormous arsenal <strong>of</strong> medical implants, injections, and<br />

other cosmetic technologies that include collagen, silicone,<br />

and even Gore-Tex. Virtually all <strong>of</strong> the organic or synthetic<br />

materials injected or implanted into human bodies produce<br />

physical side effects, many far worse than the petulant ennui<br />

that <strong>of</strong>ten leads one to pursue cosmetic procedures in the<br />

first place. As Elizabeth Haiken has described, in the first<br />

decades <strong>of</strong> the 20th century, doctors injected paraffin wax<br />

mixed with olive oil, goose grease, and vegetable soap into<br />

their patients’ faces, breasts, and legs in order to banish<br />

wrinkles and “sculpt” body parts to meet the cultural expectations<br />

<strong>of</strong> the era. 2 The practice ended by the 1930s with the<br />

high incidence <strong>of</strong> paraffin-related cancers, but the desire for<br />

a sculpted, malleable body among patients persisted.<br />

In the mid-1960s, famed San Francisco stripper Carol<br />

Doda injected a pint <strong>of</strong> silicone directly into each <strong>of</strong> her<br />

breasts. This was much more silicone than the standard<br />

amount used in breast implants produced by Dow Corning,<br />

which were taken <strong>of</strong>f the market three decades later amid<br />

a firestorm <strong>of</strong> controversy and litigation. <strong>And</strong> while the use<br />

<strong>of</strong> autologous human fat, which is cleaned <strong>of</strong> biological<br />

impurities before it is injected, seemed promising in the<br />

early 1990s, recent case studies have revealed its unsavory<br />

side effects. At best, the fat migrates from the injection<br />

site to one’s least-favored body part to join its kin; at worst,<br />

the fat forms an unsightly bas-relief comparable to the shape<br />

and volume <strong>of</strong> a small dwarf. The migration <strong>of</strong> autologous fat<br />

in penile enlargement procedures shocked many men who<br />

found themselves looking at penises with truly mushroomshaped<br />

heads.<br />

The use <strong>of</strong> Botox marks a departure from the history <strong>of</strong><br />

earlier cosmetic implants and injections in two distinct ways.<br />

First, it does not simply introduce an organic product (such<br />

as paraffin or collagen) into the body; it introduces a living<br />

microorganism, and a highly toxic one at that. Second, Botox<br />

injections do not seek merely to produce youthful-looking<br />

skin, or to aesthetically reshape a facial feature that will<br />

continue to function normally. The goal <strong>of</strong> the Botox injection<br />

is to paralyze and otherwise obliterate the function <strong>of</strong><br />

the collateral muscles in the forehead, just above the bridge<br />

<strong>of</strong> the nose. In practical terms, this means that one needs to<br />

be willing to sacrifice subjective expression for wrinkle-free<br />

features. On some level, the allure <strong>of</strong> Botox injections may<br />

be similar to that <strong>of</strong> exotic delicacies whose charm resides<br />

in their power to put consumers in danger: one thinks <strong>of</strong><br />

the pleasure/pain dialectic derived from the poisonous substances<br />

found in absinthe, psychedelic mushrooms, and the<br />

Japanese fish called fugu. Botox, however, is distinguished<br />

from these organic materials as an impure toxin to the body<br />

that produces—however temporarily—a youthful appearance<br />

and not an aesthetic experience or altered state <strong>of</strong><br />

consciousness.<br />

The widespread use <strong>of</strong> Botox ushers the first period<br />

in the modern era—certainly since the rise <strong>of</strong> visual technologies<br />

in the mid-19th century—where facial expressions<br />

will be disaggregated from the signified meanings to which<br />

they are typically moored. Over time, physicians expect that<br />

Botox customers will have to forfeit use <strong>of</strong> their forehead<br />

or eyebrows, two key vectors through which humans typically<br />

engage in nonverbal communication. As Norbert Elias<br />

described in his classic study The Civilizing Process, facial<br />

gestures are a central part <strong>of</strong> the modern lexicon <strong>of</strong> performative<br />

visual cues that, along with etiquette and refined<br />

behavior, are public markers <strong>of</strong> social class. 3 In the 1860s,<br />

Nadar captured the prototype <strong>of</strong> the exaggerated furrowed<br />

brow in his photographs <strong>of</strong> Parisian asylum<br />

15<br />

patients; in the 1970s, John Belushi elevated the mischievous<br />

single-raised eyebrow to an art form on Saturday Night<br />

Live. Indeed, what the frozen foreheads <strong>of</strong> Botox consumers<br />

call to mind, more than anything else, is the passivity and<br />

imperturbability <strong>of</strong> European aristocracy. One imagines an<br />

unflappable, furrow-less Queen Victoria waving from her<br />

horse-drawn carriage, or perhaps the sunken, emotionless<br />

visage <strong>of</strong> Catherine de Medici in languid repose, with<br />

a pomegranate in one hand and an open book in another.<br />

These were faces indifferent to the whims <strong>of</strong> fashion or<br />

popular opinion, born not only to rule but to resist physical<br />

weaknesses that might link them with their social inferiors.<br />

The iconic value <strong>of</strong> unruffled monarchs and aristocrats<br />

may have represented the solidity <strong>of</strong> power in pre-modern<br />

times, but in our current media-saturated <strong>culture</strong>, the desire<br />

to humanize celebrities and political figures demands an<br />

increased capacity to physically express a wider spectrum<br />

<strong>of</strong> emotions than ever before. The fertile territory between<br />

these two competing ideals <strong>of</strong> public expression is precisely<br />

what <strong>And</strong>y Warhol mined in his multiple silk-screened<br />

portraits <strong>of</strong> Jackie Kennedy and Marilyn Monroe in the early<br />

1960s. During the national mourning over Princess Diana’s<br />

death in 1997, the British public, seeking psychological<br />

satisfaction, called in desperation for the royal family to<br />

exhibit its collective grief through open displays <strong>of</strong> emotion.<br />

Instead, the House <strong>of</strong> Windsor’s decision to affect a traditional<br />

and icy aristocratic stance seemed to many to expose<br />

the artifice <strong>of</strong> hereditary power, rather than its permanence.<br />

In this sense, it is hard to conceive <strong>of</strong> a more O. Henryesque<br />

historical moment than our own: an era in which<br />

a volatile microorganism invisible to the naked eye has<br />

achieved popularity among a social niche that is completely<br />

indifferent to the political economy <strong>of</strong> global terrorism.<br />

Herein lies the paradox <strong>of</strong> Botox: how else to understand<br />

the staving-<strong>of</strong>f <strong>of</strong> aging, and ultimately the fear <strong>of</strong> death, by<br />

pursuing a medical treatment that promises to bring one in<br />

closer proximity to death than ever before?<br />

According to Science, US <strong>of</strong>ficials recently ranked C.<br />

botulinum second only to anthrax as the microorganism<br />

most likely to be used in bioterrorist activities—an unnerving<br />

statistic, considering that unlike anthrax, there is no<br />

known antidote even for common strains <strong>of</strong> the bacterium. 4<br />

Indeed, any country that can manufacture mass quantities<br />

<strong>of</strong> C. Botulinum—let alone synthesize new mutant strains<br />

<strong>of</strong> it—will have a weapon <strong>of</strong> incalculable power. After all,<br />

even the cosmetic use <strong>of</strong> Botox does not work to protect the<br />

immune system, but instead works to erode the body’s natural<br />

defenses. In our enthusiasm to promote the ephemera<br />

<strong>of</strong> youth over the grace <strong>of</strong> maturity, could we be producing,<br />

however inadvertently, a passive army <strong>of</strong> terrorists clad not<br />

in combat boots but in Prada heels?<br />

1 Susan Lederer, Subjected to Science: Human Experimentation in America Before<br />

the Second World War (Baltimore: Johns Hopkins University Press, 1995), p. 60.<br />

2 Elizabeth Haiken, “Modern Miracles: The Development <strong>of</strong> Cosmetic Prosthetics,” in Kath-<br />

erine Ott et al, <strong>Art</strong>ificial Parts, Practical Lives: Modern Histories <strong>of</strong> Prosthetics<br />

(New York: NYU Press, 2002), pp. 171-198.<br />

3 See Norbert Elias, The Civilizing Process, [1937], trans. Edmund Jephcott (New York:<br />

Urizen Books, 1978).<br />

4 Donald Kennedy, “Beauty and the Beast,” Science vol. 295 (March 1, 2002), p. 1601.<br />

opposite: Franz Xaver Messerschmidt’s 18th-century character heads from an age before<br />

Botox. Clockwise: the contrarian; the smiling old man; the mischievous man; the beaked man.


leFtovers / how to use scotch tape<br />

Paul lukaS<br />

We’ve all heard the cliché about “the gift that keeps on<br />

giving.” Those words never rang truer for me than they did<br />

last Christmas, when a friend <strong>of</strong> mine gave me a small,<br />

stocking-stuffer-ish gift: an old metal Scotch tape dispenser<br />

from 1942, scavenged at a secondhand store, its tape roll<br />

still intact but now hopelessly gummed up. At first glance<br />

it appeared to be just another eye-pleasing tchotchke given<br />

from one design geek to another. Upon closer inspection,<br />

however, it has turned out to be a veritable treasure trove <strong>of</strong><br />

corporate and design history.<br />

All artifacts are historical documents, <strong>of</strong> course, but the<br />

Scotch tape dispenser <strong>of</strong>fers an unusually broad window on<br />

several historical fronts, in part because both the product<br />

and its manufacturer, 3M, remain staples <strong>of</strong> the consumer<br />

landscape today, making time-wrought changes easy to<br />

gauge. Let’s start with the product name itself, which is<br />

printed on the dispenser’s side: Scotch Cellulose Tape. This<br />

sounds vaguely <strong>of</strong>f, because most <strong>of</strong> us would think <strong>of</strong> it<br />

as cellophane tape, not cellulose. But cellophane is a cellulose<br />

derivative, and in 1942 it was a trademarked product<br />

<strong>of</strong> DuPont, which would not allow 3M to use it as part <strong>of</strong> the<br />

product’s name. That is also why the dispenser’s front panel<br />

features a little logo seal that reads: “Made <strong>of</strong> Cellophane<br />

[Trademark], The DuPont Cellulose Film.”<br />

Although Scotch is a ubiquitous brand today, its familiar<br />

plaid design motif is absent on the dispenser. In order to<br />

understand why, we need to go back to the origin <strong>of</strong> the<br />

brand name itself. “Scotch” was born in 1925, when a 3M<br />

engineer named Richard Drew created a form <strong>of</strong> masking<br />

tape that he envisioned being used by auto painters. But his<br />

two-inch-wide tape had adhesive only at the outer edges,<br />

not in the middle, much to the frustration <strong>of</strong> a local painter<br />

who tried one <strong>of</strong> Drew’s prototype rolls. As the tape kept<br />

falling <strong>of</strong>f the surfaces to which it had been applied, the<br />

exasperated painter told Drew, “Take this tape back to those<br />

Scotch bosses <strong>of</strong> yours and tell them to put more adhesive<br />

on it!” In this context, “Scotch” was an ethnic slur connoting<br />

stinginess—an unlikely source for a brand name, but one<br />

that served 3M well during the Depression, when Scotch<br />

tape became a symbol <strong>of</strong> thrift and do-it-yourself mending.<br />

This helps explain the brand’s rather austere blue-and-white<br />

design visage during its first two decades <strong>of</strong> existence. The<br />

more playful plaid motif appeared in 1945, as national optimism<br />

surged in the wake <strong>of</strong> WWII.<br />

On the other side <strong>of</strong> the dispenser, in block letters, is the<br />

manufacturer’s name: Minnesota Mining & Mfg. Co. Many<br />

<strong>of</strong> us have forgotten—indeed, if we ever knew—that these<br />

words are the source <strong>of</strong> 3M’s three ems. Indeed, 3M has<br />

become so synonymous with high-tech polymer innovation<br />

that a hardscrabble activity like mining seems hopelessly<br />

old-economy by comparison. But in fact the firm was founded<br />

in 1902 by a group <strong>of</strong> Minnesota investors who planned<br />

to mine a mineral deposit for grinding wheel abrasives.<br />

The abbreviation “3M”—not quite an acronym, more like a<br />

ligature—entered the corporate lexicon soon enough, but<br />

old-timers in the Twin Cities region still refer to the company<br />

as “Mining” (as in “Oh sure, I used to work for Mining”).<br />

Those looking for present-day manifestations <strong>of</strong> the company’s<br />

old name will be pleased to learn that 3M’s stock-ticker<br />

symbol is MMM, and that its Internet domain name is mmm.<br />

com.<br />

3M’s nomenclatorial transition from unwieldy 15syllable<br />

name to two-character symbol was already under<br />

way in the early 1940s, as is evident in the company’s old<br />

logo, which is printed on both sides <strong>of</strong> the tape dispenser.<br />

The spelled-out name and “3M Co.” both appear on<br />

17<br />

the logo, a busy jumble <strong>of</strong> typography and geometry. That<br />

logo design is a variation on one that first appeared in 1906;<br />

its basic diamond-within-a-circle template remained 3M’s<br />

visual signature until 1950, when the first <strong>of</strong> several revisions<br />

took place. Each subsequent logo facelift has moved<br />

toward simplicity, culminating—for now, at least—in the<br />

current 3M logotype, whose simple sans serif typography<br />

was designed by the New York firm Siegel & Gale in 1977.<br />

Tucked into the dispenser is a small instruction sheet.<br />

Imaginatively entitled “How and Where to Use Scotch<br />

Cellulose Tape,” it uses a series <strong>of</strong> captioned illustrations to<br />

explain the product’s function. Repeated mention is made <strong>of</strong><br />

the dispenser’s “sawtooth edge”: One caption instructs<br />

the consumer to “pick up tape between roll and sawtooth<br />

edge”; another helpfully tells the user to “pull desired length<br />

[<strong>of</strong> tape] and tear down against sawtooth edge.” While all<br />

this may seem superfluous today, it’s worth remembering<br />

that the first tape dispenser with a built-in cutter blade didn’t<br />

appear until 1932, and the design patent for this one (one <strong>of</strong><br />

many patents listed by number on the dispenser’s bottom<br />

panel and, like all American patents, accessible at the United<br />

States Patent and Trademark Office’s website, www.uspto.<br />

gov) wasn’t filed until 1939. So 3M’s decision to leave nothing<br />

to chance may well have been warranted.<br />

As it happens, the whole thing will soon come full circle,<br />

because the instruction sheet is all tattered and crinkled and<br />

looks like it’s about to fall apart. At which point I will reach<br />

across my desk, deploy a certain sawtooth edge, and patch<br />

the sheet back together with some fresh Scotch tape.<br />

colors / saFety orange<br />

Tim Griffin<br />

These are the days <strong>of</strong> disappearing winters, and <strong>of</strong> anthrax<br />

spores whose origin remains unknown, or unrevealed.<br />

Concrete phenomena float on abstract winds, seeming<br />

like mere signatures <strong>of</strong> dynamics that supercede immediate<br />

perception. The world is a living place <strong>of</strong> literature,<br />

interstitial, eclipsing objects with the sensibility <strong>of</strong> information,<br />

and experience floating on the surface <strong>of</strong> lexicons.<br />

Everything is so characterless and abstract as the weather:<br />

Wars are engaged without front lines, and weapons operate<br />

according to postindustrial logic, intended to destabilize<br />

economies or render large areas uninhabitable by the<br />

detonation <strong>of</strong> homemade “dirty bombs” that annihilate<br />

<strong>culture</strong> but do little damage to hard, architectural space.<br />

Radical thought is also displaced, as the military, not the<br />

academy, <strong>of</strong>fers the greatest collective <strong>of</strong> theorists today; all<br />

possibilities are considered by its think tanks, without skepticism<br />

or humanist pretensions, and all nations are potential<br />

targets. Ordinary health risks described in the popular press<br />

are totally relational, regularly enmeshing microwaves and<br />

genetic codes; the fate <strong>of</strong> ice caps belongs to carbon. Everything<br />

is a synthetic realism. Everything belongs to safety<br />

orange.<br />

It is a gaseous color: fluid, invisible, capable <strong>of</strong> moving<br />

out <strong>of</strong> those legislated topographies that have been<br />

traditionally fenced <strong>of</strong>f from nature to provide significant<br />

nuances for daily living. Perhaps it is a perfume: an optical<br />

Chanel No. 5 for the turn <strong>of</strong> the millennium, imbuing our<br />

bodies with its diffuse form. (Chanel was the first abstract<br />

perfume, as it was completely chemical and not based on<br />

any flower; appropriately, it arrived on the scene at roughly<br />

the same time as Cubism.) The blind aura <strong>of</strong> safety orange<br />

has entered everyday living space. One pure distillation<br />

appears in the logo for Home Depot, which posits one’s<br />

photos: Ricardo de Oliveira


most intimate sphere, the household, as a site that is under<br />

perpetual construction, re-organization, and improvement.<br />

The home becomes unnatural, industrial, singed with toxic<br />

energy. Micros<strong>of</strong>t also uses the color for its lettering,<br />

conjuring its associative power to suggest that a scientific<br />

future is always here around us, but may be fruitfully<br />

harnessed (Your home computer is a nuclear reactor).<br />

Such associative leaps are not unique. In postindustrial<br />

capitalism, experience is <strong>of</strong>ten codified in color. During the<br />

economic surge <strong>of</strong> the past decade, corporations recognized<br />

and implemented on a grand scale what newspapers<br />

documented only after the onset <strong>of</strong> the recession: that<br />

colors function like drugs. Tunneled through the optic<br />

nerve, they generate specific biochemical reactions and<br />

so determine moods in psychotropic fashion; they create<br />

emotional experiences that lend themselves to projections<br />

upon the world, transforming the act <strong>of</strong> living into lifestyle.<br />

Something so intangible as emotion, in turn, assumes a<br />

kind <strong>of</strong> property value as it becomes intimately maneuvered<br />

by, and then associated with, products. (One business<br />

manual recently went so far as to suggest that “consumers<br />

are our products.”)<br />

The iMac, to take one artifact <strong>of</strong> the 1990s, was<br />

introduced to the general public in a blue that was more<br />

than blue: Bondi Blue, which obtained the emotional heat<br />

accorded to the aquatic tones <strong>of</strong> a cosmopolitan beach<br />

in Australia, for which the color is named. Similarly, the<br />

iMac’s clear sheath is neither clear nor white—it is Ice.<br />

(Synesthesia reigns in capitalism; postindustrial exchange<br />

value depends on the creation <strong>of</strong> ephemeral worlds and<br />

auras within which to house products. <strong>And</strong> so, as colors<br />

perform psychotropic functions, total, if virtual, realities<br />

are located within single, monochromatic optical fields.<br />

Control <strong>of</strong> bodies, the original role designated for safety<br />

orange, is set aside for access to minds, which adopt the<br />

logic <strong>of</strong> addiction.) In fact, the 1990s boom might be usefully<br />

read through two specific television commercials that<br />

were geared to hues: It began with the iMac’s introduction<br />

in blue, orange, green and gray models, in a spot that<br />

was accompanied by the Rolling Stones lyric “She comes<br />

in colors.” Later, against the backdrop <strong>of</strong> 2001’s dot-com<br />

wasteland, Target released an advertisement featuring<br />

shoppers moving through a hyper-saturated, blood-red,<br />

vacuum-sealed field <strong>of</strong> repeating corporate logos—colors<br />

and brands were by then entirely deterritorialized, lifted<br />

from objects and displaced onto architecture—to the sound<br />

<strong>of</strong> Devo’s post-punk, tongue-in-cheek number “It’s a<br />

Beautiful World.”<br />

Devo <strong>of</strong>ten wore jumpsuits <strong>of</strong> safety orange, which<br />

was, at the time, the color <strong>of</strong> nuclear power plants and<br />

biohazards—a color created to oppose nature, something<br />

never to be confused with it. It is the color <strong>of</strong> information,<br />

bureaucracy, and toxicity. Variations <strong>of</strong> orange have <strong>of</strong>ten<br />

played this role. Ancient Chinese bookmakers, for example,<br />

printed the edges <strong>of</strong> paper with an orange mineral to save<br />

their books from silverfish.<br />

Times change. In 1981, the Day-Glo connoisseur Peter<br />

Halley suggested that New Wave bands like Devo were<br />

“rejecting the cloddish substance <strong>of</strong> traditional humanistic<br />

values,” comparing their work to that <strong>of</strong> the Minimalists.<br />

(All colors are minimal.) Yet the course <strong>of</strong> Devo has been<br />

the course <strong>of</strong> <strong>culture</strong>: the band’s rejection <strong>of</strong> humanistic<br />

values has become more abstract and expansive, and<br />

enmeshed in cultural t<strong>issue</strong>. Their music moved away from<br />

the specialized artistic realm <strong>of</strong> electro-synth composers<br />

like Robert Fripp and Brian Eno (who produced the band’s<br />

first music in a German studio at the behest <strong>of</strong> David<br />

Bowie) and into the world. First, it appeared for the mass<br />

audiences <strong>of</strong> the television show Pee-wee’s Playhouse,<br />

for whom the band wrote music. More recently, its band<br />

members have written music to accompany Universal<br />

Studio’s Jurassic Park ride and, most recently,<br />

19<br />

Purina Cat Chow commercials. Their anti-humanism no<br />

longer approaches <strong>culture</strong> from any critical remove; there is<br />

no synthetic outside from which to unveil the bureaucratic,<br />

unnatural structures <strong>of</strong> a social façade that presents itself<br />

as entirely natural. We have entered an era <strong>of</strong> synthetic<br />

realism.<br />

Devo is hardly alone in this kind <strong>of</strong> abstract migration.<br />

Vito Acconci has recounted a similar shift in his subjectivity,<br />

which may be traced in his shifting modes <strong>of</strong> production<br />

from poetry and sculpture to architecture and, finally,<br />

design—where his work is intended to disappear into the<br />

world. His changing taste in music is more to the point.<br />

He started in the 1960s by listening to the long, introspective<br />

passages <strong>of</strong> Van Morrison, then moved to the public<br />

speakers <strong>of</strong> punk in the 1970s. Today, he prefers Tricky,<br />

in whose music “it is impossible to tell where the human<br />

being ends and where the machine begins.” Individuals,<br />

in other words, have given way to engineers. Music by a<br />

composer like Moby has no signature sound or style; art by<br />

a painter like Gerhard Richter similarly leaps from genre to<br />

genre. Subjectivity itself is encoded for Napster. <strong>And</strong> safety<br />

orange, the color <strong>of</strong> this synthetic reality, becomes <strong>culture</strong>’s<br />

new heart <strong>of</strong> darkness.<br />

ingestion / how to cook a phoenix<br />

allen S. WeiSS<br />

Angels must be very good to eat. I would imagine they are very<br />

tender, between chicken and fish.<br />

— Peter Kubelka<br />

Every art form is a matrix <strong>of</strong> synaesthesia. Each art informs<br />

all others. Every sentence, every allusion, every word activates<br />

a different complex <strong>of</strong> sensations. These evidences<br />

should not be lost on our daily pleasures. As a translator,<br />

one is perpetually caught in the dilemmas that stem from<br />

these complexities. For example, one quandary I encountered<br />

was in Valère Novarina’s Le discours aux animaux,<br />

which ends with the sentence, “One day I played the horn<br />

like this all alone in a splendid woods, and the birds were<br />

becalmed at my feet when I named them one by one with<br />

their names two by two,” followed by a list <strong>of</strong> 1,111 imaginary<br />

birds, beginning with:<br />

la limnote, la fuge, l’hypille, le ventisque, le lure, le figile,<br />

le lépandre, la galoupe, l’ancret, le furiste, le narcile,<br />

l’aulique, la gymnestre, la louse, le drangle, le ginel, le<br />

sémelique, le lipode, l’hippiandre, le plaisant, la cadmée, la<br />

fuyau, la gruge, l’étran, le plaquin, le dramet, le vocifère, le<br />

lèpse, l’useau, la grenette, le galéate… 1<br />

Needless to say, it would be impossible to translate such<br />

names, and transliteration would hardly be satisfying, as<br />

it would be but sheer linguistic play. Rather, the challenge<br />

is to recreate the very conditions <strong>of</strong> such idiosyncratic<br />

naming, to imitate not Novarina’s words, but his poetic<br />

methods; to designate as language itself designates; to<br />

be a demiurge unto one’s own speech. In the ornithological<br />

context, most names are in some part descriptive, referring<br />

either to a bird’s relation to its habitat, to its physical<br />

aspect, behavioral conditions, or decidedly unverifiable<br />

mythical analogies. I would, in all modesty, propose<br />

the following English parallels (if not, strictly speaking,<br />

translations):<br />

pimwhite, sandkill, partch, barnscrub, stiltback, goskit,<br />

persill, peeve, phyllist, corntail, perforant, titibit, queedle,<br />

jewet, phew, marshquiver, graywhip, corvee, rillard, preem,<br />

peterwil, cassenut, flusher, willowgyre, trillet, silverwisp,<br />

eidereye, wheeltail, ptyt, jeebill, wheatspit...


In an early volume, Flamme et festin, I had begun to muse<br />

upon the possibility <strong>of</strong> creating recipes for just such<br />

creatures, but I now must admit that this was a rather<br />

disingenuous proposition. Not because these birds are<br />

imaginary, but simply because each such name is a hapax<br />

(a word that occurs only once in a language), appearing<br />

without predication or description, in a context that <strong>of</strong>fers<br />

no denotations, but only the undemonstrable connotations<br />

implied by the name itself. (For how can we ever really determine<br />

if the cassenut actually breaks open nut shells in its<br />

quest for nourishment, or if the barnscrub lives in barns like<br />

certain swallows and owls, or if the sandkill is a shore bird?)<br />

Any such hapax is a pure signifier without signified, a word<br />

without object—we can never know whether or not it is a<br />

figment <strong>of</strong> the imagination. While they might enter a dictionary<br />

<strong>of</strong> imaginary creatures, they cannot be catalogued in a<br />

universal encyclopedia, for sheer lack <strong>of</strong> information.<br />

Years ago, I had hoped for some practical help from<br />

the International Society <strong>of</strong> Cryptozoology, located in<br />

Tucson, Arizona. But none was forthcoming. Cryptozoology<br />

is the science <strong>of</strong> nonexistent animals, such as the<br />

banshee, centaur, chimera, griffon, kraken, minotaur, rukh,<br />

unicorn—not to mention all those nameless species that<br />

haunt our fantasies and nightmares. I sought more precise<br />

qualifications in order to fortify my belief that this obscure<br />

field <strong>of</strong> wisdom could be made more joyous through its<br />

intersection with cryptogastronomy. However, it was rather<br />

in the abstract realm <strong>of</strong> theory that I found my inspiration,<br />

specifically in Umberto Eco’s article “Small Worlds,” 2 where<br />

he proposes a theory <strong>of</strong> fictional discourse whereby one may<br />

judge truth value and descriptive validity within imaginary<br />

or possible worlds. Such domains span the spectrum from<br />

those most resembling our quotidian environment to the<br />

farthest reaches <strong>of</strong> the speculative utopian imagination; their<br />

epistemological status may be verisimilar, non-verisimilar,<br />

inconceivable, or even impossible. In all cases, such worlds<br />

can be either relatively empty or furnished, depending upon<br />

the amount <strong>of</strong> information given about a particular fictional<br />

milieu. Following this lead, it is obvious that the general<br />

world <strong>of</strong> Novarina’s animals is relatively unfurnished, and<br />

the specific context in which the birds appear is absolutely<br />

impoverished: we are <strong>of</strong>fered no ornithological information<br />

whatsoever, and thus cannot begin to conceive <strong>of</strong> appropriate<br />

recipes for them.<br />

But, luckily, this is not always the case for fanciful<br />

animals. Consider the phoenix, that mythical bird which is<br />

consumed in spontaneously generated flames, to be reborn<br />

from its own ashes, a symbol particularly appreciated by<br />

the early Christian church for its blatantly resurrectional<br />

qualities. Indeed, we know much more about the phoenix<br />

than we do <strong>of</strong> many real animals. The history <strong>of</strong> this bird is<br />

ancient, and it appears in Hesiod, Herodotus, Plutarch,<br />

Tertulius, Tacitus, Pliny, Martial, Ovid, Dante, Cyrillus, Saint<br />

Ambrose, and Milton, among many others. It is estimated<br />

that half <strong>of</strong> the pre-modernist European poets have written<br />

about it, with, for example, seven mentions in Shakespeare.<br />

There thus exists a wealth <strong>of</strong> detail, albeit somewhat contradictory<br />

at times, about this creature. The 1967 edition <strong>of</strong><br />

the Encyclopedia Britannica informs us that the phoenix,<br />

whose ecosphere is the Arabian peninsula, is as large as an<br />

eagle, with scarlet and gold plumage, and a melodious cry. It<br />

is most <strong>of</strong>ten said to resemble the purple heron (Ardea purpurea),<br />

and less <strong>of</strong>ten the stork, egret, flamingo, or even the<br />

Bird <strong>of</strong> Paradise. Part <strong>of</strong> the confusion seems to stem from<br />

the fact that in ancient Egyptian mythology, the hieroglyph<br />

<strong>of</strong> the benu—a solar symbol, as is the pheonix— resembles<br />

a heron or some other large water-fowl, and a purple heron<br />

was sacrificed by the priests <strong>of</strong> Heliopolis (City <strong>of</strong> the Sun)<br />

in a grand ceremony every 500 years. It would seem that the<br />

sacred powers invested in this hieroglyph greatly influenced<br />

the perception <strong>of</strong> the natural world, as well as consequent<br />

ornithological classification. The life-cycle <strong>of</strong><br />

20<br />

the phoenix is unique in the animal world, here described in<br />

the classic account by Ovid in the Metamorphoses:<br />

There is one living thing, a bird, which reproduces and<br />

regenerates itself, without any outside aid. The Assyrians<br />

call it the phoenix. It lives, not on corn or grasses, but on the<br />

gum <strong>of</strong> incense, and the sap <strong>of</strong> balsam. When it has completed<br />

five centuries <strong>of</strong> life, it straightway builds a nest for itself,<br />

working with unsullied beak and claw, in the topmost branches<br />

<strong>of</strong> some swaying palm. Then, when it has laid a foundation<br />

<strong>of</strong> cassia, and smooth spikes <strong>of</strong> nard, chips <strong>of</strong> cinnamon bark<br />

and yellow myrrh, it places itself on top, and ends its life amid<br />

the perfumes. Then, they say, a little phoenix is born anew<br />

from the father’s body, fated to live a like number <strong>of</strong> years. 3<br />

The decadent Roman Emperor Heliogabalus—who<br />

shared with the phoenix a part <strong>of</strong> solar divinity—was a great<br />

gourmet and glutton, especially fond <strong>of</strong> such delicacies as<br />

flamingo heads, peacock tongues, and cockscombs cut from<br />

the live animal. He once sent hunters to the land <strong>of</strong> Lydia,<br />

<strong>of</strong>fering two hundred pieces <strong>of</strong> gold to the man who would<br />

bring back a phoenix. None did. An explanation for this prodigious<br />

culinary desire can be extrapolated from Jean-Pierre<br />

Vernant’s analysis:<br />

The incandescent life <strong>of</strong> the phoenix follows a circular<br />

course, increasing and decreasing, with birth, death and<br />

rebirth following a cycle that passes from an aromatic bird<br />

closer to the sun than the eagle flying at great heights, to the<br />

state <strong>of</strong> a worm in rotting matter, more chthonian than the<br />

snake or the bat. From the bird’s ashes, consumed at the end<br />

<strong>of</strong> its long existence in a blazing aromatic nest, is born a<br />

small earth-worm, nourished by humidity, which shall in turn<br />

become a phoenix. 4<br />

What more appropriate dish for a solar emperor?<br />

Perhaps tired <strong>of</strong> the repeated human sacrifices to his own<br />

divine nature, he sought a rarer <strong>of</strong>fering. For Heliogabalus,<br />

true to his own solar name, wished to bring heaven down<br />

to earth in a cruel and erotic scenario <strong>of</strong> death, so that the<br />

blood <strong>of</strong> the human sacrifices organized by the Priest <strong>of</strong><br />

the Cult <strong>of</strong> the Sun, flowing from the sacrificial altars <strong>of</strong> the<br />

Temple <strong>of</strong> Emesa, might have well been augmented by some<br />

more decidedly supernatural <strong>of</strong>ferings. The lifecycle <strong>of</strong> the<br />

phoenix is the very allegory <strong>of</strong> cuisine, taken in its structural<br />

instance, as it spans the antithetical conditions <strong>of</strong> raw/<br />

cooked, cold/hot, fresh/rotten, dry/moist, aromatized/gamy.<br />

The phoenix would thus be the perfect dish and the ideal<br />

<strong>of</strong>fering, paradoxically encompassing the contradictory possibilities<br />

<strong>of</strong> diverse cooking techniques, inherent alimentary<br />

differences, and sacred symbolism. Like the transubstantiation<br />

<strong>of</strong> the host, or cannibalistic communion, the eating <strong>of</strong><br />

the phoenix would constitute a truly transcendental gastronomic<br />

act.<br />

Setting aside whatever extravagance Heliogabalus<br />

might have had in mind, let us consider appropriate recipes<br />

for a phoenix. The end <strong>of</strong> the phoenix’s lifecycle, when it is<br />

consumed in its own flames, quite obviously suggests the<br />

proper manner <strong>of</strong> cooking: the phoenix is to be roasted<br />

outdoors over a fire <strong>of</strong> sweet-smelling resinous woods and<br />

aromatic herbs. This suggestion corresponds to the symbolic<br />

exigencies <strong>of</strong> this sacred bird, a symbolism elucidated<br />

in Claude Lévi-Strauss’s analysis <strong>of</strong> culinary practice in The<br />

Origin <strong>of</strong> Table Manners. The difference between the roast<br />

and the boiled entails respectively the following oppositions,<br />

all pointing to the fact that “one can place the roast<br />

on the side <strong>of</strong> nature and the boiled on the side <strong>of</strong> <strong>culture</strong>”:<br />

non-mediated (cooked directly on an open flame) versus<br />

mediated (cooked in water in a closed utensil); masculine<br />

(open fire) versus feminine (protected hearth); exo-cuisine<br />

(cooked outside and destined for foreigners) versus endocuisine<br />

(cooked in a recipient and destined for the family


or a closed group). 5 Thus while the roast is the sort <strong>of</strong> dish<br />

<strong>of</strong>fered to strangers, the boiled is destined for a small, intimate,<br />

closed group. Furthermore, the sociological markers<br />

are even more precise, ins<strong>of</strong>ar as boiling fully conserves the<br />

meat and its juices, while roasting entails destruction or<br />

loss. The former is popular and economical, the latter aristocratic<br />

and prodigious, with the smoke rising as an <strong>of</strong>fering<br />

to the gods. The boiled is an empirical culinary mode, while<br />

the roast is a transcendental one. The phoenix is, therefore,<br />

the most festive <strong>of</strong> dishes, truly appropriate for a once-in-alifetime<br />

occasion.<br />

The preparation <strong>of</strong> the phoenix is relatively simple, and<br />

similar to the preparation <strong>of</strong> much large game. First <strong>of</strong> all,<br />

as is suggested by its habits, the phoenix should be hung,<br />

so that the flavor <strong>of</strong> the flesh becomes gamy, according to<br />

taste, somewhere between the bird state and the worm state.<br />

Afterwards, it should be marinated in a mixture <strong>of</strong> red wine,<br />

herbs and spices (see infra). The reason for the marinade<br />

is, however, the opposite <strong>of</strong> what is usually the case. Many<br />

types <strong>of</strong> large game need be hung and marinated in order to<br />

s<strong>of</strong>ten their flesh, as their free-ranging lives produces a far<br />

greater proportion <strong>of</strong> muscle to fat than is found in domestic<br />

fowl and livestock. For the phoenix, however, tenderizing<br />

is unnecessary, since it is a very long-lived and sedentary<br />

creature, and thus has an extremely high and volatile fat<br />

content. (This complicates both hanging and roasting, as its<br />

flesh easily falls to pieces if tenderized too long.) As it has a<br />

distinct tendency to burst into flame, a marinade is necessary<br />

for moistening and flame-retarding purposes, and it is<br />

precisely for that reason that the bird should be continually<br />

basted with the marinade mixed with a bit <strong>of</strong> clarified butter<br />

or neutral vegetable oil. As for the recipes themselves,<br />

we should beware <strong>of</strong> misleading analogies. Certain <strong>of</strong> them<br />

believe that the phoenix should be treated like the heron.<br />

The Oxford Companion to Food reveals that the gray heron<br />

(Ardea cinerea) was treated throughout the European Middle<br />

Ages like other “great birds” such as the stork, crane, and<br />

peacock: stuffed with garlic and onions and then roasted<br />

whole, with an <strong>of</strong>ten lavish presentation, including gilding<br />

and the decorative replacement <strong>of</strong> its feathers. 6 But it<br />

is obvious that, though roasting is indeed the proper technique,<br />

the mere accompaniment <strong>of</strong> onions and garlic is an<br />

impoverishment <strong>of</strong> the phoenix’s culinary possibilities. Like<br />

all game, the flesh is already strongly flavored by what it<br />

feeds on: in this case, gum <strong>of</strong> incense, sap <strong>of</strong> balsam, and<br />

diverse savory herbs and berries (the phoenix is a vegetarian<br />

bird, which adds to its symbolic allure <strong>of</strong> purity); and the<br />

composition <strong>of</strong> its nest suggests that certain combinations<br />

<strong>of</strong> aromatic herbs and spices found in the Middle East should<br />

be used in the stuffing, such as the already mentioned cinnamon,<br />

cassia, frankincense, myrrh, and nard, to which we<br />

can add cardamom, ginger, turmeric, cumin, nutmeg, mace,<br />

sumac, allspice, etc. In short, many <strong>of</strong> the riches <strong>of</strong> the spice<br />

trade are appropriate; they judiciously harmonize with the<br />

phoenix’s flesh. The particular mixtures <strong>of</strong> spices, like Indian<br />

curries, differ from country to country and family to family.<br />

There is no “classic” recipe.<br />

There is little information about appropriate side<br />

dishes, though here too a false analogy reigns. In Greek,<br />

phoenix also means palm tree, and in Egyptian, the hieroglyph<br />

<strong>of</strong> the benu symbolizes the phoenix and, alternately,<br />

the palm tree; since both the tree and the bird are attributes<br />

<strong>of</strong> the sun god, they are <strong>of</strong>ten confused. This has led some<br />

to believe that the fruit <strong>of</strong> the date palm is either an appropriate<br />

stuffing or accompaniment. While such a rich fruit might<br />

well serve the purpose, I would much prefer a truffe sous<br />

cendres [truffle cooked in ashes] and some pomegranate<br />

jelly.<br />

It should be noted that the phoenix is so rare that<br />

its snob appeal by far supercedes that <strong>of</strong> all other<br />

luxury foods. Even the gold shavings and small gems<br />

21<br />

that Heliogabalus consumed mixed into his vegetables, or<br />

the huge pearls that Cleopatra dissolved in her beverages,<br />

are banal in comparison. The reason for this rarity is both<br />

because only one phoenix is said to exist at any given time,<br />

and because it is so very difficult to capture, as indicated<br />

by its life span: in the lowest estimate, Ovid places it at 500<br />

years; Tacitus claims that it corresponds to the Egyptian<br />

Sothic Cycle <strong>of</strong> 1,461 years; Pliny puts it at the length <strong>of</strong> the<br />

Platonic Year, the 12,994-year period needed for the sun,<br />

moon, and five planets to all return to their original heavenly<br />

positions; one extreme estimate suggests that its life span is<br />

97,000 years, but this seems ridiculous. Taking into account<br />

the ancient Egyptian ritual cycle would most probably lead<br />

one to accept the lowest estimate <strong>of</strong> 500 years. Despite its<br />

rarity, the phoenix is a foodstuff eminently worthy <strong>of</strong> consideration,<br />

and its absence from the culinary literature is most<br />

curious. It is hoped that this brief essay will to some extent<br />

aid in filling this noteworthy gastronomic gap.<br />

The International Society <strong>of</strong> Cryptozoology can be reached at P. O. Box 43070, Tucson,<br />

Arizona (AZ) 85733, USA. Telephone & fax: +1 520 884 8369.<br />

1 Valère Novarina, Le discours aux animaux (Paris, P.O.L., 1987), p. 321.<br />

2 Umberto Eco, The Limits <strong>of</strong> Interpretation (Bloomington, Indiana University Press, 1994),<br />

pp. 64-82.<br />

3 Ovid, Metamorphoses, trans. Mary M. Innes (New York, Penguin, 1984), p. 345.<br />

4 Jean-Pierre Vernant, “Introduction” to Marcel Detienne, Les jardins d’Adonis (Paris,<br />

Gallimard, 1972), p. xxxiii.<br />

5 Claude Lévi-Strauss, L’Origine de manières de table (Paris, Plon, 1968), pp. 397-403.<br />

6 Alan Davidson, The Oxford Companion to Food (Oxford, Oxford University Press), p. 379.


maIN


ErNst HaEckEl aNd tHE mIcrobIal<br />

baroquE<br />

DaviD BroDy<br />

In 1895, a group <strong>of</strong> mountains along the spine <strong>of</strong> the Sierras<br />

in California was named to immortalize the apostles <strong>of</strong> evolution,<br />

pioneers <strong>of</strong> a new enlightenment. Mts. Darwin, Agassiz,<br />

and Mendel topped the elevational pecking order. Next in altitude,<br />

at 13,418 feet – higher than Mts. Wallace, Lamarck, and<br />

Huxley – came a peak named for the German zoologist Ernst<br />

Haeckel, who at the time <strong>of</strong> christening was in the full vigor <strong>of</strong><br />

his remarkable career.<br />

You may not have heard <strong>of</strong> Ernst Haeckel (1834-1919), but<br />

for 50 years or so, until his death, he was the most influential<br />

evolutionary theorist on the map. He did more to spread the gospel<br />

<strong>of</strong> evolution than all his fellow snow-capped honorees combined,<br />

lecturing, demonstrating, thundering, and publishing<br />

dozens <strong>of</strong> books, some technical, some popular. In the decades<br />

before World War I, prominent display <strong>of</strong> Haeckel’s books was<br />

de rigeur in European or American households seeking to seem<br />

educated, up-to-date, and non-dogmatic; his opinions – spiritual,<br />

aesthetic, philosophical, political – carried the imprimatur<br />

<strong>of</strong> unquestioned scientific objectivity. But Haeckel was more<br />

than a progenitor <strong>of</strong> the Carl Sagan-like scientist-celebrity. His<br />

immense ambition was founded upon a visionary’s graphic talent,<br />

manifested in biological illustrations so hallucinatory that<br />

his lithographs <strong>of</strong> microorganisms still threaten to overwhelm<br />

all sorts <strong>of</strong> categorical distinctions between art, nature, and<br />

science. These images, however, cannot be examined without<br />

acknowledging the omnivorous, Faustian hunger for consolidation<br />

<strong>of</strong> knowledge that produced them.<br />

Haeckel had made his name, in the 1860s, by describing<br />

hundreds <strong>of</strong> new species <strong>of</strong> radiolarians, publishing volume<br />

after volume <strong>of</strong> taxonomic description <strong>of</strong> this order <strong>of</strong> marine<br />

protozoan. What really set his work apart, though, was not<br />

the science but the plates. Whether this emphasis was<br />

entirely legitimate was debated at the time – had Haeckel<br />

over-embellished and idealized his observations or, as he<br />

claimed, had he discerned for the first time their underlying<br />

crystalline structure? Certainly no biologist before him had<br />

applied the study <strong>of</strong> solid geometry to precise descriptions <strong>of</strong><br />

organic phenomena, and the penetrating insights resulting<br />

from this détente <strong>of</strong> disciplines seemed to justify the boldness<br />

<strong>of</strong> Haeckel’s drawings. If the images were not optically true,<br />

then perhaps they were truer than true. Wasn’t a search for the<br />

pattern beneath the noise the higher purpose <strong>of</strong> science?<br />

If certain <strong>of</strong> Haeckel’s colleagues were dubious, the public<br />

was not. Weltratsel (The Riddle <strong>of</strong> the Universe), first <strong>issue</strong>d<br />

in 1895, sold more than half a million copies in Germany alone,<br />

an unheard-<strong>of</strong> number for the time, and was translated into<br />

thirty languages. Kunstformen der Natur, or <strong>Art</strong> Forms in<br />

Nature published in installments between 1899 and 1904, has<br />

arguably enjoyed an even broader audience. Its lavish images<br />

<strong>of</strong> self-enlacing, baroque jellyfish, with their translucent baldachins<br />

<strong>of</strong> tendrils, and his constellations <strong>of</strong> plankton magnified to<br />

Romanesque filigrees, 1 directly influenced the more self-consciously<br />

decorative, asymmetrical vocabulary <strong>of</strong> <strong>Art</strong> Nouveau<br />

and Jugendstil – René Binet’s cast iron entrance gate to<br />

23<br />

the 1900 Paris Exposition, for example, was modeled on<br />

Haeckel’s beloved radiolarians. 2 <strong>Art</strong> Forms was eagerly perused<br />

by the Surrealists, notably Max Ernst, and almost certainly<br />

by the Bauhaus painters Klee and Kandinsky. Thus, even contemporary<br />

artists who have never seen the book can hardly have<br />

avoided the pulsations <strong>of</strong> its influence. 3 But, about this, more<br />

later.<br />

From his pr<strong>of</strong>essorship in Jena, the university town that was<br />

associated with the immortal polymaths Goethe, Schiller, and<br />

Hegel, Haeckel advocated Darwinism to a hostile world, declaring<br />

war on the medieval mystifications <strong>of</strong> religion and unleashing<br />

a barrage <strong>of</strong> invective at the Catholic Church. In contrast<br />

to Darwin and most <strong>of</strong> his fellow evolutionists, though, he did<br />

not confine himself to the role <strong>of</strong> sober secular materialist. His<br />

almost mystical obsession with a rational and progressive<br />

march toward biological perfection was far removed from the<br />

random impersonality <strong>of</strong> natural selection, and his contempt<br />

for religion did not stop him from establishing one <strong>of</strong> his own.<br />

As his theories developed, he began to attack not only anti-<br />

scientific ritualism, but dualism in general. Evolution proved that<br />

man and nature were not separable, and thus neither were matter<br />

and mind. “Crystal souls” 4 inhered in the very minerals we<br />

were made <strong>of</strong>, human intellect being simply their higher expression<br />

achieved by means <strong>of</strong> the evolutionary drama. Accordingly,<br />

there was no need to project the existence <strong>of</strong> a creator outside<br />

the physical world: spirit lay within. In 1906, Haeckel founded<br />

a progressive church based on this quasi-scientific pantheism,<br />

calling it the Monist League in opposition to the dualistic religions.<br />

The Judeo-Christian ancestry was no more than a living<br />

fossil that could now be left behind.<br />

Haeckel’s immodest claim to have reconciled age-old<br />

antagonisms between science and spirit slipped, incrementally,<br />

toward the far side <strong>of</strong> social Darwinism. His philosophical support<br />

for racist eugenics, coupled with his widespread popular<br />

appeal, was arguably crucial to the legitimization <strong>of</strong> such ideas<br />

in Germany, and historian Daniel Gasman has gone so far as to<br />

lay blame for the Holocaust virtually at Ernst Haeckel’s feet. Gasman<br />

demonstrates, convincingly, that Haeckel was an anti-Semite,<br />

and that his ponderous authority “did much to bring the Jewish<br />

question into the realm <strong>of</strong> biology.” 5 Social Darwinism would<br />

better be named Social Haeckelism, it seems. Of course, racism<br />

and eugenics were in the very air <strong>of</strong> fin-de-siècle, “scientific” <strong>culture</strong>,<br />

and Gasman’s view <strong>of</strong> Monism as a wellspring underlying<br />

everything from French Symbolism to Futurism, Surrealism, and<br />

the Bauhaus is thinly documented and a bit monomaniacal in its<br />

own right. Still, consider this passage from Haeckel’s worldwide<br />

bestseller The Riddle <strong>of</strong> the Universe:<br />

The statement <strong>of</strong> the apocryphal gospels, that the Roman<br />

<strong>of</strong>ficer, Pandera, was the true father <strong>of</strong> Christ, seems all the more<br />

credible when we make a careful anthropological study <strong>of</strong> the<br />

personality <strong>of</strong> Christ. He is generally regarded as purely Jewish.<br />

Yet the characteristics which distinguish his high and noble personality,<br />

and which give a distinct impress to his religion, are certainly<br />

not Semitical; they are rather features <strong>of</strong> the higher Arian<br />

[sic] race. 6<br />

The Monist League’s promise <strong>of</strong> a scientifically sanctioned<br />

and racially purged spirituality appealed to the German elite,<br />

and after Haeckel’s death, the League’s longstanding argument


that state policies must not interfere with evolutionary necessity<br />

began to gather influence. The postwar economic crisis was<br />

theorized as a result <strong>of</strong> immigration and cultural decadence; the<br />

lower races, it was reasoned, must no longer be coddled into<br />

artificial survival if the German people were to thrive. Nature<br />

itself decreed it.<br />

Posthumous association with the methodical madness <strong>of</strong> the<br />

Nazis has cast a retrospective pall over Haeckel’s undeniable<br />

achievements in microbiological taxonomy; his grander evolutionary<br />

theories have been debunked. Nevertheless, <strong>Art</strong> Forms<br />

in Nature continues to inspire and provoke the artists who, like<br />

Ernst or Kandinsky before them, stumble upon its gorgeously<br />

elaborated plates. Admittedly, the boundaries between art<br />

and science have never been, and never can be, absolute. But<br />

their progressive and mutual violation may well turn out to be<br />

a defining obsession <strong>of</strong> 21st-century art, and there is certainly<br />

a renewed concern, on the part <strong>of</strong> contemporary artists, with<br />

the empirical mystique <strong>of</strong> the bio-lab – with its statistical procedures<br />

and DNA/digital frontier on one hand, its viscosities and<br />

oozings, its creepy-beautiful microcosmic landscapes on the<br />

other. Given his pervasive influence and subsequent, near-complete<br />

eclipse, I wondered how many artists today were actually<br />

familiar with Haeckel’s work. <strong>And</strong>, I wondered if those who<br />

have looked deeply into Haeckel and considered his example<br />

in the development <strong>of</strong> their own art might discern, in his triumphally<br />

willed organic patterns, a graphic signature <strong>of</strong> the scary<br />

ideology that selective cultural memory has lopped away. I conducted<br />

an informal poll, and sure enough: from Alexis Rockman<br />

and Philip Taaffe, who have borrowed from Haeckel’s prints<br />

directly; to Alex Ross, Karen Arm, and Tricia Keightley, whose<br />

working premises have been informed and inflamed by his aestheticization<br />

<strong>of</strong> microscopic rendering; to Fred Tomaselli, Susan<br />

Jennings, and Tom Nozkowski, whose engagements are mixed<br />

with severe critique, Haeckel’s influence remains palpable in<br />

the studios <strong>of</strong> New York artists.<br />

For these visual thinkers, the discovery <strong>of</strong> Haeckel’s portfolios,<br />

whether received as art or science, or both, or neither,<br />

has been revelatory. Once entranced, however, many also<br />

register an ambivalent attraction/repulsion to <strong>Art</strong> Forms’s<br />

romantically totalizing worldview, to the heavy, structuralizing<br />

hand that renders medusae as swimming chandeliers,<br />

and echinidea as hovering spacecraft. Most <strong>of</strong> the artists with<br />

whom I spoke had no idea <strong>of</strong> Haeckel’s proto-Fascist past.<br />

Nevertheless, many seem to have intuited something <strong>of</strong> that<br />

spirit from the material before them on the page.<br />

In their overall patterning, these pages – studded with<br />

elaborately symmetrical groupings, usually floating over a<br />

black void – are as striking as are the specimens themselves. A<br />

plate from <strong>Art</strong> Forms can minimize empty space to an almost<br />

neurotic degree, laying out finicky, jewel-box arrangements<br />

<strong>of</strong> like-to-like in vertical columns. This bilateral approach to<br />

display threatens to overpower the subtleties <strong>of</strong> individual<br />

organisms, whose symmetries tend to be radially complex, their<br />

multiple digits or leaves twisting with restless animation so as<br />

to bring maximal morphology into view. Sometimes the heavyhanded<br />

whole exceeds the sum <strong>of</strong> its delicate parts, sometimes<br />

not. Indeed, if one sees Haeckel’s lust for unification as suspect<br />

– leading to overdetermined (though fascinating)<br />

art, and bad (though compelling) science – then the very<br />

characteristics which attract an artist to his images – their integrated,<br />

harmonious, “monistic” design – would be their most<br />

dangerous and dishonest features.<br />

Yet this sort <strong>of</strong> judgment may itself be overdetermined.<br />

Haeckel’s florid conflation <strong>of</strong> aestheticism with empiricism<br />

made him a lesser scientist in some ways – leading him, on<br />

occasion, to fudge his illustrations for the sake <strong>of</strong> a beautiful<br />

argument. But it may also have made him a greater one, his<br />

formal acuity and imagination leading to genuine morphological<br />

discoveries. <strong>And</strong>, if the miscegenation <strong>of</strong> disciplines made<br />

him less <strong>of</strong> an artist – operating covertly, as it were, never quite<br />

seizing an artist’s prerogative or admitting to an artist’s seductions–in<br />

other ways, the rigors <strong>of</strong> the scientific idiom seem to<br />

have freed him, allowing him to channel his enduring talent for<br />

formal articulation into an almost superhuman penetration,<br />

focus, and deftness <strong>of</strong> hand.<br />

Fred Tomaselli, who discovered <strong>Art</strong> Forms relatively recently,<br />

notes that Haeckel’s mirror-image arrangements propose, in<br />

effect, their own meta-organism, a more-than-perfect symmetry<br />

which plays upon the “idea <strong>of</strong> the beautiful as it is coded<br />

deep within us.” He also acknowledges a comparison between<br />

Haeckel’s black backgrounds and his rationalized, proliferating<br />

layouts, and some <strong>of</strong> his own methods for animating a pictorial<br />

field. But at the same time, Tomaselli finds parts <strong>of</strong> <strong>Art</strong> Forms,<br />

particularly those plates featuring creatures farther up the<br />

evolutionary ladder, to be limited by a “precisionist rigidity.” In<br />

the (relatively infrequent) groupings <strong>of</strong> frogs, lizards, bats, and<br />

birds, Tomaselli diagnoses a telltale “scientific override” – a<br />

certain stiffness that can make “cartoons <strong>of</strong> nature,” especially<br />

when compared to the more sensual and vivid work <strong>of</strong> John<br />

James Audubon or Martin Johnson Heade. In Haeckel’s depictions<br />

<strong>of</strong> microbiota, on the other hand, “you see the scientist at<br />

work.” Tomaselli discerns that within the realm <strong>of</strong> the exotically<br />

small, where Haeckel could use a compass, French curve, and<br />

ruler with impunity, “he gets to sing.”<br />

As a connoisseur <strong>of</strong> 18th- and 19th-century scientific illustration,<br />

Philip Taaffe also admires Haeckel’s contribution as a<br />

draughtsman, acknowledging that his drawings brought the<br />

field “to a new level <strong>of</strong> authority or life or animation … The brilliance<br />

<strong>of</strong> the graphic execution is undeniable; you have to be<br />

aware <strong>of</strong> these. You have to look and look.” Taaffe stops short,<br />

however, <strong>of</strong> touching; though his process <strong>of</strong>ten involves the<br />

silkscreening <strong>of</strong> biological illustrations in “gestural conjunctions,”<br />

and despite the fact that a couple <strong>of</strong> Haeckel’s more sinuous<br />

images have found their way into his work, on the whole<br />

he finds <strong>Art</strong> Forms “too willful, too aestheticized to use.” Susan<br />

Jennings agrees. Like Haeckel, Jennings actually spends time<br />

at the microscope, observing life forms that she <strong>culture</strong>s and<br />

photographs. She is interested in Haeckel’s “passion” and<br />

regards his drawings as “beautiful, fascinating,” but also uses<br />

words such as “uptight,” “oppressive,” and “claustrophobic.”<br />

“It’s something he’s imposed because he has looked for it until<br />

he’s found it. It’s not how nature is, necessarily.”<br />

Take, as an example, Plate 61 <strong>of</strong> <strong>Art</strong> Forms. It features a<br />

radiolarian with the exoskeleton <strong>of</strong> a super-stellated Buckyball,<br />

a geomancer’s polyhedral dream, awesomely complex yet<br />

serenely Platonic. Though not a strictly scientific image, appear-<br />

24 opposite: Plate 85 <strong>of</strong> <strong>Art</strong> Forms in Nature


ing as it does in a book aimed at general consumption, neither<br />

is it meant as fantasy or invention, raising possible suspicions<br />

about the draughtsman’s habits <strong>of</strong> fidelity to the organism. In<br />

<strong>Art</strong> Forms, the unmatched zeal for extracting architecture from<br />

the infinitesimal wigglings <strong>of</strong> life might be indulged as a kind<br />

<strong>of</strong> more-than-empirical insight; in one infamous case, however,<br />

Haeckel stands accused <strong>of</strong> out-and-out fraud.<br />

To bolster his theory <strong>of</strong> developmental recapitulation – the<br />

cornerstone <strong>of</strong> his life’s work, his all-explanatory dogma<br />

defended to the day he died – Haeckel <strong>of</strong>ten illustrated comparative<br />

stages <strong>of</strong> the human embryo alongside those <strong>of</strong> lower<br />

vertebrates. The point was to demonstrate how humans pass<br />

through the stages <strong>of</strong> phylogenetic ancestry, how we climb in<br />

the womb, as it were, up the evolutionary tree – hence those<br />

“fish gills” and “lizard tails” observed in the fetus. (For that<br />

matter, the “Tree <strong>of</strong> Life” image, still beloved <strong>of</strong> evolution textbooks,<br />

is completely Haeckelian; he was the first to draw the<br />

differentiation <strong>of</strong> species, with all its apparent ramifying logic,<br />

as a brooding, twisted oak. 7) Haeckel’s illustrations testified<br />

powerfully in favor <strong>of</strong> his argument that – in his famous motto –<br />

“ontogeny recapitulates phylogeny”: fish, frogs, chicken, cows,<br />

and humans all look the same at comparable stages <strong>of</strong> development,<br />

the higher animals passing through and beyond the terminal<br />

expressions <strong>of</strong> their evolutionary ancestors.<br />

Recapitulation “promised to reveal not only the animal<br />

ancestry <strong>of</strong> man and the line <strong>of</strong> his descent but also the method<br />

<strong>of</strong> origin <strong>of</strong> his mental, social, and ethical faculties.” 8 A similar<br />

epistemological template stamped itself on a number <strong>of</strong><br />

emerging disciplines, for example, on Freudian and to some<br />

extent Jungian psychology, where neurosis, paranoia, and<br />

mania were schematized as “primitive” vestiges, the child’s<br />

mind recapitulating the mental states <strong>of</strong> early tribesmen, etc.<br />

Even at the time, however, it was claimed by some <strong>of</strong> Haeckel’s<br />

peers that his telltale embryos were not to be found in<br />

nature. According to the late Stephen Jay Gould, a dogged foe<br />

<strong>of</strong> Haeckel’s distortions, Haeckel had “simply copied the same<br />

figure over and over again.” 9 Humans, in fact, have notable<br />

similarities with lower vertebrates only at the very beginning<br />

<strong>of</strong> development.<br />

Haeckel dismissed the embryo controversy by claiming<br />

that “all diagrammatic figures are ‘inaccurate’” 10 and <strong>of</strong> course,<br />

however disingenuous as a defense, in a way this was perfectly<br />

correct – there is no such thing as an objective transcript <strong>of</strong> scientific<br />

observation. For the artists I interviewed, it is precisely<br />

this shifty topography that compels exploration; in one way or<br />

another, navigation <strong>of</strong> the art/science divide defines these bodies<br />

<strong>of</strong> work, and each <strong>of</strong> my respondents recognizes <strong>Art</strong> Forms’s<br />

problematic siting in this terrain. For Alex Ross, “art and science<br />

overlap most poignantly in the areas <strong>of</strong> research and discovery<br />

… <strong>Art</strong>ists have no limits at all … but the beauty <strong>of</strong> science is that<br />

it is guided by the ultimatum <strong>of</strong> its own strictures: follow the<br />

rules or don’t call it science.” Ross, whose tightly rendered but<br />

imaginary biomorphs were fattened on the myriad delights <strong>of</strong><br />

<strong>Art</strong> Forms, calls it “a revelation, to be sure, a prime mover in the<br />

germination <strong>of</strong> my thinking. The careful taxonomic display presented<br />

such a potent dream-world. The crux <strong>of</strong> my work is that<br />

what for, say, Kandinsky, were shapes and relationships,<br />

26 are for me organisms and communities.” This concep-<br />

tion <strong>of</strong> pictorial autonomy was directly inspired by Haeckel’s<br />

aestheticization <strong>of</strong> life forms. As Ross puts it, “The work seemed<br />

to scream, ‘If nature can play reality designer, you can too.’”<br />

Hubristic reality-design, conversely, is Alexis Rockman’s<br />

target. His work specifically addresses evolution and ecology,<br />

but from a pointedly sardonic angle; his current paintings<br />

present a wry natural history that he calls “psychedelic ecotourism.”<br />

Rockman discovered Haeckel in high school. His mother,<br />

an archeologist, was Margaret Meade’s assistant at the American<br />

Museum <strong>of</strong> Natural History, and as a child he had unusual<br />

access to its dioramas and displays. In these, as in the wilderness-born<br />

American tradition generally, plant and animal specimens<br />

were shown interacting within a total ecosystem, whereas<br />

Haeckel catalogued only closely related species deployed in<br />

frankly abstract, etheric space. Even the few attempts at populated<br />

landscape in <strong>Art</strong> Forms – the same that Tomaselli deems<br />

“cartoonish” – manifest a charting or listing tendency that Rockman<br />

calls “vertical” compared to the “horizontal” polymorphism<br />

<strong>of</strong> Hudson River School naturalists like Audubon and Heade.<br />

“European organization,” Rockman asserts, “is about putting<br />

the organism in a vitrine or box.”<br />

Karen Arm, however, defends this isolating tendency, arguing<br />

for realms <strong>of</strong> organic truth in which aesthetic and scientific<br />

inquiry are allied. “‘<strong>Art</strong> forms in nature’ describes my work. Every<br />

time I pick up the book, it’s an affirmation <strong>of</strong> what I’m doing.”<br />

Arm’s paintings and drawings begin with observations <strong>of</strong> natural<br />

forms – branches, waves, spider webs, smoke – which she winnows<br />

from their chaotic matrix and reorders in dense, intuitive<br />

patterns. She describes her creative process much as Haeckel<br />

described his own, as heightened views that nevertheless ring<br />

true to the anarchic specificity <strong>of</strong> observation. As Arm points<br />

out, Haeckel’s depictions were empirically based, “but he still<br />

has his hand in it. That’s what makes him interesting to us now.<br />

His images are not dry; they have a life to them.” Or, as painter<br />

Tricia Keightley says, “a blob is not thought out”; Haeckel’s<br />

drawings demarcate a zone between the “gooey undefined and<br />

the schematic.” Still, like Philip Taaffe, Keightley finds that the<br />

eccentricity <strong>of</strong> <strong>Art</strong> Forms works against its direct utility. Haeckel’s<br />

work, she says, can be “intimidating,” precisely because it<br />

is so tempting as source material. If one succumbed, then “400<br />

people would come up to you and say, ‘You know, that’s form<br />

number 10 on page 36, plate 17.’”<br />

Whether admiring or skeptical, the artists I spoke to understand<br />

the siren song <strong>of</strong> Haeckel’s lapidary pr<strong>of</strong>usions to be<br />

their selling point. The totalizing confidence <strong>of</strong> his project –<br />

its implication that nature is art is design is science – is what<br />

compels, in spite <strong>of</strong> the implied denial <strong>of</strong> humanistic values like<br />

idiosyncrasy or accident or freedom. As Taaffe (who knew <strong>of</strong><br />

Haeckel’s dark side) says, “there is an intellectual attraction to<br />

clockwise from top left: Philip Taaffe, Metacrinus Angulatus, 1997; Fred Toma-<br />

selli, Monsters <strong>of</strong> Paradise, 2001 (courtesy James Cohan Gallery); Thomas Noz-<br />

kowski, Untitled, 1999 (courtesy Max Protetch Gallery); Susan Jennings, <strong>Art</strong><br />

Culture, 1996-97 (detail); Alexander Ross, Untitled, 1998 (courtesy Feature, Inc.);<br />

Alexis Rockman, Amphibian Revolution, 1986 (courtesy Gorney Bravin + Lee); Tri-<br />

cia Keightley, 72.56.01A, 2001; Karen Arm, Untitled (Incense #3), 2001 (courtesy<br />

PPOW Gallery).<br />

overleaf: Plate 61 <strong>of</strong> <strong>Art</strong> Forms in Nature


come to grips with that schizophrenia, that dichotomy, that<br />

strange will to systematize everything, to organize everything.<br />

But at the end <strong>of</strong> the day, it leads you to mass murder or something.”<br />

Tom Nozkowski, meanwhile, describes himself as an<br />

“anti-Haeckelian”: “I began with great enthusiasm. But the<br />

more I looked, the more pissed <strong>of</strong>f I got about him. His ordering<br />

processes are very 19th-century, very Germanic, and I<br />

think they lie. Haeckel’s project seems to be skewed in the first<br />

place and maybe not for good purpose.” Nozkowski echoes<br />

Jennings’s feeling that Haeckel’s sin is that “he finds what he<br />

expects to find. For all the work’s ostensible beauty, it does<br />

seem a period piece, inherently nostalgic. I don’t question the<br />

seriousness <strong>of</strong> how he plays the game, I just think that intellectually<br />

he fails.” Nozkowski is not afraid to diagram an equivalence<br />

between the pictorial and the political: “It plays back<br />

into the work, a kind <strong>of</strong> self-assuredness or self-certainty, a<br />

predisposition to knowing the answer the minute you ask the<br />

question. I think that can always lead to evil – aesthetic evil first,<br />

then maybe evil in the real world.”<br />

Perhaps. Leonardo designed ingeniously vicious war<br />

machines for the Sforzas and the Borgias, but we have no<br />

trouble calling him a humanist, and like the notebooks <strong>of</strong> the<br />

ur-Renaissance Man, Ernst Haeckel’s lithographs encompass<br />

an otherworldly formal clarity, teased out from messy reality by<br />

the delicate emphases <strong>of</strong> the trained hand; they evince a kindred<br />

delight in draftsmanship in service to science, a devotion<br />

to a truth higher than mere optical objectivity. Both Haeckel and<br />

da Vinci maintained a boyish fascination for spiky armored creatures,<br />

for the gracefully fantastic and grotesque. Of course, one<br />

is the greater scientist and the other the greater artist. But the<br />

megalomaniacal determinism that tints the edges <strong>of</strong> Haeckel’s<br />

vision signals, perhaps, the last shudder <strong>of</strong> a dying da Vincian<br />

ideal, a union <strong>of</strong> curiosity and craftsmanship, poetry and industry,<br />

science and art. Perhaps Haeckel’s preternatural exactitude<br />

is truly pathological. But if so, the force <strong>of</strong> his obsession, while<br />

edifying in its failures, only adds conviction to the appeal <strong>of</strong> the<br />

ancient argument he urges – that beauty is the pro<strong>of</strong> <strong>of</strong> natural<br />

intelligence.<br />

1 Haeckel’s delicate pencil and ink drawings were brilliantly interpreted by the<br />

lithographer Adolph Giltsch. A thorough assessment <strong>of</strong> <strong>Art</strong> Forms in Nature would<br />

require that their separate contributions be disentangled.<br />

2 Ernst Haeckel, <strong>Art</strong> Forms in Nature (Munich & New York: Prestel Verlag, 1998),<br />

p. 27.<br />

3 <strong>Art</strong> Forms in Nature was kept in print for years by Dover Publications in their<br />

catalogue <strong>of</strong> uncopyrighted clip-art oddities, alongside compendia <strong>of</strong> Victorian<br />

stencils and 19th-century political cartoons. In 1998, Prestel <strong>issue</strong>d a superb<br />

color version <strong>of</strong> the book.<br />

4 Krystallsee is the title <strong>of</strong> a book published by Haeckel in 1917.<br />

5 Daniel Gasman, Haeckel’s Monism and the Birth <strong>of</strong> Fascist Ideology (New York:<br />

Peter Lang Publishing, 1998), p. 157. See also Gasman’s The Scientific Origins <strong>of</strong><br />

National Socialism: Social Darwinism in Ernst Haeckel and the German Monist<br />

League (London & New York: MacDonald, 1971).<br />

6 Ernst Haeckel, The Riddle <strong>of</strong> the Universe (New York: Harper & Bros., 1900), p.328<br />

7 Here is another example <strong>of</strong> Haeckel’s insightful but dangerous mixing <strong>of</strong> science<br />

and art. For a detailed discussion <strong>of</strong> the misleading teleological subtleties <strong>of</strong> Haeck-<br />

el’s trees <strong>of</strong> life, see Stephen Jay Gould’s Wonderful Life (New York: Penguin, 1991),<br />

especially pp. 263-267.<br />

8 Ibid, p. 116.<br />

9 Gould, “This View <strong>of</strong> Life,” Natural History, March 2000. Those phony embryos<br />

were recently discovered persisting in textbooks, and creationists have blustered<br />

about finding Haeckel’s skeleton in the closet <strong>of</strong> evolution ever since. See, for exam-<br />

ple, M. K. Richardson et al., “Haeckel, Embryos, and Evolution,” Science 280:983-<br />

985 (1998). Haeckel’s dogma <strong>of</strong> recapitulation had lost its luster on<br />

any terms by 1910 or so, when it became “unfashionable in practice, following<br />

the rise <strong>of</strong> experimental embryology, and untenable in theory, following scientific<br />

change in a related field (Mendelian genetics).” Stephen Jay Gould, Ontogeny and<br />

Phylogeny (Cambridge: Belknap Press, 1977), p. 77.<br />

10 Ernst Haeckel, The Evolution <strong>of</strong> Man: A Popular Exposition <strong>of</strong> the Principle<br />

Points <strong>of</strong> Human Phylogeny and Ontogeny (New York: Appleton, 1897. English<br />

edition vol. 1), p. xxxv.


FIEld tracEs<br />

Bill Jones<br />

For the past five years, I’ve been working with Dr. Merrill Garnett,<br />

a biochemist who has spent three decades researching<br />

electrogenetics, the behavior <strong>of</strong> biological systems altered by<br />

substances that increase the flow <strong>of</strong> electrical charge to DNA.<br />

The basis <strong>of</strong> Dr. Garnett’s approach involves the postulation<br />

that there is a corollary genetic code <strong>of</strong> pulsed electromagnetic<br />

current that enables communication at the cellular level<br />

within a given organism. The coaxial liquid-crystal structure <strong>of</strong><br />

DNA transmits and receives energy and information by a process<br />

known as flexo-electricity, the equivalent <strong>of</strong> the piezoelectricity<br />

produced by crystal oscillators in computers. Dr. Garnett<br />

theorizes that molecular nano-circuits, through which the corollary<br />

genetic mechanism transfers charge over great distances,<br />

induces the multi-cellular state, as well as being key to organized<br />

growth and development. Every cell has both an inward<br />

and outward current. The inward current builds up, and forms a<br />

metastable equilibrium involving multiple reactions. When the<br />

inward current reaches a certain level, outward current is forced<br />

to occur. We see the visual evidence <strong>of</strong> this flux <strong>of</strong> energies in<br />

experiments and resulting photographs that show changes in<br />

form. In such images, DNA liquid crystals that normally look like<br />

small flowers explode outward into starburst-like structures<br />

when charged at the correct frequency, expressing the energy<br />

field needed for cell maturation. During the life <strong>of</strong> an organism,<br />

this energy flux continually streams through its DNA in a number<br />

<strong>of</strong> axes <strong>of</strong> vibration – when the fluxes end, life ends.<br />

Microscopy and microphotography <strong>of</strong> electro-active biological<br />

polymers charged with pulsed electro-magnetic fields<br />

trace those fields as the liquid crystalline polymers dry on the<br />

surface <strong>of</strong> a glass microscope slide. The microphotographs<br />

presented here show field traces mapping the change in structure<br />

and symmetry <strong>of</strong> DNA and prothrombin – the bio-polymer<br />

responsible for blood clotting that one preliminary model suggests<br />

might function as a kind <strong>of</strong> vascular “internet,” facilitating<br />

communication with DNA – under the influence <strong>of</strong> a pulsed<br />

electro-magnetic field.<br />

opposite: Microphotograph <strong>of</strong> prothrombin dried on a glass slide. The fern-like<br />

fractal structure <strong>of</strong> this bio-polymer responsible for blood clotting demonstrates<br />

its liquid crystalinity.<br />

overleaf: Prothrombin is once again dried on a glass slide, but in this experiment<br />

the linear structure <strong>of</strong> transmission cables is formed by coating the prothrombin<br />

with the biological dialectric hyaluronic acid. The discovery <strong>of</strong> the electro-active<br />

nature <strong>of</strong> prothrombin and other bio-polymers such as DNA suggests the possibil-<br />

ity <strong>of</strong> a corallary genetic code and a “vascular internet.”<br />

30


mm, mm, Good: markEtING aNd<br />

rEGrEssIoN IN aEstHEtIc tastE<br />

DaviD Hawkes<br />

In the week following September 11, a portentous apparition<br />

appeared on the campus <strong>of</strong> the liberal arts college where I teach.<br />

A hugely fat man dressed as a tin <strong>of</strong> Campbell’s soup greeted<br />

shell-shocked students and faculty on their way to the cafeteria.<br />

The red-and-white blimp was imprisoned in a tight costume<br />

splattered with his employer’s logo. He sweated under a carnivalesque<br />

mask that twisted his once-human features into a hideous,<br />

mocking grimace. His polyester uniform must have been<br />

a torment in the late-summer sun, but at first he bore the curses,<br />

taunts, and gibes <strong>of</strong> passers-by with something approaching<br />

good humor. As the afternoon wore on, though, his demeanor<br />

began to turn ugly. The winsome advertising slogans he sung<br />

degenerated into sullen mutterings, eventually shading into<br />

outright threats. The cheery smile with which he greeted the<br />

co-eds mutated into an aggressively salacious leer. Perhaps<br />

his gloved hands slipped; in any case one girl responded to his<br />

attentions with a sharp kick to the shin. Finally, as a group <strong>of</strong><br />

simian fratboys began to circle him with violent intent, he slunk<br />

grumpily <strong>of</strong>f into the sunset.<br />

This monster’s visitation caused considerable consternation<br />

around the university, some <strong>of</strong> whose denizens were<br />

recently bereaved. I was one <strong>of</strong> those who complained about<br />

him to the manager <strong>of</strong> the “food court.” The response I received<br />

was quizzical, uncomprehending. Was the Campbell’s freak in<br />

questionable taste, a stunt better inflicted on a less distraught<br />

community? On the contrary, he had been summoned precisely<br />

because <strong>of</strong> the disaster, for the purpose <strong>of</strong> “cheering<br />

people up.” The representatives <strong>of</strong> the corporation that now<br />

controls our “dining services” simply could not understand why<br />

anyone should find this clownish spectacle unamusing. Commercial<br />

aesthetics, I came to realize, were regarded by these<br />

folk as unequivocally uplifting, and the thought that people<br />

numb with the shock <strong>of</strong> recent disaster should be anything but<br />

delighted by this ghoul had simply not crossed their minds.<br />

In retrospect, it was probably naive to cause a fuss. The<br />

hapless soup-man was merely a local eruption <strong>of</strong> the general<br />

plague <strong>of</strong> marketing, packaging, and mind-control currently<br />

raging through the college campuses <strong>of</strong> the Western world.<br />

Naomi Klein describes this phenomenon in devastating detail in<br />

her book No Logo, but her protests are already buried beneath<br />

the billboards. The university cafeteria is now a shopping mall,<br />

where Starbucks and Burger King lord it over consumers.<br />

Where, the campus shop once provided good, cheap, homemade<br />

sandwiches, the students must now purchase an Asian<br />

atom-bomb <strong>of</strong> MSG from an outlet labeled, with presumably<br />

unconscious Hitlerian overtones, “Mein Bowl.” An enormous<br />

wall is being constructed at the edge <strong>of</strong> campus, with the dual<br />

purpose <strong>of</strong> housing The Gap and sealing <strong>of</strong>f the university from<br />

the impoverished Puerto Rican neighborhood in which it is<br />

marooned. Needless to say, the bookstore has been taken over<br />

by Barnes & Noble.<br />

We may ask ourselves: Well, how did we get here? The<br />

answer we will be given is that we wanted it this way. For a<br />

while, it was my habit to question the authorities whenever<br />

a new piece <strong>of</strong> capitalist propaganda defaced my working


environment. Why, I used to say, are you doing this to us?<br />

The response never varied. A survey had been done, a<br />

poll taken, a study commissioned. The results had proved –<br />

proved – beyond all reasonable doubt that students desired,<br />

demanded, could not possibly live without, the comforting<br />

presence <strong>of</strong> multinational corporations. To object that Burger<br />

King is a purveyor <strong>of</strong> poison, or that Nike trainers are manufactured<br />

by six year-old slaves, would have been viewed as<br />

not merely unscientific, but actually undemocratic. In one<br />

<strong>of</strong> many forlorn and futile discussions with the campus decision-makers,<br />

I tried to explain that part <strong>of</strong> my job as an educator<br />

was to teach my students to think critically about the<br />

ideological structures upon which commercial advertising is<br />

built, and that having human tins <strong>of</strong> soup rampaging across<br />

campus tended to undermine my work. I was politely informed<br />

that while there was no desire to denigrate “your philosophy,”<br />

it was an incontrovertible and empirically tested fact that students<br />

took pleasure and succor from<br />

living in a brashly commercial, logosoaked<br />

environment. This ambience,<br />

outside <strong>of</strong> which students would, I was<br />

assured, flounder like dying fish, was<br />

frequently said to generate a “branded<br />

feel.”<br />

Obviously, there are more things<br />

in heaven and earth than are dreamed<br />

<strong>of</strong> in my philosophy, but the more I<br />

considered this ostensibly unlikely<br />

proposition, the more I found it to be<br />

true. Adolescents away from home<br />

for the first time probably do find it<br />

reassuring to be surrounded by the<br />

familiar signs and symbols, logos and<br />

brands, which gratified their desires<br />

as children. Why wouldn’t they? The<br />

“branded feel,” after all, is hardly confined<br />

to university campuses. I suppose<br />

that the traditional pedagogical<br />

mission <strong>of</strong> such institutions may once<br />

have protected students from what<br />

my colleagues in the Business College refer to as “the real world”<br />

for an unnaturally long time. When businesspeople talk <strong>of</strong> the<br />

“real world,” <strong>of</strong> course, they mean they world <strong>of</strong> money – that<br />

is, <strong>of</strong> imaginary value – and the phantasmogoric, hallucinatory<br />

techniques <strong>of</strong> advertising and entertainment that is necessary<br />

to induce consumption. Today, however, this hyper-real dimension<br />

can no longer be distinguished from the empirical world.<br />

The unreal has become real, and what we once thought <strong>of</strong> as<br />

the real world lying beneath the veneer <strong>of</strong> representation has<br />

been consigned to the unimaginably distant and exotic other<br />

country <strong>of</strong> the past, where they do things differently.<br />

Soup is one thing, books are another. Being forced to eat<br />

Burger King and Campbell’s will not kill me – alright, it will,<br />

but probably not for a couple <strong>of</strong> decades – but I did think we<br />

could draw the line at the bookstore. When Barnes & Noble<br />

took over, they naturally revised the inventory so as to eliminate<br />

those books that appealed only to the tastes <strong>of</strong> a minority.<br />

The travel section, for example, shed its guides to back-<br />

34<br />

packing in Africa and the <strong>And</strong>es, directing customers<br />

instead to toney restaurants in London and Paris, or all-inclusive<br />

Caribbean resorts deemed suitable for secure Spring Breaks. In<br />

general, books that were obscure or idiosyncratic disappeared<br />

from the shelves. This seemed a pity to me, so I wrote in protest<br />

to the new manager. Her reply was disarmingly frank:<br />

I do not understand why this is a bad thing. We only have so<br />

much room in the store so why would I want to fill it with items<br />

that students/faculty/staff do not want? The goal <strong>of</strong> any business<br />

is to have what people want when they want it. Paralleling this<br />

to your pr<strong>of</strong>ession: if a minimum enrollment for a course is not<br />

achieved it would be rare to never that a course would run (except<br />

as independent study?). In other words the course (product) that<br />

no one, or almost no one, wants is removed from the shelves<br />

(registrar list) and new products (courses) replace them in future<br />

semesters. Why <strong>of</strong>fer a course that no one is interested in taking<br />

(paying tuition)? Why <strong>of</strong>fer products that no one is interested in<br />

buying?<br />

We find here the extension <strong>of</strong> the<br />

supply-and-demand ethos <strong>of</strong> neoclassical<br />

economics into the life <strong>of</strong> the<br />

mind. People are regarded as “customers,”<br />

not only when they go shopping<br />

in a mundanely literal sense, but also<br />

when they figuratively “shop” for the<br />

“products” <strong>of</strong> knowledge. Students<br />

choose their courses on the basis <strong>of</strong><br />

cost-benefit analyses: how many hours<br />

<strong>of</strong> work will be required to achieve an<br />

A, and how much will this grade add<br />

to one’s starting bonus. Pr<strong>of</strong>essors<br />

have grown accustomed to student<br />

complaints that, having put in the requisite<br />

amount <strong>of</strong> study-time, they have<br />

not been rewarded by adequate final<br />

grades. Office hours at the end <strong>of</strong> the<br />

semester are filled with a haggling and<br />

a wheedling that would not disgrace<br />

the Cairo souk. Intellectual trends confirm<br />

and support students’ self-image<br />

as consumers: according to the popular philosophy <strong>of</strong> “rational<br />

choice theory,” the principle <strong>of</strong> the maximization <strong>of</strong> marginal utility<br />

can, and should, apply to every field <strong>of</strong> human endeavor, up to<br />

and including romantic love, artistic creation, and education.<br />

Appalled but intrigued, I wrote another letter asking how<br />

the Barnes & Noble takeover had influenced the day-to-day<br />

running <strong>of</strong> the bookstore. The manager once again responded<br />

with commendable honesty: “The biggest way B&N influences<br />

our daily lives is their customer service requirements… B&N<br />

has never lost a contract due to customer service… We have a<br />

motto we must follow: ‘Of course we can.’”<br />

This “service” mentality is closely analogous to prostitution.<br />

Other forms <strong>of</strong> servility, such as those found in feudal<br />

societies, are manifested in the interactions <strong>of</strong> individuals performing<br />

clearly defined and mutually understood social roles.<br />

But in the world <strong>of</strong> “customer service,” servility is mediated<br />

through the medium <strong>of</strong> money. It involves an abject debasement<br />

at the feet <strong>of</strong> the “customer,” the need to “serve” him in any<br />

way possible, combined with absolute, intransigent, and – yes –


principled insistence on the financial nature <strong>of</strong> the transaction.<br />

One hundred and fifty years ago, Marx pointed out that capitalism<br />

reduces all <strong>of</strong> us to whoredom. In the Economic and Philosophical<br />

Manuscripts <strong>of</strong> 1844 he observes that: “Prostitution is<br />

only a particular expression <strong>of</strong> the universal prostitution <strong>of</strong> the<br />

worker, and since prostitution is a relationship which includes<br />

not only the prostituted but also the prostitutor – whose infamy<br />

is even greater – the capitalist is also included in this category.”<br />

In the 19th century, this “prostitution <strong>of</strong> the worker” was at least<br />

limited to the workplace. In the endless market <strong>of</strong> postmodernity,<br />

however, allurement, seduction, and enticement for monetary<br />

gain achieve the status <strong>of</strong> an ethical code, a morality to<br />

live by.<br />

One way <strong>of</strong> illustrating the transition from the modernist<br />

to the postmodernist sensibility is to compare Thomas Mann’s<br />

Death in Venice with Vladimir Nabokov’s Lolita. Both concern a<br />

middle-aged man, educated in the great tradition <strong>of</strong> European<br />

high <strong>culture</strong>, who is destroyed by his fetishistic fascination for<br />

a brainlessly beautiful child. But 40 years, a continent, and an<br />

entire aesthetic epoch lie between them. In Mann’s novella, the<br />

desire <strong>of</strong> the artist Aschenbach for the boy Tadzio has a heroic,<br />

self-sacrificing purity. It symbolizes the ancient attraction <strong>of</strong><br />

Apollo for Dionysus, the lure that the erotic has always held for<br />

the intellectual. In Nabokov’s book, Humbert Humbert’s lechery<br />

is dirty, disgraceful, sick. The reason is not the age <strong>of</strong> the lustobject<br />

(Tadzio is barely older than Lolita), but its nature. Aschenbach’s<br />

boy is silent, enigmatic, distant, European. Humbert’s<br />

girl attracts him for the opposite reasons – it is her vulgarity, her<br />

brazenness, her venality, her American-ness that enslave him.<br />

In a word, Humbert is captivated by Lolita’s commercialism.<br />

He loves her preoccupations with movie stars and jukeboxes,<br />

comic books and bubble gum, motel rooms and Levi’s jeans. He<br />

loves her “branded feel.” We see it in the exquisite, melancholy<br />

poem he writes for her: “Where are you riding, Dolores Haze? /<br />

What make is the magic carpet? / Is a Cream Cougar the present<br />

craze...?”<br />

Between 1912, the apex <strong>of</strong> high modernism when Mann<br />

wrote Death in Venice, and 1955, when Lolita appeared, the aesthetic<br />

sensibility <strong>of</strong> the Western world was changed, changed<br />

utterly. A terrible beauty was born from the shotgun marriage<br />

<strong>of</strong> aesthetics and commerce. In The Conquest <strong>of</strong> Cool, Thomas<br />

Frank takes <strong>issue</strong> with the myth that the post-war “counter<strong>culture</strong>”<br />

was an oppositional or liberatory force. He points out that<br />

the revolution in taste and lifestyle celebrated by the baby-boom<br />

generation was accompanied – and even directed – by analogous<br />

revolutions in advertising and marketing. Capital learned<br />

to embrace aesthetic and even political rebellion: “the Revolutionaries<br />

are on CBS.” In fact, “Rock ‘n’ Roll” represents the<br />

moment when image replaced substance in music, and when<br />

youth seized the social and cultural prerogatives which once<br />

belonged to age. <strong>And</strong>y Warhol’s “Double Elvis,” a simple reproduction<br />

<strong>of</strong> two identical photographs <strong>of</strong> the King, announces<br />

the demise <strong>of</strong> the Platonic ideal from <strong>of</strong> beauty, which resided<br />

above all in uniqueness. The age <strong>of</strong> mechanical reproduction<br />

despises uniqueness, which it destroys as certainly and effectively<br />

as mass-produced hamburgers drive homemade sandwiches<br />

from college lunch counters.<br />

To protest against the corporatization <strong>of</strong> campus<br />

35<br />

is thus to tilt at windmills. But we should not be so inno-<br />

cent as to imagine that commerce is devoid <strong>of</strong> aesthetics, or <strong>of</strong><br />

ethics. Although I am mercifully free <strong>of</strong> his unsalubrious sexuality,<br />

I could not but sympathize with Humbert’s poshlust (the<br />

wonderfully evocative Russian word that Nabokov translates<br />

as “attraction to the false”) when I received a written response<br />

to my recriminations from the “food court” manager, a nice lad<br />

who looks young enough to date Lolita. It is, I have come to<br />

think, very beautiful.<br />

Dear David Hawkes, I appreciate the time you spent in conveying<br />

this concern. Feedback to myself is imperative so we can<br />

make sound business decisions to improve our patron’s experience.<br />

In regards your soup question, the price <strong>of</strong> soup in the Food<br />

Court hasn’t be raised in the past 3 years. Whether or not we<br />

went with Campbell’s or the home made the price was going to<br />

be inflated either way to accommodate rising costs in the business.<br />

We introduced the Campbell’s program during the winter<br />

break last year and response from facility and staff was positive.<br />

The Campbell’s program <strong>of</strong>fers consistency, name brand<br />

recognition, and also the fact that we could <strong>of</strong>fer soup through<br />

all meal periods. In the past, we would rely on the board plan<br />

for distributing soup to the Food Court. If they had a busy lunch<br />

or dinner <strong>of</strong>ten the Food Court would have no soup to <strong>of</strong>fer our<br />

dinner customers. With the Campbell’s being prepared fresh on<br />

our floor we would be able to <strong>of</strong>fer soup at anytime to appease<br />

all <strong>of</strong> our customers. As far as pricing we compared our price to<br />

the local McDonald’s and they're <strong>of</strong>fering a 12 ounce Campbell's<br />

soup for $1.69. I’m sure if you checked other local retail operations<br />

you would find our selling price for soup is very competitive<br />

to the local market. Again, we didn’t raise the price for 3 years. In<br />

two weeks we will be running a special promotion for our regular<br />

soup customers. We will be issuing Cards that the cashier will<br />

stamp after every soup purchase. After 5 punches our customer’s<br />

will receive a free Campbell’s soup mug and a re-fill price <strong>of</strong><br />

$1.49 for the entire semester. I hope this answered your questions.<br />

Again, thank you for your concern and your patronage at<br />

the Food Court.<br />

Pr<strong>of</strong>essors <strong>of</strong> literature are in no position to mock the commercial<br />

aesthetic, which emphatically drives home its hegemony<br />

on a daily, nay hourly, basis. Perhaps the advocates <strong>of</strong><br />

canonical art need to learn, like Humbert Humbert, to appreciate<br />

the beauty <strong>of</strong> the banal. Kant claimed that the experience<br />

<strong>of</strong> the sublime sprang from contemplation <strong>of</strong> the uncreated, <strong>of</strong><br />

the natural, which he opposed to the idolatrous adoration <strong>of</strong> the<br />

Biblical “works <strong>of</strong> men’s hands.” He was wrong. In the 21st century,<br />

the sublime is produced by the seamless merger <strong>of</strong> aesthetics<br />

with the market, <strong>of</strong> desire with prostitution, <strong>of</strong> artwork<br />

with product. I’m <strong>of</strong>f to claim my free cup <strong>of</strong> Campbell’s.


EautIFul INdoNEsIa (IN mINIaturE)<br />

DaviD womack<br />

On a rainy day in November, at the Beautiful Indonesia in Miniature<br />

Park, two nearly-naked men from Irian Jaya (the Indonesian<br />

half <strong>of</strong> the island <strong>of</strong> New Guinea) sit on the cold marble<br />

floor in the main pavilion. Their dark faces are streaked with<br />

red and yellow ochre. Crescent-shaped bones hang from their<br />

noses. They sit with their long, banded arms wrapped around<br />

their knees, smoking cigarettes and arguing. In front <strong>of</strong> them<br />

a Balinese dancer stares wide eyed into the middle distance.<br />

Without turning her head she looks from right to left to right.<br />

Her forefingers flutter like hummingbirds, beating quadruple<br />

time to the rhythm <strong>of</strong> the gamelan. These performances are one<br />

<strong>of</strong> the few things in Indonesia that always take place on time,<br />

whether anyone is there to see them or not. As long as they continue,<br />

<strong>culture</strong> is alive and well in Indonesia – or at least that is<br />

the <strong>of</strong>ficial position.<br />

Beautiful Indonesia in Miniature Park, or “Taman Mini” as it<br />

is known in Indonesia’s national language, Bahasa, lies six kilometers<br />

outside <strong>of</strong> the capital city, Jakarta. On a weekday afternoon,<br />

particularly during the rainy season, the 250-acre park is<br />

one <strong>of</strong> the best places in the Jakarta area for a leisurely stroll. On<br />

a sunny weekend, however, the park can be thronged with visitors.<br />

Taman Mini draws an estimated 4.5 million visitors a year,<br />

the vast majority <strong>of</strong> them Indonesian. Visitors come to Taman<br />

Mini from all over the Indonesian archipelago, which stretches<br />

across an expanse <strong>of</strong> ocean slightly larger than the continental<br />

United States. The park features a lake that symbolizes this vast<br />

expanse <strong>of</strong> ocean with islands that represent a few dozen <strong>of</strong> the<br />

archipelago’s 13,677. The islands in the lake are identically flat,<br />

featureless, with low bushes representing mountain ranges,<br />

and are best viewed from above in a creaky gondola that dangles<br />

from a sagging cable. From the gondola, one can also see<br />

most <strong>of</strong> the pavilions that are the park’s main attractions. There<br />

is a pavilion for each <strong>of</strong> Indonesia’s 26 provinces, and one for<br />

East Timor, which has just gained independence after a 23-year<br />

struggle for independence.<br />

The pavilions were built by traditional craftsmen brought in<br />

from the provinces by the government. The Minangkabau pavilion,<br />

representing western Sumatra, has soaring, overlapping<br />

ro<strong>of</strong>s made <strong>of</strong> coconut-fiber thatch. The walls are intricately<br />

carved and painted with symbols. Taman Mini’s guides – teenage<br />

boys who freelance for tips and a chance to practice their<br />

English – are particularly proud <strong>of</strong> the fact that the pavilions<br />

are authentic, or “asli.” They were built with all the rituals and<br />

ceremonies necessary to insure that they are fully endowed as<br />

spiritual, as well as material, entities. The pavilions are not replicas<br />

<strong>of</strong> existing buildings, rather were designed to be exemplary<br />

structures – larger and more intricate than any other traditional<br />

buildings in Indonesia. Some, such as the Javanese pavilion<br />

built in the style <strong>of</strong> the Kraton, are even considered sacred.<br />

The pavilions, and the ceremonies and rituals that take place<br />

within them, are meant to exemplify local tradition purified and<br />

elevated to the national level.<br />

Taman Mini is beginning to show signs <strong>of</strong> wear since its<br />

benefactors, the Suhartos, were ousted in 1998. The concrete<br />

paths have cracked and the paint is beginning to peel <strong>of</strong>f the<br />

concession stand. Although widely known among<br />

Indonesians, Taman Mini generally receives just a few<br />

lines in foreign guidebooks – descriptions that are most <strong>of</strong>ten<br />

apologetic. They imply that Beautiful Indonesia in Miniature is<br />

a place for people who do not have the time or resources to go<br />

to the islands themselves. This is not the view that most Indonesians<br />

have <strong>of</strong> the park and is certainly not the government’s<br />

position. During Suharto’s 30-year rule, Taman Mini was seen<br />

as Indonesia’s most significant cultural symbol. Despite its current<br />

disrepair, the park and the policies it represents continue to<br />

shape Indonesia today.<br />

The idea for Taman Mini came to the dictator’s wife, Tien<br />

Suharto, during a visit to Disneyland on a sunny day in 1971.<br />

Tien was said to have been completely smitten with the Magic<br />

Kingdom. Perhaps this was because her life had the elements<br />

<strong>of</strong> a fairy tale, though with none <strong>of</strong> the easy moral lessons.<br />

Tien, who traced her lineage back to Javanese royalty,<br />

had married below her class. Her husband – who would go on<br />

to rule a nation that included pirates, witches and cannibals –<br />

was from a poor family. A short man with a blunt nose and pockmarked<br />

face, Suharto had risen through the military and had<br />

come to power as the result <strong>of</strong> a coup in which he is rumored<br />

to have had his rivals murdered in their beds. Tien was his muse<br />

and constant companion and is said by some to have been the<br />

brains behind Suharto’s brawn.<br />

The most remarkable thing about Taman Mini is that it<br />

was built at all. Taman Mini cost $25 million – a preposterous<br />

36 above and overleaf: photos <strong>of</strong> Taman Mini courtesy <strong>of</strong> the Indonesian Consulate


amount <strong>of</strong> money in Indonesia in 1971. A group <strong>of</strong> <strong>of</strong>ficials<br />

objected to the project, pointing out that for the same price the<br />

government could build 52 small industries or seven large universities.<br />

Public protests drew large crowds and reached a climax<br />

when the “Save Our People’s Money” movement marched<br />

on Tien’s “Our Hope” foundation. The army opened fire with live<br />

ammunition and at least four people were seriously wounded.<br />

Suharto finished the clash with characteristic subtlety, saying<br />

<strong>of</strong> the dissenters, “Quite frankly, I’ll deal with them. No matter<br />

who they are!” 1<br />

Why would the leader <strong>of</strong> a struggling republic risk public<br />

outrage and financial ruin to build a theme park his wife<br />

dreamed up at Disneyland? Suharto himself addressed the<br />

question at the dedication on 20 April 1975. “Life,” he said,<br />

“will not have a beautiful and deep meaning with material sufficiency<br />

only… One’s life will be calm and complete only when<br />

it is accompanied by a spiritual welfare. The direction and<br />

guidance toward that spiritual welfare is, in fact, already in our<br />

possession; it lies in our beautiful and noble national cultural<br />

inheritance.” 2 This remark gives a clue as to the true function<br />

Taman Mini would come to serve for the government. Beautiful<br />

Indonesia in Miniature Park was not built to be an amusing<br />

diversion. Rather, it would serve as the nation’s spiritual<br />

treasure trove – a locked box containing the nation’s cultural<br />

wealth to be kept close to Indonesia’s heart and its capital.<br />

Suharto’s definition <strong>of</strong> <strong>culture</strong> would be elucidated by the festivities<br />

that followed.<br />

In addition to the foreign dignitaries, the governors <strong>of</strong><br />

Indonesia’s territories were recalled to Jakarta for Taman Mini’s<br />

dedication ceremony. As the representative <strong>of</strong> the <strong>culture</strong>s <strong>of</strong><br />

that region, each <strong>of</strong> the governors were required by Suharto to<br />

dress in a customary costume. Under these orders, the governor<br />

<strong>of</strong> Irian Jaya wore a fur crown and put a bone through his<br />

nose. (This, <strong>of</strong> course, hardly obscured the fact that he was not<br />

a dark-skinned native <strong>of</strong> Irian Jaya, but a light-skinned Javanese.)<br />

The other governors, who were similarly costumed,<br />

were Javanese as well. Though the effect <strong>of</strong> all these pale,<br />

pudgy Javanese bureaucrats dressed up like jungle warriors<br />

must have been comical, it seems safe say that, given the pious<br />

tone <strong>of</strong> the proceedings, no one laughed – except, perhaps, for<br />

Suharto himself. For Suharto, the masquerade was an ideological<br />

victory with far-reaching implications. He had succeeded in<br />

separating the idea <strong>of</strong> <strong>culture</strong> from the people who practiced<br />

it. Culture was now a costume that could be taken on or <strong>of</strong>f,<br />

depending on the occasion.<br />

Suharto would soon drop his mask. Having secured his position<br />

as a champion <strong>of</strong> <strong>culture</strong> in Indonesia, he would seize the<br />

land and resources <strong>of</strong> the outer islands and set about to dilute<br />

and destroy the people whose <strong>culture</strong> he had so recently celebrated.<br />

These policies would cost hundreds <strong>of</strong> thousands<br />

<strong>of</strong> lives and fuel the violent separatist movements that now<br />

threaten to break Indonesia apart. By the time Taman Mini<br />

was completed, the national government had already begun<br />

to claim locally held property. The Forest Development Law<br />

removed control <strong>of</strong> the nation’s forests from the communities<br />

and gave it to the national government. The results were devastating.<br />

In 1966, when Suharto took power, 75 percent <strong>of</strong> Indonesia,<br />

or 144 million hectares, were covered in forest.<br />

37<br />

By the time Suharto was removed from power in 1998,<br />

only 53 million hectares, or 37 percent, <strong>of</strong> the land remained<br />

forested. Indonesia had lost its rain forest at more than twice<br />

the world average. Suharto pushed the government authority<br />

into the most isolated regions <strong>of</strong> Sumatra, Sulawesi, Kalimantan<br />

and Irian Jaya. Huge camps were created in the middle <strong>of</strong><br />

the jungle. Workers were brought in from Java and Madura.<br />

The money went to Jakarta. Tien Suharto even earned the nickname<br />

“Mrs. Ten Percent” because <strong>of</strong> the cut she took on business<br />

deals. When Suharto left <strong>of</strong>fice his successor estimated<br />

his fortune at $45 billion – enough to repay Indonesia’s debts<br />

to the International Monetary Fund and the World Bank. Taman<br />

Mini and the cultural policies it represented had paid for themselves<br />

many times over.<br />

Suharto’s policies brought equal devastation upon the people.<br />

Hundreds <strong>of</strong> thousands <strong>of</strong> people who resisted the authority<br />

<strong>of</strong> the Indonesian government were tortured and killed in<br />

East Timor, Irian Jaya, Aceh, and elsewhere. Recognizing that<br />

<strong>culture</strong>, though <strong>of</strong>ficially entombed at Taman Mini, might still<br />

be an organizing force, Suharto pushed a policy designed to<br />

dilute these populations. The program was called transmigrasi.<br />

Transmigrasi consisted <strong>of</strong> moving people from the densely<br />

populated islands such as Java to the outer islands. As many<br />

as 3.5 million people were lured by the promise <strong>of</strong> free land and<br />

housing but in fact found themselves stranded in isolated communities<br />

consisting <strong>of</strong> tiny, tin-ro<strong>of</strong>ed houses laid down at the<br />

edge <strong>of</strong> the jungle. Like canaries in a coalmine, the immigrants<br />

were used to inform the government <strong>of</strong> local hostility. When the<br />

hostility reached the boiling point, they would let the government<br />

know by dying.<br />

The participants in transmigrasi have been the victims<br />

<strong>of</strong> some <strong>of</strong> the most extreme ethnic violence. On one island<br />

alone, Kalimantan, members <strong>of</strong> the Dyak ethnic group – the<br />

famed “Wild men <strong>of</strong> Borneo” – have slaughtered more than 550<br />

immigrants in numerous attacks. Claiming a revival <strong>of</strong> ancient<br />

headhunting practices, they leave the headless corpses <strong>of</strong> men,<br />

women, and children strewn about the dirt streets. Although<br />

they seem to fancy themselves warriors descending from the<br />

forest primeval, they are several decades too late for that. In<br />

reality, most <strong>of</strong> these killers lived a life that was remarkably<br />

close to their victims – struggling to eke a living from a land that<br />

had been reduced to red dirt and saw grass.<br />

In May <strong>of</strong> last year, the Beautiful Indonesia in Miniature Park<br />

held a mock Dyak wedding. At more or less the same time,<br />

the Dyaks held a mass execution in Kalimantan. Both <strong>of</strong> these<br />

events were seen as a celebration <strong>of</strong> Dyak <strong>culture</strong> by the people<br />

who staged them. Neither has much to do with the hunters and<br />

gatherers who once lived in the world’s second largest rain forest<br />

and developed a complex system <strong>of</strong> rituals and beliefs that<br />

were in harmony with a world that has now almost entirely vanished.<br />

Beautiful Indonesia in Miniature has overtaken beautiful<br />

Indonesia.<br />

1 John Pemberton, On the Subject <strong>of</strong> Java (Ithaca: Cornell University Press, 1994), pp.<br />

157-158.<br />

2 Ibid.


PaINt aNd PaINt NamEs<br />

Daniel Harris<br />

I had painted walls only once in my life and was entirely unprepared<br />

to tackle the six rooms <strong>of</strong> the apartment I recently purchased.<br />

What began as an exciting project <strong>of</strong> renovation,<br />

a fresh start, a new lease on life, ended as a costly disaster.<br />

Tawny Day Lily looked like a drop <strong>of</strong> golden sunshine on<br />

the paint chip, but on the four walls <strong>of</strong> my bedroom it was<br />

a technicolor catastrophe, as was Dark Salmon, a cloying<br />

shade <strong>of</strong> pink, and Candied Yam, a sulfurous yellow that<br />

transformed my room into the girlish lair <strong>of</strong> a cheerleader.<br />

Tangerine Dream looked no better in my hallway, and the<br />

Citrus Blast <strong>of</strong> my pantry, when seen in conjunction with the<br />

Caramelized Orange <strong>of</strong> my kitchen, turned my front rooms<br />

into a fruit stand.<br />

No one had mentioned to me what many consider a rule<br />

<strong>of</strong> thumb in choosing paint: find a color you like and then select<br />

one at least two shades lighter or, better yet, choose another<br />

color altogether, preferably white, or, better still, don’t choose<br />

and let someone more knowledgeable make the decision<br />

for you. When magnified on the wall, a square inch <strong>of</strong> Pumpkin<br />

Patch or Iguana Green becomes several square yards <strong>of</strong><br />

fluorescent orange and radioactive malachite. The difference<br />

between the chips one selects from the “color preview palettes”<br />

on display in hardware stores and what one slaps onto the<br />

plasterboard is so extreme that the inexperienced homeowner<br />

chooses this unequivocally visual product blindly, sight unseen.<br />

As tangibly physical as paint is, we are not actually buying a<br />

bucket <strong>of</strong> latex and pigment but a far more fanciful literary product,<br />

an evocative name and a piece <strong>of</strong> paper no bigger than a<br />

bookmark, a type <strong>of</strong> phantasmal paint that we apply not with<br />

our brushes but with our imaginations, which rise to the bait<br />

<strong>of</strong> such arresting, yet evanescent, two-word haikus as Bright<br />

Laughter, Butterfly Bush, Fleeting Fawn, and Pale Parsnip.<br />

Words, however, are a poor substitute for pigment. Strawberry<br />

Mousse and Pineapple Delight may be great for the taste buds,<br />

but they are hell on the eyes.<br />

The vast selection <strong>of</strong> colors available in paint stores (I counted<br />

over 50 shades <strong>of</strong> pink, among them Pink Popsicle, Marshmallow<br />

Bunny, and Tickled Pink) complicates the homemaker’s<br />

task even further. Although the Inter-Society Color Council<br />

recognizes only 267 colors and, moreover, gives them such<br />

prosaic names as Reddish Orange, Very Light Green, and<br />

Dark Red, Pittsburgh Paint currently <strong>of</strong>fers 1,800-colors and<br />

Benjamin Moore no less than 2,000 – a mere fraction <strong>of</strong> the<br />

14,000 the latter has produced since its inception in 1883. Such<br />

bewildering variety would challenge the taxonomical skills <strong>of</strong><br />

even the most ingenious <strong>of</strong> Linnaeuses who, as it stands, has<br />

no tidy Latinate system to make order out <strong>of</strong> chaos but gives<br />

way to despairing giddiness, lapsing into free association. The<br />

muse <strong>of</strong> non-sequiturs inspires him to dream up such marginally<br />

descriptive epithets as Splish Splash, Pitter Patter, Golfer’s<br />

Tan, Pollination, Salted Shrimp, Old Pickup Truck Blue, Rubber<br />

Duckie, and Fuzzy Navel. The absence <strong>of</strong> established rules also<br />

creates nonsensical redundancies and contradictions;<br />

Surf Spray for Pratt and Lambert is pale yellow, while<br />

California Paint’s Tropical Surf is dark greenish-blue and<br />

Benjamin Moore’s Ocean Spray is white-green, just as<br />

Mission for Pratt is whitish-beige while Mission for California<br />

Paints is blackish-blue.<br />

Before the late 19th century, no primordial paint Adam could<br />

christen a wall color a single name because there were no<br />

stable paint species. Each pr<strong>of</strong>essional house painter mixed<br />

his colors on the spot by eye (not by a predetermined recipe)<br />

and was therefore seldom, if ever, able to reproduce the exact<br />

same shade. In 1867, the first ready-made paint was patented,<br />

and in 1892, Benjamin Moore brought out a revolutionary powdered<br />

paint called Muresco, a kind <strong>of</strong> instant freeze-dried mix<br />

to which one simply added water and stirred. It was an exciting<br />

innovation heralded by interior decorators and contractors,<br />

even if it was available in an admittedly limited palette<br />

(namely, white). Only after World War II, with the rise <strong>of</strong> home<br />

ownership and suburbanization, did the average consumer<br />

succumb to the appeal <strong>of</strong> the do-it-yourself movement and<br />

begin to paint his walls himself, without the help <strong>of</strong> the pr<strong>of</strong>essional<br />

painter. He was thus thrown into an unprecedented<br />

intimate relationship with paint manufacturers and retailers<br />

which, before World War II, had largely dealt with gruff contractors<br />

who knew precisely what they wanted and didn’t need to<br />

be seduced by the rhapsodic poetry <strong>of</strong> paint names. The de-<br />

pr<strong>of</strong>essionalization <strong>of</strong> painting thus gave birth to a whole new<br />

literary genre: the lyrical if infantilized rhetoric with which companies<br />

began to captivate the novice, who insisted that paint<br />

products have enticing names, not just the numeric formulae<br />

printed on each chip.<br />

A spectrum analysis <strong>of</strong> paint names yields a distinct vision <strong>of</strong><br />

the consumer. For one, she is female, as can be seen in the preponderance<br />

<strong>of</strong> such stereotypically girlish colors as Ballet Slipper,<br />

Pink Fairy, Cinderella, Debutante Pink, Pussy Willow, and<br />

Light Chiffon. For another, the divisions between her senses<br />

are at best permeable. She perceives the world synesthetically<br />

through a euphoric haze, with sight collapsing into taste<br />

and touch into smell. She not only sees colors, she hears them<br />

(Melodious Mauve, Green Melody), smells them (Citrus Sachet,<br />

Patchouli), feels them (Dusty Mink, S<strong>of</strong>t Satin), and tastes them<br />

(Tangy Taffy, Pizza Pie). In order to appeal to the consumer,<br />

paint manufacturers create colors that suggest a nearly mystical<br />

state <strong>of</strong> arousal, the sensual tempest stirred up by virtually<br />

all contemporary advertisers who sell products by instilling us<br />

with a false vision <strong>of</strong> the body, one afflicted with an almost neurasthenic<br />

sensitivity. Paint names quiver with an inexplicably<br />

voluptuous agitation, which we are meant to find contagious,<br />

so electric that our senses become unstable, clouded by the distortions<br />

<strong>of</strong> hype.<br />

According to this anatomically incorrect vision <strong>of</strong> a body<br />

that responds to the world far more keenly than we really<br />

do, the primary organ for experiencing colors is not the optical<br />

nerve but the taste bud, which discerns in colors mouthwatering<br />

flavors, especially those that cause cavities: Orange<br />

Marmalade, Spice Cookie, Crème Brûlée, T<strong>of</strong>fee Crunch, and<br />

Belgian Waffle. Paint names are high in sugar, cholesterol,<br />

40 opposite: a random sampling <strong>of</strong> Benjamin Moore’s ‘white’ paint chips


and empty calories, from Almond Cream and Applesauce<br />

Cake to Red Gumball and Lime Meringue. Although we live in<br />

an extremely visual <strong>culture</strong>, the paint-namer is <strong>of</strong>ten unable to<br />

describe hues without reference to food, whose representation<br />

poses far greater challenges to the advertiser, since taste<br />

cannot be conveyed through the available media, whereas<br />

colors lend themselves to television broadcasts and glossy<br />

magazines. Perhaps it is because <strong>of</strong> the very impossibility <strong>of</strong><br />

capturing in words the flavor <strong>of</strong> an apple or, for that matter, <strong>of</strong><br />

a gin and tonic, that the rhetoric <strong>of</strong> taste is far more advanced<br />

than the rhetoric <strong>of</strong> color, and the paint manufacturer is forced<br />

to piggyback on a more mature commercial language developed<br />

by an industry that has had to overcome insurmountable<br />

obstacles to entice the consumer, who cannot yet taste the difference<br />

between a pixel and a Benday Dot, an audio frequency<br />

and a video signal. Perhaps also the ineloquence <strong>of</strong> publicity<br />

departments in the face <strong>of</strong> the color wheel reveals that a visual<br />

<strong>culture</strong> like ours has never really examined the assumptions<br />

that structure its experience <strong>of</strong> the world, or has come to rely<br />

so heavily on images that it has lost the ability to discuss them<br />

and has been reduced simply to evoking them, as if the mere<br />

act <strong>of</strong> their presentation were an adequate substitute for their<br />

description and analysis. Our eyes may have improved as we<br />

abandon words for special effects and computer graphics, but<br />

our tongues have become lazy.<br />

Food names are also a convenient disguise for the very<br />

opposite <strong>of</strong> food: for the inedible, for Cobalt-2-Ethylhexanoate,<br />

Titanium Dioxide, 2- (2-Butoxyethoxy)-ethanol, and, <strong>of</strong> course,<br />

lead, all <strong>of</strong> which cause birth defects, cancer, mental retardation,<br />

sterility, silicosis, and damage to the liver, lungs, and<br />

central nervous system. It is not coincidental that paint<br />

manufacturers – the gourmets <strong>of</strong> scrumptious nomenclature –<br />

advise us to use their products in well-ventilated rooms, keep<br />

them out <strong>of</strong> the reach <strong>of</strong> small children, and seek immediate<br />

medical attention if swallowed, ironic precautions for a trade<br />

that names colors after things that are expressly designed to be<br />

swallowed, even devoured, as well as inhaled like the headiest<br />

<strong>of</strong> perfumes. The transformation <strong>of</strong> paint into an ersatz beverage,<br />

snack, or cologne is a way <strong>of</strong> banishing the specter <strong>of</strong> the<br />

skull and crossbones, since the ultimate test <strong>of</strong> a substance’s<br />

harmlessness is our ability to ingest it. The spurious connection<br />

manufacturers make between the paint can and the dinner<br />

plate provides an abstract, literary antidote to a very concrete<br />

poison, which seems infinitely less virulent when it is likened,<br />

however rhetorically, to a Hot Toddy, a Crisp Won Ton, a Lime<br />

Tart, and a Sweet Honeydew Melon.<br />

Toxicity wears another mask, the imaginary ingredient.<br />

Colors were once identified by the substances from which they<br />

were made: cochineal, a brilliant red pigment produced by<br />

pulverizing the bodies <strong>of</strong> thousands <strong>of</strong> cochineal insects,<br />

(parasites that live on cacti); azure from azurite, a blue copper<br />

ore first powdered and then washed in soap, gum, and lye;<br />

iris green, made from the sap <strong>of</strong> iris flowers thickened with<br />

alum; and saffron, from the golden yellow spice produced by<br />

grinding the dried stigmas <strong>of</strong> crocus flowers. Now, the paint<br />

manufacturer actively conceals the substances from which his<br />

colors are made. In fact, virtually no naturally occurring pigments<br />

are in use today. With only a handful <strong>of</strong> exceptions, col-<br />

42<br />

ors are created in laboratories through the artificial com-<br />

bination <strong>of</strong> inorganic chemicals fused under abnormally high<br />

temperatures. It should come as no surprise that there is no sesame<br />

in Sesame, tarragon in Tarragon, or oregano in Oregano,<br />

just as there is no okra in Pickled Okra, pineapple in Pineapple<br />

Sage, or brandy in Brandied Pears. <strong>And</strong> yet paint companies still<br />

hark back to an age in which names identified a color’s primary<br />

ingredient, as if their product line had not been concocted in<br />

Pyrex flasks full <strong>of</strong> toxic catalytic agents bubbling over Bunsen<br />

burners, but plucked out <strong>of</strong> fields (Sunflower, Yellow Begonia),<br />

harvested from trees (Fresh Peaches, Honey Maple), or fished<br />

out <strong>of</strong> the ocean (Pale Coral, Tropical Seaweed Green). Paint<br />

names are small white lies that suggest the pigment was found,<br />

not made, distilled from the leaves <strong>of</strong> geraniums and the pulp <strong>of</strong><br />

papayas, a lyrical fib that at once allays consumer fears about<br />

toxins and elicits nostalgia for a lost bucolic world.<br />

Whether it is a bundle <strong>of</strong> palm fronds or a palisade <strong>of</strong> granite,<br />

the wall, which we have decorated for at least 9,000 years,<br />

chronicles the history <strong>of</strong> man’s fight against nature. This protective<br />

obstruction was once nature’s enemy, the barrier that<br />

sheltered us from elements we simultaneously feared and<br />

worshiped. It is now nature’s tombstone, a victory monument<br />

that shows how completely we have vanquished our environments,<br />

how we no longer fear them but view them instead as a<br />

source <strong>of</strong> recreation and refreshment, a luxurious spa in which<br />

to soothe frazzled nerves, a Sylvan Whimsey, a Sunlit Glade, a<br />

Sweet Meadow, a Green Pasture. The wall no longer excludes<br />

nature but rather brings the out-<strong>of</strong>-doors inside with us, where<br />

we live our lives amidst a color idyll, a pastoral <strong>of</strong> Prairie Winds,<br />

Summer Rains, Woodland Ferns, Spring Tulips, and Green<br />

Jungles. The wall is not a barricade but an imaginary window<br />

that has eliminated the division between outside and inside<br />

and repotted our gardens right in our kitchens and bedrooms,<br />

or, perhaps more accurately, built our kitchens and bedrooms<br />

smack on top <strong>of</strong> our flowerbeds.<br />

With the rise <strong>of</strong> cities, the wall’s real enemy is not nature<br />

but other human beings who lead secretive lives on the<br />

opposite side, lives that are contiguous with ours but that we<br />

seldom see, that make their presence felt only by means <strong>of</strong><br />

late-night quarrels, the distasteful smells <strong>of</strong> cooking, creaking<br />

box springs, and the constant murmur <strong>of</strong> flushing toilets. Overcrowding<br />

and urbanization have given the wall new meaning.<br />

Ever since the first loose stone was piled on top <strong>of</strong> another,


crude partitions have delineated property and thus served<br />

as architectural extensions <strong>of</strong> our sense <strong>of</strong> identity, a way <strong>of</strong><br />

saying to our enemies “mine,” a deed <strong>of</strong> ownership we sign in<br />

bricks and mortar. As we are herded together by overpopulation<br />

and are forced to abandon the luxury <strong>of</strong> detached dwellings<br />

for small apartments, the architectural ramparts <strong>of</strong> our<br />

identities are besieged by the madding crowd, which would<br />

claim its share <strong>of</strong> the ever-dwindling space available in which to<br />

lead lives that have become more and more solitary the closer<br />

we live to each other. The poetry <strong>of</strong> paint names is based on<br />

a misanthropic aesthetic, one that pretends that our walls are<br />

not communal property, are not shared, that there is nothing<br />

behind them but the green sward, wide open spaces devoid <strong>of</strong><br />

other people, vast horizons <strong>of</strong> Island Dawns, Arizona Sunsets,<br />

Big Skies, Mountain Forests, Pink Mesas, and Burning Sands.<br />

Paint provides us with a psychological barrier from our neighbors,<br />

a way <strong>of</strong> achieving a sense <strong>of</strong> self-containment and allowing<br />

our imaginations to revel in that most pressing desideratum<br />

<strong>of</strong> urban life – space, the empty clearings available for a song on<br />

the color preview palette.<br />

In the Juicy Fruit world in which we live, our sense <strong>of</strong> wonder at<br />

color has diminished to a state <strong>of</strong> bored acceptance, the indifference<br />

<strong>of</strong> the chromatically privileged to their wealth. Color meant<br />

so much more to us when we lived in black and white rather<br />

than a harshly colorized world, when the purple reserved for royalty<br />

was painstakingly made from millions <strong>of</strong> tiny droplets <strong>of</strong> ink<br />

excreted by shellfish, and when blue was produced from lapis<br />

lazuli imported at exorbitant cost from Persia, usually in order<br />

to paint the now oxidized robes <strong>of</strong> the Virgin Mary. In fact, ever<br />

since the Industrial Revolution made colors commonplace, we<br />

not only take color for granted but are somewhat suspicious <strong>of</strong><br />

it, and associate garish clothing in particular with the “tastelessness”<br />

<strong>of</strong> the proletariat. Before pigment was mass-produced in<br />

factories, color was a luxury that only the well-to-do could afford,<br />

whereas peasants and workmen were forced to settle for various<br />

shades <strong>of</strong> brown – a color that is, not surprisingly, almost entirely<br />

absent from the medieval and early Renaissance painter’s palette.<br />

When the common people finally experienced their color<br />

liberation, the class associations <strong>of</strong> the spectrum were reversed,<br />

and upper- and middle-class men in particular frowned upon the<br />

proletariat’s unbridled experimentation with gaudy jackets and<br />

flashy cravats.<br />

When I gasped in horror at the riot <strong>of</strong> colors that I had so<br />

mistakenly created in my rooms, I was in part responding to this<br />

snobbish prejudice against vibrant hues, to my undemocratic<br />

urge to tone down and mute my color scheme, opting for “tasteful”<br />

pastels that never draw attention to themselves, that fade,<br />

quite literally, into the woodwork. My fear <strong>of</strong> making embarrassing<br />

gaffes also stems from the association I make between<br />

bright colors and the marketplace, which, as Ruskin once libelously<br />

said <strong>of</strong> Whistler, dashes the paint pot in our faces, affronting<br />

us with acid-pink awnings and flashing neon signs. We mark<br />

the distinction between the public and private world with stark<br />

color differences, retreating from the kaleidoscope <strong>of</strong> dots and<br />

pixels that assault us on the streets into the cozy banality <strong>of</strong> an<br />

unassuming palette.<br />

But perhaps our preference for unassuming earth<br />

43<br />

tones has an even deeper psychological origin. Our<br />

skittishness before the color excesses <strong>of</strong> consumerism may<br />

suggest a direct, if entirely unconscious, correlation between<br />

taste and camouflage, between our love <strong>of</strong> subdued tones and<br />

our fear <strong>of</strong> predators, our desire to blend into the foliage and<br />

become all but invisible. The display <strong>of</strong> bright colors is a key<br />

part <strong>of</strong> mating rituals, <strong>of</strong> the dalliances <strong>of</strong> birds that unfurl flamboyant<br />

plumage or lizards that inflate iridescent throats. Only<br />

when one is flirting, however, does one risk becoming such<br />

an easy target – and then only – in hopes <strong>of</strong> attracting a very<br />

special type <strong>of</strong> surprise attack, a fatal ambush by Cupid and<br />

his arrows. When I balked before the mess I had made <strong>of</strong> my<br />

walls, was I in some dark, forgotten corner <strong>of</strong> my mind, the<br />

reptilian brain that still resides in the swamps from which we<br />

emerged, reacting to the way I had violated my self-protective<br />

invisibility? Does the evolutionary basis <strong>of</strong> good taste lie<br />

not in self-expression, as we are taught to believe, but in self-<br />

negation, self-effacement, the eminently practical desire <strong>of</strong> the<br />

animal to survive in comfort in a lair that even the most sharpeyed<br />

species, a step or two higher on the food chain, would<br />

be hard-pressed to spot amid the brambles from which it is<br />

deliberately indistinguishable?


tHINGs Fall aPart:<br />

aN INtErvIEw wItH GEorGE scHErEr<br />

Jeffrey kastner<br />

A pr<strong>of</strong>essor in the department <strong>of</strong> civil and environmental engineering<br />

at Princeton University, George Scherer is a materials<br />

scientist and a leading researcher in the field <strong>of</strong> stone conservation.<br />

Educated at the Massachusetts Institute <strong>of</strong> Technology,<br />

Scherer began his career in industry, working for companies<br />

including Corning and DuPont, where he specialized in sol-gel<br />

processing, a low-temperature method for producing ceramics<br />

with consumer applications including scratch-resistant coatings<br />

for eyeglasses. In the late 1980s, Scherer attended a conference<br />

where George Wheeler, a conservator at New York’s Metropolitan<br />

Museum <strong>of</strong> <strong>Art</strong>, discussed the use <strong>of</strong> various treatments,<br />

including sol-gel technology, in the preservation <strong>of</strong> art objects<br />

and architecture made from stone. After arriving at Princeton<br />

in 1996, Scherer began a research program into the effects <strong>of</strong><br />

various environmental factors on stone artworks and monuments<br />

and potential ways to counteract them. Speaking on the<br />

phone with Cabinet editor Jeffrey Kastner, Scherer discussed<br />

the threats posed to stone by water, salt, wind, and pollution; the<br />

utilization <strong>of</strong> predictive modeling in forecasting their impact on<br />

various types <strong>of</strong> stone; and the potential application <strong>of</strong> such models<br />

in speculating about the long-term fate <strong>of</strong> objects ranging<br />

from marble sculpture to the face <strong>of</strong> Mount Rushmore.<br />

What are the main environmental threats to stone?<br />

Water is basically the problem. The conservator at the<br />

Cloisters says that 90% <strong>of</strong> art conservation is controlling the flow<br />

<strong>of</strong> water, and that’s right. Many times you can do a lot by just fixing<br />

the ro<strong>of</strong> and the downspouts and that kind <strong>of</strong> thing. One main<br />

mechanism <strong>of</strong> deterioration is freeze-thaw damage and another<br />

is salt crystallization. You can get salt into materials from a variety<br />

<strong>of</strong> directions – sometimes it’s in the groundwater, sometimes you<br />

can leach it out <strong>of</strong> the mortar, and sometimes it forms directly by<br />

chemical reaction with air pollution. <strong>And</strong> once those salt crystals<br />

start to grow, they can cause a lot <strong>of</strong> damage.<br />

Are most treatments designed primarily to protect stone from<br />

harmful environmental effects or to stop deterioration that’s<br />

already started? Are these two very different kinds <strong>of</strong> processes?<br />

They are different kinds <strong>of</strong> processes, and we may try to do one<br />

or the other or both. For instance, if you have an object that’s<br />

going to remain outdoors and it’s beginning to deteriorate, you<br />

would like to stop whatever’s doing the harm and restore some<br />

<strong>of</strong> its strength. Sometimes you can stop the problem and sometimes<br />

you can’t. Suppose I have a sculpture out in the middle <strong>of</strong> a<br />

plaza – there’s nothing I can do to stop rain from hitting it, so it’s<br />

going to get wet and it may not even be possible to prevent water<br />

from getting into it. You could imagine putting a water-repellent<br />

coating on the top surface, but if it’s standing out in the open,<br />

there’s a good chance that water will rise up from the ground by<br />

capillary action, the way it rises into a sponge. <strong>And</strong> if you can’t<br />

stop water from getting into it you can’t stop frost damage. So<br />

maybe the only thing you can do is to try to restore some strength<br />

to the stone and so you’re just treating the symptom and<br />

44<br />

not the cause. There are other cases where you can treat<br />

the cause. So if you have small object sitting on a pedestal, you<br />

can take it inside and put a water-repellent coating on all <strong>of</strong> the<br />

surfaces so that water can’t get into it from any direction. <strong>And</strong><br />

then you can eliminate the cause <strong>of</strong> the problem.<br />

Are there treatments that do both things?<br />

There are treatments that do both and treatments that only do<br />

one. For instance, putting a water-repellent coating on the material<br />

doesn’t restore any integrity to the internal structure. On the<br />

other hand, there are things you can soak into the stone, because<br />

most stones are surprisingly porous and will soak up material<br />

that will provide, say, water repellency and at the same time act<br />

like a glue to restore strength to the material.<br />

We’ve been talking a lot about water repellency, but<br />

generally speaking that’s something that conservators are wary<br />

<strong>of</strong>. You can put a coating on a wall <strong>of</strong> a building you’re trying to<br />

conserve, but you can’t necessarily stop water from getting in<br />

through a leaky ro<strong>of</strong> or rising up from the foundation. <strong>And</strong> if you<br />

let water get into a wall that has a sealed surface, then the water<br />

can’t get back out, and a freezing event can destroy the whole<br />

surface.<br />

So you have to be careful what you’re trapping inside?<br />

Exactly. The tendency is to use breathable coatings at the least, if<br />

not to avoid water repellency altogether, because it’s dangerous<br />

to trap moisture inside.<br />

One main area <strong>of</strong> your current research deals with salt damage,<br />

with a process that works to reduce the destructive tendencies<br />

<strong>of</strong> salt crystals.<br />

Yes. What I particularly like about that is that we’re attacking the<br />

mechanism and not just dealing with the consequence. Most <strong>of</strong><br />

the things that people do to defend against salt have to do with<br />

restoring strength or controlling the flow <strong>of</strong> water, but what<br />

we’re trying to do is to deal with cases where you can’t prevent<br />

the water from getting in. For instance, you have a cathedral<br />

that’s too immense to treat and you may not be able to prevent<br />

the water from getting in, but this treatment would allow the<br />

crystals to come and go without doing any harm.<br />

You know, the Sphinx is being damaged and there are<br />

reports by Egyptian experts who claim that the damage is mostly<br />

being done by salt, and that it has to do with the rise and fall <strong>of</strong> the<br />

Nile water table. When the water rises, it brings salty water up<br />

into the Sphinx and then when it dries out, the salts precipitate<br />

and do harm. <strong>And</strong> this is a case where you can’t get underneath<br />

the object and stop the water from rising up. Now it’s also possible<br />

that there’s an important <strong>issue</strong> <strong>of</strong> thermal shock, because the<br />

temperature changes quite a lot. <strong>And</strong> there was a recent paper<br />

that said you could go out in the morning and hear the Sphinx<br />

popping. It claimed that that was because the salts were precipitating;<br />

but you could argue that maybe it was the temperature<br />

going up.<br />

Another important <strong>issue</strong>, <strong>of</strong> course, is acid rain. Limestone,<br />

the material the Sphinx is made from, is relatively soluble in acid<br />

and so is marble, whereas sandstones are not. Just the natural<br />

acidity <strong>of</strong> rainwater will dissolve marble and limestone away at<br />

a rate such that medieval marble sculpture would be showing<br />

serious distress. As the acid runs down it converts the calcium<br />

carbonate into a soluble salt that washes <strong>of</strong>f. Natural rainwater


in the most pristine environment is slightly acidic because <strong>of</strong> the<br />

CO2 that’s naturally in the air – a pH <strong>of</strong> 7 is neutral and you bring it<br />

down to 5.6 with the natural CO2 concentration. Incidentally, the<br />

“greenhouse effect,” the increase in CO2 in the air, has almost no<br />

impact on that, because you could double the amount <strong>of</strong> CO2 in<br />

the air and it would make very little change in the acidity. What<br />

really changes the acidity is other kinds <strong>of</strong> air pollution – so if<br />

you’re in New York City, the pH <strong>of</strong> the water could be down to 4<br />

because you’ve got sulfates and nitrates and other things from<br />

burning fossil fuels. <strong>And</strong> those things bring down the water pH so<br />

much that they grossly accelerate the dissolution.<br />

How important is geography?<br />

A marble sculpture sitting in a pristine environment will decay<br />

slowly, and the same sculpture sitting in New York might decay<br />

40 times faster – that’s the difference between a pH <strong>of</strong> 4 and <strong>of</strong><br />

5.6. So if you have a medieval sculpture sitting in a little village in<br />

Italy where it’s quite clean, it would show distress. A sculpture in<br />

Rome would have been fine up until about 1850, but in the 150<br />

years since it might have lost all the features <strong>of</strong> its face. You can<br />

find dramatic photographs that show a sculpture photographed<br />

in the 19th century and it looks perfectly okay – it might be a little<br />

dirty, but all its features are there – and 60 or 100 years later it has<br />

no face.<br />

So the Sphinx might also be showing the effects <strong>of</strong> the Cairo<br />

metropolitan pollution?<br />

Yes. You’d also want to find out which way the wind was blowing.<br />

Prevailing winds carrying pollution are an <strong>issue</strong>. What about<br />

wind erosion in general?<br />

I think that’s a pretty minor effect. From what I’ve read about this,<br />

the sand grains aren’t easily picked <strong>of</strong>f the ground by the wind.<br />

Typically the grains that are relatively heavy don’t get picked up<br />

more than about a meter – and the Sphinx, you’ll recall, is sunk in<br />

the ground, in a pit. In fact, that pit is large enough that the sand<br />

grains that come across fall into the pit and don’t hit the sculpture.<br />

But in the past, you know, it was buried in the sand and in<br />

that case it was being scoured by the sand that was actually able<br />

to come right up to the surface and hit it. <strong>And</strong> at various times<br />

over these thousands <strong>of</strong> years, the levels <strong>of</strong> the dunes varied. So<br />

apparently there’s a considerable amount <strong>of</strong> damage that was<br />

done by erosion in past centuries, when it was buried, and the<br />

damage would only occur right at the line where the tops <strong>of</strong> the<br />

sand dunes were.<br />

So there are a lot <strong>of</strong> different things we need to be thinking<br />

about – wind, geography, the relation <strong>of</strong> geography to pollution<br />

patterns.<br />

In the city, the sheltering <strong>of</strong> neighboring buildings and the direction<br />

<strong>of</strong> the wind can also have a big effect. <strong>And</strong> it’s not unusual to<br />

find that one wall or one corner <strong>of</strong> a building is deteriorating much<br />

faster than another, because it gets more wet, or whatever.<br />

Are there models that can predict the effects <strong>of</strong> these various<br />

conditions on different objects? Could you take the David,<br />

for instance, and put it in Florence and turn the time<br />

45<br />

machine to 100 or 200 years from now and get a sense


<strong>of</strong> what might be happening to it based on these kinds <strong>of</strong> variables?<br />

In some cases there are, and the easiest one is acid dissolution.<br />

Because you can measure how fast a marble or a limestone dissolves<br />

in acid. <strong>And</strong> if you know that it will take <strong>of</strong>f a millimeter in<br />

50 years, then you can extrapolate how long it will be before the<br />

nose is gone. For that kind <strong>of</strong> thing, you would need to know the<br />

level <strong>of</strong> pollution and the pH <strong>of</strong> the rainwater and how much rain<br />

falls in a year in that location.<br />

But is the decay regular enough so you can say a millimeter<br />

is coming <strong>of</strong>f the surface <strong>of</strong> the whole thing? Or is it conceivable<br />

that a millimeter lost in a certain place could then weaken<br />

some feature and cause it to fall <strong>of</strong>f?<br />

It’s a very good point. It wouldn’t lose surface uniformly all over –<br />

the rain for instance would probably hit it from one direction or<br />

another. Moreover, as the water runs down the cliff, the acid in<br />

the water is consumed by reaction with stone, so it becomes<br />

more dilute, and the resulting damage is not uniform over the<br />

surface.<br />

Could we play this game with Mt. Rushmore? It’s not necessarily<br />

the case that the decay would be consistent over a large<br />

feature-rich environment like that.<br />

I don’t know <strong>of</strong>fhand what kind <strong>of</strong> stone it is, but in a place like<br />

that, I would guess that air pollution isn’t a big problem. Freezethaw<br />

damage certainly should be. You could imagine that there<br />

might be a weak layer at the base <strong>of</strong> the nose – you don’t have<br />

to wear away the nose from the tip back, you could just snap it<br />

<strong>of</strong>f. So the heterogeneity <strong>of</strong> the cliff is an <strong>issue</strong>. If there’s a weak<br />

layer somewhere, then that’s where the damage will happen and<br />

everything in front <strong>of</strong> it could come <strong>of</strong>f.<br />

What about vegetation?<br />

Things like lichen dissolve the stone. The way they get a foothold<br />

is that they exude acids and they can chew away at the surface<br />

and then send their roots down. There are some pretty dramatic<br />

photos <strong>of</strong> roots embedded in various kinds <strong>of</strong> stones – they’re<br />

capable <strong>of</strong> chewing up anything.<br />

Everything from bacteria to algae to mosses and higher<br />

plants are capable <strong>of</strong> invading stone. The little guys will dissolve<br />

away the surface and get a foothold, but the rate at which they<br />

do damage is probably not so great. But as the higher plants<br />

move in, they’re capable <strong>of</strong> sending their roots down and really<br />

doing macroscopic damage. You’ve seen seedlings growing up<br />

through asphalt – they can sink their roots in and their roots swell<br />

and they can generate enormous pressures.<br />

Like when the tree in front <strong>of</strong> your house flips your sidewalk<br />

up?<br />

Exactly. So you could easily imagine that happening on<br />

Mt. Rushmore. You can use biocides to prevent plants from invading.<br />

I don’t know if they actually send people out to climb around<br />

and pull out saplings, but that could be a major cause <strong>of</strong> deterioration<br />

– if a plant opens a crack then the water gets in. Or it could<br />

work the other way around, where you have a fairly nice surface<br />

<strong>of</strong> stone that soaks up moisture and then in a sudden freeze,<br />

you get cracking from the freezing and that opens up an<br />

46<br />

opportunity for plants to get in.<br />

Is there a way to use models to forecast the long-term future<br />

<strong>of</strong> a large-scale formation like Mt. Rushmore? Presumably the<br />

weakening <strong>of</strong> the wrong area could lead to a catastrophic case<br />

<strong>of</strong> decay that can’t be forecast because you can’t know where<br />

it’s going to get weak.<br />

Honestly, I doubt you could very accurately. You can do a<br />

predication like that under certain particular circumstances that<br />

you’ve touched on already – if the material’s homogeneous and it<br />

decays away at a uniform predictable rate and it doesn’t have any<br />

veins in it. But in the case <strong>of</strong> a mountain, that’s not likely to be the<br />

case. There are going to be faults in it and there are going to be<br />

places where moisture or plants or roots can get in and then you<br />

can have chunks coming <strong>of</strong>f at a time. I mean you could have a<br />

whole ear or a whole nose fall <strong>of</strong>f. In principle, you should be able<br />

to look around at the structure <strong>of</strong> the cliff and figure out where the<br />

danger spots are – if you can find porous layers or pockets where<br />

water could get trapped. If you were to show me a vein that was<br />

different from the bordering material, I could say, “This looks like<br />

a place we should divert water away from,” but I wouldn’t be in a<br />

position to say, “It’s going to fail in 50 years.” I would be surprised<br />

if you could really project forward 500 or 1,000 years.


tHE sIx GraNdFatHErs, PaHa saPa, IN tHE<br />

YEar 502,002 c.E.<br />

mattHew BuckingHam<br />

The image overleaf shows what geologists believe the Six Grandfathers<br />

will look like in the year 502,002 C.E. Located just south<br />

<strong>of</strong> the geographic center <strong>of</strong> the continental United States in the<br />

Paha Sapa, or Black Hills, this mountain has also been called<br />

Slaughterhouse Peak, Cougar Mountain, and is now referred to<br />

as Mount Rushmore. Much older than the Alps, Himalayas, and<br />

Pyrenees, the Paha Sapa and Six Grandfathers were formed<br />

when subterranean pressure raised the earth’s crust into a huge<br />

elliptical dome 65 million years ago at the end <strong>of</strong> the Cretaceous<br />

period. Today the 6,000-sq mile granite outcropping is visited<br />

by two million tourists each year, who go there to gaze up at the<br />

massive portraits <strong>of</strong> four American presidents – Washington,<br />

Jefferson, Roosevelt, and Lincoln – carved into the Six Grandfathers<br />

between 1926 and 1941 by the sculptor Gutzon Borglum.<br />

The first descendants <strong>of</strong> Europe to enter the Paha Sapa<br />

were ponies – progeny <strong>of</strong> the sixteen horses Hernán Cortéz<br />

brought with him from Spain to the “New World.” The Taos<br />

Indians introduced them to the Kiowa in the 1600s. In the 18th<br />

century, European westward expansion displaced the Sioux<br />

from their native woodlands, who then, in turn, displaced the<br />

Kiowa, acquiring their horses as well as the Paha Sapa.<br />

Napoleon Bonaparte never saw the Louisiana Territory<br />

that France had claimed under the “doctrine <strong>of</strong> discovery.” In<br />

1803 US President Thomas Jefferson was prepared to pay the<br />

French $10 million for New Orleans and the Florida peninsula,<br />

but sensed that financially troubled France might be willing<br />

to bargain. In the end Jefferson bought all the land from the<br />

Mississippi River to the Rocky Mountains and from the Gulf<br />

Coast to Canada for $15 million – about three cents an acre –<br />

doubling the size <strong>of</strong> the US. One year later, while exploring and<br />

mapping the vast territory, Lewis and Clark began bestowing<br />

symbolic citizenship on Native Americans by wrapping newborn<br />

Indians in the American flag.<br />

Deemed “unfit for civilization,” new maps labeled the Paha<br />

Sapa the “Great American Desert,” and the US Government<br />

designated it as a “Permanent Indian Country.” Americans<br />

like the Astor family in New York quickly replaced French and<br />

English fur trading companies doing business with indigenous<br />

people across the Louisiana Territory, earning up to half a million<br />

dollars annually. In the summer <strong>of</strong> 1845, US Army Colonel S. W.<br />

Kearny arrived at the Laramie fork <strong>of</strong> the Platte River and gave the<br />

Sioux a flag made up <strong>of</strong> a series <strong>of</strong> diagonal lines, nine stars and<br />

two hands clasped in friendship on a blue background. This was,<br />

he told the Indians, the flag <strong>of</strong> the Sioux Nation.<br />

To protect trespassing whites and ease tensions between<br />

warring Native nations, the United States negotiated the first<br />

Treaty <strong>of</strong> Fort Laramie in 1851. Native signatories agreed to live<br />

on designated lands, including the Paha Sapa, which the treaty<br />

promised to them forever. When the South seceded from the<br />

Union, two pieces <strong>of</strong> legislation previously blocked by southern<br />

Congressmen were passed: the Homestead Act and the Pacific<br />

Railroad Act. The first granted 160 acres <strong>of</strong> land to any European-American<br />

who claimed it. The second transferred 170 million<br />

acres <strong>of</strong> public land to the transcontinental railroad companies,<br />

who resold it to finance construction <strong>of</strong> their rail lines and


insure development <strong>of</strong> towns along their routes. They also used<br />

their influence over eastern newspapers to gain public support<br />

for westward expansion and the “inevitable” Indian wars to follow.<br />

General Phil Sheridan, who commanded the US Army in the<br />

west, enthusiastically observed that the new railroads would<br />

“bring the Indian problem to a final solution.”<br />

When gold was discovered in the Colorado and Montana<br />

territories in 1864, white prospectors invading indigenous hunting<br />

grounds triggered a series <strong>of</strong> bloody conflicts. Quelling<br />

native revolts was financially prohibitive. The monthly expense<br />

for maintaining the US Army on the Plains was two million dollars<br />

– $150,000 for each Native American killed. Humanitarians<br />

back east, who had not faced conflict with Native Americans for<br />

nearly 100 years, were outraged by the bloodshed in the west.<br />

The Interior Department, charged with managing Indian affairs,<br />

reasoned that it would be easier, less expensive, and more palatable<br />

to exterminate a <strong>culture</strong> than a people. The department<br />

strategized the reservation system and <strong>of</strong>fered the Fort Laramie<br />

Treaty <strong>of</strong> 1868, which again guaranteed Sioux land rights to<br />

the Black Hills forever. The treaty yielded to all Sioux demands,<br />

marking the only time in its history that the United States negotiated<br />

peace on enemy terms.<br />

But the economic depression following the Civil War<br />

revived American fantasies <strong>of</strong> finding gold in the west. Under<br />

the pretense <strong>of</strong> surveying the Black Hills for the US Army, George<br />

Armstrong Custer violated the Treaty <strong>of</strong> 1868 when he led an<br />

expedition into the Paha Sapa in search <strong>of</strong> gold. Custer, who<br />

graduated last in his class at West Point but made general at<br />

age 23, brought newspaper reporters, a photographer, a botanist,<br />

a geologist, and several pr<strong>of</strong>essional miners with him. Halfway<br />

through the trip Custer dispatched a scout with a telegram<br />

declaring he had “found gold in the roots <strong>of</strong> the grass.” Later,<br />

Custer’s geologist denied any knowledge <strong>of</strong> gold in the Paha<br />

Sapa.<br />

President Ulysses Grant ordered the Sioux borders closed<br />

to prospecting and sent a second expedition to the Black Hills<br />

to assess its real estate value. Many soldiers guarding the Hills<br />

deserted to become prospectors themselves. Some <strong>of</strong>ficers<br />

urged miners to stake claims on their land before throwing<br />

them out. After receiving cautious confirmation <strong>of</strong> gold in the<br />

Black Hills from the second expedition, Grant secretly ordered<br />

the army not to stop prospectors from entering the Black Hills.<br />

Bounty hunters began collecting as much as $300 per Native<br />

American killed.<br />

Nervous for the safety <strong>of</strong> whites settling in the Black Hills,<br />

Grant and the Interior Department invented a provocation to<br />

justify declaring war on the Indians. In December 1875, the<br />

Government ordered the Sioux tribes that had camped for the<br />

winter in the Yellowstone and Powder River Valleys to abandon<br />

their hunting grounds and return to the reservation – an impossible<br />

order to carry out in the dead <strong>of</strong> winter. In the spring the<br />

US Army assembled to attack the violators, but the Sioux and<br />

Cheyenne were preparing as well. During the annual Sun Dance,<br />

Sitting Bull had a vision <strong>of</strong> US soldiers riding their horses upside<br />

down into his camp and falling to the ground, dead. In the vision<br />

the corpses had no ears “because white men never listen.”<br />

Nine days before the nation’s 100th birthday, Crazy Horse and<br />

others defeated Custer and the 7th Cavalry in the battle<br />

48<br />

<strong>of</strong> Little Big Horn. The only survivors were a few army<br />

horses. One, named Comanche, who was too injured to be <strong>of</strong><br />

use to tribal warriors, was nursed back to health by the US military<br />

and later exhibited and mythologized as the “sole survivor<br />

<strong>of</strong> Little Big Horn.” The resounding defeat and its timing fueled<br />

US anti-Indian sentiment even more. Grant <strong>of</strong>fered the Sioux<br />

the option <strong>of</strong> selling the Black Hills or starving to death. One<br />

tenth <strong>of</strong> the Sioux population signed the 1877 agreement to<br />

sell. Congress approved the act even though signatures from<br />

three-fourths <strong>of</strong> the tribe were required for legal ratification. The<br />

Sioux were moved out <strong>of</strong> the Black Hills and <strong>of</strong>f <strong>of</strong> their hunting<br />

grounds onto permanent reservations. Over the next twelve<br />

years these Sioux lands were divided and radically reduced. The<br />

long period <strong>of</strong> armed conflict ended in 1890 with the massacre<br />

<strong>of</strong> more than 146 Sioux at Wounded Knee on the Pine Ridge Reservation.<br />

Around 1900, a mining interest in New York City hired a<br />

young lawyer named Charles Rushmore to travel to the Black<br />

Hills to check land titles on its mines. One day, noticing a mountain<br />

peak in the distance, the lawyer asked if it had a name. His<br />

guide jokingly replied that it was called Mount Rushmore. The<br />

name stuck.<br />

In 1923, the poet and South Dakota state historian, Doane<br />

Robinson, came up with an idea to preserve what he perceived<br />

to be the waning spirit <strong>of</strong> the American West. His idea, which<br />

he hoped would also increase tourist revenues, was to commission<br />

a sculptor to transform a few <strong>of</strong> “The Needles” – tall,<br />

narrow, granite rock formations in the Black Hills – into<br />

memorials <strong>of</strong> major figures from the grand narrative <strong>of</strong> the American<br />

West. Enormous head-to-toe portraits <strong>of</strong> Custer, Lewis and<br />

Clark, Red Cloud, and others would stand along a new highway<br />

designed to lure automobile tourists away from Yellowstone<br />

National Park. To do the work, Robinson invited one <strong>of</strong> America’s<br />

most famous sculptors at the time, Gutzon Borglum, the son<br />

<strong>of</strong> Danish Mormon immigrants who, a generation before, had<br />

made the ten-week trek along the Mormon trail through indigenous<br />

lands to Brigham Young’s “New Jerusalem,” Salt Lake City.<br />

When Doane Robinson contacted Borglum, he was<br />

embroiled in a struggle for control over a similar carving in Stone<br />

Mountain, Georgia, a massive bas-relief monument to the Confederacy<br />

depicting its heroes Lee and Jackson marching across<br />

the mountain followed by their troops. Shortly after Stone Mountain<br />

was initiated, it was used as the site <strong>of</strong> a ceremony to revive<br />

the Ku Klux Klan in the 20th century. Many <strong>of</strong> the people funding<br />

and supervising the Stone Mountain carving were members<br />

<strong>of</strong> the re-born Klan. Borglum himself joined the Klan in order to<br />

exert more influence over the monument, ultimately becoming<br />

involved at the highest levels <strong>of</strong> the organization, working<br />

behind the scenes in an attempt to elect a KKK member to the<br />

White House. Internecine fighting among Klan leadership over<br />

presidential politics and the funds for Stone Mountain resulted<br />

in Borglum’s firing.<br />

In South Dakota, Borglum found “The Needles” unsuitable<br />

for carving, and chose instead the Six Grandfathers. Naturalists<br />

attacked the plan, saying it desecrated the Black Hills’<br />

“natural beauty.” Doane Robinson defended it, stating “God only<br />

makes a Michelangelo or a Gutzon Borglum once in a thousand<br />

years.”<br />

Borglum convinced Robinson that the project should be<br />

less regional and more nationally patriotic. He proposed to


You should have a poster attached to this page. If you do not, there has been a<br />

mistake <strong>of</strong> some sort. Please contact your nearest Cabinet Office.


make a “Shrine <strong>of</strong> Democracy” that would include two to four<br />

presidential portraits, an entablature inscribed with a terse 500word<br />

history <strong>of</strong> the United States, and a hall <strong>of</strong> records where<br />

the founding documents <strong>of</strong> American democracy would be<br />

preserved and sacralized. When plans for the monument were<br />

made public, newspaper reporters began phoning Charles<br />

Rushmore in New York to find out what he had done to deserve<br />

having a mountain named after him. Embarrassed about the<br />

truth, he made a $5,000 donation to the monument.<br />

As at Stone Mountain, money and politics slowed<br />

Borglum’s progress. When President Coolidge announced he<br />

would spend the summer <strong>of</strong> 1927 in South Dakota, the Mount<br />

Rushmore Committee leapt at the chance to garner his support.<br />

Hanging Squaw Creek was renamed Grace Coolidge Creek<br />

after the President’s wife. It was also stocked with trout confined<br />

by hidden nets. After finding the fishing a little too easy,<br />

Coolidge gave it up for the summer, saying that he was either<br />

“the best fisherman alive or the luckiest.”<br />

Borglum worked on Mount Rushmore for fifteen years.<br />

One million dollars was spent, 84% <strong>of</strong> which was federal money.<br />

Despite telling Congress that the monument would have no<br />

meaning without the Hall <strong>of</strong> Records, funds were never appropriated<br />

to finish it. Borglum also intended to carve the presidential<br />

portraits to the waist, but when he died in 1941 only the<br />

faces were near completion. The US government restricted further<br />

spending on the memorial, allocating just enough money<br />

for Borglum’s son, Lincoln, to finish the hair and faces on the<br />

four heads. Even then the likenesses were not actually “complete.”<br />

Gutzon Borglum’s design intentionally left three extra<br />

inches <strong>of</strong> granite on the surface <strong>of</strong> the sculpture so that nature,<br />

in the form <strong>of</strong> wind and water erosion, would finish carving<br />

Mount Rushmore for him over the next 20,000 years.<br />

After World War II the Paha Sapa continued to attract<br />

symbolic readings and was proposed as a home for the United<br />

Nations. Promoters claimed the area was equidistant from<br />

important national capitals and that the sparsely populated<br />

landscape might inspire moral and spiritual reflection the way<br />

similar landscapes had fostered Christianity, Buddhism, and<br />

Islam. Another massive sculpture to honor Churchill, Stalin, and<br />

Franklin Roosevelt was even proposed.<br />

Although the UN made its home elsewhere, Doane<br />

Robinson’s vision <strong>of</strong> tourism in the Black Hills was fulfilled. By<br />

the end <strong>of</strong> the century, white-owned businesses in the area<br />

were earning $100 million annually. Sixty miles east <strong>of</strong> Mount<br />

Rushmore, the Pine Ridge Reservation <strong>of</strong> the Oglala Sioux<br />

remains one <strong>of</strong> the poorest regions in the US, with an average<br />

annual unemployment rate <strong>of</strong> 80%. In the 1950s, President<br />

Eisenhower’s Urban Relocation Policy attempted to terminate<br />

rural reservation life altogether, forcing Native Americans into<br />

cities. An unintended result <strong>of</strong> this program was that many<br />

Natives <strong>of</strong> the next generation, disillusioned with city life,<br />

returned to the reservations where elders and native tradition<br />

inspired new forms <strong>of</strong> political resistance modeled on black<br />

activist and feminist movements. In 1970 and again in 1971,<br />

members <strong>of</strong> the American Indian Movement (AIM) reoccupied<br />

Mount Rushmore for a total <strong>of</strong> thirteen weeks, demanding that<br />

the US honor the treaty <strong>of</strong> 1868 and also return lands seized<br />

from Pine Ridge during World War II.<br />

50<br />

In 1980, after decades <strong>of</strong> filing claims, the US<br />

Supreme Court ruled in favor <strong>of</strong> the Sioux Nation, acknowledging<br />

that the Black Hills had been appropriated illegally by the US<br />

government when it broke the treaty <strong>of</strong> 1868. But the court<br />

also declared that the passage <strong>of</strong> time made the return <strong>of</strong> Sioux<br />

lands impossible and ordered a $120 million reparation payment.<br />

The Sioux refused the money and in 1982 the Committee<br />

for the Return <strong>of</strong> the Black Hills was formed, consisting <strong>of</strong><br />

one representative from each Sioux tribe. The committee got<br />

the support <strong>of</strong> New Jersey Senator Bill Bradley (Dem.), who<br />

sponsored their legislation in Congress. Representatives <strong>of</strong><br />

South Dakota led the fight against the bill to return 1.3 <strong>of</strong> the<br />

7.5 million acres <strong>of</strong> land the Supreme Court said belonged to<br />

the Sioux. The bill was defeated in 1987. In 1990 further legislation<br />

over the Black Hills claim was defeated on Capitol Hill.<br />

South Dakota Senator Tom Daschle (Dem.) established the<br />

Open Hills Association in his home state, an organization dedicated<br />

to fighting future attempts by the Sioux to regain the<br />

Paha Sapa. Daschle also began using Mount Rushmore to raise<br />

campaign money, charging “guests” $5,000 dollars each for a<br />

helicopter ride to the top <strong>of</strong> Washington’s head – an area designated<br />

<strong>of</strong>f-limits by the National Park Service.<br />

The 1980 reparation payment, being held in trust by the US<br />

government, has now grown, with interest, to about $570 million.<br />

80% <strong>of</strong> Sioux tribal members recently polled affirmed that<br />

the Black Hills are not for sale and said they support drafting<br />

another bill to ask Congress for the return <strong>of</strong> the Paha Sapa to<br />

the Sioux Nation.<br />

Bibliography<br />

Lincoln Borglum, Mount Rushmore (Las Vegas: KC Publications, 1977).<br />

James Calhoun, With Custer in ‘74: James Calhoun’s Diary <strong>of</strong> the Black Hills Expedition, ed.<br />

Lawrence A. Frost (Provo: Brigham Young University Press, 1979).<br />

Ward Churchill, From a Native Son: Selected Essays in Indigenism, 1985-1995 (Boston:<br />

South End Press, 1996).<br />

Robert J. Dean, Living Granite: the Story <strong>of</strong> Borglum and the Mount Rushmore Memorial<br />

(New York: Viking Press, 1949).<br />

Gilbert Fite, Mount Rushmore (Norman: University <strong>of</strong> Oklahoma Press, 1952).<br />

Tim Giago, “Crazy Horse Mountain and Mt. Rushmore Disgrace Black Hills,” Indian Country<br />

Today, 18 May 1998, vol. 17, no. 46.<br />

Matthew Glass, “‘Alexanders All’: Symbols <strong>of</strong> Conquest and Resistance at Mount Rush-<br />

more,” in David Chidester and Edward T. Linenthal, eds., American Sacred Space (Bloom-<br />

ington: Indiana University Press, 1995).<br />

Jesse Larner, “Icon <strong>of</strong> Patriotism: Human Beings Are Lost Without a Collective Memory,”<br />

Indian Country Today, 11 May 1998, vol. 17, no. 45.<br />

Edward Lazarus, Black Hills/White Justice: The Sioux Nation Versus the United States,<br />

1775 to the Present (New York: Harper Collins, 1991).<br />

Avis Little Eagle, “Don’t Sell the Black Hills,” Indian Country Today, 29 June 1998, vol. 17,<br />

no. 52.<br />

Avis Little Eagle, “Black Hills Land Claim Reaches Half a Billion: Mum’s the Word on Sioux<br />

Claim,” Indian Country Today, 4 May 1998, vol. 17, no. 44.<br />

Howard Shaff & Audrey Karl Shaff, Six Wars at a Time: The Life and Times <strong>of</strong> Gutzon<br />

Borglum, Sculptor <strong>of</strong> Mount Rushmore (Freeman, South Dakota: Pine Hill Press, 1985).<br />

Judith Nies, Native American History (New York: Ballantine, 1996).<br />

Rex Alan Smith, The Carving <strong>of</strong> Mount Rushmore (New York: Abbeville Press, 1985).<br />

June Zeitner, Borglum’s Unfinished Dream (Aberdeen: North Plains Press, 1976).


INtErPrEtatIoNs oF tHE NatIoNal<br />

Park sErvIcE<br />

sHaron Hayes<br />

A few years ago, I traveled to upstate New York to satisfy a<br />

long-standing desire to visit Eleanor Roosevelt’s historic home,<br />

Val-Kill. The site is run by the National Park Service, an agency<br />

<strong>of</strong> the US Department <strong>of</strong> the Interior, as is Franklin Delano<br />

Roosevelt’s presidential home and the Vanderbilt Mansion, all<br />

within a half hour’s drive <strong>of</strong> each other near Hyde Park, New<br />

York. When I bought an admission ticket, the woman behind the<br />

ticket window instructed me to join a small group in the waiting<br />

area to wait for an “interpreter” to lead us through the home.<br />

Amazed by the seemingly self-reflective assignation, I returned<br />

to New York City eagerly reporting to friends that the enlightened<br />

National Park Service now calls its tour guides “historical<br />

interpreters.”<br />

The NPS currently administers 387 sites, approximately<br />

120 <strong>of</strong> which are <strong>of</strong>ficially recognized National Historic Sites.<br />

Originally established in 1916 to manage a growing number <strong>of</strong><br />

federally owned national parks, monuments, and reservations,<br />

the Historic Sites Act <strong>of</strong> 1935 added to the NPS the responsibility<br />

<strong>of</strong> “‘preserv[ing] for public use historic sites, buildings, and<br />

objects <strong>of</strong> national significance for the inspiration and benefit <strong>of</strong><br />

the people <strong>of</strong> the United States.’” 1 Influenced by the growth <strong>of</strong><br />

the museum industry in general as well as by larger social and<br />

cultural trends, the NPS experienced particularly rapid expansion<br />

between the years 1963 and 1986, during which 72 historic<br />

sites were added. 2 While the agency was certainly influenced<br />

by cultural trends toward social history that challenged the<br />

practice <strong>of</strong> history as a narrative <strong>of</strong> influential figures as well<br />

as by constructionist trends <strong>of</strong> the 1960s and 70s that called<br />

attention to the subjectivity inherent in the writing <strong>of</strong> history, its<br />

use <strong>of</strong> the term “interpretation” precedes such influence and is<br />

grounded in a distinct genealogy.<br />

There is an air <strong>of</strong> romanticism that permeates literature<br />

written by the NPS as well as by its external boosters detailing<br />

the historic beginnings <strong>of</strong> the national park system and the later<br />

creation <strong>of</strong> its custodian, the NPS. In most <strong>of</strong> these accounts<br />

there is a floating constellation <strong>of</strong> “founding fathers,” whose<br />

individual encounters with a splendid and beautiful landscape<br />

supposedly elucidate the moment when “the national park<br />

idea” 3 came to fruition. Similar publications attempt the same<br />

with regard to the development <strong>of</strong> “interpretation” as an educational<br />

tool within the NPS. While the word “interpretation” was<br />

referred to frequently in the early literature <strong>of</strong> the NPS, it was not<br />

<strong>of</strong>ficially taken up until 1941, when the Branch <strong>of</strong> Research and<br />

Education was renamed the Branch <strong>of</strong> Interpretation. C. Frank<br />

Brockman, a career interpreter at Mount Rainier National Park,<br />

traces the NPS use <strong>of</strong> the term “interpretation” to John Muir, a<br />

naturalist studying the regions <strong>of</strong> Yosemite Valley and Sierra<br />

Nevada. Brockman quotes Muir: “I’ll interpret the rocks, learn<br />

the language <strong>of</strong> the flood, storm and the avalanche. I’ll acquaint<br />

myself with the glaciers and wild gardens, and get as near the<br />

heart <strong>of</strong> the world as I can.” 4 Though written in the 1870s, 40<br />

Connie Gephart (one <strong>of</strong> the designers’ moms) ready to interpret at the Augustus<br />

Saint-Gaudens National Historic Site.


years before the establishment <strong>of</strong> the NPS, this heavily circulated<br />

quote establishes the preeminence <strong>of</strong> “interpretation” as a<br />

tool <strong>of</strong> translation and illumination. Muir stands in not as a park<br />

visitor, but as Brockman’s original interpreter. Within this construction,<br />

the interpreter is an expert visitor, someone who has<br />

had the time and the training to see harder, farther, and deeper,<br />

and to understand what the average person cannot. Even as late<br />

as 1976, NPS Director Gary Everhardt promoted a similar definition<br />

<strong>of</strong> interpretation as translation: “...millions <strong>of</strong> park visitors<br />

over the years have needed help to translate that which is perceived<br />

into that which relates personally to them as individuals<br />

and to bring into focus the truths that lie beyond what the eye<br />

sees. The guiding hand is the park interpreter.” 5 “Interpretation”<br />

acts not as an admission <strong>of</strong> the subjective construction <strong>of</strong> historical<br />

narrative but as a tool <strong>of</strong> translation, which, if done well,<br />

is barely noticed, perceived merely as a conduit <strong>of</strong> information.<br />

From its inception, interpretation has played an additional<br />

role in the promotion <strong>of</strong> individual parks and the park system<br />

as a whole. Early NPS administrators generally believed that<br />

the more the public understood about the natural and historical<br />

wonders they encountered, the more frequently they<br />

would return to the site. The foundational role <strong>of</strong> the park visitor<br />

is clearly established in the early relationship <strong>of</strong> educational<br />

promotion to the promotion <strong>of</strong> park tourism. The engagement<br />

<strong>of</strong> the visitor was seen as essential to the perpetuation <strong>of</strong> the<br />

NPS and its fulfillment <strong>of</strong> its national objective: preservation.<br />

As Freeman Tilden points out in his 1957 examination <strong>of</strong> interpretation<br />

in the NPS, “Through interpretation, understanding;<br />

through understanding, appreciation; through appreciation,<br />

protection.” 6 The NPS’s current “working definition” <strong>of</strong> interpretation<br />

reiterates the centrality <strong>of</strong> the visitor: “Interpretation is<br />

a communication tool which facilitates a connection between<br />

the interests <strong>of</strong> the visitors and the meanings <strong>of</strong> the park.” 7<br />

In the context <strong>of</strong> the historic sites, interpretation becomes even<br />

more necessary and central to the visitor’s experience. At many<br />

NPS National Historic sites, a visitor is not allowed to view the<br />

site except on a guided or interpreted tour. Often these narratives<br />

have all the markings <strong>of</strong> a complicated understanding <strong>of</strong><br />

historical narrative. Visitors to the Edgar Allan Poe National<br />

Historic Site are actually given a tour <strong>of</strong> a completely empty<br />

house. As there is no documentation <strong>of</strong> what the Philadelphia<br />

home looked like when Poe, his wife, Virgina, and her mother,<br />

Maria Clemm, inhabited it, the NPS cleared away the house’s<br />

decorative elements including furniture, wallpaper, moldings,<br />

etc., when it acquired the house in 1978. The tour is composed<br />

<strong>of</strong> a series <strong>of</strong> acknowledged speculations <strong>of</strong> what might have<br />

been there, as well as a history <strong>of</strong> the site’s occupancy and interpretation<br />

prior to the NPS’s ownership. Similarly, on the tour <strong>of</strong><br />

Eleanor Roosevelt’s home, the interpreter spoke in great detail<br />

about the process <strong>of</strong> re-constructing the house: She identified<br />

which pieces <strong>of</strong> furniture were “real” and which were replicas,<br />

she explained how the rooms were reconstructed from detailed<br />

photographs taken at Eleanor’s death. These acknowledgements<br />

do not erase the lingering presence <strong>of</strong> an idea <strong>of</strong> “objective<br />

historical” truth. The assumption, sometimes iterated, sometimes<br />

not, is that if they learn how Poe and his wife furnished<br />

their home, if they acquire the original Eleanor Roos-<br />

52<br />

evelt furniture, then these sites can become “historically<br />

accurate.” Similarly, although the NPS <strong>of</strong>ficially encourages multiple<br />

meanings <strong>of</strong> a site, when you go to several tours <strong>of</strong> Eleanor<br />

Roosevelt’s house, you realize that the interpretations function<br />

much like an oral history; they are re-tellings <strong>of</strong> the same story<br />

using slightly different language and slightly different emphasis,<br />

but maintaining the wholeness <strong>of</strong> the narrative, projecting the<br />

assertion that no matter who tells the story, the conclusions are<br />

the same. Interpretation, in this context, effectively validates<br />

the mimetic, objectivist history that each site is grounded upon,<br />

obscuring the fact that the interpretation is an interpretation <strong>of</strong><br />

an interpretation.<br />

Like the NPS itself, individual interpreters stand in a precarious<br />

position: charged with the monumental task <strong>of</strong> exciting<br />

people to stewardship while negotiating the front lines <strong>of</strong> such<br />

public interaction at sites imbued with emotional and symbolic<br />

significance. In a recent interview, Corky Mayo, the current<br />

Chief <strong>of</strong> Interpretation <strong>of</strong> the NPS, said: “There are a lot <strong>of</strong> hard<br />

decisions that are made when you have 20 minutes to explore<br />

a topic.” While the NPS policy allows for their interpreters to<br />

broadly expand the narrative <strong>of</strong> the site, he acknowledged that<br />

most interpreters take a safer road than the agency itself. This<br />

deferral is probably as individual as the interpreter him/herself.<br />

On my second tour <strong>of</strong> Eleanor Roosevelt’s home, someone<br />

asked if Roosevelt was a lesbian. In an improvised defense, the<br />

clearly uncomfortable interpreter answered, “We don’t know.<br />

We weren’t there.” Although the response directly contradicts<br />

the objective <strong>of</strong> historical preservation, her denial was, <strong>of</strong><br />

course, not surprising. Referring back to the NPS definition <strong>of</strong><br />

interpretation: “a communication tool which facilitates a connection<br />

between the interests <strong>of</strong> the visitors and the meanings<br />

<strong>of</strong> the park,” it might be that this denial failed. But it is, perhaps,<br />

exactly in such a failure that interpretation, as a revelation <strong>of</strong> the<br />

subjective construction <strong>of</strong> historical narrative, succeeds. <strong>And</strong><br />

in the vast national park system with its 4,000 interpreters, this<br />

insistent failure <strong>of</strong> interpretation – its inability to function either<br />

as a wholly effective tool <strong>of</strong> education or propaganda – is what<br />

makes a visit so interesting.<br />

1 Barry Mackintosh, The National Park Service (New York: Chelsea House Publishers,<br />

1988), p. 42.<br />

2 Ibid, p. 43.<br />

3 Barry Mackintosh, The National Parks: Shaping the System (Washington, D.C.: Division <strong>of</strong><br />

Publications and the Employees Development Division, National Park Service, 1991), p. 10.<br />

4 C. Frank Brockman, “Park Naturalists and the Evolution <strong>of</strong> National Park Service<br />

Interpretation Through World War II” in The Journal <strong>of</strong> Forest History (vol. 22, No. 1,<br />

January 1978), p. 26.<br />

5 Gary Everhardt “Foreword to the Third Edition” in Freeman Tilden, Interpreting Our<br />

Heritage (Chapel Hill: University <strong>of</strong> North Carolina Press, 1977), p. xi.<br />

6 Freeman Tilden, op. cit., p. 38. The altruism <strong>of</strong> the NPS’s protective mandate is a<br />

frequently asserted myth, which is, <strong>of</strong> course, more complicated then is narrated. The NPS<br />

is, after all, an agency <strong>of</strong> the government. As FDR writes in a letter to Congress supporting<br />

the passage <strong>of</strong> the Historic Sites Act <strong>of</strong> 1935, “The preservation <strong>of</strong> historic sites for the pub-<br />

lic benefit, together with their proper interpretation, tends to enhance the respect and love<br />

<strong>of</strong> the citizen for the institutions <strong>of</strong> his country, as well as strengthen his resolution to defend<br />

unselfishly the hallowed traditions and high ideals <strong>of</strong> America.”<br />

7 Interview with Corky Mayo, NPS Chief <strong>of</strong> Interpretation, 8 January 2002.


sootHE oPErator: muzak aNd modErN<br />

souNd art<br />

susette min<br />

In his 1967 address “The Eco-Logic <strong>of</strong> Muzak,” for Muzak’s Scientific<br />

Board <strong>of</strong> Advisers, Dr. James Keenan, an industrial psychologist<br />

from Stanford University, spoke <strong>of</strong> Muzak as being<br />

“synomorphic with the modern world and interrelated with all<br />

matters <strong>of</strong> time and place: Muzak helps human communities<br />

because it is a nonverbal symbolism for the common stuff <strong>of</strong><br />

everyday living in the global village.” 1 Keenan characterizes<br />

Muzak not merely as background music, but as a “language”<br />

that builds utopias through sweet and soothing harmonies.<br />

Better known as a sonic backdrop (rather than an intrusion)<br />

for everyday activities within public spaces, Muzak creates<br />

a mellow-yellow environment that brightens up one’s days,<br />

recharges one’s energies, alleviates stress, and calms frayed<br />

nerves. 2 Indeed on 29 July 1945, after a B-24 bomber crashed<br />

into the Empire State Building’s 79th floor, the canned music<br />

became known as an effective tranquillizer that pacified anxious<br />

people stuck in the glass-encased observatory nine floors<br />

above. Today Muzak functions, as Pr<strong>of</strong>essor Gary Gumpert aptly<br />

puts it in a 1990 documentary on background music, as “just a<br />

kind <strong>of</strong> amniotic fluid that surrounds us; and it never startles us,<br />

it is never too loud, it is never too silent; it’s always there.” 3 For<br />

the socially inept, Muzak works as a prophylaxis to fill in awkward<br />

pauses during a conversation and, at its most functional,<br />

it serves to mask dissonant noises from street construction or<br />

building renovations. For most people, however, Muzak is synonymous<br />

with harmless background music that samples tunes<br />

from the 1950s, 1960s, and 1970s, or it is seen as just another<br />

vehicle for broadcasting songs already in circulation. This latter<br />

development goes back to 1984, when Muzak began <strong>of</strong>fering<br />

foreground music or, in layman’s terms, programs <strong>of</strong> current<br />

hits by original artists.<br />

On the surface, Muzak as an “artfully contrived regimen<br />

<strong>of</strong> unobtrusive harmonies and pitches; metronomic repetition;<br />

melodic segments that overlap into a tonal wash” seems<br />

annoying at worst. 4 Yet Muzak produces a place where bodies<br />

listen and circulate within commodified walls through metaphorical<br />

acoustic wallpaper. It operates as anesthetic or what<br />

Joseph Lanza calls an “audioanalgesia”: a process that dulls<br />

the ability to listen critically. 5 In other words, Muzak produces<br />

a programmed environment that enables one to relax in order<br />

to work more efficiently, and to browse more intently in order to<br />

consume. Muzak sonically rambles with a purpose.<br />

In fact, Muzak is scientific to its very core. Masterminds<br />

like Frederick Winslow Taylor, author <strong>of</strong> Principles <strong>of</strong> Scientific<br />

Management (1911) – and not Ludwig van Beethoven – are<br />

Muzak’s central influences. The Taylor system determined,<br />

through time and motion studies, the most efficient methods<br />

by which to organize modern industrial work. The correlation<br />

between music and the psychological and physiological<br />

responses it evoked was <strong>of</strong> great interest to industrialists, managers,<br />

and engineers. Before Muzak’s <strong>of</strong>ficial naming in 1922 by<br />

Brigadier General George Squier, Thomas Edison had already<br />

conducted phonographic mood tests in factories in 1915 to<br />

determine the extent to which music masked disruptive noise<br />

and raised morale. But it was Squier’s refined implementation


<strong>of</strong> high-frequency radio signals through low-frequency power<br />

lines and his pioneering vision <strong>of</strong> “centralized transmissions<br />

within a rationalized system <strong>of</strong> stimulus codes” that revolutionized<br />

the mechanization <strong>of</strong> music as well as the world <strong>of</strong> telecommunications.<br />

After discovering that he could send radio music<br />

over power-lines, Squier formed a company called Wired Radio<br />

through which he began to sell canned music to different consumer<br />

businesses. Squier eventually changed the name <strong>of</strong> his<br />

company from Wired Radio to Muzak by combining the words<br />

“music” and “Kodak”, a popular company headed by George<br />

Eastman, which, by the 1920s, was known worldwide for its<br />

jingle, “You press the button, we do the rest.” 6<br />

The structural elements (beats per minute, play frequencies,<br />

etc.) that make up Muzak’s compositions and tracks are<br />

studied, then meticulously selected and calculated. Developed<br />

in the 1960s, Muzak’s “Stimulus Code” is based on an hourly<br />

cycle <strong>of</strong> gradually changing intensity that climaxes every fifteen<br />

minutes while purporting to reenergize human activity. Within<br />

each <strong>of</strong> these segments, tunes are ordered from the least to the<br />

most stimulating. In the late 1940s, Dr. Harold Burris-Meyer and<br />

Richard L. Cardinell’s experiments in music composition (elimination<br />

<strong>of</strong> loud brasses and vocals and emphasis on strings and<br />

woodwinds) had revealed a direct increase in production efficiency.<br />

Muzak executive Don O’Neill implemented their experiments<br />

and made the Stimulus Progression the core <strong>of</strong> Muzak’s<br />

innovation and success. Over the years, the Stimulus Progression<br />

has been honed and improved technically by engineers<br />

such as Ben Selvin and in studies conducted by Lever Brothers,<br />

Fairfield University’s language laboratory, as well as by the<br />

US Army Engineering labs. The Stimulus Code, with its values<br />

<strong>of</strong> rhythm, tempo, instrumentalization, moods, and ensemble<br />

size, combined with strategies <strong>of</strong> sequencing, timing, and volume<br />

(vocal impact), culminates in the Stimulus Progression’s<br />

Ascending Curve. The Curve works with and counters the<br />

Fatigue Cycle in order to stimulate and reinvigorate workers to<br />

be more efficient and focused. 7<br />

In the late 19th century, fatigue had replaced boredom<br />

in hindering surplus production. That is, fatigue, as a central<br />

nervous and psychological phenomenon, became, according to<br />

historian Anson Rabinbach, “the most apparent and distinctive<br />

sign <strong>of</strong> the external limits <strong>of</strong> body and mind, the most reliable<br />

indicator <strong>of</strong> the need to conserve and restrict the waste and misuse<br />

<strong>of</strong> the body’s unique capital – its labor power.” 8 The brusque<br />

tempo <strong>of</strong> the city, the routinized labor, and the constant running<br />

<strong>of</strong> the factory’s machines linked the experience <strong>of</strong> fatigue with<br />

the demands <strong>of</strong> industrial society. <strong>Studies</strong> and experiments on<br />

fatigue and its inverse, energy conservation and conversion, figured<br />

the worker’s body “as a productive force and as a political<br />

instrument whose energies could be subjected to scientifically<br />

designed systems <strong>of</strong> organization.” 9<br />

The Stimulus Progression’s Ascending Curve creates a<br />

sense <strong>of</strong> forward movement to counteract the worker’s Fatigue<br />

Cycle by acting against the cycle’s efficiency curve. The finale<br />

at the end <strong>of</strong> a cycle is a more upbeat tune that coincides with<br />

the cycle’s peak, followed by fifteen minutes <strong>of</strong> silence, which<br />

gives the listener a break that prevents Muzak from becoming<br />

opposite: Muzak box from the 1950s. Photo Vincent Mazeau. Courtesy the Mazeau<br />

Muzak Collection


a distraction. Stimulus Progression is a system that provides<br />

people with a psychological “lift,” an unconscious sense <strong>of</strong><br />

forward movement achieved through programming sound in<br />

fifteen-minute blocks.<br />

From another perspective, there is a large and growing<br />

movement <strong>of</strong> different factions that have passionately advocated<br />

for the eradication <strong>of</strong> Muzak or the boycott <strong>of</strong> places <strong>of</strong><br />

business that utilize Muzak. These movements have centered<br />

on the perceived intrusion <strong>of</strong> Muzak into public space and<br />

on its canned-<strong>culture</strong> assault on individualism and creativity.<br />

There have been many attempts to eliminate Muzak, whether<br />

through legislation, high pr<strong>of</strong>ile campaigns, or attempted buyouts<br />

such as heavy-metalist Ted Nugent’s $10 million bid to<br />

purchase the company in order to destroy it. Last year in the<br />

British House <strong>of</strong> Parliament, Salisbury MP Robert Key brought<br />

forth his Ten-Minute Rule bill that would outlaw Muzak in<br />

almost all “public” places. The measure lost despite the efforts<br />

by high-pr<strong>of</strong>ile organizations such as Pipedown, whose “Campaign<br />

for Freedom against Piped Music” is supported by wellknown<br />

figures such as author Stephen Fry, actor Tom Conti,<br />

and conductor Sir Simon Rattle.<br />

Also in this category are the composers <strong>of</strong> ambient music<br />

who share a similar aversion to Muzak and who seem to have<br />

the most at stake in distinguishing themselves from its effects.<br />

Although at times the aural distinction between Muzak and<br />

ambient music may be tenuous at best, the difference seems<br />

to lie in the latter’s attention to the acoustic structure <strong>of</strong> an<br />

environment and an appropriation <strong>of</strong> it through composition<br />

and style. Brian Eno, who first coined the term ambient music,<br />

sums it up best in the liner notes from his record Music for<br />

Airports/Ambient 1 (1978). Brian Eno argues that whereas<br />

Muzak serves as lightweight background music, ambient<br />

music focuses precisely on the spatiality <strong>of</strong> what makes up a<br />

“background” – its idiosyncratic atmosphere and acoustic surroundings.<br />

Eno writes, “…Muzak’s intention is to ‘brighten’ the<br />

environment by adding stimulus to it (this supposedly alleviating<br />

the tedium <strong>of</strong> routine tasks and leveling out the natural<br />

ups and downs <strong>of</strong> the body rhythms)…. [In contrast] ambient<br />

music is intended to induce calm and a space to think.” Ambient<br />

music’s use <strong>of</strong> repetitious rhythmic patterns, attention to<br />

the timbre-based qualities <strong>of</strong> a human voice rather than the<br />

actual lyrics, and the visualization <strong>of</strong> the vertical or architectural<br />

color <strong>of</strong> sound, tend toward the maintenance <strong>of</strong> a singular<br />

and even balance <strong>of</strong> tone and noise that is aimed to better<br />

suit the encompassing spatial dimensions <strong>of</strong> an environment.<br />

Ambient music invites one to pay attention to the noise and<br />

sounds surrounding our daily lives, whereas Muzak standardizes<br />

it in order to control space.<br />

Essentially, Muzak is a system designed to eliminate<br />

wasteful energy. However, it has taken up multiple guises in<br />

today’s global, postmodern era. The moving target <strong>of</strong> Muzak<br />

has shifted from the realm <strong>of</strong> production to the realm <strong>of</strong> consumption<br />

as it colors the landscape <strong>of</strong> commodities. Today the<br />

music may be varied and even hip and eclectic, yet its effects<br />

<strong>of</strong> uniformity and intensification <strong>of</strong> consumer consumption<br />

are sinister. The mode <strong>of</strong> address has diversified in its <strong>of</strong>fering<br />

<strong>of</strong> tunes that cross the intersections <strong>of</strong> race, class, sex, and<br />

gender. On one hand, Muzak gives the illusion <strong>of</strong> a<br />

56<br />

democratic space, an unlimited choice <strong>of</strong> songs rang-<br />

ing from urban beats to country currents to Fiesta Mexicana<br />

to jukebox gold. On the other hand, it effaces the listener, and<br />

turns the body into a site <strong>of</strong> experimentation and mass production:<br />

a passive yet industrious automaton.<br />

Muzak as the bad object operates almost like a colonial<br />

tool, producing a sonic landscape laden with metaphorical<br />

maneuvers <strong>of</strong> invasion, dispossession, and surveillance<br />

through mechanized sound. It has the potential to seep not<br />

only through walls, but to become part <strong>of</strong> the foundational<br />

structure <strong>of</strong> a building. In their recent move to update their corporate<br />

image, Muzak’s <strong>of</strong>ficials now present themselves not as<br />

a group <strong>of</strong> scientists but as “audio architects,” interior designers<br />

who specialize in “audio imaging” the spa, restaurant, or<br />

boutique near you. Due to falling revenue and increased competition,<br />

Muzak has been forced to update its corporate image<br />

with the help <strong>of</strong> the multi-disciplinary design firm Pentagram.<br />

Vice President <strong>of</strong> Marketing for Muzak, Kenny Kahn, hails the<br />

change as follows in an article focusing on its corporate makeover:<br />

“…we have a new way <strong>of</strong> talking about the company. The<br />

product has a face… Pentagram gave us a visual foundation<br />

that lets us actively and creatively show people what music<br />

can do for them. Design has not only been great for Muzak’s<br />

business; design has given Muzak its soul.” 10<br />

Muzak’s threat to create panoptic spaces that produce<br />

automatons is barely, if at all, perceived. As Georg Simmel<br />

wrote back in 1903 about the resilience <strong>of</strong> the human body<br />

under the strain <strong>of</strong> modernity, our ears adjust to the constant<br />

hum <strong>of</strong> disruptions and urban noise, and we continue to just<br />

go with the flow. Even Joseph Lanza, who looks critically at<br />

Muzak, somewhat redeems it at the conclusion <strong>of</strong> his book as<br />

he writes, “Elevator music (besides just being good music) is<br />

essentially a distillation <strong>of</strong> the happiness that modern technology<br />

has promised. A world without elevator music would be<br />

much grimmer than its detractors (and those who take it for<br />

granted) could ever realize.” 11<br />

Yet the contemporary art <strong>of</strong> Annette Weisser, Ingo Vetter,<br />

and David Schafer makes Muzak strange, disrupting its<br />

smooth operations and our passive reception. More importantly,<br />

their art challenges us to consider how man-made elements<br />

<strong>of</strong> place – from the sound coming out <strong>of</strong> the walls to the<br />

lights on the ceilings – alter our perceptions, motivations, and<br />

formations <strong>of</strong> subjectivity. In RESITE, German artists Weisser<br />

and Vetter propose to build a sound system within the sound<br />

system already installed in the central square <strong>of</strong> Zeewolde, a<br />

town located in Holland. 12 By overlapping ambient music composed<br />

<strong>of</strong> sounds they collect around the square with a system<br />

already playing Muzak, Weisser and Vetter highlight the specific<br />

qualities <strong>of</strong> an environment instead <strong>of</strong> muffling it with<br />

Muzak in order to, in the words <strong>of</strong> Brian Eno, “accommodate<br />

many levels <strong>of</strong> listening without enforcing one in particular.” 13<br />

Through more confrontational means, Los Angelesbased<br />

artist David Schafer tweaks Muzak’s role as “soothe<br />

operator” by fiddling with its Stimulus Progression in the CDs<br />

x10R.1 (two second gap) and x10R.2 (variable gap). 14 They<br />

are works <strong>of</strong> art that can be heard over a stereo or, more effectively,<br />

through a Walkman. Ironically, it was the Walkman’s<br />

emergence in 1979 that momentarily disrupted the seamless<br />

stream <strong>of</strong> Muzak piping out <strong>of</strong> <strong>of</strong>fice public-address systems,<br />

ins<strong>of</strong>ar as it allowed for the creation <strong>of</strong> individual private sonic


spheres within the public sphere. Schafer’s purposely cacophonous<br />

CDs provoke an intense feeling <strong>of</strong> being out <strong>of</strong> place and<br />

out <strong>of</strong> sorts.<br />

Schafer’s “Times Ten Resequenced with Variable Gap”<br />

(X10R.2) presents a medley <strong>of</strong> well-known tunes by Muzak<br />

composers and arrangers: Les Baxter, Bert Kaempfert, <strong>And</strong>re<br />

Kostelanetz, Paul Mauriat, and Hugo Winterhalter. 15 By studying<br />

the physiological and psychological effects and applications<br />

<strong>of</strong> Muzak, Schafer’s CD turns Muzak inside out, revealing<br />

its abject intentions and effects. In his selection <strong>of</strong> Muzak’s<br />

greatest hits based on their varying instrumentation and<br />

moods, Schafer’s CD medley begins with a chorus <strong>of</strong> haunting<br />

voices followed by a variation <strong>of</strong> overlapping melodies that<br />

become excessive, disorienting, almost nauseating. At different<br />

moments within the duration <strong>of</strong> its play (58.41 minutes to<br />

be exact), one can discern fleeting instances <strong>of</strong> recognizable<br />

TV and film tunes, from The Godfather theme to Frances Lai’s<br />

score for A Man and a Woman. Catchy, saccharine tunes (better<br />

known as “champagne music”) crescendo into an orchestral<br />

ensemble <strong>of</strong> violins, horns, and harps with brief breaks<br />

<strong>of</strong> applause that explode the monaural sound <strong>of</strong> Muzak. In<br />

contrast to the sense <strong>of</strong> distended time that Muzak <strong>of</strong>fers, the<br />

noise in Schafer’s CD is obtrusive and chaotic, condensing<br />

time to produce a claustrophobic space. <strong>Visual</strong>ly, I imagine the<br />

effect would resemble something like the shattering <strong>of</strong> a vase<br />

with shards <strong>of</strong> glass exploding everywhere or a stroboscopic<br />

flickering <strong>of</strong> pea-green, burnt-sienna, and pungent-yellow<br />

colors. In other words, listening to x10R.2 is far from a pleasant<br />

experience, but it is a fascinating one.<br />

In the spirit <strong>of</strong> the Situationists and John Cage, Schafer’s<br />

tactics undermine the soothing tunes <strong>of</strong> Muzak. At the same<br />

time, Schafer, an astute operator himself, knows both how<br />

to manipulate and recede into the background. Listening<br />

to Schafer’s CD will not train one to be like Mucho Mass, the<br />

character in Thomas Pynchon’s The Crying <strong>of</strong> Lot 49 who discerns<br />

Muzak’s string compositions and rhythmic ebb and flow.<br />

Rather, in contrast to the low level <strong>of</strong> attention that Muzak<br />

thrives on, Schafer’s CD forces one to pay attention in<br />

57 a kind <strong>of</strong> drunken stupor. The experience <strong>of</strong> listening<br />

to Schafer’s CDs is not pretty, but it pokes a hole in Muzak’s<br />

seductively orchestrated operations, as it simultaneously revitalizes<br />

the ritual use <strong>of</strong> our perception.<br />

Sample tracks <strong>of</strong> Schafer’s work can be heard under “<strong>issue</strong> 7” on Cabinet’s website at<br />

<br />

1 Quoted in Joseph Lanza, Elevator Music: A Surreal History <strong>of</strong> Muzak, Easy-Listening, and<br />

Other Moodsong (New York: Picador, 1994), p. 150.<br />

2 See Lanza, Elevator Music, especially the bibliography, pp.225-266; Jacques Attali,<br />

Noise: The Political Economy <strong>of</strong> Music, trans. Brian Massumi (Minneapolis: University <strong>of</strong><br />

Minnesota Press, 1985); Bill Gifford’s special <strong>issue</strong> on Muzak in the online magazine<br />

Feed at .<br />

3 Lanza, p. 5.<br />

4 Ibid., p. 3.<br />

5 Ibid, p. 11.<br />

6 David Lindsay, “The Muzak Man,” American Heritage <strong>of</strong> Invention and Technology<br />

vol. 14, no. 2 (Fall 1998), pp. 52-57. Also see his House <strong>of</strong> Invention: The Secret Life <strong>of</strong><br />

Everyday Products (New York: The Lyons Press, 2000).<br />

7 Lanza, pp. 48-49.<br />

8 Anson Rabinbach, The Human Motor: Energy, Fatigue, and the Origins <strong>of</strong> Modernity<br />

(New York: Basic Books, 1990), p. 6.<br />

9 Rabinbach, p. 2.<br />

10 Kenny Kahn, “Muzak on Key,” The Journal <strong>of</strong> Business and Design, vol. 7, no.1, available<br />

at .<br />

11 Lanza, p. 233.<br />

12 Their proposal can be found on .<br />

13 From Brian Eno’s liner notes to Music for Airports/Ambient 1.<br />

14 David Schafer’s x10R.1 (two second gap) and x10R.2 (variable gap) were released as a<br />

double CD in early 2002 on the Transparency label. See .<br />

15 For some, the Muzak composers and arrangers selected by Schafer may seem “out-<br />

dated” ins<strong>of</strong>ar as Muzak has adopted in its recent compilation <strong>of</strong> tunes s<strong>of</strong>t hits produced in<br />

the 1980s and 1990s. Bill Gifford writes, “As Muzak evolves, narrowing the gap between<br />

itself and popular music, it has become pop’s Doppelgänger. On the new Muzak, a Steely<br />

Dan tune still sounds like a Steely Dan tune; Bonnie Raitt like Bonnie Raitt, more or less. But<br />

not quite…” See the special <strong>issue</strong> on Muzak in Feed magazine.<br />

above: Muzak wire from the 1950s. Photo Vincent Mazeau. Courtesy the Mazeau<br />

Muzak Collection


Irds oF NortH amErIca sING HIP-HoP<br />

aNd somEtImEs PausE For rEFlEctIoN<br />

amy Jean porter


HuNGrY For God<br />

gregory wHiteHeaD<br />

When I read the report in the Telegraph that a number <strong>of</strong> rare<br />

illuminated manuscripts, including the splendid Winchester<br />

Bible, had disappeared without a trace from the famed Spence<br />

Collection <strong>of</strong> the British Library, I thought immediately <strong>of</strong> my old<br />

acquaintances, Sybil Townsend and Rachel Thompson, who<br />

belong to a special breed <strong>of</strong> bibliophile, their desire for possession<br />

<strong>of</strong> unique and precious texts taken to an extreme. Bluntly<br />

put: They eat books.<br />

I had first contacted Townsend and Thompson in 1985,<br />

while in the process <strong>of</strong> researching a radio essay, Dead Letters.<br />

They agreed to speak to me on strict condition that I<br />

would do nothing with the taped material. I recall their envious<br />

glance when I told them about my interview with Dr. Mary<br />

Dilthey, the distinguished curator in charge <strong>of</strong> the Spence,<br />

comprised mostly <strong>of</strong> illuminated manuscripts, many theological<br />

in nature, chance survivors <strong>of</strong> the fires and invasions that<br />

had ravaged the sanctuaries <strong>of</strong> their fabricators. An elderly<br />

artisan <strong>of</strong> the Old School, Dr. Dilthey had been engaged in<br />

a long, demoralizing struggle against the collection’s infestation<br />

by various species <strong>of</strong> beetles: Anobium domesticum,<br />

A. eruditus, A. Paniceum, A. pertinax, A. punctatum, and A.<br />

striatum; Acarus cheyletus and A. eruditus; Dermestes lardarius;<br />

Aecophora pseudospretella; Sitodrepa paniceum; Attagenus<br />

pellio; Lepisma saccharina; Ptinus fur; Antherenus varius;<br />

Lyctus brunneus; Catorama mexicana; and Rhizopertha dominica,<br />

indifferent to anything but fuel and reproduction.<br />

I still carry the handmade bookmark she gave me as a<br />

keepsake, inscribed with an aphorism by Michel Eyquem de<br />

Montaigne: “Man cannot make a worm, yet he will make gods<br />

by the dozen.”<br />

I had not communicated with Townsend and Thompson –<br />

who shun e-mail and use only public telephones – since 1993<br />

or so, and had no idea how to find them. Fortunately, we share<br />

a common friend in London, who encouraged me to fly over<br />

immediately. He knew how to contact them, and would arrange<br />

a meeting. At Kennedy, security was still tight in the wake <strong>of</strong><br />

the errant shoe bomber, and the late flight was half empty. I<br />

used the two vacant seats in my row to sort through the various<br />

letters and copious notes in my bibliovoria file, paying particularly<br />

close attention to the passages I had copied from Wade<br />

O. Crumpston’s Hungry for God, the definitive account <strong>of</strong> an<br />

obscure medieval heretical sect named the Khunrathians, after<br />

their leader, Johannes Khunrath, whose beliefs centered around<br />

the ritualized practice <strong>of</strong> eating the Word:<br />

“The records left by those who would, in the end, become<br />

his tormentors, indicate that Khunrath was a master <strong>of</strong> impersonation,<br />

fluent in the tightly regulated idioms <strong>of</strong> the varied<br />

monastic orders. In the Khunrathian universe, the ability to<br />

inhabit the face and voice <strong>of</strong> monks across multiple communities<br />

clearly played a critical role in restoring unity to the Word<br />

<strong>of</strong> God. Migration into the collective spirit <strong>of</strong> the Word, accomplished<br />

by becoming one with a sociologically closed community,<br />

subsequently projected into the direct textual intermingling<br />

Khunrath secured through the selective ingestion <strong>of</strong><br />

the discipline’s most sacred texts. Such signature tra-<br />

62<br />

versal <strong>of</strong> voice and text became even more dramatic


during his eleven years in the Middle East, where Khunrath<br />

would pursue a radical union <strong>of</strong> the Word, via a broad array<br />

<strong>of</strong> hermetic intestinal gestures, on a field where theology had<br />

failed, and blood had been spilled.” (p. 58)<br />

Further on... “While it is difficult to ascertain how many disciples<br />

continued to pursue the neo-Khunrathian ethic <strong>of</strong> Word<br />

incarnation in the years following his public evisceration in a<br />

bean field outside <strong>of</strong> Cordoba, we do know that the practice <strong>of</strong><br />

bibliovoria sacra took root in several <strong>of</strong> the monastic orders that<br />

had formerly been his targets, and that brothers would meet in<br />

the scriptorium on nights prescribed by the Khunrathian calendar,<br />

to engage in lengthy rituals <strong>of</strong> song and feast, marked<br />

by ecstatic glossolalic outbursts, followed by a final collective<br />

inhalation <strong>of</strong> the designated manuscript, consumed in a frenzy<br />

<strong>of</strong> breath and mandication – Word into mouth; God into flesh.”<br />

(p. 139)<br />

I had also made a photocopy <strong>of</strong> the woodcut image<br />

from the frontispiece, the only known portrait <strong>of</strong> Johannes<br />

Khunrath: a bible ablaze in his belly, eyes closed, mouth open,<br />

hands reached out to the sky.<br />

On arrival at Heathrow early the next morning, I took the<br />

express tube to Paddington, and then on through Highgate to<br />

East Finchley, where Walter Sculley, my Townsend/Thompson<br />

lead, had generously <strong>of</strong>fered to put me up in the empty flat<br />

above his shop. Sculley is an American dealer in celebrity body<br />

parts who relocated his business to London in the late 1980s<br />

because, by his own account, “Brits don’t ask so many questions,<br />

and in my business, you can’t put a price tag on privacy.”<br />

The last time I visited, he had just taken delivery on a highly speculative<br />

investment in the remains <strong>of</strong> an individual once touted<br />

as the next Che Guevara, a Peruvian guerillero named Gonzalas<br />

Rodrigos. After watching him unpack the shrink-wrapped parcel<br />

for long-term storage in the freezer, I understood the high<br />

premium Sculley placed upon discretion.<br />

Emma, Sculley’s cheerful Oxford-educated assistant, met<br />

me at ground level, and led me down to the shop, suffused by<br />

its distinctive blend <strong>of</strong> pungent odors: formaldehyde, c<strong>of</strong>fee,<br />

incense and several others I dared not try to classify. No matter<br />

how many times I visit, the sheer volume and variety <strong>of</strong> materials<br />

lining the walls <strong>of</strong> the shop never cease to astonish me:<br />

stacks <strong>of</strong> boxes split open with a protruding tibia here, a jagged<br />

spinal column there; a shelf <strong>of</strong> single shoes placed directly<br />

above a neat sequence <strong>of</strong> skeletal feet; the display case full <strong>of</strong><br />

mysterious orbs and globs eerily suspended in viscous fluids;<br />

an entire wooden panel adorned with a series <strong>of</strong> 100 fingers,<br />

“named and framed” – Churchill, Chaplin, Mary Queen <strong>of</strong> Scots;<br />

a signed photograph <strong>of</strong> Ronald Reagan and Marilyn Monroe,<br />

adorned with a laminated latex glove beneath his image,<br />

and a laminated lock <strong>of</strong> hair beneath hers; and the long “Wall<br />

<strong>of</strong> Fame”, where Sculley keeps track <strong>of</strong> who is hot and who is<br />

history, cross-referenced with a long dark corridor <strong>of</strong> steel trays<br />

and boxes.<br />

Sculley was aware I was returning to New York the very<br />

next day, and came straight to the point, “They’ll meet you at<br />

the Royal Thumb & Thimble in an hour”, and then joined Emma<br />

in the wet room, from which I could hear the thin whine <strong>of</strong><br />

a high speed drill. After dropping my overnight bag upstairs,<br />

and taking a quick shower, I set out on foot through a light<br />

drizzle to find out what had become <strong>of</strong> my old friends. The Royal


Thumb & Thimble was Sculley’s favorite London pub, a brisk<br />

half hour walk from the shop, in the general direction <strong>of</strong> Kentish<br />

Town. First attracted by the name (fingers <strong>of</strong> fallen aristocrats<br />

were perennial top sellers), Sculley favored the RT&T because it<br />

played neither music nor television.<br />

When I arrived, the two veteran bookeaters had already<br />

established themselves at a corner table in a small side room.<br />

I ordered a pint <strong>of</strong> Murphy’s, and sat down between them.<br />

“Lovely to see you again, Gregory, but you may as well know<br />

straight away, nary a nibble <strong>of</strong> the Spence in this corner”, said<br />

Sybil. I glanced at Rachel, who confirmed, “Not a single leaf.”<br />

But surely they knew something? “Of course we do, luvvie, birds<br />

<strong>of</strong> a feather, and all. Relax and enjoy your pint – he’ll be here in<br />

a few minutes”.<br />

I found it hard to conceal my disappointment when the<br />

Spence bibliovore turned out to be Michael Monihan, a minor<br />

Canadian performance artist who created a little splash in<br />

the art world a few years back by eating a leatherbound copy<br />

<strong>of</strong> La Divina Commedia in the Piazza San Marco during an<br />

unsanctioned performance at the Venice Biennale. Michael<br />

had gained considerable weight since then, his face puffy, his<br />

eyes dim and deeply set, like two glass marbles at the bottom<br />

<strong>of</strong> a frog pond. “It’s out <strong>of</strong> control”, he said. “I can’t get enough.<br />

Some other body. Taking root. You eat Word, thinking – total<br />

control. Then it starts to eat you back.” At this, Rachel said,<br />

“We warned you, though, Mikie, didn’t we, dearie?” Leaning<br />

towards me, Sybil added, “He wouldn’t listen to us, even after<br />

we told him we had to swear <strong>of</strong>f the sacra years ago, nothing<br />

these days but the odd tidbit <strong>of</strong> Hardy or Lawrence, much better<br />

for the hormones, you see.”<br />

Rachel picked up the thread, “But Mikie, poor sod, got<br />

hooked, didn’t he then?” Then Monihan said, “If I don’t get my<br />

forty-odd pages <strong>of</strong> quality Word per diem, I’m not worth a lick.”<br />

At this, he reached into his leather portfolio and removed a beautifully<br />

illuminated page <strong>of</strong> text (I only caught a brief glimpse, but<br />

it appeared to be taken from a Carolingian sacramentary), tore<br />

<strong>of</strong>f a long strip, rolled it up into a tight roll, returned the rest <strong>of</strong> the<br />

page to the portfolio, and began to chew.<br />

I signaled the bartender to draw me another Murphy’s<br />

while Monihan continued, in a walkie-talkie staccato, “Eat<br />

more, need more .... chew ‘round the clock .... tired all the time<br />

.... no mobility ..... target the high density ..... British Library ....<br />

Spence.... best score in town.... Winchester .... primo pulp....<br />

have to feed ... The Beast.” He took a long pull from Sybil’s<br />

bitters, the boost from the fresh ingestion <strong>of</strong> text kicking in,<br />

his reptilian eyes burned in their sockets like the headlamps <strong>of</strong><br />

two spelunkers trapped in a narrow passage. “I am so close,<br />

Whitehead, so very close, understand? Soon, there will come<br />

a threshold, a crossing, an index, very soon, there will be a final<br />

page, Kabbalah, Muhammad, Job, I don’t give a bloody fig, and<br />

then the man known as Monihan will be no more, for he shall<br />

become One with ——.” He did not bother to finish the sentence,<br />

but instead took a final quaff from Sybil’s diminished pint, stood<br />

up, belched loudly, swept his scarf around his thick neck, and<br />

was gone.<br />

I asked whether Mary Dilthey was still the curator <strong>of</strong><br />

The Spence, and if so, how a gas bag like Michael Monihan<br />

could ever manage to slither past her vigilant gaze.<br />

64<br />

Rachel, who was now digging into a heaping portion


<strong>of</strong> shepard’s pie, chuckled, and said “You always fancied grand<br />

dame Dilthey, didn’t you, luv? Mikie has her pretty well hooked,<br />

convinced her that bibliovoria was the only way to kill the<br />

bugs, that her own body <strong>of</strong>fered a more secure environment<br />

for her beloved manuscripts than the infested stacks at the<br />

Spence. So old mother Mary grants Mikie the Bibles, the Judaica<br />

and the Korans, while she tucks into all the rest. Addiction is<br />

a terrible thing!”<br />

Whether from the image <strong>of</strong> Mary Dilthey eating book<br />

with Michael Monihan, or from contemplating what manner<br />

<strong>of</strong> colonoscopy would now be necessary to enjoy the riches <strong>of</strong><br />

the Spence, or from the smell <strong>of</strong> Rachel’s pie, a wave <strong>of</strong> nausea<br />

was beginning to build deep in my soul, so I paid our tab, bid<br />

farewell to the two bibliovores, and returned to Sculley’s flat.<br />

When I awoke from a fitful sleep, London was dark, but a light<br />

still burned in the basement. I took the back staircase down to<br />

see what the old bone trader was up to. I found him at a small<br />

table in the archive room, surrounded by cardboard boxes full<br />

<strong>of</strong> what appeared, from a distance, to be bird nests. He asked<br />

me how my meeting had gone at the Thumb, and I recounted<br />

the entire degenerative tale, from the idealistic universalism<br />

<strong>of</strong> the heretic Khunrath to the cynical gluttony <strong>of</strong> the junkie,<br />

Monihan. After I had finished, Sculley walked across the room<br />

and removed a bottle <strong>of</strong> Wild Turkey and two silver cups from a<br />

small cabinet, and returned to the table.<br />

“I don’t care whether it’s hunger for the Universal God or<br />

some corpse-sucking maggot”, he said, as he poured the bourbon,<br />

“it all comes down to the same tin <strong>of</strong> beans.” I took a big<br />

swallow <strong>of</strong> Turkey, waiting for Sculley to continue. “God lives<br />

forever, so the trick is, you have to find a way to get closer to the<br />

action. The three religions you’re talking about, the true believer<br />

can do just that. Since the flesh is the Word, all you have to do is<br />

eat a few chunks <strong>of</strong> holy writ and you’re in. Jackpot. There’s just<br />

one little problemo.”<br />

Sculley reached down and placed one <strong>of</strong> the cardboard boxes<br />

on the table. “You know what’s in this box?” I stared down at<br />

the bird nests, which I could now see were tangled clumps <strong>of</strong><br />

hair, but all I could think <strong>of</strong> was Sybil’s shepard’s pie. “Taliban<br />

beards,” he said, “bought ‘em by the pound from a dope dealer<br />

in Kandahar. Figure the Mullah might be in there somewhere,<br />

maybe even Big Binny himself. Speculative buy, but you never<br />

know, I get DNA confirmation some day, and we’re talking a<br />

major bingo, put ‘em together with a Dubyah eyelash, and you<br />

have a moonshot.”<br />

Sculley noted I had drained my cup and poured me<br />

another. He also selected one <strong>of</strong> the beards (removing a single<br />

hair for his inventory database), cut about a twelve inch square<br />

<strong>of</strong> white muslin from a bolt under the table, placed the beard in<br />

the center <strong>of</strong> the square, tucked up the corners into what looked<br />

like a large beggar’s purse, then tied <strong>of</strong>f the top with a length <strong>of</strong><br />

thin black ribbon, saying: “So there’s the moral for your story.”<br />

Though I had a vague sense <strong>of</strong> where Sculley was heading, my<br />

tongue felt like an old gym sock, so I drained the cup in one big<br />

swallow and stared back at him, blankly.<br />

“The world is full <strong>of</strong> people who want to eat God, live<br />

forever”, he said. “I know, because many <strong>of</strong> them are my clients,<br />

and the rest are my inventory. I had one client, he spent<br />

65<br />

ten years collecting authenticated slivers <strong>of</strong> the old<br />

cross, paid a fortune, black market, mostly, bribes to the Vatican,<br />

you name it, very delicate business. By the end, he must<br />

have had at least ten inches <strong>of</strong> Holy wood. So what does he do?”<br />

I had a fairly good idea, but gestured for him to continue. “He<br />

pops open a bottle <strong>of</strong> 1962 Lafite one night, and proceeds to<br />

eat his whole collection at one sitting.” He paused for a moment<br />

to return the Wild Turkey and cups to the cabinet, then said<br />

“For the next couple <strong>of</strong> days, he struts around, high on the Holy<br />

Ghost, spouting all kinds <strong>of</strong> Pentecostal gobbledygook, in fact,<br />

he’s so high on the Almighty, he fails to notice he’s leaking<br />

major blood from the other end. The wood chips must have torn<br />

his intestines to shreds, maybe they carried some kind <strong>of</strong> bug,<br />

all I know is, by the end <strong>of</strong> the week, the man’s half dead.”<br />

Sculley placed his box full <strong>of</strong> facial hair back under the<br />

table, took out a clean handkerchief from the pocket <strong>of</strong> his<br />

smock, mopped up a few dribbles <strong>of</strong> bourbon, then dabbed at<br />

a smear <strong>of</strong> nameless gunk on the arm <strong>of</strong> his chair. “When he<br />

wakes up in the hospital post-op, he discovers he’s wearing a<br />

bag, and I’m not talking about a Gucci money belt. Finds out<br />

the cross went up in smoke, medical refuse, incinerated with<br />

the rest <strong>of</strong> the op-slop. Next day, he goes into a coma and never<br />

comes back.”<br />

The dealer continued to jab at the gummy glob, that<br />

released a sour aroma from the effort. “Sooner or later, Old<br />

Wormy needs to be fed, and when it comes to theology, Old<br />

Wormy is not a fussy eater.” Inferring from my stupor that I<br />

was unlikely to say anything for the rest <strong>of</strong> the evening, Sculley<br />

picked up the Talib purse, tossed it into my lap, turned <strong>of</strong>f the<br />

lights in the main shop, and left me alone in his eerie storehouse<br />

<strong>of</strong> memories and dreams.<br />

Note: Wade Crumston’s Hungry for God (Sparrows Press, 1981) is lamentably out <strong>of</strong> print.<br />

The editors <strong>of</strong> Cabinet are studying the feasability <strong>of</strong> an <strong>of</strong>fprint republication <strong>of</strong> extended<br />

excerpts. Whitehead’s interview with Walter Sculley was published in the first <strong>issue</strong> <strong>of</strong><br />

Cabinet, and information about his movie, The Bone Trade, directed by John Dryden, is<br />

available at www.bonetrade.com. Dead Letters is available as a staalplaat CD, or by contact-<br />

ing Gregory Whitehead directly: gregor@berkshire.net.


Not Your NamE, mINE<br />

paul scHmelzer<br />

A few years back, I had lunch with an 8-year-old named Spencer<br />

and his father, Ron. We were at an outdoor restaurant in Madison,<br />

Wisconsin, and one <strong>of</strong> that town’s favorite sons, jazz musician<br />

Ben Sidran, sat at a nearby table. Ron urged Spencer – who<br />

has Asberger’s Syndrome, a milder variant <strong>of</strong> autism – to get an<br />

autograph, and Sidran, accustomed to such requests, gladly<br />

obliged. But when he handed the autograph back to the boy,<br />

Spencer retorted, “Not your name, mine!” The musician scribbled<br />

out his own name and rewrote the boy’s.<br />

Six months ago, inspired by this inadvertent deconstruction<br />

<strong>of</strong> celebrity, I began writing to artists, writers, actors, and<br />

political figures asking them to sign my autograph. A simple<br />

enough premise, intended to both examine celebrity – what<br />

does it mean that Yoko Ono signed the name <strong>of</strong> a complete<br />

unknown? <strong>And</strong> what is the value <strong>of</strong> that signature? – and celebrate<br />

those who have shaped my beliefs. I’ve considered<br />

what these responses might mean to me – it’s Zen-like, this<br />

repetition; it’s egotistical; it’s a way <strong>of</strong> stealing energy from<br />

those I respect; it fits into an art historical context alongside<br />

explorations by Richard Prince, Bruce Conner, Alan Berliner,<br />

and others. But in the end, as much as I wanted the project to<br />

critique one aspect <strong>of</strong> the “society <strong>of</strong> the spectacle,” I’m always<br />

left with the selfish glow <strong>of</strong> excitement: someone famous<br />

signed my name.<br />

More than 50 celebrities have so far contributed to the<br />

project, and another 40 either didn’t understand it and signed<br />

their own names (damn you, James Brown!), or left the autograph<br />

business to their handlers, who mailed out preprinted<br />

8x10s. (A rare response: Mikhail Baryshnikov, who took the<br />

time to write, “Not interested. Thank you” – a full four syllables<br />

longer than my name.)<br />

Here is a sampling <strong>of</strong> those who’ve participated.<br />

1. Edward O. Wilson, 2. Frank Gehry, 3. Ben Sidran, 4. Billy Bragg,<br />

5. Jenny Holzer, 6. Bonnie Blair, 7. Yoko Ono, 8. Annie Sprinkle,<br />

9. Kim Gordon, 10. Laurie <strong>And</strong>erson, 11. Spalding Gray, 12. Maya Lin,<br />

13. Doris (GrannyD) Haddock 14. Pat Buchanan, 15. David Sedaris,<br />

16. Henry Louis Gates, 17. Fats Domino, 18. Sen. Paul Wellstone,<br />

19. Naomi Klein, 20. Merce Cunningham, 21. Winona LaDuke.<br />

66<br />

1.<br />

2.<br />

3.<br />

4.<br />

5.<br />

6.<br />

7.


8.<br />

9.<br />

10.<br />

11.<br />

12.<br />

13.<br />

14.<br />

15.<br />

16.<br />

17.<br />

18.<br />

19.<br />

20.<br />

21.


failure


lackness. GOD gave the Earth<br />

o that living things could flourish<br />

ted a man and called him Adam.<br />

ons for doing this was to prove to<br />

goodness would always triumph<br />

s populated by angels, and those<br />

not good enough in GOD’s eyes<br />

hell forever. These were known<br />

s’. When the Devil noticed what<br />

to do, he saw to it that humans<br />

good ended up in hell. These lost<br />

emned to Eternal Damnation in<br />

h was a horrible place burning<br />

placed in a beautiful and verdant<br />

D had made especially for him,<br />

n was like paradise, in fact it was<br />

dise (although most <strong>of</strong> the Earth<br />

he time). It was also known as the<br />

hly Delights. Adam ran around<br />

uit and vegetables, and playing<br />

ls, in a state <strong>of</strong> innocence. But<br />

as not an animal and had the<br />

, he became bored and wanted<br />

to. So GOD removed one <strong>of</strong><br />

le he was asleep and from it he<br />

woman. Eve was just like Adam<br />

particular physical features. Their<br />

uctive) organs were what differ-<br />

in fact made them opposites,<br />

nd Eve didn’t realise this because<br />

what these organs were for.<br />

Adam and Eve were very happy<br />

<strong>of</strong> their time discovering what<br />

, eating fruit and stroking the<br />

who were their friends. But they<br />

eary <strong>of</strong> their perpetual state <strong>of</strong><br />

bliss. They became dissatisfied<br />

and wondered why they should<br />

s will.<br />

tree in the garden that GOD had<br />

ot to touch. It was called the Tree<br />

and on no account were they to<br />

ve was most curious to know what<br />

tree would taste like and one day<br />

seductive serpent persuaded her<br />

never notice just one fruit. The<br />

d apples. Adam was horrified, but<br />

im to pick just one, and have a<br />

into the apple.<br />

nt the sky turned black, and a<br />

hunder roared, lightning flashed<br />

wled, terrifying Adam and Eve,<br />

xperienced bad weather and had<br />

as happening to them. Cowering<br />

ice <strong>of</strong> GOD told them that they<br />

the forces <strong>of</strong> evil and picked<br />

ruit from the Tree <strong>of</strong> Knowledge.<br />

innocence for ever and would<br />

yearning for what they had lost.<br />

ith him to make the storm stop,<br />

were sorry and would never dis-<br />

but he said his decision was irrev-<br />

would have to live with their mis-<br />

said that they had committed the<br />

d that this is what they would<br />

s for – the event would henceforth<br />

e Fall. Since Eden wasn’t enough<br />

had determined that unless they<br />

ed for the rest <strong>of</strong> their lives, the<br />

im in Heaven but would be con-<br />

es <strong>of</strong> Hell. This put the ‘Fear <strong>of</strong><br />

terrible catastrophe, GOD ban-<br />

Eden for ever. Distraught and<br />

and Eve were now at the mercy<br />

hich was <strong>of</strong>ten bad when before<br />

n lovely. Significantly, they <strong>of</strong>ten<br />

uilty, which was a new and con-<br />

Furthermore, they had realised<br />

were different, and became both<br />

epelled by each other. They were<br />

their nakedness and covered their<br />

leaves. In short, they discovered<br />

nd they had sexual intercourse<br />

Eve giving birth to a child. Thus<br />

began to multiply, and everyone<br />

om Adam and Eve.<br />

d to eat, and so they learned how<br />

cultivating the land and killing<br />

eveloped an instinct for survival,<br />

d to kill each other. Hunted by<br />

imals became shy and developed<br />

hiding and running away. Being<br />

red the hierarchy <strong>of</strong> the animals,<br />

gh unlike Adam and Eve they<br />

nocence. None <strong>of</strong> this would have<br />

am and Eve had not tasted the<br />

, but in fact, it was all part <strong>of</strong><br />

lan. His plan ensured that they<br />

difference between good and evil<br />

otivated to have faith in him.<br />

d carried on reproducing, farm-<br />

d building, spreading out over<br />

f the Earth until they were rela-<br />

ed. They developed cities, indus-<br />

gri<strong>culture</strong> and entertainment. To<br />

they constructed laws, moral val-<br />

territories. They had even begun<br />

be and explain the place Earth on<br />

, to try to work out how they got<br />

would happen to them after they<br />

that they had a Creator, who<br />

man and was called GOD.<br />

<strong>of</strong> the Earth had become blasé<br />

xistence <strong>of</strong> GOD, since it seemed<br />

do no wrong in his eyes. Sex was<br />

vourite pastimes, and they had<br />

ate all the time, not necessarily<br />

se <strong>of</strong> producing children. They<br />

ther and were becoming obsessed<br />

ssessions and power. They treated<br />

, and they no longer saw them-<br />

o each other and to the animals.<br />

ole they knew the difference<br />

d evil. Those who had seen GOD<br />

whole book in her name. Certainly she was the<br />

daughter <strong>of</strong> a prophet or some similarly well<br />

known man. Cain and Abel were the sons <strong>of</strong> Isaac.<br />

They had an argument which resulted in the acci-<br />

dental murder <strong>of</strong> Abel by Cain, who threw a rock<br />

at his head. Cain was forever scarred by this event,<br />

and the Mark <strong>of</strong> Cain, whether real or metaphor-<br />

ical, came to be symbolic.<br />

T he Prodigal Son left the family home because<br />

his father divided up his land between his<br />

three sons, and he wasn’t happy with his lot. He<br />

went <strong>of</strong>f to seek his fortune in the world, which<br />

nearly broke his father’s heart. In his absence, the<br />

other stay-at-home brothers squabbled over the<br />

third share <strong>of</strong> land, and became greedy, idle and<br />

lazy. Although they had at first seemed to care<br />

more about their father, because they had stayed at<br />

home, the farm went to rack and ruin. Meanwhile<br />

the Prodigal Son did not fare any better than he<br />

would have done if he had stayed at home and<br />

worked his plot <strong>of</strong> land. So he returned to claim it<br />

back. His father forgave him for leaving. This is<br />

known as the ‘Return <strong>of</strong> the Prodigal Son’.<br />

There was also a king who was asked to adju-<br />

dicate over a maternity dispute. Two mothers were<br />

claiming the same baby. He declared that the only<br />

way to settle the problem was to cut the baby in<br />

half, wisely realising that the real mother would<br />

rather give the baby up, than let it die. When she<br />

did so, he restored her child to her, since her care<br />

for the child’s life had proved to be greater than<br />

her desire to keep it for herself.<br />

D aniel was an important leader, who was<br />

unfortunately thrown into a lion’s den. He<br />

managed to avoid being eaten by talking to the<br />

lion calmly. Jonah was also persuasive – he ended<br />

up in the belly <strong>of</strong> a whale after being swallowed,<br />

but persuaded the whale to open its mouth and let<br />

him walk free.<br />

M oses is the most famous person in<br />

the Old Testament, followed by Abraham,<br />

Noah, Elijah (who was once fed by ravens when he<br />

was starving), Solomon, and David. They were all<br />

leaders <strong>of</strong> tribes, mostly in Egypt and Israel, and<br />

<strong>of</strong>ten direct descendants <strong>of</strong> each other.<br />

Moses achieved numerous and incredibly<br />

important things for his people, helped by GOD.<br />

He began life as an abandoned child, and was<br />

found floating in a basket, stuck in some bulrush-<br />

es on the river Nile. He grew up to be precocious-<br />

ly intelligent and wise, and became a prophet and<br />

a religious leader <strong>of</strong> his tribe. He could see that<br />

things were going seriously wrong with the<br />

human race and this worried him gravely.<br />

Moses, like other prophets, was prone to see-<br />

ing strange things which were made to appear to<br />

him by GOD. The spontaneous combustion <strong>of</strong> the<br />

Burning Bush is a dramatic example. These<br />

visions made him all the more faithful to GOD,<br />

since they were so incredible. So when GOD asked<br />

him to climb to the top <strong>of</strong> a mountain in the<br />

desert, he didn’t hesitate. He fasted while he was<br />

up there (the idea <strong>of</strong> fasting was to become<br />

closer to GOD by ignoring the demands <strong>of</strong> your<br />

mortal body).<br />

G od revealed to Moses ten rules for his people<br />

to live by, and instructed him to have these<br />

Commandments engraved on stone tablets so that<br />

everyone could read them. They were: Thou shalt<br />

not kill, thou shalt not steal, thou shalt not covet<br />

thy neighbour’s possessions, thou shalt not commit<br />

adultery, thou shalt not take the Lord’s name in<br />

vain, thou shalt not worship graven images, thou<br />

shalt love thy neighbour as thy would thyself, thou<br />

shalt honour thy father and mother, and there<br />

were two more.<br />

These formed the basis for the establishment<br />

<strong>of</strong> a group <strong>of</strong> followers called the Chosen Few.<br />

Many joined them because they felt that things<br />

were going from bad to worse, and they wanted<br />

something to believe in. They were afraid <strong>of</strong><br />

dying and going to Hell and the promise <strong>of</strong><br />

Heaven comforted them. The fear <strong>of</strong> GOD’s<br />

wrath was the lynchpin <strong>of</strong> the belief system.<br />

GOD was known to be good, and only to be feared<br />

if his Commandments were disobeyed. He told<br />

them to Moses to make it easy for people to<br />

follow his guidance, giving them the incentive <strong>of</strong><br />

life in Heaven.<br />

At this point the people began to fall into two<br />

camps – those that followed Moses and the other<br />

prophets, and those that decided that if this GOD<br />

were invisible to them, he probably didn’t exist.<br />

Therefore they chose their own deities and made<br />

statues and pictures to represent them. Since the<br />

Bible is about a particular GOD and how to carry<br />

out his wishes, obviously it does not specify any<br />

other GOD who is worthy <strong>of</strong> worship. One <strong>of</strong> the<br />

Ten Commandments forbids the worship <strong>of</strong><br />

graven images, and this is how the Jews came to<br />

have no representations <strong>of</strong> GOD. The Words <strong>of</strong><br />

GOD were enough to represent him.<br />

T he story <strong>of</strong> the Writing on the Wall – during<br />

a feast in a temple, some anonymous auto-<br />

matic writing appears on the wall, which strikes<br />

terror into the hearts <strong>of</strong> those that see it.<br />

G od told his people not to make <strong>of</strong>ferings to<br />

him, only to pray and to make sacrifices <strong>of</strong><br />

animals. There is lots <strong>of</strong> sacrifice in the Bible, usu-<br />

ally involving lambs, rams, and calves. GOD even<br />

asked Abraham to sacrifice his own son, Isaac, to<br />

prove his faith. Abraham knew that GOD would<br />

not ask this without good reason, so he complied<br />

with the request, prepared an altar, and had his<br />

son placed on it, ready for the sacrificial sword.<br />

While the knife was poised above his son’s heart,<br />

Abraham had a vision <strong>of</strong> GOD, and before his very<br />

eyes his son was turned into a lamb, and he killed<br />

the lamb instead. Abraham had passed the ulti-<br />

mate test <strong>of</strong> faith – to love GOD more than his<br />

own flesh and blood.<br />

Sinners against GOD’s word in thought (very<br />

important) or deed, began to make him very<br />

W hen some tribes were starving in the desert,<br />

GOD showed his mercy by providing them<br />

with food. Overnight fine flakes fell from the sky,<br />

which were like bread when eaten in quantity. At<br />

dawn a heavy dew was deposited and this was<br />

sweet to taste like honey. Flocks <strong>of</strong> quails were all<br />

around. The people ate the quails, the honeydew<br />

and the flakes, which were called manna – this is<br />

known as the story <strong>of</strong> the Manna and Quails.<br />

A great famine was prevented by Joseph, the<br />

son <strong>of</strong> Jacob, a Canaanite, (who was the son <strong>of</strong><br />

Esau) and the head <strong>of</strong> a tribe. (Jacob had an event-<br />

ful life – he was sleeping in a field one night, rest-<br />

ing his head on a stone, and dreamt he saw a lad-<br />

der reaching up to a cloud. In addition, at some<br />

point in his life he had to wrestle with some<br />

angels). Joseph was one <strong>of</strong> twelve sons, <strong>of</strong> whom<br />

the youngest was called Benjamin. But Joseph was<br />

the favourite. His father had given him a beautiful<br />

‘Coat <strong>of</strong> Many Colours’, which made his brothers<br />

very jealous. They were also irritated by the fan-<br />

tastic dreams he had. So they resolved to get rid <strong>of</strong><br />

him, and somehow they did. Joseph ended up<br />

working as a baker in the kitchen <strong>of</strong> a rich man<br />

called Potiphar. Word got around that he could<br />

interpret dreams, and eventually he became<br />

Potiphar’s right hand man. All Joseph’s dream<br />

interpretations proved correct, and by paying<br />

attention to them Potiphar managed to amass con-<br />

siderable wealth. Unfortunately, Joseph caught<br />

Potiphar’s wife’s eye and she tried to seduce him.<br />

Potiphar found out and thought that it was Joseph<br />

who had been the seducer. He had him thrown<br />

into a dungeon.<br />

Even from prison Joseph’s interpretative tal-<br />

ents stood him in good stead. He interpreted his<br />

fellow prisoner’s dreams, and when Pharaoh got<br />

word <strong>of</strong> his talents, he summoned him to his<br />

palace. He had a dream which really worried him<br />

in which seven thin cows ate seven fat cows, but<br />

did not derive any nourishment from them. Joseph<br />

predicted seven years <strong>of</strong> bumper harvest followed<br />

by seven years <strong>of</strong> famine. He advised the king to<br />

stockpile food in the good years and then ration in<br />

the bad years. Sure enough, the predictions were<br />

correct, the people followed Joseph’s advice, and<br />

no one starved. His position as the Pharaoh’s advi-<br />

sor was secured.<br />

However Joseph’s good-for-nothing brothers<br />

in Canaan were not so lucky. They had not heeded<br />

the warning and were going hungry. In the end<br />

they went to Egypt to throw themselves at the<br />

mercy <strong>of</strong> the Pharaoh. They were received by<br />

Joseph, and didn’t realise he was their long lost<br />

brother, although he recognised them. He had a<br />

dream in which he saw eleven stars bowing down<br />

to his star, and had interpreted this to mean that<br />

the brothers did feel remorse for their sins. Before<br />

he gave them food, Joseph decided to play a trick<br />

on them, to see if they had an ounce <strong>of</strong> goodness in<br />

their hearts.<br />

He planted a silver cup or something in the<br />

bag <strong>of</strong> the youngest, Benjamin, whom he loved<br />

the most. Then he accused all ten <strong>of</strong> them <strong>of</strong> steal-<br />

ing the cup, and it was found. The brothers tried<br />

to clear his name, and insisted that they be pun-<br />

ished instead <strong>of</strong> him – feeling retrospective guilt<br />

for what they had done to their other brother.<br />

They said it would break their father’s heart to<br />

lose two sons. So Joseph, satisfied, pardoned them,<br />

and revealed his true identity. They were incredu-<br />

lous until he showed them his multi-coloured coat.<br />

D avid the Giant killer was the son <strong>of</strong> someone<br />

famous and the father <strong>of</strong> Solomon or the<br />

other way around. He was to become king <strong>of</strong> his<br />

people, who lived in Israel and were amongst<br />

GOD’s Chosen Few. When his people were being<br />

terrorised by a giant. David fought the giant and<br />

killed him with his slingshot, earning himself the<br />

name ‘giant-killer’.<br />

A nother tale <strong>of</strong> how weakness can overcome<br />

strength is that <strong>of</strong> Samson the strong man.<br />

He succumbed to the charms <strong>of</strong> a woman named<br />

Delilah who was fascinated by his fabled strength.<br />

In an unguarded moment he revealed to her that<br />

his strength was only preserved if his long hair<br />

was left uncut. One night when he was asleep she<br />

cut <strong>of</strong>f his hair. Samson was awoken by the shouts<br />

that the temple was collapsing. He could have held<br />

up the main supporting beam and saved the tem-<br />

ple, but his strength had been taken from him by<br />

Delilah. His faith had lapsed, momentarily, but<br />

fatally. The temple collapsed and crushed those<br />

that were in it to death.<br />

G od’s general opinion <strong>of</strong> human kind had not<br />

changed. The cities <strong>of</strong> Sodom and Gomorrah<br />

gave him most cause for despair. These were sinful<br />

places, full <strong>of</strong> fun palaces, dens <strong>of</strong> iniquity and<br />

vice. Anyone with any moral fibre was bound to<br />

leave, as did Lot. But Lot’s wife wanted to stay, and<br />

was so difficult to persuade, that once he did get<br />

her on to the road out <strong>of</strong> town, Lot made her<br />

promise not to look back, thinking that she would<br />

be too tempted to return. Temptation did indeed<br />

get the better <strong>of</strong> her, and she was turned into a<br />

Pillar <strong>of</strong> Salt. Those that remained had the idea<br />

<strong>of</strong> building a tower to reach Heaven, where they<br />

were convinced even greater delights than the sins<br />

<strong>of</strong> the flesh awaited them. The Tower <strong>of</strong> Babel<br />

was a magnificent folly, with steps spiralling up<br />

the exterior and lots <strong>of</strong> windows. It was the high-<br />

est building in the world, and it really tried GOD’s<br />

patience. He didn’t destroy it, but he gave all the<br />

different races in the city different languages, so<br />

that communication and thus the building project,<br />

was impossible. The cacophony <strong>of</strong> voices coming<br />

from the tower came to be known as ‘babble’. The<br />

tower never reached heaven.<br />

I t wasn’t just Lot who was looking for a better<br />

place to live. Noah had been told by GOD to<br />

build a boat, and he obeyed, for he could see that<br />

the people <strong>of</strong> Sodom and Gomorrah were on a<br />

slippery slope. He started construction <strong>of</strong> the huge<br />

vessel, assisted by Mrs Noah, his sons Shem, Ham<br />

unleashing a rainstorm <strong>of</strong> unprecedented scale.<br />

For forty days and nights it rained in torrents and<br />

the land was flooded as far as the eye could see.<br />

The water level continued to rise until all living<br />

and breathing things were drowned. Noah, mean-<br />

while, on GOD’s instruction, had loaded a breed-<br />

ing pair <strong>of</strong> every species <strong>of</strong> creature on to the Ark,<br />

two by two, and he and his family were floating<br />

safely on the floodwaters. They drifted around for<br />

ages, until one day Noah sent a Dove to find out if<br />

there was any dry land. The dove returned carry-<br />

ing an olive branch in its beak, which was a sign <strong>of</strong><br />

hope. Eventually the Ark came to rest on the top<br />

<strong>of</strong> what had been Mount Ararat. The Ark was<br />

unloaded, and the animals went forth to increase<br />

and multiply.<br />

This is how GOD started again – Noah’s sons<br />

and their wives became the ancestors <strong>of</strong> a new<br />

people. They were very grateful to GOD for spar-<br />

ing them, and their faith in him increased. As the<br />

waters receded, the Ark was left high and dry, and<br />

fertile land uncovered, so that Noah and his<br />

descendants could grow plenty <strong>of</strong> food. There is an<br />

unfortunate postscript to this story – Noah abused<br />

one <strong>of</strong> his granddaughters, and was found out. He<br />

was confronted by the rest <strong>of</strong> the family and had<br />

to repent. After this new beginning, GOD took a<br />

firmer hand in the destiny <strong>of</strong> his people. He want-<br />

ed them to establish a homeland and centre for his<br />

worship. He promised his ‘Chosen Few’ lands <strong>of</strong><br />

their own, which they called the Promised Land.<br />

They were nomadic tribespeople, living in the<br />

desert in Egypt. The Promised Land turned out to<br />

be Jerusalem in Israel, but first they had to get<br />

there, and fight Egypt for it. Moses and Abraham,<br />

King David, and Solomon were all leaders at vari-<br />

ous times. Several generations later they reached<br />

their goal, and became known as the Israelites.<br />

A historic episode took place – that <strong>of</strong> the<br />

Parting <strong>of</strong> the Waves, also known as the Red<br />

Sea Crossing. The Chosen Few were travelling in<br />

the desert and had run out <strong>of</strong> food. Their route lay<br />

through the wilderness, and their morale was very<br />

low. Egyptian troops were closing in on them and<br />

they were cornered. GOD told Moses to hold his<br />

staff al<strong>of</strong>t and the waters <strong>of</strong> the Red Sea would<br />

part, opening the way to safety. Moses did this and<br />

the sea rose up, forming a towering canyon with<br />

walls <strong>of</strong> water, and the sea bed was dry. They<br />

began the long crossing, but were pursued by the<br />

Egyptians. When the Egyptians reached the mid-<br />

dle <strong>of</strong> the sea bed, GOD turned it to mud, so that<br />

their progress was slowed and they couldn’t catch<br />

up with Moses and his people. Once the Chosen<br />

Few were safely on the other side, in Jordan, GOD<br />

allowed the waters to close over the Egyptians and<br />

every single one <strong>of</strong> them was drowned.<br />

T he founding <strong>of</strong> Jerusalem, or Zion, City <strong>of</strong><br />

GOD, is described at great length in the parts<br />

<strong>of</strong> the Old Testament that are devoted to econom-<br />

ics, laying down <strong>of</strong> laws, the division <strong>of</strong> land, and<br />

establishment <strong>of</strong> a political hierarchy. Battles were<br />

frequent, the Battle <strong>of</strong> Jericho being particularly<br />

famous. Joshua signalled the attack with trumpets<br />

made from ram’s horns, and the Walls <strong>of</strong> Jericho<br />

were pulled down. Further stories are told in<br />

Deuteronomy, Judges, Leviticus (named after<br />

Levi), and Ecclesiastes. Philistines, Pharisees,<br />

scribes, and money-lenders all played their part<br />

in the life <strong>of</strong> the city. David was a major player, he<br />

was at this point a king, and his son was called<br />

Solomon (who had a wife called Bathsheba).<br />

Solomon was known for his wisdom (the Wisdom<br />

<strong>of</strong> Solomon), and there is a whole book devoted to<br />

a long lament about Jerusalem and the journey to<br />

the promised land, called the Song <strong>of</strong> Solomon, or<br />

Song <strong>of</strong> Songs. It tells <strong>of</strong> sitting by the river <strong>of</strong><br />

Babylon and weeping for the memory <strong>of</strong> Zion.<br />

Babylon, which was destroyed by GOD, was a city<br />

dedicated to pleasure, and it had one <strong>of</strong> the seven<br />

wonders <strong>of</strong> the world, the Hanging Gardens. It<br />

came to represent the unattainable, or what could<br />

only be attained by those who were good.<br />

Jersualem was the holiest place for the Israelites,<br />

but they weren’t permitted to build temples or<br />

worship there, as the rulers did not recognise their<br />

new religion.<br />

Rituals and rules were established, and<br />

sacred places and objects began to emerge. Some<br />

men wore a small box tied to their foreheads,<br />

called a phylactery. It would have contained a bit<br />

<strong>of</strong> scroll. A bunch <strong>of</strong> marjoram might be used as a<br />

brush and dipped in blood, to daub the front door<br />

<strong>of</strong> a house for some reason. Soil was <strong>of</strong>ten sealed in<br />

some kind <strong>of</strong> vessel, as were scrolls.<br />

T he best sacred vessel by far is the Ark <strong>of</strong> the<br />

Covenant. The Convenant is the dead sea<br />

scrolls, or some other part <strong>of</strong> the first writing<br />

down <strong>of</strong> the Old Testament. GOD required Moses<br />

to have this made at the same time as he dictated<br />

the Ten Commandments. It was a portable chest<br />

with shoulder rests, and had a golden angel on<br />

each <strong>of</strong> the four corners. The Ark was carried<br />

around by Moses and wherever it came to rest was<br />

a most sacred and holy spot. It was like a portable<br />

temple, and it ended up (in the Old Testament at<br />

least) in the temple in Jerusalem.<br />

T he end <strong>of</strong> the Old Testament has the<br />

Israelites waiting for the birth <strong>of</strong> the<br />

Messiah, the son <strong>of</strong> GOD, who will be sent to save<br />

them from themselves.<br />

T he story begins with Joseph, a carpenter who<br />

lived on the shores <strong>of</strong> Lake Galilee. He had a<br />

wife, Mary, but they were childless. In fact Mary<br />

was a Virgin. One day an angel called Gabriel<br />

appeared to Mary, and he had wings like drifted<br />

snow and fiery eyes. He may actually have<br />

appeared to her as a dove. Gabriel told that she was<br />

with child, her (this event is usually referred to as<br />

the Annunciation), and that the child was very<br />

special, because he was the Son <strong>of</strong> GOD, a mani-<br />

festation <strong>of</strong> GOD on Earth. He was to be called<br />

Jesus when it was born and he had been sent to<br />

Earth by GOD to take away the sins <strong>of</strong> the Earth.<br />

were full, however one inkeeper, seeing Mary’s<br />

condition, <strong>of</strong>fered them his stable in Bethlehem,<br />

and that is where Jesus was born. Mary wrapped<br />

the baby in swaddling clothes and laid him in<br />

a manger.<br />

T he shepherds and the kings arrived at the sta-<br />

ble just after Jesus had been born. He was sit-<br />

ting in Mary’s lap, and she was dressed in blue.<br />

Joseph and the ox and ass that lived in the stable<br />

were staring at the child in adoration. The new-<br />

born child had a powerful and precocious influ-<br />

ence over all who set eyes on him. The shepherds<br />

and kings prostrated themselves before him, and<br />

laid their gifts at his feet. The shepherds brought<br />

lambs as gifts. Lambs are very important symbols<br />

in the Bible. Soon the glad tidings <strong>of</strong> great joy<br />

spread, and crowds <strong>of</strong> people came to the stable in<br />

Bethlehem to worship Jesus. Cherubim and<br />

seraphim (small childlike angels) hovered above<br />

the stable.<br />

J esus grew up a carpenter like his father. He was<br />

always a special child and as soon as he was old<br />

enough he began travelling around, making<br />

friends and telling stories. It was clear that he had<br />

extraordinary powers <strong>of</strong> perception, and these<br />

soon made him famous in Galilee. He gathered a<br />

band <strong>of</strong> loyal followers who became known even-<br />

tually as the Apostles, the Disciples, or simply,<br />

‘The Twelve’.<br />

J esus was always trying to make good honest<br />

people feel the power <strong>of</strong> GOD, and to have<br />

more faith and believe in themselves: ‘you are the<br />

light <strong>of</strong> the world/salt <strong>of</strong> the Earth’, ‘don’t hide<br />

your light under a bushel’ and ‘if your slate is<br />

clean, then you can throw stones’, were some <strong>of</strong><br />

his favourite sayings. But what really got people<br />

excited and increased his following was his ability<br />

to achieve the impossible. All his life he per-<br />

formed what became known as Miracles. The<br />

most mundane <strong>of</strong> these occurred at a wedding at<br />

Cana, when there was no wine, so Jesus had them<br />

fill several barrels with water, which flowed out as<br />

wine, this is referred to as the ‘Water into Wine’<br />

miracle. More dramatic was the Feeding <strong>of</strong> the<br />

Five Thousand – an occasion where his followers<br />

had gathered to hear him preach, but there was<br />

nothing to feed them with except one loaf and one<br />

fish. Jesus bade people to look in their baskets and<br />

lo! there was fish and bread for everyone (also<br />

known as Loaves and Fishes). Along the same lines<br />

he told a farmer, whose crops had failed, to sow his<br />

barren field with pebbles instead <strong>of</strong> corn, and have<br />

faith in GOD. Sure enough the stones grew into<br />

fat ears <strong>of</strong> corn which thrived.<br />

Medical miracles were even more amazing –<br />

people were constantly coming to be healed <strong>of</strong><br />

their ailments by Jesus. (The miracles only worked<br />

if people had true faith). A man who had never<br />

walked got up from his bed and walked unaided. A<br />

blind man regained his sight. Most impressive was<br />

the Resurrection <strong>of</strong> Lazarus, who was actually<br />

dead and in his tomb until Jesus arrived, when he<br />

rose form the dead and breathed again. But surely<br />

the best miracle was the Walking on Water. When<br />

they were out fishing one day, to prove to a doubt-<br />

ing disciple that GOD was really acting through<br />

him, Jesus stepped out <strong>of</strong> the boat and simply<br />

walked on the surface <strong>of</strong> the sea.<br />

The miracles were really tests <strong>of</strong> faith, and<br />

Jesus himself had to prove his own loyalty to his<br />

Father. Naturally his tests <strong>of</strong> faith were harder to<br />

endure. His forty days in the desert with the Devil<br />

were the worst ordeal (apart from the final days<br />

<strong>of</strong> his life). The Devil took him flying over the<br />

desert and showed him some truly fabulous<br />

things. He tempted him with riches and power<br />

beyond all imagining, and doubtless in more sub-<br />

tle and devious ways. But Jesus resisted every-<br />

thing, content to walk around in his simple robe<br />

and sandals and get food where he found it.<br />

T he disciples were Matthew, Mark, Luke, John<br />

‘the Baptist’, Peter ‘the Rock’, Paul, Simon,<br />

James, and three others. Because some <strong>of</strong> them<br />

were fishermen by trade, and they went around<br />

converting people to the faith preached by Jesus,<br />

they were known as ‘fishers <strong>of</strong> men’. The fish is<br />

thus an important Biblical symbol, and actually<br />

symbolises Christianity itself. Ritual total immer-<br />

sion in water was the method used to welcome<br />

people into the faith. This was called baptism. The<br />

disciple called John did most <strong>of</strong> this baptising, for<br />

which he was known as John the Baptist.<br />

B aptism was usually done in a river – John was<br />

<strong>of</strong>ten to be found up to his waist surrounded<br />

by waiting crowds performing a mass baptism. He<br />

had long hair and a beard, like Jesus. Because <strong>of</strong><br />

John’s active role, Herod thought he was a threat<br />

and had him thrown into jail. Herod had a mis-<br />

tress called Salome, with whom he was so besotted<br />

that she could ask anything <strong>of</strong> him. Her famous<br />

‘Dance <strong>of</strong> the Seven Veils’ only fanned the flames<br />

<strong>of</strong> his desire for her. Salome provoked Herod’s<br />

jealousy by trying to seduce John in his prison cell.<br />

She was fascinated by his piety, and saw it as a<br />

challenge. He, <strong>of</strong> course, resisted all her advances<br />

but Herod was so jealous that when Salome, angry<br />

that John had spurned her, asked Herod for his<br />

head on a plate, he acquiesced. When Salome<br />

received the head she kissed its lips and declared<br />

that she had possessed John at last.<br />

Just as John was seen as dangerous by Herod,<br />

so Jesus was attracting the attention <strong>of</strong> both<br />

Herod and Pontius Pilate <strong>of</strong> Jerusalem, for being<br />

called the King <strong>of</strong> the Jews. His power over the<br />

rabble was increasing, and it was beginning to<br />

look as though it might lead to riots. Herod inter-<br />

rogated Jesus and asked him how he dared to call<br />

himself the King <strong>of</strong> the Jews, but Jesus said, ‘it is<br />

you who call me that’. Herod thought this very<br />

insolent, and said that he would leave it to Pilate<br />

to deal with. It is implied that he was a little<br />

afraid <strong>of</strong>, or in awe <strong>of</strong> Jesus.<br />

n Jerusalem Jesus had two enemies among the<br />

arrest him. Judas eventually agree<br />

grudge against Jesus), but at leas<br />

take the money.<br />

J esus knew that his time on E<br />

over. He summoned his Discip<br />

Supper. They all bathed each oth<br />

brought a bottle <strong>of</strong> expensive<br />

anointed Jesus’ feet using her h<br />

Judas, feeling guilty, objected ang<br />

Mary (who was a prostitute) wa<br />

doing this for Him. Jesus told him<br />

only throw stones if his own slat<br />

hint that he knew what was go<br />

Judas said that the money spent o<br />

could have gone to the poor and<br />

even angrier. He told the Disciples<br />

sufferings <strong>of</strong> the poor, they should<br />

for the good things in life. He urg<br />

argue but to make the most <strong>of</strong> t<br />

what little time he had left.<br />

Jesus passed round some bre<br />

wine, which he wanted everyone<br />

with him. He asked that they<br />

when they eat and drink, saying<br />

will represent his Body and the<br />

This ritual became known as the<br />

disciples were incredulous when J<br />

going to leave them. Jesus became<br />

them, for they were all a bit drun<br />

that not only was he to die in nex<br />

also that very night, one <strong>of</strong> the tw<br />

ever having known him, and anoth<br />

him. Peter, he said, would deny h<br />

before the cock crows, and Judas w<br />

with a kiss.<br />

J esus wanted them all to stay a<br />

with him in the garden <strong>of</strong> G<br />

one by one the wine got the bette<br />

and he was alone in his final hours<br />

knew that this was GOD’s will<br />

Pilate’s soldiers accompanied by C<br />

arrest him and Judas marked h<br />

treacherous kiss on the ear. W<br />

awoke it was too late and they to<br />

<strong>of</strong>f for questioning. Peter eventua<br />

he knew Jesus and just as he repe<br />

third time, the cock crowed and h<br />

he had done.<br />

Jesus was taken to see Pilate,<br />

him about his motives and <strong>of</strong>fered<br />

he renounced his GOD. Pilate w<br />

by such a charismatic man an<br />

inclined to let him go, even try<br />

responsibility back to Herod, who<br />

Galilee, where Jesus was born. B<br />

Caiaphas and his supporters, Pila<br />

ed that only the emperor Caesar<br />

gious ruler, and that Jesus must th<br />

demned to death. The fickle crow<br />

for blood and when Pilate <strong>of</strong>fered<br />

prisoner, they demanded that it<br />

robber, rather than Jesus. Pilate ga<br />

Jesus to be crucified. He called for<br />

and publicly washed his hands <strong>of</strong><br />

O n a Friday Jesus was taken to<br />

was made to wear a purple ro<br />

<strong>of</strong> thorns and to carry the cross o<br />

route to the Mount <strong>of</strong> Olives was<br />

ple and several times he collapse<br />

tion. The disciples, Mary Magdal<br />

ents were gathered there and a ma<br />

<strong>of</strong> Arimathea. They endured the<br />

and two thieves being nailed to<br />

had a nail driven through each<br />

through both feet. There was a sig<br />

cross above him with four letters<br />

spelt ‘King <strong>of</strong> the Jews’.<br />

J esus’s time on the cross is<br />

Crucifixion, or the Passion (in<br />

pain). Jesus asked for water and on<br />

gave him a sponge soaked in vine<br />

never complained or cried out, bu<br />

why he had forsaken him. A sol<br />

side with the point <strong>of</strong> his lance a<br />

to the ground. Eventually Jesu<br />

ghost’. As he breathed his last, he s<br />

give them, for the know not wha<br />

thee I commend my spirit.’ <strong>And</strong> h<br />

body and ascended to Heaven – th<br />

as the Ascension.<br />

T he next day, Saturday, his frie<br />

body down and the two Mary<br />

in a linen shroud for his burial in<br />

boulder was rolled in front <strong>of</strong> the e<br />

Sunday, the disciples went to visi<br />

discovered that the stone had be<br />

and the body was gone. Only the sh<br />

At first they thought the tomb h<br />

but then Jesus appeared to them<br />

that he had gone Heaven, wher<br />

forevermore on GOD the Father’<br />

am the Resurrection and the<br />

Although his mortal body was no<br />

(or Holy Ghost) had merged to be<br />

and was with them on Earth. This<br />

the Father, the Son, and the Holy<br />

known as the Trinity, or Three in<br />

Three. The disciples, he said, mu<br />

work on Earth and found the Ch<br />

Peter was given this task and was<br />

on which the Church was foun<br />

return to Earth is known as the R<br />

O nce the Church was founde<br />

were kept busy writing th<br />

preaching in the name <strong>of</strong> the Lor<br />

ties are documented in Paul’s and<br />

the Ephesians and the Corinthian<br />

T he final word in the New Te<br />

John, in the book which<br />

Revelations made to him about<br />

world after Jesus. This is not writ<br />

Baptist, but by a hermit who live


70<br />

BlaCK BOX<br />

Tom VanderbilT<br />

In 1997, a Garuda Airlines Airbus 300-B4 crashed into a highland<br />

jungle slope near Medan, North Sumatra, killing 224 people. As<br />

Indonesian police and military teams, aided by aviation investigators<br />

from other countries, combed through the dense Sumatran<br />

canopy for the missing flight data recorder, it was reported<br />

that clairvoyants from a neighboring village had been called in<br />

to assist on the search.<br />

The story seems drawn from the portfolio <strong>of</strong> J. G. Ballard:<br />

The sophisticated electronic device submerged in the primeval<br />

Indonesian murk, the search teams straining for the ping <strong>of</strong> the<br />

homing beacon as local seers delved into their own visions to<br />

locate the signal, Western rationalism run headlong into Eastern<br />

mysticism, nature already crawling over and reclaiming the<br />

aluminum-and-plastic debris field <strong>of</strong> this “flight into terrain.”<br />

<strong>And</strong> yet the opposition between the black box recorder —<br />

or, more correctly, flight data recorder (FDR), and its accompanying<br />

instrument, the cockpit voice recorder (CVR) — and the<br />

Sumatran clairvoyants may be more <strong>of</strong> form than function, for<br />

indeed there is a kind <strong>of</strong> mystical quality to the black box, this<br />

device that, rather than looking ahead in a clairvoyant sense,<br />

is able to look back on the past, presenting through its myriad<br />

recorded variables a lineage <strong>of</strong> how history was, and how it<br />

might have been. If the mystics suggest Tiresias, the blind<br />

prophet <strong>of</strong> Greek mythology able to see forward, then the black<br />

box is akin to the character “Er,” that figure introduced in Plato’s<br />

Republic who is able to report from beyond the dead.<br />

<strong>And</strong> so to a <strong>culture</strong> already fecund with survivor stories<br />

—whether survivors <strong>of</strong> political brutality, broken homes, or<br />

the manufactured reality contests <strong>of</strong> Hollywood — is added the<br />

ultimate sole survivor: this humble “black box,” which in fact is<br />

usually painted Day-Glo orange for obvious reasons <strong>of</strong> visual<br />

reconnaissance (but is <strong>of</strong>ten charred black upon retrieval).<br />

Air disasters, despite their relative rarity (compared to deaths<br />

caused by smoking, industrial accidents, or car crashes), have<br />

become a collective vessel for anxiety, a testing <strong>of</strong> our larger<br />

faith in the promise that technology, so quickly made obsolete,<br />

may someday make death itself obsolete. Thus after<br />

each crash we look eagerly, and more than a bit accusatorily,<br />

toward another bit <strong>of</strong> technology, the black box, whose survival<br />

reaffirms our faith in technology even as its message may<br />

ultimately undermine it — although, admittedly, many crashes<br />

are attributed to “human error.”<br />

While true black box data is in fact incomprehensible to<br />

most <strong>of</strong> us, the transcripts <strong>of</strong> the CVR have entered the lexicon,<br />

collected in Malcolm McPherson’s The Black Box: All-New<br />

Cockpit Voice Recorder Accounts <strong>of</strong> In-Flight Accidents,<br />

deployed in the <strong>of</strong>f-Broadway play Charlie Victor Romeo, and<br />

even used as the narrative inspiration for the hypertext work<br />

<strong>of</strong> Alistair Gentry (100 Black Boxes). They are predictably chilling<br />

exchanges, with an <strong>of</strong>t-recurring theme being the lack <strong>of</strong><br />

cognizance by pilots as to what is actually taking place — they<br />

previous page: Emma Kay, The Bible from Memory, 1997 (detail). This image<br />

previously appeared in Cabinet <strong>issue</strong> 5 but suffered from numerous typographi-<br />

cal errors introduced at the printer. We apologize to Emma Kay, whose work we<br />

admire greatly.


are missing what is called “situational awareness,” dependent<br />

only upon data that may in fact not be telling the truth. Yet<br />

even the survival <strong>of</strong> black box data may not help establish the<br />

truth. In the case <strong>of</strong> EgyptAir flight 990, which dropped mysteriously<br />

into the Atlantic Ocean half an hour after departing<br />

from JFK, the CVR and FDR seemed to tell the following story:<br />

After the captain and copilot had excused themselves from<br />

the cabin (for different reasons), a cruise co-pilot left alone<br />

in the cockpit soon uttered the words “Tawakkalt ala Allah,”<br />

disengaged the autopilot, pulled up on the throttle and put the<br />

airplane’s “elevators” into a steep descent position. The plane<br />

plummeted — so rapidly that EgyptAir’s computers back at<br />

JFK decided the data was incorrect — and as the crew rushed<br />

back to the cockpit they were unable to correct the situation<br />

as the co-pilot uttered the same words again. As The Atlantic<br />

reported, the National Transportation Safety Board (NTSB)<br />

interpreted the voice and data record as showing a “controlled<br />

descent,” i.e., intentional. There it might have ended, save<br />

for the Egyptian government’s insistence the NTSB was misinterpreting<br />

the data — not only that <strong>of</strong> Boeing’s engineers,<br />

but <strong>of</strong> the pilot. The pilot’s utterance did not mean, as the<br />

NTSB had it, “I rely on God,” but rather, “I put my fate in God’s<br />

hands”; or, more grandiloquently, “I depend in my daily affairs<br />

on the omnipotent Allah alone.” Rather than a preface to suicide,<br />

he was praying in response to some failure condition<br />

not revealed by the black box recorder (a bomb, a missile, or<br />

the weather were all given as reasons). The black box, its data<br />

supposedly telling a value-free, neutral story, had thus entered<br />

the age <strong>of</strong> postmodernism as decried by Alan Sokal: Its truth<br />

was deemed relative, open to multiple interpretations.<br />

For all <strong>of</strong> its cultural notoriety, the black box recorder as a thing<br />

has received little attention, becoming an object lesson <strong>of</strong> the<br />

larger phenomenon <strong>of</strong> the Black Box itself, i.e.: “An abstraction<br />

<strong>of</strong> a device or system in which only its externally visible<br />

behavior is considered and not its implementation or ‘inner<br />

workings.’” The black box has come to have a host <strong>of</strong> associative<br />

meanings, mostly seemingly pejorative: for example,<br />

in his final article, architecture critic Reyner Banham chided<br />

architecture as a discipline for being a “black box”— oblique,<br />

secretive, mystifying for the sake <strong>of</strong> its own self-propagating<br />

grandeur. Area 51, or “Dreamland,” that mysterious <strong>of</strong>f-themap<br />

quadrant in Nevada, is <strong>of</strong>ten called “The Black Box,” and<br />

indeed its signature export, the Stealth bomber, is perhaps the<br />

ultimate black box, for not only are the Stealth bomber’s inner<br />

workings carefully concealed beneath its inky exterior, but its<br />

“external behavior” is also impossible to consider, on radar at<br />

least. Transparency, along with technology, was one <strong>of</strong> the<br />

key projects <strong>of</strong> utopian modernism, and nothing flies in the face<br />

<strong>of</strong> that more flagrantly than the black box, which now reads as<br />

a symbol <strong>of</strong> the covert void: “Right now Echelon is a black box,”<br />

said the director <strong>of</strong> the American Civil Liberties Union (ACLU),<br />

speaking <strong>of</strong> the National Security Agency’s global eavesdropping<br />

system, “and we really don’t know what is inside it.”<br />

As an object, however, the black box recorder should not<br />

be overlooked, for it might be the purest representation <strong>of</strong> the<br />

function <strong>of</strong> design in one form. As multiple observers have<br />

noted (e.g., Christopher Alexander in Notes on a Synthesis <strong>of</strong><br />

Form, and Henry Petroski in To Engineer is Human: The Role <strong>of</strong><br />

Failure in Successful Design), failure is one <strong>of</strong> the most essential<br />

factors in the best design: Only by what has not worked<br />

do we learn to create what does work. Rarely is a product<br />

ever final. Its form merely represents a transient compromise<br />

between human need and technological ability, and the best<br />

designers are those able to extrapolate failure out <strong>of</strong> a seemingly<br />

successful status quo. <strong>And</strong> thus it should come as no<br />

surprise that, at the dawn <strong>of</strong> the jet age in the early 1950s,<br />

the de Havilland company’s “Comet,” the world’s first plane<br />

powered by jet propulsion rather than propellers, suffered a<br />

number <strong>of</strong> well-publicized crashes. There were stress tests,<br />

there were wind tunnels, there was test data — but once a<br />

plane had crashed, it was not easy to discern why from the<br />

wreckage alone (in those cases where the wreckage was<br />

retrievable). With the physical body damaged beyond recognition<br />

and without witnesses present, who was to account<br />

for the cause <strong>of</strong> death? The airplane needed a mechanism for<br />

providing an autoautopsy.<br />

Enter David Warren, a researcher at Australia’s Aeronautical<br />

Research Laboratories. An electronics buff whose father<br />

had, ironically, died in one <strong>of</strong> Australia’s seminal airline disasters<br />

(the 1934 crash <strong>of</strong> the Miss Hobart), Warren was working<br />

on the investigation <strong>of</strong> the first Comet crash in 1953 when he<br />

proposed that cockpits be outfitted with a device that could<br />

record up to four hours <strong>of</strong> speech as well as a variety <strong>of</strong> inputs<br />

from flight instruments. In 1954, he circulated a paper, “A<br />

Device for Assisting Investigation into Aircraft Accidents,” but<br />

it was not until he fashioned a working prototype — called the<br />

“ARL Flight Memory Unit”— that it began to receive some interest.<br />

Many doubted the necessity or practicality <strong>of</strong> the device,<br />

however. The pilot’s union even hinted at sinister motives: the<br />

device would be “a spy flying alongside.... No plane would take<br />

<strong>of</strong>f in Australia with Big Brother listening.” As Australia then<br />

boasted the world’s best airline safety record, it was slow to<br />

take on the project, which gained faster ground in England.<br />

In 1958, the British firm <strong>of</strong> S. Duvall & Son released its “Red<br />

Egg” recorder, which quickly became a market leader globally.<br />

After a series <strong>of</strong> airline accidents in the 1960s, it was Australia,<br />

strangely enough, that then became the first country to require<br />

mandatory flight data and cockpit voice recorders.<br />

Today the FDR market is dominated by companies like L- 3<br />

Communications, which generates about $2 billion a year in<br />

revenue selling FDRs. “We are the Sears Roebuck [<strong>of</strong> the FDR<br />

industry], with a catalog <strong>of</strong> all kinds <strong>of</strong> these high-tech boxes,”<br />

its CEO has said. Given that the ultimate role <strong>of</strong> the black box<br />

is to improve the design <strong>of</strong> airplanes, there have been any<br />

number <strong>of</strong> improvements to the black box itself, which has<br />

seen its recording mechanism go from engraving on a wire to<br />

loopable magnetic tapes to solid-state “flash” memory. While<br />

the first recorders measured only a handful <strong>of</strong> instrument readings,<br />

the latest generation <strong>of</strong> recorders have capacities for measuring<br />

some 700 readings. Today’s recorders feature remote<br />

sensing beacons that are activated when submerged in water,<br />

and one company has even developed what it calls DFIRS, or<br />

Deployable Flight Incident Recorder Set, which can be ejected<br />

from a plummeting plane and safely parachuted to Earth. Early<br />

on, the various black boxes were kept in the cockpit, but contemporary<br />

models are stored in the rear, <strong>of</strong>ten somewhere


near the back galley — as one manufacturer explained it, “the<br />

whole front portion <strong>of</strong> the airplane provides a crush zone, which<br />

assists in the deceleration <strong>of</strong> tail components, including the<br />

recorders, and enhances the likelihood that the crash-protected<br />

memory <strong>of</strong> the recorder will survive.”<br />

There are some 20,000 planes that depart on any given day<br />

in the United States alone, the vast majority <strong>of</strong> which proceed<br />

without incident. Black boxes play no small part in this achievement,<br />

having helped to provide the electronic fingerprints necessary<br />

in understanding such phenomena as wind shear, wing<br />

ice, or electrical failures. The design <strong>of</strong> airplanes has proceeded<br />

in response to the data laid out by black boxes, and the Federal<br />

Aviation Association (FAA), understandably, is intent on requiring<br />

carriers to outfit planes with the latest black boxes: the older<br />

the black box, the greater the chance it will fail to record some<br />

variable in the ever more complex workings <strong>of</strong> a jumbo jet. Failure<br />

is an aberration in commercial aviation, yet as the statistical<br />

pr<strong>of</strong>ile grows more encouraging, so too does the imperative to<br />

learn the reasons for a crash which, according to the numbers,<br />

should not be happening. No wonder the black box recorder is<br />

far more rugged than the airplane itself —a thin aluminum shell<br />

so fragile that pilots in an emergency landing must dump fuel<br />

to prevent undue stress upon the gossamer frame. Black boxes<br />

are subjected to any number <strong>of</strong> tests, the “static crush,” the<br />

“pierce test,” the “crash impact test,” the “fire test,” each with<br />

their own otherworldly sets <strong>of</strong> pressures and temperatures. The<br />

forces <strong>of</strong> one or all <strong>of</strong> these tests were presumably exceeded in<br />

the World Trade Center attacks, as the black boxes are said to<br />

have been destroyed. This represents a “failure” by black boxes,<br />

but as such it was part <strong>of</strong> a larger failure — by airport screeners,<br />

by flight school directors, by rental agencies—who had not envisioned<br />

the entire scenario <strong>of</strong> catastrophe. September 11 was a<br />

kind <strong>of</strong> social black box recorder for America: From the failure<br />

we will presumably never allow a commercial airline to again<br />

be used as a weapon, nor will we underestimate the threat <strong>of</strong><br />

terrorism within our borders.<br />

Since the onset <strong>of</strong> the industrial age, the idea <strong>of</strong> providing<br />

machines with diagnostic systems has been alluring: Charles<br />

Babbage envisioned putting black boxes <strong>of</strong> sorts on railway<br />

cars, while the Wright Brothers installed a device for measuring<br />

propeller revolutions. Now, everything from NASCAR race<br />

cars to the space shuttle are equipped with black boxes, Detroit<br />

is investigating black boxes for its own products, and a company<br />

called DRS Flight Safety and Communications Corp. is<br />

making a push into black boxes for shipping. As the company<br />

president explained, “deployable recorder technology can be<br />

used on any platform from which data survival and recovery<br />

are essential.” All around us, failure is being read, divined from<br />

the bones <strong>of</strong> the technological dead — design thus marches on.<br />

No product is ever perfect, but failure pushes us toward perfection,<br />

and every form is a compromise between the failure<br />

<strong>of</strong> yesterday and the promise <strong>of</strong> tomorrow. The human body<br />

itself is in this threshold zone: In societies not marked by<br />

endemic war or poverty, one can assume to live longer than<br />

one’s forebears, but not perhaps as long as one’s successors.<br />

The form keeps evolving. The human body, with its myriad sensors<br />

and indicators, its inner workings kept carefully<br />

72 concealed and rarely considered, may be the ultimate<br />

black box. The lesson, for either man or machine, is clear: None<br />

<strong>of</strong> us outlive our data.<br />

In the interest <strong>of</strong> national security, we urge readers not to go to http://www.l-3ar.<br />

com/html/f1000_1.html and look at images <strong>of</strong> black boxes on L-3 Communica-<br />

tions’ site.


Crash COvers<br />

Jeffrey KasTner<br />

On an early August day in 1937, a plane trying to make a<br />

landing in what was then known as the Panama Canal Zone<br />

hit heavy weather and crashed in the waters <strong>of</strong> the Mosquito<br />

Gulf. Among the items on board later fished out <strong>of</strong> the<br />

southern Caribbean was some 43 pounds <strong>of</strong> mail, which was<br />

taken to a bakery in the nearby coastal town <strong>of</strong> Cristobal<br />

to dry out and then returned to the local post <strong>of</strong>fice. Before<br />

sending it <strong>of</strong>f again to its intended recipients, local postal<br />

authorities stamped each item with a simple four-line<br />

message explaining its detour: “Recovered from / Plane N.C.<br />

15065 / Aug. 3, 1937 / Cristobal, C.Z.”<br />

Since the first fixed-wing aircraft on an <strong>of</strong>ficial mail-<br />

carrying flight successfully traveled the five miles between<br />

Allahabad and Naini Junction in India on 18 February 1911,<br />

millions <strong>of</strong> airplanes have safely and reliably carried billions<br />

<strong>of</strong> items around the globe via airmail. However, for the collector<br />

<strong>of</strong> “wreck mail” (a branch <strong>of</strong> philately dealing in memorabilia<br />

from various misadventures that have interrupted<br />

scheduled mail service, whether by land, by sea or, in this<br />

case, by air) this rule is less interesting than the rare exceptions<br />

to it. Kendall Sanford, a Geneva-based philatelist,<br />

has amassed a large number <strong>of</strong> what are commonly referred<br />

to as airmail crash covers — envelopes that bear damage, incidental<br />

markings, or <strong>of</strong>ficial cachets resulting from or related to<br />

air accidents — specifically those involving either Pan American<br />

or Imperial Airways, Britain’s first overseas international<br />

carrier. The examples on the following pages — including a<br />

letter from an <strong>of</strong>fice <strong>of</strong> the Ford Motor Company in Buenos<br />

Aires to another in Edgewater, New Jersey, recovered from the<br />

Cristobal disaster — come from his collection.<br />

Few activities in our everyday life represent as much <strong>of</strong> a<br />

leap <strong>of</strong> faith as the act <strong>of</strong> putting something in the mail. We readily<br />

consign materials constituting the full range <strong>of</strong> our relationships<br />

and obligations — from birthday cards to bill payments —<br />

to the maw <strong>of</strong> a mechanism we only vaguely understand; we<br />

buy into, without reservation, the idea that everything will<br />

turn out fine in the end. <strong>And</strong> it is remarkable how <strong>of</strong>ten it does.<br />

Important pieces <strong>of</strong> correspondence almost always get where<br />

they’re going; private information exchanged between people<br />

typically stays private; items <strong>of</strong> value consistently reach their<br />

destinations unmolested. No doubt it is this sense <strong>of</strong> inevitability<br />

about the mail, the generally high degree <strong>of</strong> assurance that<br />

usually accompanies its use — as well as our changing relationship<br />

to it in an increasingly digital age — that makes its rare failures<br />

all the more poignant. <strong>And</strong> it is this intersection between<br />

the rare and the poignant that makes such philatelic artifacts,<br />

indeed all such “souvenirs,” so prized.<br />

As Susan Stewart, the author <strong>of</strong> On Longing, has<br />

observed, the souvenir “distinguishes experiences. We do not<br />

need or desire souvenirs <strong>of</strong> events that are repeatable,” she<br />

writes. “Rather we need and desire souvenirs <strong>of</strong> events that are<br />

reportable, events whose materiality has escaped us, events<br />

that thereby exist only through the invention <strong>of</strong> narrative.” Our<br />

experience <strong>of</strong> mail tends to be point-to-point: we know<br />

73 origin and terminus, but what lies between remains a<br />

mystery. Crash covers expose the shape <strong>of</strong> the network, open<br />

a window on a usually clandestine system, and invite the introduction<br />

<strong>of</strong> narrative. <strong>And</strong> there surely is something <strong>of</strong> both<br />

triumph and calamity in them — only by being found did they<br />

come to be celebrated; only by being lost did they come to be<br />

desired. Their status as objects is based on a delicate calibration<br />

<strong>of</strong> success and failure, and on the uncanny way they carry<br />

the evidence for both in their very materiality — fulfillment and<br />

flaw written together like a postscript on a faded piece <strong>of</strong> stationery.<br />

Cabinet wishes to thank Kendall Sanford for his assistance with this article. For more<br />

information, see his website at <br />

Overleaf: Kosher Butcher: Crash <strong>of</strong> Imperial Airways “Corsair,” near Faradje,<br />

Belgian Congo, 15 March 1939. En route from South Africa to Juba, Sudan, the<br />

plane lost its way due to bad weather and heavy fog. As it descended through the<br />

clouds, the captain landed on a straight stretch <strong>of</strong> water. It turned out to be a nar-<br />

row river, the Dangu, and the aircraft hit a submerged rock which ripped open its<br />

hull. The cover shown here was addressed to Paris, France, where an explanatory<br />

cachet was applied.<br />

Yankee Clipper: Crash <strong>of</strong> the Pan American World Airways “Yankee Clipper,”<br />

Lisbon, 22 February 1943. The flying boat “Yankee Clipper” crash-landed in the<br />

Tagus River at Lisbon. Ninety-three bags <strong>of</strong> mail were salvaged in water-soaked<br />

condition. Shown is a cover to Nice, France, which was not yet occupied. The cov-<br />

er was censored by the Portuguese and the Americans, and thus has censor tape<br />

on both the left and right sides.<br />

Ford: Crash <strong>of</strong> Panagra Sikorsky Flying Boat, Mosquito Gulf, Panama, 3 August<br />

1937. See Jeffrey Kastner’s text for further details.<br />

Red Cross and note below: Crash <strong>of</strong> the Pan American World Airways “China<br />

Clipper,” Port <strong>of</strong> Spain, Trinidad, 8 January 1945. The flying boat was en route<br />

from Miami to Leopoldville, Belgian Congo. On landing at Port-<strong>of</strong>-Spain, Trinidad,<br />

it encountered a severe storm and crashed. One hundred and thirteen pounds <strong>of</strong><br />

mail were recovered, dried out, and returned to Miami for redistribution, where<br />

the letters received a rubber stamp cachet “REC’D IN DAMAGED CONDITION/<br />

CONTENTS APPARENTLY OK/Miami, Fla.” The cover shown here is from the Inter-<br />

national Committee <strong>of</strong> the Red Cross in Washington, DC, and is addressed to a<br />

delegate in the Belgian Congo. As this was still wartime, it bears US and Belgian<br />

Congo censor tapes. On arrival in the Belgian Congo, someone added the hand-<br />

written explanatory note in French.


“shades Of Tarzan!”:<br />

fOrd On The amazOn<br />

elizabeTh esch<br />

Though it is widely acknowledged to be the most American <strong>of</strong><br />

American companies, it is more accurate to describe the Ford<br />

Motor Company as having been built by the whole world’s<br />

labor, land, and natural resources. By the end <strong>of</strong> the 1920s, Ford<br />

was operating factories on every continent, in over 20 countries,<br />

and was selling more cars, trucks, and tractors than any<br />

other manufacturer. In the US, the 100,000 workers in the mammoth<br />

River Rouge Plant in Detroit came from over 70 countries.<br />

Determined to “vertically integrate”— that is, to own and thus<br />

to control all the raw materials that went into making a car —<br />

Ford purchased ships, railroads, ports, forests, plantations,<br />

coal mines, iron mines, sand pits, and farms across the US and<br />

around the globe.<br />

As represented by Diego Rivera in his 1932 Detroit<br />

Industry frescoes in Detroit, Ford’s strategy linked nature to<br />

industry through human toil and creativity. Among the most<br />

beautiful images in Rivera’s frescoes is a Brazilian rubber<br />

tapper. Separated by a smooth ocean from the Rouge Plant,<br />

then the largest auto factory in the world, the rubber tapper<br />

bends in a graceful, time-tested stance into the latex-producing<br />

heveas brasilis tree. Existing as an unchanging conduit<br />

between the past and the present, the figure is meant to<br />

suggest the mutually beneficial relationship that Rivera imagined<br />

was possible between industry and nature, technology and<br />

tradition, progress and continuity. Yet even as Rivera painted,<br />

the Ford Motor Company was hard at work destroying the possibility<br />

he imagined in the rainforests <strong>of</strong> Brazil.<br />

Backed by a state department eager to free American<br />

industry from British domination <strong>of</strong> the rubber market, Ford,<br />

Firestone, and Goodyear had all pledged their allegiance to<br />

producing “American” rubber in Sumatra, Brazil, Liberia, and<br />

Malaya. In 1927, Ford purchased 2,500,000 acres <strong>of</strong> land in the<br />

state <strong>of</strong> Para in northern Brazil as the site for its rubber plantations.<br />

By spring 1928, the Ford-owned Lake Ormoc had set<br />

sail from Detroit for the newly founded Fordlandia. Carrying<br />

enough provisions to house and care for the “American staff”<br />

for up to two years, and to construct a powerhouse, sawmill,<br />

radio station, and hospital, the Ormoc’s arrival on the Brazilian<br />

coast signaled the beginning <strong>of</strong> a short but lethal misadventure<br />

in the history <strong>of</strong> America’s imperial adventures.<br />

A company publication reported: “The first obstacle that confronted<br />

Ford was the almost impenetrable tropical jungle. But<br />

it had to be cleared and for every 40 acres a clearing gang <strong>of</strong><br />

20 native workers was organized.” As early as the summer<br />

<strong>of</strong> 1929, 1,500 acres <strong>of</strong> rainforest had been slashed, burned,<br />

and planted with rubber saplings. By 1930, 3,000 acres were<br />

cleared, and the infrastructure <strong>of</strong> the plantation — administrative<br />

<strong>of</strong>fices, barracks, a clinic — had been constructed. Intent on<br />

conquering the very ecology that had nurtured the trees it was<br />

there to turn into product, Ford’s willful ignorance in the face <strong>of</strong><br />

decades <strong>of</strong> local knowledge <strong>of</strong> rubber production is staggering.<br />

Within a year, the first 1,500 acres <strong>of</strong> trees planted were<br />

76 all killed by a fungus common to the region. Grown in<br />

their natural environment, rubber trees are protected<br />

from the spread <strong>of</strong> the disease by the shelter <strong>of</strong> other plant<br />

life and the distance between them. Ford, having planted<br />

the trees in rows on barren land, could not stop the fungus once<br />

it started.<br />

This was just the beginning <strong>of</strong> the company’s problems.<br />

Convincing enough people to live and work on the plantation<br />

was the largest challenge it faced, and one it was never<br />

able to win. The company clearly thought its plan — <strong>of</strong> creating<br />

a waged labor force <strong>of</strong> single men who slept in barracks,<br />

punched time clocks, and worked 11-hour shifts — was not<br />

only agreeable but generous in contrast to the quasi-feudal<br />

social arrangements on other plantations. At Fordlandia, workers<br />

were paid in money as opposed to company scrip, and<br />

thus were not tied by debt to the plantation, although they<br />

were still required to work <strong>of</strong>f the costs <strong>of</strong> their own transportation<br />

to the plantation, and to pay for their own food,<br />

hammocks, and tools. Ford’s managers had been certain that<br />

“in the beginning plenty <strong>of</strong> laborers can be recruited on the<br />

Tapajos and neighboring rivers. These men when well fed<br />

and cured <strong>of</strong> hook worm, malaria etc. will make good laborers.”<br />

But Ford was consistently proven wrong, and recruiting became<br />

a constant necessity.<br />

An early report by Carl LaRue, who scouted the Amazon<br />

region for the company, <strong>of</strong>fered the following:<br />

The dwellers <strong>of</strong> the Amazon Valley are <strong>of</strong> three main stocks:<br />

Portuguese, Indian and Negro. ...<br />

Admixture has gone on so long that it is difficult to distinguish<br />

the different types. The mixture is not a particularly good<br />

one from a racial standpoint but it is by no means a bad one ...<br />

The fate <strong>of</strong> these people is more tragic because they are not possessed<br />

<strong>of</strong> the stolidity <strong>of</strong> the orientals, but have enough <strong>of</strong> the<br />

white race in them to suffer keenly and long intensely for the better<br />

things.<br />

The company’s own racism severely limited its ability<br />

to create Ford workers out <strong>of</strong> the people living in the region,<br />

as well as its capacity to get them to stay at Fordlandia once<br />

they were recruited. Ranking the people they encountered<br />

in degrees <strong>of</strong> “savagery” and “tameness,” Ford managers<br />

projected their white supremacist fantasies onto the bodies<br />

<strong>of</strong> the “tropical” people they needed to produce their product.<br />

From a tour <strong>of</strong> villages he had been sent to inspect, one labor<br />

recruiter sent a telegram which read, “Even if they were tame<br />

they are lazy and undisciplined.” The company replied, “Suggest<br />

we only take 100 with the distinct understanding that<br />

they are subject to discipline or they will be <strong>of</strong> no value. They<br />

must guarantee to do steady work every day or they would<br />

be without value and if they cannot talk Portuguese we might<br />

be better <strong>of</strong>f without them.”<br />

Every colonial administration has its own idea <strong>of</strong> what it<br />

means to “tame savages.” In Ford’s case, the measurement was<br />

clearly capitalist work discipline. A “tame” worker wore shoes,<br />

lived on the plantation, returned to work the day after being<br />

paid, and worked for 11 hours through the heat <strong>of</strong> the day. In<br />

kind, “taming savages” was not unlike what Ford did in Detroit:<br />

there, the company required male immigrant workers to study<br />

opposite: Small pickup truck coming down a narrow road close to Fordlandia,<br />

ca. 1940. Courtesy The Henry Ford Museum.


English and have their homes and wives inspected before they<br />

could qualify for the five-dollar-a-day wage. Social control is a<br />

necessary part <strong>of</strong> making people perform alienating wage labor.<br />

But in degree, Fordlandia was different. The men Ford sought<br />

to recruit as wage workers lived in the region <strong>of</strong> Brazil that had<br />

once provided more than 90% <strong>of</strong> the world’s rubber. They came<br />

from long traditions <strong>of</strong> skill, and while they worked in hierarchical<br />

networks that accessed the global economy, their work<br />

was autonomous and it built communities. Indeed, the poverty<br />

the company encountered when it arrived in the region was<br />

the result not <strong>of</strong> the nature <strong>of</strong> rubber tapping, but <strong>of</strong> the global<br />

economy from which the Brazilian rubber tappers had been<br />

eliminated. Using seeds smuggled out <strong>of</strong> Brazil and nurtured in<br />

Kew Gardens, British companies had launched large-scale rubber<br />

plantations with which indigenous rubber tapping methods<br />

could not compete.<br />

Mirroring the Brazilian eugenics movement’s obsession<br />

with disease and sanitation, the American managers at Fordlandia<br />

lived in a constant state <strong>of</strong> fear <strong>of</strong> “the tropics,” which<br />

included its people and its ecology. Hospital visits and inoculations<br />

were compulsory, as was the wearing <strong>of</strong> shoes (to guard<br />

against hookworm). Doctors played an increasingly significant<br />

role in the management <strong>of</strong> workers on the plantation;<br />

the hospital was the place where sick workers were<br />

77<br />

distinguished from the “just lazy” ones: the latter were fired.<br />

Ford’s extravagant commitment to its own ideas <strong>of</strong> how<br />

work should be organized and workers managed, perfected<br />

in its auto factories in Detroit, made little sense in Brazil. Yet<br />

the less those ideas seemed to work, the more tenaciously—<br />

and absurdly—the company seemed to cling to them. In an<br />

exchange <strong>of</strong> letters with steam whistle manufacturers, a manager<br />

expressed concern that the company had not yet found a<br />

whistle that could withstand a tropical climate, or that was loud<br />

enough for workers on all sides <strong>of</strong> the plantation to hear it. Of<br />

course, the company had scheduled the whistles at 5:30, 6:00,<br />

6:30, 7:00, 11:00, 11:30 am; noon; 3:30, 4:00, 4:30, 5:00, and 5:30<br />

pm. But <strong>of</strong> what use is all this precision if no one can hear the<br />

whistle? <strong>And</strong> what good is punching time cards if time is not uniformly<br />

understood? As one manager put it, “Owing to the fact<br />

that our daily labor is punching time cards, it is imperative that<br />

time signals be controlled. Otherwise the hours <strong>of</strong> operation are<br />

not uniform throughout the plantation.” Indeed, Ford management<br />

thought electric service would be advisable throughout<br />

the plantation in order to accommodate time clocks and bells<br />

“similar to those in the factory.”<br />

A strike in December 1930 revealed the depth <strong>of</strong> disgust<br />

the workers felt toward the highly controlled living arrangements<br />

on the plantation. The strike began when workers in


the cafeteria were told they would have to wait in line for their<br />

food, rather than have it served at their tables. When they<br />

confronted managers about the new policy, the workers were<br />

told that “the Company now and then puts new rules into effect<br />

but it was always for the betterment <strong>of</strong> the workers.” Not satisfied<br />

with the “betterment” program, workers immediately<br />

banded together as the managers fled by boat. Targets <strong>of</strong><br />

destruction during the strike included the cafeteria, all the time<br />

clocks, the punch card racks, and all the trucks.<br />

The Ford workers presented a list <strong>of</strong> demands to management<br />

which included the dismissal <strong>of</strong> two managers who were<br />

considered particularly vicious; access to the docks and river<br />

without passes; the right to visit neighboring villages; the elimination<br />

<strong>of</strong> the rule that prohibited the consumption <strong>of</strong> alcohol;<br />

the end <strong>of</strong> the requirement to eat in the company cafeteria;<br />

and the cessation <strong>of</strong> arbitrary firing. In response, the company<br />

called in the Brazilian military, which arrested more than 30<br />

“ringleaders.” Following the strike, Ford required its workers to<br />

be photographed when they were hired, and agreed to a police<br />

proposal to create passports for all workers, which contained<br />

their fingerprints and previous police records.<br />

In 1934, after clearing 8,000 acres <strong>of</strong> rainforest, Ford admitted<br />

defeat at Fordlandia. Marking a radical shift in strategy, the<br />

company abandoned virtually the entire plantation, save what<br />

it would use for research purposes, and bought over 700,000<br />

acres <strong>of</strong> land 80 miles away. The new plantation, named<br />

Belterra, promised better growing conditions and easier<br />

access. The move to Belterra coincided with another shift in<br />

policy, as management decided to allow some men to bring<br />

their families to live on the plantation and build housing for<br />

them. Fantastic fears that the plantation would be overrun by<br />

poor women and their children who would require care but<br />

could not work had guided past policy. But as fewer and fewer<br />

men were willing to uproot themselves from their communities<br />

and families, and more and more single men left after working<br />

on the plantation for a short period <strong>of</strong> time, the company<br />

conceded. Having succeeded in creating neither a “loyal” nor<br />

a “disciplined” workforce, Ford set its sights on the workers <strong>of</strong><br />

the future: children.<br />

In a letter to Detroit, a manager at Belterra described the<br />

“youngsters who are growing up on the plantations … [as] our<br />

best prospects for future employees.” Photos <strong>of</strong> President<br />

Vargas’s visit to the plantation show smiling children waving<br />

Brazilian flags — which bear the slogan “Order and Progress.”<br />

One photo in a Ford promotional brochure bears the caption:<br />

“Shades <strong>of</strong> Tarzan! You’d never guess these bright, happy<br />

healthy school children lived in a jungle city that didn’t even<br />

exist a few years ago!”<br />

If Fordlandia became the site for experimentation with<br />

heveas brasilis, Belterra became the site for experimentation<br />

with people. Virtually every activity on the plantation carried<br />

the potential for Fordist ideas about nationalism, thrift,<br />

science, and progress to be shaped into behavior-modifying<br />

campaigns. With the introduction <strong>of</strong> family living at Belterra<br />

came the imposition <strong>of</strong> a multitude <strong>of</strong> requirements. School<br />

was compulsory for adults —”The night shift is reserved for<br />

adults and the one who refuses, goodbye”— and for<br />

78 children. Required uniforms were provided by the<br />

company: “Boys wore outfits similar to Boy Scouts and girls<br />

neat white pleated skirts and white blouses.” The decision to<br />

provide uniforms to those children who could not afford them<br />

was defended by one manager who noted, “It is our opinion<br />

that the psychological effect on the morale <strong>of</strong> all the children<br />

justifies the expenditure.” Working from a textbook called<br />

Moral Education: My Little Friends, children studied Portuguese,<br />

geography, Brazilian history, arithmetic, and geometry.<br />

Described by one writer as a “children’s paradise,” the residents<br />

<strong>of</strong> Belterra learned American folk dancing, an obsession<br />

<strong>of</strong> Henry Ford’s, and were entertained by Ford-made motion<br />

pictures. So successful did the company think this practice<br />

was that Edsel Ford proposed to make films about the plantations<br />

and show them at points “along the Amazon and northern<br />

Brazilian coast” in order to entice workers to this “irradiating<br />

center <strong>of</strong> civilization.”<br />

From its inception in the late 1920s until 1940, no significant<br />

amount <strong>of</strong> rubber was exported from Ford’s plantations<br />

to Detroit for use in auto production. One manager wrote that<br />

“a great amount <strong>of</strong> work has been done... and a great deal <strong>of</strong><br />

money spent but... very little has been done along the lines<br />

<strong>of</strong> what we came here to do, namely plant rubber.” In spite<br />

<strong>of</strong> Ford’s poor production record, its plantations started<br />

to receive a tremendous amount <strong>of</strong> attention in the early<br />

1940s due to the changed global political situation. The US,<br />

worried that access to rubber would become increasingly<br />

threatened, sought to support the development <strong>of</strong> production<br />

in the western hemisphere. Both Time and Fortune magazines<br />

asked to visit, though both were denied. The Detroit Times ran<br />

a series <strong>of</strong> articles on the plantations that was republished as<br />

a small booklet supporting the war effort. Harpers, Cosmopolitan<br />

and Business Week all ran features on the plantations in<br />

1944. The caption underneath a photograph <strong>of</strong> a time clock in<br />

Business Week read: “<strong>And</strong> time clocks — incongruous devices<br />

in the customarily indolent atmosphere <strong>of</strong> a steaming Amazon<br />

jungle — measure the workers’ 11-hour days.”<br />

In 1941, Ford published its own promotional pamphlet.<br />

“The Ford Rubber Plantations” told the story <strong>of</strong> the lucky Brazilian<br />

people who were being civilized through the generosity<br />

and vision <strong>of</strong> the company. Describing both the natural and<br />

built environments at Fordlandia and Belterra, the pamphlet<br />

seems designed to lure potential managers and scientists,<br />

as well as investors in the US. The homey pamphlet set out<br />

“to give you some idea <strong>of</strong> the problems that are involved in<br />

this vast project and <strong>of</strong> the methods by which they are being<br />

brought to successful conclusion,” and reminded the reader<br />

that “the Ford Rubber Plantations <strong>of</strong> Brazil represent but<br />

one <strong>of</strong> many Ford Motor Company projects for the scientific<br />

development and utilization <strong>of</strong> natural resources... projects<br />

that in no small measure make possible the building <strong>of</strong> finer<br />

and finer cars at low prices within the reach <strong>of</strong> more and more<br />

people.” The scary specter <strong>of</strong> “wasteland” and the “jungle” featured<br />

prominently in the story <strong>of</strong> “natives” being brought into<br />

the fold <strong>of</strong> modernity: “Paved roads, cement walks, comfortable<br />

homes, electric lights, telephones — this might be any<br />

midwestern town. But it is Belterra, buried deep in the jungle<br />

opposite: Automobile stuck in mud on road to Fordlandia, ca. 1940. Courtesy<br />

The Henry Ford Museum.


<strong>of</strong> Brazil.... Yes, there is even a golf course — a sporty 18 holes —<br />

at Fordlandia. Beautiful clubhouse, tropical foliage — and 700<br />

miles from civilization.”<br />

One journalist was moved to note the participation <strong>of</strong> the<br />

plantations’ schoolchildren in the creation <strong>of</strong> “Latin-Saxonian<br />

unity”: “Undismayed by isolation, these boys and girls are going<br />

ahead, playing their part in a great movement that is not only<br />

setting an example for satisfied workmen and helping to unify<br />

the Western Hemisphere but producing a necessary product<br />

for the Americas in the Americas.”<br />

But if the automobile remained a “necessary product,”<br />

natural rubber did not. With the introduction <strong>of</strong> synthetic<br />

rubber in the US, Ford — and the American government — found<br />

a new solution to its production worries. Having estimated<br />

in 1941 that the Ford plantations “would produce from 30 to<br />

40 million pounds <strong>of</strong> high-quality rubber during the next ten<br />

years... and thereafter a minimum <strong>of</strong> 10,000,000 pounds per<br />

year,” in 1946, the company left Brazil more abruptly than it<br />

had arrived, departing virtually overnight. The plantations were<br />

sold back to the Brazilian government for $250,000 — a fraction<br />

<strong>of</strong> the sum <strong>of</strong> $20 million that Ford had poured into the project.<br />

79


hashima: The GhOsT island<br />

brian burKe-Gaffney<br />

Seen from a distance, Hashima Island might be mistaken for<br />

the Japanese counterpart <strong>of</strong> Alcatraz rising from the ocean<br />

like a ragged slab <strong>of</strong> concrete, or perhaps a gambling resort<br />

with deserted hotels. Few casual observers would ever guess<br />

that, only 40 years ago, this tiny island was the site <strong>of</strong> a thriving<br />

community with the highest population density on earth.<br />

One among 505 uninhabited islands in Nagasaki Prefecture,<br />

Hashima lies in the East China Sea some 15 kilometers<br />

from Nagasaki, its naked crags striking a stark contrast with the<br />

verdant peaks <strong>of</strong> nearby islands. A closer look reveals clusters<br />

<strong>of</strong> unpopulated high-rise buildings pressing up against a manmade<br />

sea wall, a battered shrine at the top <strong>of</strong> a steep rock cliff,<br />

and not a single tree in sight.<br />

The clue to the island’s mystery lies in coal mining.<br />

Reached by long descending tunnels, coal beds below the bottom<br />

<strong>of</strong> the ocean near Hashima disgorged huge quantities <strong>of</strong><br />

high-grade coal for almost a century. But in 1974 the inhabitants<br />

abandoned the island to the wind and salt spray, leaving behind<br />

only unneeded belongings and a few stray cats that could not<br />

be captured.<br />

An EnErgy Chronology<br />

The history <strong>of</strong> Hashima Island reads like a chronology <strong>of</strong><br />

changes in Japan’s energy policies from the Meiji Period to<br />

modern times. For centuries the people living on Takashima,<br />

a large island near Hashima, are said to have collected coal<br />

from exposed beds and used it as a household fuel. They called<br />

it goheita after the man by the same name who, according to<br />

local legend, stumbled on coal’s combustible properties by<br />

inadvertently lighting a bonfire on the black rock.<br />

When transportation networks improved in the 18th and<br />

19th centuries, the people <strong>of</strong> Takashima began to sell their coal<br />

abroad, primarily to salt-makers on the coast <strong>of</strong> the Seto Inland<br />

Sea. One <strong>of</strong> Japan’s most important industries at the time, saltmaking,<br />

had relied traditionally on resin-rich pinewood as a fuel<br />

to boil seawater, but it was suffering from the ongoing depletion<br />

<strong>of</strong> pine forests. Coal was deemed the ideal alternative to<br />

pinewood.<br />

At the time, Takashima Island was part <strong>of</strong> a feudal domain<br />

administered by the Fukahori Family, a branch <strong>of</strong> the Nabeshima<br />

Clan <strong>of</strong> present-day Saga Prefecture. Seeing the pr<strong>of</strong>its gleaned<br />

from the coal trade, the Fukahori Family usurped the management<br />

rights, assigned the islanders the role <strong>of</strong> subcontractor<br />

and labor force, and established coal pr<strong>of</strong>its as one <strong>of</strong> the pillars<br />

<strong>of</strong> the local economy.<br />

This system was still firmly in place when Japan opened<br />

its doors to the world in the late 1850s and Nagasaki gained<br />

new importance as the closest port to China and a stopover<br />

for foreign commercial ships and naval vessels. This was also<br />

a time when Britain, America, and other Western countries<br />

were replacing their sail-rigged tea clippers and warships with<br />

steam-driven ships. The resulting demand for coal prompted<br />

Nabeshima Naomasa, lord <strong>of</strong> the Nabeshima Clan, to expand<br />

production capacity <strong>of</strong> the mine on Takashima.<br />

Nabeshima turned to Scottish merchant Thomas<br />

81<br />

B. Glover (1838-1911) for help. Until then, the coal-<br />

mining method on Takashima had been primitive: miners<br />

simply chipped away at exposed surfaces with picks and then<br />

moved on to other sites when the coal ran out or the holes<br />

became too deep to dig safely. But Glover imported modern<br />

mining equipment from Britain and hired British mining engineers<br />

to drill a vertical-shaft mine on the island. In April 1869,<br />

the drillers struck a coal bed some 45 meters underground, and<br />

Japan’s first modern coal mine started production.<br />

The enormous success <strong>of</strong> the Takashima coal mine filled<br />

Nagasaki c<strong>of</strong>fers with foreign currency and sparked a rush to<br />

develop mines on nearby islands — including the until-then<br />

useless heap <strong>of</strong> rock called Hashima.<br />

hAShimA CoAl minE iS Born<br />

While assuming exclusive rights to work the Takashima mine,<br />

the Nabeshima Clan allowed the Fukahori Family to tap the<br />

veins <strong>of</strong> coal streaking across other nearby islands. After<br />

several failed attempts, the family finally installed a shaft mine<br />

on Hashima in 1887, inhabiting it for the first time. Three years<br />

later, though, it sold the island to Mitsubishi Corporation for<br />

100,000 yen. The now world-famous company had expanded<br />

rapidly after its inception as a shipping enterprise in 1873,<br />

and had purchased the Takashima Coal Mine in 1881.<br />

The years that followed witnessed a remarkable surge in<br />

Japan’s industrial capacity and military might, encouraged by<br />

victory in both the Sino-Japanese War (1894 -1895) and Russo-<br />

Japanese War (1904 -1905). At Hashima, Mitsubishi launched<br />

a project to tap the coal resources under the sea bottom, successfully<br />

sinking a 199- meter-long vertical shaft in 1895 and<br />

still another shaft in 1898. The company also utilized the slag<br />

from the mine to carry out a series <strong>of</strong> land reclamations, thereby<br />

creating flat space for industrial facilities and dormitories.<br />

Completed around 1907, the high sea-walls gave the island the<br />

appearance <strong>of</strong> a battleship riding the waves. The resemblance<br />

was so uncanny that a local newspaper reporter dubbed it<br />

Gunkanjima (Battleship Island), a nickname that soon replaced<br />

the <strong>of</strong>ficial name in common parlance.<br />

Hashima was producing about 150,000 tons <strong>of</strong> coal annually<br />

and its population had soared to over 3,000 when, in 1916,<br />

Mitsubishi built a reinforced concrete apartment block on the<br />

island to alleviate the lack <strong>of</strong> housing space and to prevent<br />

typhoon damage. This was Japan’s first concrete building <strong>of</strong><br />

any significant size. America’s first large-scale concrete structure<br />

— the Ingalls Office Building, in Cincinnati — had been built<br />

only 14 years earlier.<br />

A square, six-story structure built around a dingy inner<br />

courtyard at the southern edge <strong>of</strong> the island, the building<br />

provided cramped but private lodgings for the miners and<br />

their families. Each apartment consisted simply <strong>of</strong> a single,<br />

six-tatami-mat room (9.9 square meters) with a window, door,<br />

and small vestibule — more like a monk’s cell than an apart-<br />

opposite: Hashima in the late 19th–century, prior to the major reclamations from<br />

the sea. Courtesy Nagasaki Prefectural Library.<br />

overleaf: Residential apartments on Hashima. Photos Carl Michael von Hausswolff,<br />

2001.<br />

page 84: The last pupils form the words “sayonara Hashima” in the schoolground<br />

in 1974. Courtesy Takashima-cho.


ment, but still a major improvement over previous living<br />

quarters. Bathing, cooking, and toilet facilities were communal.<br />

This building was followed two years later by an even<br />

larger apartment complex on the sloping rock at the center<br />

<strong>of</strong> the island. Then the tallest building in Japan, the E-shaped<br />

apartment block had nine stories on the ocean side and three<br />

on the rock side.<br />

One multi-story apartment block followed another until<br />

the tiny island bristled with more than 30 concrete buildings.<br />

Even during the 11-year period before and during World War<br />

II, when not a single concrete building went up anywhere else<br />

in Japan, the construction <strong>of</strong> apartment blocks continued on<br />

Hashima as part <strong>of</strong> national efforts to meet the tremendous<br />

wartime demand for coal.<br />

As a result <strong>of</strong> these efforts, Hashima’s annual coal production<br />

reached a peak <strong>of</strong> 410,000 tons in 1941. But it was<br />

an achievement that exacted a heavy toll in human suffering.<br />

While Japanese youth disappeared onto the battlefields <strong>of</strong><br />

China, Southeast Asia, and the Pacific, the Japanese government<br />

forcibly recruited large numbers <strong>of</strong> Koreans and Chinese<br />

to fill the empty places in its factories and mines, and many<br />

<strong>of</strong> these men perished as a result <strong>of</strong> the harsh conditions and<br />

a starvation diet.<br />

Hashima was no exception. By the time the atomic<br />

bomb rattled the windows on Hashima apartment blocks and<br />

Japan surrendered to the Allied forces in August 1945, about<br />

1,300 laborers had died on the island, some in underground<br />

accidents, others <strong>of</strong> illnesses related to exhaustion and malnutrition.<br />

Still others had chosen a quicker, less gruesome death<br />

by jumping over the sea-wall and trying in vain to swim to<br />

the mainland.<br />

Suh Jung-woo, one <strong>of</strong> the Korean laborers fortunate<br />

enough to survive the ordeal, remembered Hashima in a 1983<br />

interview:<br />

I was one <strong>of</strong> two boys forced onto a truck in my village and<br />

taken to the government <strong>of</strong>fice, where several thousand other<br />

Koreans ranging in age from about fourteen to twenty had been<br />

gathered. After a night at an inn, we were taken by truck to a<br />

nearby city, then by train to the port at Pusan and ship<br />

82<br />

from Pusan to Shimonoseki. About 300 members <strong>of</strong> the<br />

group, including myself, were then taken by train to Nagasaki,<br />

where we arrived the following morning. All <strong>of</strong> us were being<br />

sent to Hashima.<br />

I had relatives in Japan, not only my parents in Nagoya but<br />

also family members living in Sasebo. I thought that no matter<br />

where I was sent in Japan I would be able to escape and find shelter<br />

with them. But as soon as I saw Hashima I lost all hope.<br />

The island was surrounded by high concrete walls, and<br />

there was ocean, nothing but ocean, all around. It was crowded<br />

with concrete buildings as high as nine stories.... We Koreans<br />

were lodged in buildings on the edge <strong>of</strong> the island. Seven or eight<br />

<strong>of</strong> us were put together in a tiny room, giving each person no<br />

more than a few feet <strong>of</strong> space.<br />

The buildings were made <strong>of</strong> reinforced concrete and<br />

had mortar on the outside, but the interior was filthy and falling<br />

apart.... We were given uniforms like rice bags to wear<br />

and forced to begin work the morning after arrival. We were<br />

constantly watched and ordered around by Japanese guards,<br />

some <strong>of</strong> whom were wearing swords.<br />

The mine was deep under the sea, the workers reaching<br />

it by elevator down a long narrow shaft. The coal was carried<br />

out from a spacious underground chamber, but the digging<br />

places were so small that we had to crouch down to work. It was<br />

excruciating, exhausting labor. Gas collected in the tunnels, and<br />

the rock ceilings and walls threatened to collapse at any minute.<br />

I was convinced that I would never leave the island alive.<br />

Four or five workers in fact died every month in accidents.<br />

Modern concepts <strong>of</strong> safety were nonexistent. The corpses were<br />

cremated on Nakanoshima, the little island beside Hashima.<br />

The end <strong>of</strong> World War II brought radical changes to<br />

Hashima Island and an important new purpose for its product.<br />

Instead <strong>of</strong> fuel for warships and steel for cannon shells,<br />

the coal from Hashima forged the tools for Japan’s recovery<br />

from the pit <strong>of</strong> humiliation and defeat. Ironically, however,<br />

it was another conflict — the Korean War (1950 -1953)— that<br />

catapulted the coal mines, and virtually every other Japanese<br />

industry, into a golden period <strong>of</strong> prosperity and growth.<br />

The population <strong>of</strong> Hashima reached a peak <strong>of</strong> 5,259 in<br />

1959. People were literally jammed into every nook and corner<br />

<strong>of</strong> the apartment blocks. The rocky slopes holding most


<strong>of</strong> these buildings comprised about 60 percent <strong>of</strong> the total<br />

island area <strong>of</strong> 6.3 hectares (15.6 acres), while the flat property<br />

reclaimed from the sea was used mostly for industrial facilities<br />

and made up the remaining 40 percent. At 835 people per<br />

hectare for the whole island, or an incredible 1,391 per hectare<br />

for the residential district, it is said to be the highest population<br />

density ever recorded in the world. Even Warabi, a Tokyo<br />

bedtown and the most densely populated city in modern Japan,<br />

notches up only 141 people per hectare.<br />

Hashima contained all the facilities and services necessary<br />

for the subsistence <strong>of</strong> this bulging community. Elbowing<br />

for space in the shadows <strong>of</strong> the apartment blocks were a<br />

primary school, junior high school, playground, gymnasium,<br />

pinball parlor, movie theater, bars, restaurants, 25 different<br />

retail shops, hospital, hairdresser, Buddhist temple, Shinto<br />

shrine, and even a brothel. Motor vehicles were nonexistent.<br />

As one former miner put it, one could walk between any two<br />

points on the island in less time than it took to finish a cigarette.<br />

Umbrellas were also unnecessary: a labyrinth <strong>of</strong> corridors and<br />

staircases connected all the apartment blocks and served as<br />

the island’s highway system.<br />

Equality may have reigned in the corridors, but the allocation<br />

<strong>of</strong> apartments reflected a rigid hierarchy <strong>of</strong> social classes.<br />

Unmarried miners and employees <strong>of</strong> subcontracting companies<br />

were interned in the old one-room apartments; married<br />

Mitsubishi workers and their families had apartments with<br />

two, six-mat rooms but shared toilets, kitchens and baths;<br />

high-ranking <strong>of</strong>fice personnel and teachers enjoyed the luxury<br />

<strong>of</strong> two-bedroom apartments with kitchens and flush toilets. The<br />

manager <strong>of</strong> Mitsubishi Hashima Coal Mine, meanwhile, lived in<br />

the only private, wood-constructed residence on the island — a<br />

house located symbolically at the summit <strong>of</strong> Hashima’s original<br />

rock.<br />

Indeed, Mitsubishi owned the island and everything on<br />

it, running a kind <strong>of</strong> benevolent dictatorship that guaranteed<br />

job security and doled out free housing, electricity and water<br />

but demanded that residents take turns in the cleaning and<br />

maintenance <strong>of</strong> public facilities. Thus the people <strong>of</strong> Hashima<br />

huddled together, all under the wing <strong>of</strong> “The Company” and all<br />

bent on a common purpose.<br />

But coal is not edible. The community depended completely<br />

on the outside world for food, clothing and other staples.<br />

Even fresh water had to be carried to the island until pipes<br />

along the sea floor connected it to mainland reservoirs in 1957.<br />

Any storm that prevented the passage <strong>of</strong> ships for more than<br />

a day spelled fear and austerity for Hashima.<br />

The most notable feature <strong>of</strong> the island was the complete<br />

absence <strong>of</strong> soil and indigenous vegetation. Hashima, after all,<br />

was nothing more than a rim <strong>of</strong> coal slag packed around the<br />

circumference <strong>of</strong> a bare rock. A movie shot there by Shochiku<br />

Co. Ltd. in 1949 was aptly entitled Midori Naki Shima (The<br />

Greenless Island).<br />

The initiation <strong>of</strong> a planting campaign in 1963 was a sign<br />

<strong>of</strong> the residents’ first hard-won taste <strong>of</strong> leisure. Using soil from<br />

the mainland they made gardens on the ro<strong>of</strong>tops and enjoyed<br />

the unprecedented pleasure <strong>of</strong> home-grown vegetables and<br />

flowers. It was around this same time that electric rice cookers,<br />

refrigerators and television sets became standard appli-<br />

83<br />

ances in the island’s apartments.<br />

But the optimism did not last long. Hashima’s fortunes started<br />

on a downhill slide in the late 1960s when Japan’s economy<br />

soared and petroleum replaced coal as the pillar <strong>of</strong> national<br />

energy policies. Coal mines across the country began to close.<br />

Mitsubishi slashed the work force at Hashima step by step,<br />

retraining workers and sending them <strong>of</strong>f to other branches <strong>of</strong> its<br />

sprawling and booming industrial network. The coup de grâce<br />

came on 15 January 1974, when the company held a ceremony<br />

in the island gymnasium and <strong>of</strong>ficially announced the closing<br />

<strong>of</strong> the mine.<br />

The subsequent exodus proceeded with amazing speed.<br />

The last resident stepped onto the ship for Nagasaki on 20<br />

April 1974, holding an umbrella up to a light rain and glancing<br />

back woefully toward the empty apartment blocks.<br />

ThE End rESulT oF dEvElopmEnT<br />

Now desolate and forgotten, Hashima guards the entrance<br />

to Nagasaki Harbor like a strange, dead lighthouse, attracting<br />

little more attention than the visits <strong>of</strong> tired seagulls and the<br />

curious stares <strong>of</strong> people on passing ships. But the symbolism<br />

is hard to ignore. The tight-knit Hashima community was<br />

a miniature version <strong>of</strong> Japanese society and it straddled a<br />

landmass that, except for the lack <strong>of</strong> water and greenery,<br />

mimicked the entire archipelago. The island’s present forlorn<br />

state is a lesson to contemporary Japan about what happens to<br />

a country that exhausts its own resources and depends solely<br />

on foreign trade. Taking note, the Japanese government has<br />

used photographs <strong>of</strong> Hashima in full-page national newspaper<br />

advertisements calling for conservation <strong>of</strong> energy.<br />

During its 84- year career under Mitsubishi, the island produced<br />

some 16.5 million tons <strong>of</strong> coal. The miners tunneled deep<br />

into the sea bottom, the builders carefully utilized every precious<br />

square meter <strong>of</strong> island property, and the islanders made<br />

valiant efforts to lead a comfortable and dignified life. But few,<br />

if any, <strong>of</strong> these people included the closing <strong>of</strong> the mine in their<br />

plans.<br />

In that sense, the dead island <strong>of</strong> Hashima delivers a lively<br />

warning about the importance <strong>of</strong> foresight. It <strong>of</strong>fers a view<br />

<strong>of</strong> the end result <strong>of</strong> “development,” the fate <strong>of</strong> a community<br />

severed from Mother Earth and engaged in a way <strong>of</strong> life<br />

disconnected from its food supply. In short, Hashima is<br />

what the world will be like when we finish urbanizing and<br />

exploiting it: a ghost planet spinning through space — silent,<br />

naked, and useless.<br />

There is currently a documentary on hashima island under production for Swedish televi-<br />

sion. The directors are Carl michael von hausswolff and Thomas nordanstad.


The flOaTinG island<br />

Paul collins<br />

In late 1942, Lord Louis Mountbatten — the British military’s<br />

Chief <strong>of</strong> Combined Operations — paid a visit to Winston Churchill<br />

at his <strong>of</strong>ficial country home, Chequers. Mountbatten had with<br />

him a small parcel <strong>of</strong> great importance. A member <strong>of</strong> Churchill’s<br />

staff apologized that the Prime Minister was at that moment in<br />

his bath.<br />

“Good,” said Mountbatten as he bounded up the stairs.<br />

“That’s exactly where I want him to be.” Mountbatten entered<br />

the steaming bathroom to find Churchill in the tub. It was generally<br />

not a wise thing to interrupt Sir Winston in his bathtub.<br />

“I have,” Mountbatten explained, “a block <strong>of</strong> a new material<br />

that I would like to put in your bath.”<br />

Mountbatten opened his parcel and dropped its contents<br />

between the Prime Minister’s bare legs in the water. It was a<br />

chunk <strong>of</strong> ice.<br />

Rather than bellow at his Chief <strong>of</strong> Combined Operations,<br />

Churchill stared at the ice intently — and so, standing by the<br />

bathtub, did Mountbatten himself. Minutes passed, and still<br />

they looked into the steaming depths <strong>of</strong> bath water before<br />

them. The ice was not melting. 1<br />

Ice is strange stuff: brittle when struck suddenly, yet malleable<br />

when pressured over a period <strong>of</strong> time. With low but steady<br />

pressure, this plastic deformation can continue indefinitely.<br />

Above all, ice is unpredictable. Molded into a beam, it will<br />

fracture at loads anywhere from 5 kg/sq cm to 35 kg/sq cm.<br />

Because it fails at unpredictable loads, it is not ideal as a building<br />

material. But what was bobbing about in Churchill’s bathtub<br />

was no ordinary ice: it was pykrete.<br />

Pykrete is a super-ice, strengthened tremendously by<br />

mixing in wood pulp as it freezes. By freezing a slurry <strong>of</strong> 14<br />

percent wood pulp, the mechanical strength <strong>of</strong> ice rockets up<br />

to a fairly consistent 70 kg/sq cm. A 7.69 mm rifle bullet, when<br />

fired into pure ice, will penetrate to a depth <strong>of</strong> about 36 cm.<br />

Fired into pykrete, it will penetrate less than half as far — about<br />

the same distance as a bullet fired into brickwork. Yet you<br />

can mold pykrete into blocks from the simplest materials and<br />

then plane it, just like wood. <strong>And</strong> it has tremendous crush<br />

resistance: a one-inch column <strong>of</strong> the stuff will support an<br />

automobile. Moreover, it takes much longer to melt than pure<br />

ice. But as strong and eco-friendly as it is, pykrete remains<br />

forgotten today save among glaciologists, who express<br />

bafflement over why no one has made use <strong>of</strong> it. “I don’t really<br />

know why it has languished in obscurity,” admits Pr<strong>of</strong>essor<br />

Erland Schulson, director <strong>of</strong> the Ice Research Laboratory at<br />

Dartmouth College. 2<br />

Pykrete is the namesake <strong>of</strong> Ge<strong>of</strong>frey Pyke, who the Times<br />

<strong>of</strong> London once declared “one <strong>of</strong> the most original if unrecognized<br />

figures <strong>of</strong> the present century.” His career began in 1914<br />

when, as a teenager at Cambridge University, he landed a<br />

foreign correspondent job by using a false passport to sneak<br />

into wartime Germany. After getting tossed into a concentration<br />

camp, he fled the country in a daring daytime escape.<br />

In the 1920s, he virtually created progressive elementary<br />

education in Great Britain, all for the sake <strong>of</strong> his own son’s<br />

education. Pyke financed his own school by brilliantly riding


futures markets and controlling a quarter <strong>of</strong> the world’s supply<br />

<strong>of</strong> tin, a ploy which brought him to financial ruin in 1929. He<br />

lived on as an eccentric hermit, publishing prescient warnings<br />

<strong>of</strong> Nazism and proposing one <strong>of</strong> the first media watchdogs.<br />

After the war, his freelance genius helped propel the creation <strong>of</strong><br />

the National Health Service. 3<br />

During the war, he appeared at the <strong>of</strong>fice <strong>of</strong> the Chief <strong>of</strong><br />

Combined Operations with a simple recommendation for<br />

his hiring. “You need me on your staff,” the shabbily dressed<br />

man explained to Lord Mountbatten, “because I’m a man who<br />

thinks.” What Pyke was thinking about just then was building<br />

ships out <strong>of</strong> ice.<br />

Pyke envisioned ships as vast and solid as icebergs. You<br />

could make the sides <strong>of</strong> your boat tens <strong>of</strong> feet thick, hundreds<br />

if you felt like it, and bullets or torpedoes would bounce away<br />

or knock <strong>of</strong>f pathetically ineffectual chunks. <strong>And</strong> when a torpedo<br />

did knock a chunk away — so? You were floating in a sea<br />

<strong>of</strong> raw repair material. Given how long it took pykrete<br />

86 to melt, and the minimal onboard refrigeration equip-<br />

ment needed to stay frozen and afloat, it would be months or<br />

years before the boats exhausted their usefulness. In battle, the<br />

ice ships could put their onboard refrigeration systems to good<br />

use by spraying super-cooled water at enemy ships, icing their<br />

hatches shut, clogging their guns, and freezing hapless sailors<br />

to death.<br />

Pykrete freighters could carry eight entire Liberty class<br />

freighters as cargo, but Pyke’s dream was not to use them as<br />

cargo ships but as aircraft carriers. One <strong>of</strong> the great disadvantages<br />

<strong>of</strong> aircraft carriers had always been that their short landing<br />

surfaces and cramped storage favored small planes with<br />

foldable wings and light armor. The most desirable fighters, like<br />

Spitfires, were not an easy fit for carriers, and bombers were<br />

altogether out <strong>of</strong> the question. Pyke’s logical conclusion<br />

above: The ro<strong>of</strong>ed-over test model <strong>of</strong> Habbakuk resting on Patricia Lake in<br />

early 1943.<br />

opposite: Canadian workmen assembling the protoype <strong>of</strong> the ship.<br />

Photos courtesy National Research Council Canada


was to build a behemoth: the H.M.S Habbakuk, he called it.<br />

Constructed from 40-foot blocks <strong>of</strong> ice, his Habbakuk would<br />

be 2,000 feet long, 300 feet wide, with walls 40 feet thick. Its<br />

interior would easily accommodate 200 Spitfires. The largest<br />

ship then afloat was the H.M.S Queen Mary, which weighed<br />

in at 86,000 tons. The Habbakuk would weigh 2 million tons. 4<br />

For a man who had had ice thrown into his bath, Winston<br />

Churchill was surprisingly receptive to the idea. After reading<br />

the formal War Cabinet report on the Habbakuk project,<br />

Churchill shot back a memo stamped “Most Secret” the next<br />

day, on 7 December 1942. “I attach the greatest importance<br />

to the prompt examination <strong>of</strong> these ideas,” he wrote. “The<br />

advantages <strong>of</strong> a floating island or islands, even if only used<br />

as refueling depots for aircraft, are so dazzling that they do<br />

not need at the moment to be discussed.”<br />

Mountbatten had already ordered Pyke and his colleague<br />

Martin Perutz to produce pykrete in large quantities to test and<br />

perfect it. Utmost secrecy was required, so Pyke set up shop<br />

in a refrigerated meat locker in a Smithfield Market butcher’s<br />

basement; his “shop assistants” were disguised British commandos.<br />

Their work was carried on behind a protective screen<br />

<strong>of</strong> massive frozen animal carcasses. When Mountbatten came<br />

to visit the operation, it was so hush-hush that Lord Louis had to<br />

disguise himself as, <strong>of</strong> all things, a civilian.<br />

It looked like an ordinary boathouse, tucked in on the shore<br />

<strong>of</strong> Patricia Lake, just outside Jasper, Ontario. But it was not a<br />

house at all—it was the boat, with a tin ro<strong>of</strong> stuck on top to make<br />

the bizarre craft look like a boathouse.<br />

The prototype Habbakuk was 60 feet long and 30 feet<br />

wide, weighing in at 1,000 tons, and was kept frozen by a onehorsepower<br />

motor. The boat would not move very quickly,<br />

and the enemy would hardly fail to see it coming, but this<br />

hardly mattered. “Surprise,” Pyke theorized in his first<br />

Habbakuk memo, “can be obtained from permanence as well as<br />

suddenness.” The immense hull was just as strong as Pyke had<br />

predicted, but Mountbatten eschewed the scientist’s reports<br />

for a more direct testing method: hauling out a shotgun and trying<br />

to blow a hole into their precious prototype’s side. He failed.<br />

Meanwhile, the butcher’s backroom had produced<br />

enough samples for Mountbatten and Churchill to take their<br />

pykrete show on the road. Mountbatten unveiled the invention<br />

at a tense secret meeting <strong>of</strong> the Allied chiefs <strong>of</strong> staff at<br />

Quebec’s Chateau Frontenac Hotel in August 1943. With<br />

the heads <strong>of</strong> nearly every Allied branch in attendance, the<br />

outside <strong>of</strong> the conference room was filled with high-level<br />

staff waiting to give their reports. British Air Marshall Sir William<br />

Welch was among them when they heard two pistol shots<br />

ring out from inside the conference room.<br />

“My god,” Welch yelled, “the Americans are shooting the<br />

British!” Guards rushing into the conference room found Lord<br />

Mountbatten holding a pistol amidst a scene <strong>of</strong> shattered ice<br />

and mayhem. <strong>And</strong> yet some <strong>of</strong> the <strong>of</strong>ficers were laughing.<br />

There was a very reasonable explanation for it all. Mountbatten<br />

had set out two blocks <strong>of</strong> material and then pulled out a gun to<br />

give the assembled chiefs a little demonstration. The first shot<br />

had been at a block <strong>of</strong> pure ice, which shattered. Nobody was<br />

much surprised by this. But the second shot proved<br />

87<br />

very surprising indeed. This time, Mountbatten shot a<br />

piece <strong>of</strong> pykrete, and the bullet ricocheted right <strong>of</strong>f the block<br />

and zipped across the trouser leg <strong>of</strong> Fleet Admiral Ernest King. It<br />

was quickly decided that Mountbatten had made his point. 5<br />

Churchill and Roosevelt soon came to an agreement that<br />

the world’s biggest ship should be built. But one man was<br />

conspicuously missing from these meetings: Pyke. The ship’s<br />

inventor was stunned to discover that to appease the Americans—who<br />

were not too keen on pottering eccentrics—he had<br />

been cut loose from his own project. It hadn’t helped that Pyke<br />

had sent a cable marked “Hush Most Secret” back to Mountbatten.<br />

It read, in its entirety: “CHIEF OF NAVAL CONSTRUCTION IS<br />

AN OLD WOMAN. SIGNED PYKE.” 6<br />

In the end, the Habbakuk was never built anyway. Landbased<br />

aircraft were attaining longer ranges, U-boats were<br />

being hunted down faster than they could be built, and the<br />

US was gaining numerous island footholds in the Pacific—all<br />

contributing to a reduced need for a vast, floating airfield.<br />

<strong>And</strong> deep within the newly built Pentagon was the knowledge<br />

that America already had a secret weapon in development to be<br />

used against Japan—an end to the war that would be brought<br />

about not by ice but by fire.<br />

The prototype ice-ship, abandoned in Patricia Lake, did not<br />

melt until the end <strong>of</strong> the next summer.<br />

1 This Chequers account is included in the only biography <strong>of</strong> inventor ge<strong>of</strong>frey pyke: david<br />

lampe’s wonderful 1959 book Pyke, the Unknown Genius (london: Evans Brothers, 1959).<br />

2 martin perutz, “description <strong>of</strong> the iceberg Aircraft Carrier and the Bearing <strong>of</strong> the mechani-<br />

cal properties <strong>of</strong> Frozen Wood pulp upon Some problems <strong>of</strong> glacier Flow,” in Journal <strong>of</strong><br />

Glaciology, march 1948, pp. 95-104. There’s an entertaining modern experiment involving<br />

shooting pykrete at http://www.geocities.com/Broadway/1928/pykrete.htm. The Schul-<br />

son quote is from my 7 march 2001 email interview with him.<br />

3 See pyke obituaries “The Fearless innovator,” The Times (london), 26 Feb 1948, p. 6; and<br />

“Everybody’s Conscience,” Time, 8 march 1948, pp. 31-33.<br />

4 due to an Admiralty clerk’s error, it was “habbakuk” rather than the correct biblical name<br />

“habakkuk.” pyke’s memos are available through the public record <strong>of</strong>fice (www.pro.go.uk);<br />

they are Admiralty files Adm 1/15672 and Adm 1/15677. Also see the London Illustrated<br />

News, 2 march 1946, pp. 234 –237.<br />

5 “War on ice,” Newsweek, 11 march 1946, p. 51.<br />

6 martin perutz, “Enemy Alien,” The New Yorker, 12 August 1985, pp. 35-54. perutz notes<br />

that design flaws might have made the Habbakuk impossible anyway.


Old raGs, sOme Grand<br />

scoTT a. sandaGe<br />

“These Colors Don’t Run,” I keep reading. Small wonder, after<br />

six months holding on by a thread to a speeding Eddie Bauer<br />

Ford Explorer. There used to be some rule about burning a flag<br />

when it gets torn or dirty. Does this mean it would be patriotic<br />

to torch a sport utility vehicle?<br />

By spring, the flags <strong>of</strong> September 11 looked like veterans<br />

<strong>of</strong> Ground Zero. Even Presidents’ Day sales could not move<br />

overstocks <strong>of</strong> red, white, and blue stickers, magnets, mugs,and<br />

mittens. Twenty-six stripes for the price <strong>of</strong> thirteen! Patriotism’s<br />

pan had flashed. Again.<br />

Up in the Bronx, George M. Cohan turned in his grave,<br />

or rather in his tiffany-windowed granite mausoleum at<br />

Woodlawn Cemetery — the house that flag-waving built. Let’s<br />

hope they buried Broadway’s ur-ho<strong>of</strong>er in his tap shoes.<br />

Any American who grew up in the 20th century learned the<br />

songs <strong>of</strong> George M. “I’m a Yankee Doodle Dandy” and “You’re<br />

a Grand Old Flag!” rang out at scout jamborees and on fourthgrade<br />

field trips to cheer up the nursing home: “Every heart<br />

beats time, for the mud, soot, and grime.”<br />

A century ago, Cohan invented patriotism as we know it:<br />

loud, brash, mass-market fervor at so much per stripe. Scion<br />

<strong>of</strong> a vaudeville family, he made his Broadway debut in February<br />

1901 in a musical called The Governor’s Son. Fifty -some<br />

plays followed over three decades. To approximate<br />

his versatility, imagine the talents <strong>of</strong> Irving Berlin, Neil<br />

Simon, Spencer Tracy, Robert Preston, Gene Kelly, Bill Irwin,<br />

Groucho Marx, Bob Fosse, Hal Prince, and David Merrick — all<br />

in the body <strong>of</strong> a racehorse jockey. Cohan found major success<br />

as a composer, lyricist, playwright, actor (light and dramatic),<br />

singer, dancer, clown, comedian, choreographer, director, and<br />

producer.<br />

<strong>And</strong> flag-waver. Yet, commodified patriotism was merely<br />

an element in Cohan’s greater invention: American musical<br />

comedy. Half a century before Rodgers and Hammerstein got<br />

the credit, Cohan used songs and dances to tell integrated<br />

stories. His patriotism was sincere, but he also knew how to<br />

milk applause. “Many a bum show,” he once said, “was saved<br />

by the flag.”<br />

Leave it to Americans to forget the artistic innovation and<br />

keep the gimmick. Despite (or because <strong>of</strong>) tributes by James<br />

Cagney in Yankee Doodle Dandy (1942) and Joel Grey in the<br />

1968 Broadway play George M!, if Cohan is remembered at<br />

all, it is as a pr<strong>of</strong>essional flag-waver. In fact, Cohan’s flag-waving<br />

got him in trouble twice — both times prefiguring today’s<br />

climate <strong>of</strong> thug patriotism and constitutional flag-protection<br />

amendments.<br />

In 1905, the toast <strong>of</strong> Broadway was grand marshal <strong>of</strong><br />

a parade for Civil War veterans. Riding next to a graybeard<br />

who cradled a battle-torn flag in his lap, Cohan asked about<br />

it. After a few words about Gettysburg, the old soldier looked<br />

down and said, “She’s a grand old rag.” With ragtime all the<br />

rage, a song called “You’re a Grand Old Rag” seemed just<br />

88 above: Cohan and Hirano in Cohan’s flag-bedecked dressing room


the thing for Cohan’s next musical. Songsheets and Edison<br />

cylinder recordings were already on sale when the show<br />

(audaciously entitled “George Washington, Jr.”) opened to<br />

scandal. The Daughters <strong>of</strong> the American Revolution (kneejerk,<br />

even then), and blowhards like President Teddy Roosevelt,<br />

accused the star <strong>of</strong> desecration. In a rare retreat for the<br />

headstrong showman, Cohan recalled the sheets and<br />

cylinders (missing a few that collectors prize today) and<br />

rewrote the song into the piece <strong>of</strong> cheese most <strong>of</strong> us learned<br />

too well. The 1905 incident proved a rule that George M.<br />

coined: there’s no such thing as bad publicity. But the events<br />

<strong>of</strong> 1941 ended differently.<br />

At 63, Cohan was battling abdominal cancer. More than ever,<br />

he needed the help <strong>of</strong> his longtime valet, Michio “Mike” Hirano.<br />

A Japanese immigrant from Shizuoka Prefecture, he had been<br />

the showman’s gatekeeper and confidante for decades. When<br />

Hirano was busy, Cohan delighted in answering the telephone<br />

in a heavy Japanese accent, to screen his own calls and frustrate<br />

the press. George M. even wrote a part for Mike in a<br />

1936 Broadway play. Hirano had only one line, but it stopped<br />

the show nightly by breaking Cohan into fits <strong>of</strong> laughter. By<br />

1941, Hirano enjoyed minor Broadway celebrity as the star’s<br />

ever-present sidekick, backstage and at hangouts like the Oak<br />

Room at the Plaza (where a bronze plaque still marks Cohan’s<br />

secluded corner table).<br />

Soon after Pearl Harbor, Hirano’s visibility caught him in<br />

the backlash against Nisei and Issei: immigrants and citizens<br />

<strong>of</strong> Japanese heritage. Intelligence agents pronounced both<br />

groups harmless, and not one case <strong>of</strong> espionage ever stuck.<br />

Yet, as Greg Robinson relates in his new book, By Order <strong>of</strong><br />

the President, Franklin D. Roosevelt imprisoned more than<br />

110,000 Japanese-Americans during the war, in what a classic<br />

government euphemism termed “internment camps.”<br />

Cohan tried to rescue Mike. On 18 December 1941, he<br />

sent a long, urgent telegram to Attorney General Francis<br />

Biddle, writing “I will personally vouch for Mike Hirano.” But<br />

this was one string the ailing showman could not pull, despite<br />

renewed fame. The war brought his music back in style, after<br />

its eclipse by that <strong>of</strong> Cole Porter and the Gershwins. Franklin<br />

D. Roosevelt presented him with a Congressional Gold Medal<br />

in a White House meeting that framed James Cagney’s cinematic<br />

flashbacks in Yankee Doodle Dandy. Of course, the film<br />

did not portray Michio Hirano, not even for one line. Onscreen<br />

and in life, Hirano simply vanished. Some said he went into the<br />

camps; others, that he escaped to freedom, <strong>of</strong> a sort, in the<br />

sweatshops <strong>of</strong> wartime New York.<br />

The nation’s preeminent patriot died in November 1942.<br />

He lived long enough to watch his life in the movies and to see<br />

something more important. With the loss <strong>of</strong> Mike, Cohan finally<br />

made the connection between jingoism and prejudice. “He felt<br />

very bad about that,” his son George M. Cohan, Jr., told me in a<br />

1988 interview. Never one for self-criticism, the old flag-waver<br />

saw his own hand in Mike’s fate.<br />

The Cohan children had grown up with Hirano and looked for<br />

him after the war, but in vain. They hoped he would show up<br />

when a statue <strong>of</strong> George M. was dedicated on Times Square in<br />

1959, but he did not. As late as the 1970s, reported sightings<br />

had Mike selling oriental kitsch in Chelsea or upholstering furniture<br />

on the Upper West Side.<br />

Cohan’s star still rises during wartime and on his birthday,<br />

the Fourth <strong>of</strong> July, before burning out as quickly as a dimestore<br />

sparkler. At less fervent moments, were it not for dinner<br />

theaters and the Mormon Tabernacle Choir, nobody would<br />

remember Cohan at all.<br />

<strong>And</strong> <strong>of</strong> course, nobody does remember Michio Hirano. I<br />

make an effort to think <strong>of</strong> him in parking lots and at tollgates,<br />

when I see a shredded, sooty flag dangling from a gas-guzzling<br />

Leviathan. <strong>And</strong> I can’t help but think <strong>of</strong> Mike when today’s<br />

Attorney General or some other song-and-dance man uses<br />

September 11 to defend ethnic pr<strong>of</strong>iling, arbitrary detentions,<br />

and invasions <strong>of</strong> privacy. But I also think <strong>of</strong> Cohan and wish<br />

that he had never rewritten the song we all learned in school:<br />

“Should auld acquaintance be forgot, keep your eye on that<br />

grand old rag!”<br />

A recording <strong>of</strong> “you’re a grand old rag” is available on the Cd accompanying this <strong>issue</strong>.


The War Of The flea<br />

marVin doyle<br />

For the letter killeth, but the spirit giveth life.<br />

It is clear to me exactly when it ended. I can fix the day, the<br />

setting—a windblown vacant lot in the San Gabriel Valley, with<br />

a phone booth and a streetlight. The ultraviolet sizzle <strong>of</strong> the<br />

Los Angeles sky at dusk is like nothing else. Three <strong>of</strong> us sat<br />

in the car watching while our comrade, Alice, talked on the<br />

phone, standing in a pool <strong>of</strong> light as it got dark around her.<br />

We were quiet; everyone’s wheels were spinning.<br />

Our little clandestine cell had been hunting in the Los<br />

Angeles – San Diego corridor for more than a year, looking for<br />

a chink in the armor <strong>of</strong> the military-industrial complex, a gap<br />

in the defenses <strong>of</strong> the war machine big enough to permit<br />

delivery <strong>of</strong> one <strong>of</strong> our group’s patented surprise packages. It<br />

was early in 1973. Richard Nixon, an apparent sociopath, had<br />

won a second term in the White House with false promises<br />

<strong>of</strong> peace in Vietnam, while high-altitude bombings <strong>of</strong> civilian<br />

populations continued across Indochina. Legal remonstrance<br />

had proved futile. The Holocaust was fresh in memory —<br />

never again! — and all-white police forces roamed the ghettos<br />

beating and shooting black suspects at will. We had learned<br />

in the civil rights movement the meaning <strong>of</strong> the categorical<br />

imperative: One does not stand idly by in the face <strong>of</strong> evil.<br />

The need to act gnawed at us, and that afternoon we found<br />

our opening.<br />

Southern California bristled with military installations<br />

and defense contractors, and there weren’t many that we had<br />

not sniffed around. But all the airfields and weapons contractors<br />

girded their domains with razor wire and motion sensors,<br />

and the longer we looked, the more helpless we felt. The best<br />

we had done was at Air America, the CIA’s notorious pirates-<br />

for-hire, who flew agents, mercenaries, weapons, and drugs<br />

in and out <strong>of</strong> illegal operation zones in Laos and Cambodia.<br />

One <strong>of</strong> our group, disguised as a nurse, had wandered through<br />

an open gate at their complex in Van Nuys and made it all the<br />

way into a hangar, where she saw crates <strong>of</strong> hardware stacked<br />

and marked for shipment to Thailand. But she had no cover, no<br />

excuse to be there, and had to scoot back out before she was<br />

noticed, without seeing any kind <strong>of</strong> hole or corner where a device<br />

could be lodged.<br />

That day, on the edge <strong>of</strong> the desert, we found a hole. On<br />

the outskirts <strong>of</strong> the last town in the valley — a patchy grid <strong>of</strong><br />

scattered, weather-beaten ranch homes and trailers amid the<br />

cactus and yucca — lay a little backwater airfield, unfenced,<br />

with a squadron <strong>of</strong> B-52s parked on the tarmac. We’d seen<br />

these planes up close at military air shows, built low to the<br />

ground with big openings around the wheel-wells where the<br />

wings joined the fuselage. A small bomb planted there — ten<br />

sticks <strong>of</strong> dynamite with a pocket-watch fuse — would cripple<br />

the plane, and destroy it completely if its fuel tanks detonated.<br />

As we drove incredulously past the disused lanes around the<br />

field’s edge, it was easy to picture an approach on bicycles,<br />

with backpacks, posing as desert campers. Where the sage<br />

grass grew in tall clumps, a bike -hiker could easily fade into<br />

the twilight and wait for the wee hours.<br />

Alice had been talking too long. The phone booth now<br />

looked sinister under the streetlight, and I began to mis-


trust what was happening over the wire. It was a previously<br />

scheduled, phone-booth-to-phone-booth call to our leadership<br />

contact on the East Coast, an exchange <strong>of</strong> information<br />

on our activities and theirs, a quick update on strategy and<br />

analysis —routine communication that is the daily bread <strong>of</strong> a<br />

serious political organization. After our breakthrough, we had<br />

approached the contact exultantly, eager to share the news<br />

and fully expecting the East Coast to be as joyous over the<br />

discovery as we were.<br />

To mount an action we needed to mobilize a considerable<br />

array <strong>of</strong> human and material resources, which required full support<br />

<strong>of</strong> leadership. How could they not say yes? Our organization<br />

existed to shock and repudiate the war effort, and what we<br />

viewed as the concomitant outrages <strong>of</strong> institutionalized racism<br />

at home. With pinprick attacks on symbolic targets, this underground<br />

organization had defined a new genre <strong>of</strong> mil-itant, but<br />

non-lethal, direct action — annealed by the trauma <strong>of</strong> a 1970<br />

bomb-building accident in New York City that killed three <strong>of</strong> its<br />

members. Regrouped and rededicated, the group waged a brash<br />

campaign <strong>of</strong> midnight attacks that held a mirror up to the pathological<br />

violence <strong>of</strong> the war, gave voice to the anger many others<br />

felt, and mocked the FBI’s inability to catch us. Destroying two<br />

heavy bombers would drive our message home as never before:<br />

No business-as-usual while the war goes on.<br />

Why was I so uneasy when the call went on so long? In<br />

our little collective, we <strong>of</strong>ten lost our way. Most <strong>of</strong> the group<br />

were fugitives who had been forced to cut <strong>of</strong>f contact with<br />

their families and friends. We had only carefully-rationed meetings<br />

with our allies in the above-ground antiwar movement. For<br />

safety’s sake, we lived deliberately sterilized lives, almost entirely<br />

dependent on each other for human warmth and stimulation.<br />

Sometimes the only way to practice our intense political convictions<br />

was by analyzing our own behavior, on the seductive<br />

theory that what is personal is political too. We could scarcely<br />

dare to admit that only in these rare, transcendent moments<br />

<strong>of</strong> action were we really living. Survival required ignoring the<br />

precariousness <strong>of</strong> our existence. But in unguarded moments,<br />

it inevitably impinged.<br />

Alice hung up the phone and slouched back across the<br />

crumbling pavement. She climbed in and we started <strong>of</strong>f toward<br />

the last <strong>of</strong> the light over the ocean. “They don’t want us to do it,”<br />

she said simply, and I realized with a sinking feeling that she was<br />

relieved. A silence... “Why? How can they think that?” I did not<br />

know how to say that I felt as if I was falling from a great height.<br />

“We’ve been criticized a lot in the East,” she went on. “People<br />

think just doing actions all the time is too macho. Sonia said<br />

we need to just chill out for a while. Besides, think how heavy it<br />

would be to do planes. It would be really bad heat. Really, really<br />

bad for everyone.”<br />

“It’s all we’ve been trying to do for the past year,” I said. But<br />

the others were silent. Eventually, we speculated that our collective<br />

was perhaps not trusted, not thought competent. Years later,<br />

I heard the theory that the leadership by this time was making<br />

plans to disband the organization, surface, and seek plea bargains<br />

on the relatively minor charges most <strong>of</strong> them faced from the<br />

wild street demonstrations <strong>of</strong> 1968 and 1969. A “heavy” action<br />

against a military target would screw up the chances for lenient<br />

deals. <strong>And</strong> playing in our own minds was dread <strong>of</strong> the<br />

91<br />

stress and toil that mobilizing for an action would entail.<br />

That night, the four <strong>of</strong> us ceased to function regularly as the<br />

fingers <strong>of</strong> one hand — as we had, up to that time, to a commendable<br />

extent. We rode silently home, disconnected, spinning away<br />

from each other into inner space. In the weeks that followed, we<br />

all did our best to pretend that nothing irrevocable had happened.<br />

But as time went by, we clung more and more to the abstractions<br />

<strong>of</strong> political ideology and increasingly lost sight <strong>of</strong> the slender,<br />

ineffable truth that had guided us and justified our extreme and<br />

rarefied way <strong>of</strong> life —that in the face <strong>of</strong> a great wrong, there is a<br />

duty to act. Enforced isolation and the enormous pressure <strong>of</strong> the<br />

odds finally tipped the balance <strong>of</strong> our existence too far inward.<br />

The once-fresh hypothesis that our example would inspire a<br />

spontaneous movement <strong>of</strong> the young and disaffected overgrew<br />

its natural limits; it became a doctrinaire theory <strong>of</strong> international<br />

class struggle in which revolutionary nationalist movements<br />

in the Third World replaced the industrial proletariat <strong>of</strong> Marx’s<br />

vision as the vanguard. Study groups were formed. Work began<br />

on a manifesto explaining “our class stand.” Organizing networks<br />

to distribute clandestinely produced political tracts became our<br />

de facto strategy for helping to build a political movement that<br />

would support a revolution led by black and Third World insurgents.<br />

But while we dug in, the world moved on. Middle America<br />

was turning against the war. The rafters were beginning to rattle<br />

with the beginnings <strong>of</strong> an extraordinary transformation in the<br />

lives <strong>of</strong> women. <strong>And</strong> by mid -1973, the Senate Watergate hearings<br />

had cracked open the putrid core <strong>of</strong> the Republican government<br />

right before our eyes. The fucker was going down!<br />

The victory was as much ours as anyone’s. Others had<br />

marched and thrown their medals on the White House lawn.<br />

We had created a theater <strong>of</strong> the real, blown up the royal privy,<br />

and made good on our promise that there would be no peace<br />

at home while the slaughter went on. It was time to fold up our<br />

tents and melt into the night. But we did not get it. Instead <strong>of</strong><br />

recognizing the war <strong>of</strong> the flea for what it was— an artful game<br />

<strong>of</strong> witness and confrontation—we fell for the delusion that<br />

revolutionary change was at hand. A sclerotic, small-group<br />

orthodoxy set in, built on fixed and unspoken absolutes. Blacks<br />

had to lead; original sin clung ineluctably to the white race.<br />

Feminism had to be ultra, fueling the compulsion to segregate<br />

humanity into orders <strong>of</strong> political purity. Succumbing to<br />

the acquired habit <strong>of</strong> blocking out heterodoxical information,<br />

we developed a tin ear for the dialectics <strong>of</strong> real life. Among<br />

the many sins we were accused <strong>of</strong>, the only one that counted<br />

was that we had become cognitively impaired. Our muddle-<br />

headedness helped to inflict on the next generation a legacy <strong>of</strong><br />

arid political correctness that hurt its chances <strong>of</strong> reaching higher<br />

ground.<br />

That night in the San Gabriel Valley was the beginning <strong>of</strong><br />

the end. But most <strong>of</strong> us did not realize we were through until a<br />

long time after it happened. Some may not know it yet.<br />

Further reading:<br />

Bill Ayers, Fugitive Days (Boston: Beacon press, 2001)<br />

Cathy Wilkerson, review <strong>of</strong> Fugitive Days, Z Magazine, december, 2001<br />

hal Jacobs, Weatherman (Berkeley: ramparts press, 1970)


The shOrT, sad life Of danny The draGOn<br />

dirK libeer<br />

Danny the Dragon, touted as the “monster with a heart <strong>of</strong> gold,”<br />

was one <strong>of</strong> the star attractions <strong>of</strong> Freedomland, which opened<br />

its doors in June 1960. Built at a cost <strong>of</strong> $33 million in the<br />

Bronx, Freedomland is considered one <strong>of</strong> the greatest failures<br />

in amusement park history. The size <strong>of</strong> Disneyland but shaped<br />

like the continental US, the theme park had areas corresponding<br />

to America’s geography and history. These included “Chicago,<br />

1871,” “San Francisco, 1906,” “The Old Southwest, 1890,” and<br />

“Little Old New York, 1850-1900.” A few days after opening, a<br />

stagecoach overturned, injuring ten people and garnering much<br />

bad press. But that was not the park’s most pressing problem.<br />

Word <strong>of</strong> mouth quickly spread that the half-finished Freedomland<br />

was boring. The “attractions” at Freedomland included a<br />

Pony Express rider who changed horses; firemen who put out<br />

one building <strong>of</strong> the Great Chicago Fire; a “futuristic moving sidewalk”<br />

which was little more than a horizontal escalator across a<br />

small lake; a mule-driven merry-go-round; and a mysterious tunnel<br />

from San Francisco to the old Southwest.<br />

Having lost $5 million dollars a year for three years, the<br />

desperate management tried to salvage the situation by<br />

installing “thrill” rides, but it was too late. Freedomland filed<br />

for bankruptcy on September 15, 1964. The site is now home to<br />

Co- op City.<br />

Danny the Dragon was bought by the Great Escape in Lake<br />

George, New York, where he was repainted and put to use. At<br />

the end <strong>of</strong> 1996, Danny was finally taken out <strong>of</strong> service and<br />

currently sits by his lonely self on the back road in the amusement<br />

park’s maintenance area.<br />

Cabinet wishes to thank rob Friedman for his assistance. his website at http://ourworld.<br />

compuserve.com/homepages/robfriedman/<br />

is dedicated to the history <strong>of</strong> Freedomland. much thanks also to The Journal <strong>of</strong> Ride Theory,<br />

whose “Bad ideas” <strong>issue</strong> was a valuable source for compiling the information above. JoRT is<br />

available by writing to Box 2044, portland, or 97208.<br />

above: Danny the Dragon as he appeared in a guidebook from ca. 1960. Courtesy<br />

Rob Friedman<br />

below: Danny the Dragon retired behind the maintenance yard at the Great Escape<br />

. Photo Lorraine Rock.<br />

previous page: Freedomland as illustrated in its guidebook, ca. 1960. Courtesy Rob<br />

Friedman


BeTTer luCK neXT Time<br />

GreGory Williams<br />

There’s nothing like the knowledge <strong>of</strong> one’s pending execution<br />

to inspire a need for comfort. As the 6th-century philosopher<br />

Boethius sat out his last days in a dungeon near Rome,<br />

accused by King Theodoric <strong>of</strong> high treason, he penned his<br />

Consolation <strong>of</strong> Philosophy, an imaginary discussion between<br />

the condemned man and Lady Philosophy. The ensuing<br />

debate pits the all-too-human sense <strong>of</strong> self-pity against the saving<br />

grace <strong>of</strong> rational thought, the only means <strong>of</strong> preventing a<br />

lapse into pointless sentimentality. As a Christian, Boethius<br />

did seek spiritual solace, but only ins<strong>of</strong>ar as it was reinforced<br />

by the practice <strong>of</strong> a clear-headed, rigorous assessment <strong>of</strong> his<br />

circumstances. A similar situation confronted Sir Thomas<br />

More, who wrote his Dialogue <strong>of</strong> Comfort in the Tower <strong>of</strong><br />

London while Henry VIII and his cronies deliberated over More’s<br />

demise, which happened in 1535 when he was beheaded. Like<br />

Boethius, he invented a conversation, this one between two Hungarian<br />

relatives (stand-ins for the threatened English Catholics)<br />

trying to come to terms with their likely deaths at the hands <strong>of</strong> the<br />

Turks. For More as for Boethius, a period <strong>of</strong> anxious anticipation<br />

and fear is made tolerable by the soothing words <strong>of</strong> an internal<br />

dialogue.<br />

The terms consolation, comfort, and condolence are<br />

<strong>of</strong>ten used interchangeably in such contexts, motivated, <strong>of</strong><br />

course, by the presence <strong>of</strong> death. Letters <strong>of</strong> condolence in<br />

particular have a long history, with records going back to the<br />

ancient Greeks. While on a trip in 90 AD, Plutarch famously<br />

consoled his wife upon learning <strong>of</strong> the death <strong>of</strong> their two-yearold<br />

child. He praises her dignified response to the tragedy:<br />

“It did not surprise me that you, who have never tricked yourself<br />

out for theaters or processions and have always believed that<br />

expense was useless in pleasures, should also have maintained<br />

the same simplicity and modesty in time <strong>of</strong> sorrow.” 1 Stoic acceptance<br />

<strong>of</strong> grief was certainly not the only option for the mourning<br />

relative, but it <strong>of</strong>fered a measure <strong>of</strong> dignity and acknowledged<br />

the fleeting nature <strong>of</strong> life with quiet resolve.<br />

A more recent phenomenon in the category <strong>of</strong> loss management<br />

is the consolation prize, <strong>of</strong>ten associated with casualties<br />

suffered in the sports arena. In the classical Greek games, prizes<br />

were awarded only to the single victors, who typically received the<br />

modest gift <strong>of</strong> an olive branch. They were also given all manner <strong>of</strong><br />

material rewards by the cities they represented, but the original<br />

goal was to establish everlasting fame on earth, the sure route to<br />

immortality. Defeat in the classical era was linked with a failure to<br />

live on in legend. Only with the rise <strong>of</strong> the modern Olympics, first<br />

held in Athens in 1896, did the practice <strong>of</strong> granting medals to second-<br />

and third-place finishers become established. Yet despite the<br />

modern effort to make all talented participants feel recognized as<br />

winners, there is still the sense that only absolute triumph will do.<br />

Perhaps the most indelible memory taken from Olympic games<br />

is the expressions <strong>of</strong> bitterness on the faces <strong>of</strong> the silver and<br />

bronze medalists. Though they have clearly accomplished<br />

a remarkable task, there can be nothing more depressing to<br />

an athlete than to hear a sports commentator say, “She gave<br />

it an excellent try, but it just wasn’t her night to take<br />

96 the gold!”<br />

Indeed, constant advances in camera technology have<br />

enabled television coverage <strong>of</strong> Olympic events to become<br />

increasingly invasive. The number <strong>of</strong> angles from which an athlete’s<br />

every facial expression and bodily contortion is recorded<br />

has raised spectator voyeurism to an uncomfortable level.<br />

When Sarah Hughes upset the pool <strong>of</strong> favorites in women’s<br />

figure skating at the 2002 Winter Olympics in Salt Lake<br />

City, viewers were able to closely observe the corners <strong>of</strong><br />

Michelle Kwan’s mouth for signs <strong>of</strong> twitching as she grudgingly<br />

accepted the bronze medal. Even well after the award<br />

ceremonies had ended, the network revisited the negative<br />

aspect <strong>of</strong> “the thrill <strong>of</strong> victory and the agony <strong>of</strong> defeat” (the classic<br />

motto <strong>of</strong> ABC’s Wide World <strong>of</strong> Sports) in such relentless<br />

fashion that any sense <strong>of</strong> sympathy with the competitors was<br />

lost. The whole experience gradually took on the air <strong>of</strong> a vast and<br />

highly public wallowing in Schadenfreude.<br />

The artists Måns Wrange and Tracey M<strong>of</strong>fatt take two different<br />

views <strong>of</strong> Olympic-scale downfall in their manipulation<br />

<strong>of</strong> photographic documentation. Wrange concentrates on the<br />

moment before the <strong>of</strong>ficial results are announced, just when the<br />

top two finishers from historic competitions pass through the ribbon.<br />

He highlights the instant <strong>of</strong> the photo-finish as the runnerup<br />

first becomes aware <strong>of</strong> the fact that it is all over. Out <strong>of</strong> the<br />

sixteen images from this section <strong>of</strong> Wrange’s Encyclopedia <strong>of</strong><br />

Failure, a mere thirteen seconds collectively separates all victors<br />

from the vanquished; “13 seconds from immortality” must feel<br />

like an eternity. Each <strong>of</strong> these temporal fragments brings to mind<br />

Roland Barthes’s equation <strong>of</strong> photography and death. The click<br />

<strong>of</strong> the shutter is a form <strong>of</strong> indirect violence, leaving the secondplace<br />

runner with a lifetime’s worth <strong>of</strong> pro<strong>of</strong> that victory is forever<br />

irretrievable.<br />

M<strong>of</strong>fatt, on the other hand, considers fourth place to be<br />

the ultimate form <strong>of</strong> disappointment. To get so close to a medal<br />

but to come up short can only be devastating. Like Wrange,<br />

she focuses on that decisive shudder <strong>of</strong> recognition as it is<br />

registered on the faces <strong>of</strong> athletes who will not be ascending<br />

the platform to receive even a conciliatory ribbon. As M<strong>of</strong>fatt<br />

stated in a press release for her “Fourths” series (2001), “Fourth<br />

means that you are almost good. Not the worst (which has<br />

its own perverted glamour) but almost a star.” Her project<br />

refers us back to the ancient Olympic desire for fama, that<br />

sure route to everlasting glory. M<strong>of</strong>fatt enacts a futile rescue<br />

operation in order to grant the non-medalists a brief reprieve<br />

from their historical obscurity. The effect, however, is to forcefully<br />

call attention to their misery, plainly visible on their<br />

highlighted faces.<br />

1 Sarah B. pomeroy, ed., Plutarch’s Advice to the Bride and groom and A Consolation to his<br />

Wife (new york and oxford: oxford university press, 1999), p. 60.<br />

previous page, top to bottom: Tracy M<strong>of</strong>fat, Fourth No. 18, Fourth No. 2, and Fourth<br />

No. 17, 2001. Courtesy Paul Morris Gallery<br />

opposite: Måns Wrange, Second Best (13 Seconds from Immortality), 1991


The disappOinTed and The Offended<br />

maGnus bärTås<br />

My ongoing work, The Disappointed and Offended, is based<br />

on reading Sweden’s evening newspapers on a daily basis and<br />

finding low-level stories <strong>of</strong> failure where someone has been<br />

<strong>of</strong>fended, hurt, snubbed, disappointed, or otherwise given<br />

cause to complain. I reproduce the newspaper’s photograph<br />

<strong>of</strong> the person using the simple technique, <strong>of</strong>ten used by<br />

children, <strong>of</strong> dripping molten wax on the image. When dry, the<br />

wax is carefully removed with an imprint <strong>of</strong> the face on it. The<br />

wax medallions are hung on long walls from pieces <strong>of</strong> thread<br />

embedded in the wax. A list <strong>of</strong> printed one-sentence texts<br />

nearby tell the stories behind the disappointed and <strong>of</strong>fended<br />

faces, thus making the work vascillate between empathy and<br />

malicious pleasure. Begun in 1994, the series now has more<br />

than 650 portraits.<br />

The work is evocative <strong>of</strong> a wailing wall — the fact that complaining<br />

and wailing, even when it concerns “trivial” ordinary<br />

problems, needs a public space. Maybe the most important<br />

part <strong>of</strong> the work is its story-telling — that each face contains<br />

a complete story that is condensed into the one sentence<br />

exhibited alongside the portraits. The texts are never directly<br />

correlated to the faces, and it is up to the viewer to imagine<br />

which face connects with which text. These stories from the<br />

newspapers are normally consumed in an ephemeral way.<br />

By using the candle wax technique, it is possible to freeze<br />

this stream <strong>of</strong> complaints. In that sense the work has a documentary<br />

aspect (an alternative title could be Disappointment<br />

in Sweden from 1994 until Today). Christian Boltanski once<br />

made an artwork consisting <strong>of</strong> portraits <strong>of</strong> dead Swiss citizens.<br />

Boltanski claimed that these people, living in one <strong>of</strong> the safest<br />

countries in the world, had had no reason to die. The Swedes,<br />

living in one <strong>of</strong> the wealthiest countries in the world, have<br />

no reason to complain, and yet they do.<br />

98


100


the reserve <strong>of</strong>ficer who does not get to keep his <strong>of</strong>ficial gun<br />

the man who is considered too fat for his job as a bus driver<br />

the man whose dog got an electric shock when it sniffed a lamp post<br />

the smoker who had his pay cut for the six minutes it took him to smoke a cigarette<br />

the fireman who went to a call on his bicycle, arrived late, and got dismissed<br />

the man with a whiplash injury who thinks that the doctors are not taking him seriously<br />

the girl whose five rabbits were killed by dogs<br />

the ice hockey coach who thought he would be getting a Christmas present when he was called to the clubhouse but instead got<br />

the sack<br />

the former nazi who is not believed when he says he has left the nazi movement<br />

the singer who had 1300 calls to his mobile telephone from the same woman<br />

the woman who is threatened with eviction because for many years she has been feeding birds on her balcony<br />

the woman who worked for a sect-like company in which those who succeeded were praised ecstatically and those who failed were<br />

humiliated<br />

the boy who was not allowed to be in the class photo because he was wearing a T-shirt that said “Made <strong>of</strong> Swedish Steel”<br />

the woman who lost 50 kilos but who thinks she lost her identity because <strong>of</strong> the new body<br />

the artist who thinks that the graphic arts have lost their legitimate status<br />

the two parents whose child was forced to change schools due to magnetic fields<br />

the woman who is called a “psycho” by an insurance company and is refused further compensation<br />

the lottery saleswoman who wonders why the disabled have to move to make room for the election stands<br />

the boy who got stuck against the gratings <strong>of</strong> the water circulation system in an adventure swimming pool<br />

the woman who was cheated by her friends after winning a prize in the lottery<br />

the headmaster who was beaten up by the father <strong>of</strong> one <strong>of</strong> the students<br />

the man who was robbed by a person from the domestic help service<br />

the man whose dead mother’s diaries have been destroyed by mistake<br />

the wrestler who was excluded from his club when he supported a wrestler in a rival team<br />

the tuberculosis sufferer who was sent home from the hospital with aspirin and cough medicine<br />

the woman who was advised to drink a lot <strong>of</strong> water during a yoga course whereupon she drank seven liters and lost consciousness<br />

the man who has been fooled by an impostor who called himself “a special messenger <strong>of</strong> the Vatican”<br />

the woman who was in the elevator going to her boyfriend’s apartment when the elevator fell three meters and she became so<br />

scared that she forgot to take her pill and became pregnant<br />

the boy who found live caterpillars in a mint chocolate<br />

the girl who was knocked down by a car and is now stalked by the car driver who says that “their lives have been joined”<br />

the man who for the past nine years has had the hiccups when awake and has tried everything imaginable to get rid <strong>of</strong> his hiccups<br />

the politician who claims that he has been frozen out by his colleagues<br />

the two young socialists who discovered that the international conference was overflowing with drugs<br />

the woman who waited eleven months for her gallstone operation<br />

the woman who discovered that Maryland Cookies can be fatal for people with nut allergy<br />

the couple who are afraid <strong>of</strong> their neighbor<br />

the woman who was supposed to fly to a bridal shower and whose airplane crashed in the water<br />

the rock musician who was swindled by his manager<br />

the two female taxi drivers who can’t stand the customers’ constant pesterings any longer<br />

the tenant who lives in a house damaged by underground construction blasts<br />

the chairman <strong>of</strong> a golf club who discovered that 3,000 golf balls had been stolen from the clubhouse<br />

the man who has received double invoices after buying shirts with his credit card<br />

the soccer fan who got a bottle in his head while sitting in the stands<br />

the man who accidentally shot himself in the leg and had to wait one and a half hours because there was only one ambulance in the<br />

district<br />

the family who has been evicted because the neighbors are tired <strong>of</strong> their children playing soccer in the yard<br />

the dismissed director accused <strong>of</strong> sexual harassment and tax fraud who claims he is the victim <strong>of</strong> a conspiracy<br />

the woman who was sacked by her own husband<br />

the man who was forced to move because the rent was too much<br />

the detective superintendent who was accused <strong>of</strong> ignoring information from a fortuneteller<br />

the woman who discovered bits <strong>of</strong> glass in her minced meat<br />

the man who feels swindled by the national lottery’s new rules<br />

the owner <strong>of</strong> a florist shop who wasn’t given enough time to come up with a quote for a church’s Interflora Flower Relay<br />

the tenant who has to pay twice as much rent as his neighbor with an identical apartment<br />

the car mechanic who is three centimeters too short to get a job with SAAB<br />

101<br />

the book publisher who says he has wasted “millions on meaningless books for people who can’t understand them”


The invenTiOn Of failure: an inTervieW<br />

WiTh sCOTT a. sandaGe<br />

sina naJafi & daVid serlin<br />

Failure, to paraphrase Wordsworth, is too much with us; every<br />

day seems to add yet another tale <strong>of</strong> bankruptcy, romantic loss,<br />

or personal tragedy, suggesting that failure, as a concept, is a<br />

fundamental part <strong>of</strong> what used to be called the human experience.<br />

But in his forthcoming book Forgotten Men: Failure in<br />

American Culture, Scott A. Sandage, a pr<strong>of</strong>essor <strong>of</strong> history at<br />

Carnegie Mellon University, argues that the notion <strong>of</strong> failure<br />

as something that defines one’s identity is a relatively recent<br />

invention with its roots in the entrepreneurial capitalism <strong>of</strong> 19thcentury<br />

America.<br />

Can you start by telling us the scope <strong>of</strong> your book?<br />

The book is a cultural history <strong>of</strong> the idea <strong>of</strong> failure in American<br />

life from roughly Benjamin Franklin to Bob Dylan. They establish<br />

the dates <strong>of</strong> the book, but it is not really about famous<br />

people or the early setbacks <strong>of</strong> people who eventually succeeded.<br />

It is not about Thomas Edison or Ulysses S. Grant failing<br />

and later becoming successful. It is a book about ordinary<br />

people who throughout American history fell short <strong>of</strong> whatever<br />

the prevailing mark was in the period in which they lived.<br />

One <strong>of</strong> the problems I had was answering the question,<br />

“Why had nobody written a book about failure before?”, at least<br />

not a book about real people who failed, rather than what sermons<br />

or short stories or novels or advice manuals say about<br />

failure. There had been an assumption that there is no source<br />

material, that, by definition, someone who failed miserably<br />

throughout his life would not have left a paper trail. This turned<br />

out to be a false assumption. One <strong>of</strong> the reasons is that failure<br />

has been such a ubiquitous part <strong>of</strong> the American experience<br />

that archives are full <strong>of</strong> people who have failed. For example,<br />

one <strong>of</strong> the best sources I have found was a cache <strong>of</strong> about 5,000<br />

letters that ordinary people wrote to John D. Rockefeller, Sr.,<br />

starting in the 1870s, saying “Dear rich and famous man, here<br />

is my long, sad story. Please help me by (a) giving me a job (b)<br />

sending me some money (c) giving me advice on how to succeed,<br />

etc.”<br />

Does the quantity <strong>of</strong> material remain consistent throughout<br />

the period that you analyze?<br />

Yes and no. Yes, because I have been able to find enough information<br />

throughout the period. No, because part <strong>of</strong> the analysis<br />

in the book is the role that has been played by evolving narrative<br />

genres in describing the identity <strong>of</strong> failure. For example, prior to<br />

1820 you didn’t have things like credit reports, police reports,<br />

school grades, personnel files, constituent mail, letters to millionaires,<br />

and so on. All <strong>of</strong> these are narrative genres that are<br />

invented at particular points in our history and each <strong>of</strong> them<br />

contributes something new to the ability <strong>of</strong> a person to describe<br />

his or her own identity.<br />

A phrase that occurs repeatedly throughout the essays<br />

and novels <strong>of</strong> an author like Mark Twain is “the average man.”<br />

There is a scene in Huckleberry Finn where Twain says “the<br />

average man is a coward.” The idea <strong>of</strong> the average man can’t<br />

exist until the science <strong>of</strong> statistics becomes sufficiently wellknown<br />

to a cross-section <strong>of</strong> the general public. The science <strong>of</strong>


statistics dates back to the 1830s and 1840s, but it is the advent<br />

<strong>of</strong> sociology in the late 19th century — as well as ideas like credit<br />

reporting and movements like Social Darwinism-that represent<br />

the beginning <strong>of</strong> systems being invented to meet perceived<br />

needs to rank and classify people.<br />

Credit reporting, for instance, is something that figures<br />

largely in the book. You know how you get <strong>of</strong>fers in the mail<br />

to show you your credit report? Consumers get rated by TRW,<br />

and businesses by Dun & Bradstreet and other companies. This<br />

all starts in 1841, with a New York City business called the<br />

Mercantile Agency, which later turns into Dun & Bradstreet.<br />

The country is at that time still reeling from one <strong>of</strong> the first<br />

national economic crises — the Panic <strong>of</strong> 1837 — and the Mercantile<br />

Agency <strong>of</strong>fers a service to meet a need that did not previously<br />

exist. It helps you decide who is trustworthy in a situation<br />

in which you are now doing business with people you will never<br />

meet. The telegraph, the railroad, the steamboat — all these<br />

developments make it possible to transact business across<br />

great distances, and so the handshake and looking a man<br />

directly in the eyes and sizing him up is no longer possible.<br />

The Agency comes into existence to meet the need to<br />

systemize trust. But for the first 40 or 50 years, credit ratings<br />

are largely verbal. They are little stories. Only gradually do<br />

they begin to develop numerical, encrypted, or coded rating<br />

systems. So, if I am a silk wholesaler in New York City and I<br />

receive an order for five bolts <strong>of</strong> silk from a general storekeeper<br />

in Ohio, I want to know if he’s good for the money. I would go to<br />

the Mercantile Agency and they would have on file a little story<br />

about this person that had been provided by a covert operative<br />

in that person’s town.<br />

The service had recruited what the founders called “local<br />

correspondents” in just about any location in the country where<br />

people were doing business across distances. The local correspondent<br />

would send in updated reports every six months<br />

about businessmen in that town. These reports would be things<br />

like, “He’s a thriving businessman but the rumor in town is that<br />

his wife is about to divorce him and that’s going to cost him a<br />

lot <strong>of</strong> money, bring shame to his name, and it is inevitable that<br />

he will fail.”<br />

That is one <strong>of</strong> the major new forms <strong>of</strong> narrative that comes<br />

up in the 19th century because it is a way <strong>of</strong> keeping track <strong>of</strong><br />

your career over a long term. The idea <strong>of</strong> moving from town<br />

to town when you fail and leaving your past behind becomes<br />

much more difficult when you have anonymous spies keeping<br />

track <strong>of</strong> you.<br />

Much <strong>of</strong> the language that people use today to describe<br />

themselves or others as a failure derives from the language<br />

<strong>of</strong> business in general, and the language <strong>of</strong> credit reporting in<br />

particular. I think that is part <strong>of</strong> the puzzle <strong>of</strong> failure in America.<br />

Why have we as a <strong>culture</strong> embraced modes <strong>of</strong> identity where<br />

we measure our souls using business models? For example, the<br />

term “A Number 1” used to describe a person comes from credit<br />

rating. It means that this person’s financial assets, A, and moral<br />

character, 1, qualify him for the best rate <strong>of</strong> interest when he<br />

borrows money. Or if you call somebody second-rate or thirdrate,<br />

that’s another way <strong>of</strong> describing what type <strong>of</strong> credit rating<br />

he has. If he’s first-rate, that is because he gets the first rate <strong>of</strong><br />

credit, etc. If you’ve ever heard someone called “<strong>of</strong> no<br />

103<br />

account,” or “good for nothing,” these are from the lan-<br />

guage <strong>of</strong> credit rating. Is he good for a thousand dollars to borrow<br />

or good for nothing? But in our <strong>culture</strong>, the phrase “good for<br />

nothing” has moved from a very specific, purportedly objective<br />

financial and numerical assessment to something that is much<br />

more encompassing in terms <strong>of</strong> what it says about a person’s<br />

identity.<br />

How do ordinary people evaluate failure before the creation <strong>of</strong><br />

these standards <strong>of</strong> failure?<br />

In debate with public ways <strong>of</strong> measuring failure. My goal in a<br />

lot <strong>of</strong> the cases is to get as many competing narratives about<br />

the same person as I can find. I will have the credit report which<br />

is narrative, a diary if I can find one, a letter from that person’s<br />

wife or relative describing the person. There are various ways<br />

in which these historically specific narratives I mention start to<br />

multiply in the 19th century so that your identity is a competition<br />

amongst the various people who claim the right to describe<br />

you. Your identity is in some way a distillation <strong>of</strong> these narratives,<br />

and at various times one may win out. These narratives<br />

that we use to construct our identity come increasingly with<br />

rewards and punishments. If you are the sort <strong>of</strong> person who can<br />

tell this type <strong>of</strong> story about your life, you get this reward. If you<br />

are the sort <strong>of</strong> person who can tell another story, you get that<br />

punishment. Your life story can help or hurt you.<br />

So in terms <strong>of</strong> how ordinary people respond, they become<br />

aware <strong>of</strong> the fact they are not the only person telling their story.<br />

A lot <strong>of</strong> times they contest them. The major part <strong>of</strong> what I do<br />

when I deal with the credit reporting is to look at libel cases<br />

filed by people who felt that they had been maligned by various<br />

credit agencies, which had reported that they were failures or<br />

were going to become failures.<br />

Credit rating was invented by a man named Lewis Tappan,<br />

who was also an abolitionist centrally involved in the Amistad<br />

case. Tappan was a silk wholesaler with his brother in New York<br />

City. They went bankrupt spectacularly in the Panic <strong>of</strong> 1837, and<br />

Lewis decided to get out <strong>of</strong> that business and do something<br />

else. It is ironic that an abolitionist created a new way <strong>of</strong> putting<br />

a price on a human head.<br />

The two major drivers <strong>of</strong> changing American attitudes<br />

toward failure in the long term have been, obviously, the growth<br />

<strong>of</strong> capitalism and, much less obviously, the emancipation <strong>of</strong><br />

slaves. Prior to the Civil War, there were two categories <strong>of</strong> identity<br />

in American life: slaves and free people. After the Civil War,<br />

there are two categories <strong>of</strong> identity in American life: successes<br />

and failures. Obviously success and failure is much more <strong>of</strong> a<br />

continuum than slave or free. On the other hand, because it is<br />

a continuum and explained within the idea <strong>of</strong> meritocracy, it is<br />

much easier to blame or to make moral judgments about the<br />

deficiencies <strong>of</strong> someone who fails than it was to blame someone<br />

for being a slave.<br />

What did failure mean before these changes?<br />

Basically nothing, because the concept <strong>of</strong> failure as something<br />

that defines your whole identity is a new thing. In terms<br />

<strong>of</strong> language, it doesn’t exist at all before the Civil War: you will<br />

not find a sentence like “I feel like a failure” in American writing<br />

before 1860. <strong>And</strong> it is, strangely enough, the usual literary<br />

suspects who recognize the metaphoric value <strong>of</strong> business failure<br />

and begin to use it in ways that describe what the <strong>culture</strong> is


doing with that metaphor, meaning that they begin to use it as a<br />

metaphor for personal failure — not because they agree with the<br />

metaphor but because they have recognized that the <strong>culture</strong> is<br />

moving toward taking business success or failure as being the<br />

thing that defines your soul. I’m thinking <strong>of</strong> people like Thoreau<br />

and Whitman, who writes the poem “To Those Who’ve Fail’d” in<br />

Leaves <strong>of</strong> Grass.<br />

So American literature reflects these changes?<br />

Absolutely. It isn’t something that I deal with directly but there<br />

are millions <strong>of</strong> short stories and novels in the pre-Civil War period<br />

that are beginning to deal with the fact <strong>of</strong> economic instability<br />

and how that effects individuals and families in their identities.<br />

<strong>And</strong> after the Civil War, you get much more <strong>of</strong> the stereotypical<br />

Horatio Alger rags-to-riches stories.<br />

The first major American financial crisis was the Panic<br />

<strong>of</strong> 1819 and that was the first event that showed ordinary<br />

people in diverse geographic areas that some incomprehensible<br />

thing that happened on Wall Street could make a major<br />

change in their life. Now, <strong>of</strong> course, there had been hard times<br />

before that, but generally in relation to wars, crop failures,<br />

droughts, and other phenomena that were visible and could<br />

be understood. But in 1819 when the economy went belly up,<br />

it was invisible and incomprehensible. It was a sea change for<br />

Americans to begin to construct their identities in a society that<br />

was secularizing, on the one hand, and experiencing cyclical<br />

booms and busts that were <strong>of</strong> uncertain origin, on the other.<br />

So about 1820, you begin to get that kind <strong>of</strong> literature about<br />

bankruptcy and failure. But there’s a 180-degree shift in the way<br />

the word failure is used: from 1820 through the Civil War, or<br />

thereabouts, failure was used to describe people who met economic<br />

catastrophe, but the construction was, “I made a failure,”<br />

rather than, “I am a failure,” It was an event that could be discreet,<br />

without touching upon one’s moral and existential being.<br />

So the first meaning <strong>of</strong> failure before the Civil War is bankruptcy.<br />

If you say, “He made a failure,” it means he’s a bankrupt<br />

businessman and, more specifically, it means somebody was<br />

too ambitious. He ran his credit up too far, he tried to expand<br />

their business too quickly, or he moved into a sideline business<br />

that was not the thing he knew the most about. If you ask an<br />

ordinary American today to describe a person who is a failure,<br />

they would say, “An underachiever who sort <strong>of</strong> ambles through<br />

life without a real plan and is stagnant.” <strong>And</strong> that’s a 180-degree<br />

shift from failure as a person who is an over-reacher and too<br />

ambitious to someone who is an underachiever, not ambitious<br />

enough.<br />

<strong>And</strong> is the average person safe from this new rhetoric <strong>of</strong> failure?<br />

No. People think <strong>of</strong> “averageness” as a form <strong>of</strong> failure. By the<br />

definition <strong>of</strong> failure as being an under-achiever, you can live<br />

a relatively secure and happy life and still be a failure. The<br />

poster child for this is Willy Loman in Death <strong>of</strong> a Salesman. If<br />

you took out a piece <strong>of</strong> paper and did a balance sheet <strong>of</strong> what<br />

Willy Loman has achieved in our meritocractic society, it tabulates<br />

as follows: He owns a home; he owns an automobile; he<br />

has modern appliances in his house; he has kept the same job<br />

for 35 years, including during the Depression; he has a wife;<br />

104<br />

he has two handsome, strapping sons, one <strong>of</strong> whom<br />

is a football star and got a scholarship to college. You tell me.<br />

How is that failure? That is the American Dream. He has done<br />

everything he’s supposed to do and acquired everything that<br />

he’s supposed to acquire. <strong>And</strong> yet everybody — his wife, his children,<br />

his neighbor, his employer — knows that he’s a failure, not<br />

because he went bankrupt in business or because he was too<br />

ambitious, but because he’s stagnant and because there is a<br />

deficiency in his complete identity.<br />

One <strong>of</strong> the questions I’ve brought to this book and that I<br />

think I have been least able to answer is, “Why do Americans<br />

still believe this notion <strong>of</strong> success and failure?” The American<br />

equation is that if you work hard, you will succeed. Well, we all<br />

know <strong>of</strong> people who succeed who didn’t work hard and we all<br />

know <strong>of</strong> people who worked very hard and don’t succeed. So,<br />

the equation is honored in the breach and it works rarely if at<br />

all, and yet we conduct our entire lives based on an unshakable<br />

faith that it really works. In the 1930s, there was a sociologist<br />

named William Miller who studied captains <strong>of</strong> industry and<br />

the statistic he produced was that <strong>of</strong> major American corporate<br />

CEOs, something like 3% came from what might loosely<br />

be called humble origins. The idea that people grow up in<br />

Spokane and make computers in their garages and become<br />

the richest man on earth is statistically invalid. It doesn’t happen<br />

<strong>of</strong>ten, but it is a really difficult myth for Americans to<br />

let go <strong>of</strong> and that continues to puzzle me. Letting go <strong>of</strong> it would<br />

mean letting go <strong>of</strong> the idea that you structure your soul based<br />

on entrepreneurial models and that regardless <strong>of</strong> what life<br />

calling you pursue, whether you’re a journalist or college pr<strong>of</strong>essor<br />

or a businessman or a musician, you should always be<br />

investing in yourself, trying to reap pr<strong>of</strong>its, maximize potential<br />

– all <strong>of</strong> these business metaphors that we use to describe<br />

our personalities.<br />

Is the rise <strong>of</strong> self-help literature in the mid- to late-19th century<br />

tied to this? Or is that different, because much <strong>of</strong> that material<br />

is not about getting ahead financially but about being a better<br />

person, being more morally upright.<br />

The rags-to-riches novels are not about rags to riches. They’re<br />

usually about luck and pluck and perseverance and striving. So<br />

yes, there is a relationship to that and there also is a religious<br />

element to it. The 19th century is the century <strong>of</strong> secularization<br />

in America. It opens as a century in which the church and the<br />

local religious community are the primary community that people<br />

identify with, and it ends after urbanization and geographic<br />

mobility in a very different kind <strong>of</strong> country. There is an element<br />

<strong>of</strong> economic theory that uses Freud and Norman O. Brown, that<br />

looks at economics as a different form <strong>of</strong> coming to terms with<br />

death, <strong>of</strong> cheating death, if you will. Religion is one way <strong>of</strong> coming<br />

to terms with death and reassuring yourself that something<br />

good will happen when it finally does occur, and economics is<br />

another way. There is a real element in which when Americans<br />

talk about success and failure, they’re not only talking about<br />

freedom and slavery but also talking about life and death. Failure<br />

is a form <strong>of</strong> death. If you think about your life as a story, most<br />

<strong>of</strong> us assemble and carry our lives around with us by constantly<br />

revising the story that we understand ourselves through. Failure<br />

is when the story stops. Failure is not merely a cataclysm that<br />

adds to the plot <strong>of</strong> your life story but is something that stops your<br />

life cold because you lose a sense <strong>of</strong> your future.


It reminds me <strong>of</strong> Fitzgerald’s claim that there are no second<br />

acts in American lives.<br />

One <strong>of</strong> the myths I wanted to debunk was that failure is a bump<br />

on the road to success, that there is going to be a second act.<br />

<strong>And</strong> I looked in the historical record for people who did not<br />

rebound. That is one <strong>of</strong> the reasons why I’m interested in the<br />

way in which failure means the story has stopped. What surprised<br />

me most in writing this book is how <strong>of</strong>ten the theme <strong>of</strong><br />

death cropped up. Ultimately I decided to begin and end the<br />

book with two notable funerals: the book opens at the funeral <strong>of</strong><br />

Henry David Thoreau in May 1862 where his best friend Ralph<br />

Waldo Emerson shocked some people in the church by giving<br />

a eulogy that pronounced Henry a failure, ins<strong>of</strong>ar as he did<br />

not live up to his potential. Emerson, who had been Thoreau’s<br />

pr<strong>of</strong>essor at Harvard, said that Thoreau could have been one<br />

<strong>of</strong> the great men <strong>of</strong> his time — a scientist, a general, or a politician<br />

— but instead, in Emerson’s disappointed words, “he was<br />

the captain <strong>of</strong> a huckleberry party.” That meant he was a failure<br />

because he had these abilities that he did not use in the most<br />

traditional, pr<strong>of</strong>it-driven, entrepreneurial sense. Thoreau was<br />

happier picking berries.<br />

The end <strong>of</strong> the book is the funeral <strong>of</strong> Willy Loman, where<br />

the play ends with the requiem where people stand around and<br />

ask “Did Willy have the right dream or the wrong dream?” So<br />

Thoreau is the failure <strong>of</strong> wasted potential in Emerson’s eyes, and<br />

Loman is the failure <strong>of</strong> mediocrity who fails by virtue <strong>of</strong> being<br />

average. That’s why my students are scandalized if I give them<br />

a “C”: it means they are merely average. I think there is a line in<br />

the film American Beauty about how horrible it would be to be<br />

merely ordinary. <strong>And</strong> Thoreau represented for many Americans<br />

a different way — that you can choose not to organize your soul<br />

entrepreneurially and still achieve great things.<br />

Are there other arenas that play a part in defining our notions<br />

<strong>of</strong> failure?<br />

Yes, one <strong>of</strong> the obvious ones is athletics and sports. There are<br />

winners and losers not just on Wall Street but also in every elementary<br />

school gym class. There is also sexuality, and so on.<br />

Do women play a role in 19th-century business and in your<br />

book?<br />

By and large, there were women in the credit reports. Women<br />

were much more entrepreneurial than we think they were, but<br />

from the first part <strong>of</strong> the 19th-century maybe up until the 1870s,<br />

failure is very clearly a discourse that describes things that happen<br />

to men, specifically to white middle-class men because<br />

those are people on whom expectations are placed. You can’t<br />

fail unless someone expects you to succeed. Women, African-<br />

Americans, and working class men are not expected to improve<br />

or succeed. But by the end <strong>of</strong> the 19th century, you begin to see<br />

newspaper articles and discussions in other ways <strong>of</strong> women as<br />

failures, blacks as failures. To a great degree, those discussions<br />

import the business analogy.<br />

Does your book address current events?<br />

The last chapter <strong>of</strong> my book, which is a breezy sweep through<br />

the 20th century, raises a couple <strong>of</strong> <strong>issue</strong>s. One is the Columbine<br />

phenomenon. I was asked to speak at several<br />

105<br />

conventions <strong>of</strong> high-school principals after Columbine.<br />

I didn’t think my research would be operationally useful to people<br />

in those difficult situations, but they were very grateful for<br />

any larger framework that could give them an understanding<br />

<strong>of</strong> where the grammars <strong>of</strong> stigma come from. The most chilling<br />

thing I’ve read in maybe the last ten years was a quotation in<br />

the New York Times in the first days after the shootings where a<br />

young woman who was a survivor said “Everybody knew those<br />

guys were losers. In this school, people wear Abercrombie &<br />

Fitch, American Eagle, or The Gap.” The second most sickening<br />

thing I’ve read was in the wake <strong>of</strong> September 11 and prompted<br />

me to go back and add something to the conclusion <strong>of</strong> my book,<br />

and that was the discussion <strong>of</strong> how to divide payments to the<br />

families. The purportedly objective mathematical formula that<br />

uses age and “future earnings” potential and comes up with one<br />

person on the 93rd floor being eligible for $600,000 and another<br />

dead person on the 93rd floor being eligible for much less is an<br />

example <strong>of</strong> a society that not only has its priorities out <strong>of</strong> whack<br />

but a society that is really in thrall to a black-and-white notion <strong>of</strong><br />

success and failure. There will be no situation that Americans<br />

will confront that they won’t hammer into that box <strong>of</strong> success<br />

and failure.<br />

Emerson’s eulogy for Thoreau is posted on Cabinet’s website at www.immaterial.net/cabi-<br />

net under the link for this <strong>issue</strong>.


TravelfesT is ClOsed<br />

michael smiTh & naThan heiGes<br />

I had mixed feelings when I read the Austin American-Statesman’s<br />

headline in late August 2001 announcing Motorola’s<br />

lay<strong>of</strong>f <strong>of</strong> 3,000 employees. I was flying to Austin, Texas, to live<br />

in what was supposed to be one <strong>of</strong> the fastest growing and<br />

hippest towns in America. Housing was scarce and expensive.<br />

Maybe the recession would help me find a place to live.<br />

Friends helped me locate a sublet for the first semester.<br />

Their description <strong>of</strong> a l<strong>of</strong>t in a quiet housing complex over-<br />

looking a swimming pool filled with young lovelies sounded<br />

good, but in reality it was a bit <strong>of</strong>f the mark. The place looked<br />

more like a Red Ro<strong>of</strong> Inn with dirty socks on the railings. On<br />

the first night I learned that the pool was not used until 2 am,<br />

when I awoke to the squeals <strong>of</strong> co-ed merriment and a chorus <strong>of</strong><br />

screeching tires.<br />

Shortly after sunrise, while on a reconnaissance for<br />

strong c<strong>of</strong>fee, I discovered Travelfest. When I looked through<br />

the large store windows, it seemed more like an abandoned<br />

theme park than a travel agency. I noticed a kiosk, travel<br />

posters, and a lot <strong>of</strong> colorful Formica surfaces, perfect for<br />

endorsing traveler’s checks and filling out luggage tags. I<br />

was not quite sure if this space was used for photo shoots,<br />

trade shows, or training sessions for future travel agents.<br />

There was a blankness about it that told me absolutely nothing.<br />

The only thing that was certain was what was written on the<br />

sign: “Travelfest is closed.” Over the next couple <strong>of</strong> weeks,<br />

every time I passed Travelfest I’d imagine people costumed<br />

as travel agents, tourists, and baggage handlers going about<br />

their business as if they were extras in some Technicolor<br />

movie. I fantasized about renting this space to preserve it<br />

for others to experience Travelfest like I did, forgetting about<br />

their worries and projecting themselves into some dream<br />

landscape.<br />

After a few weeks in Austin my attitudes toward my<br />

surroundings started to shift. I was fatigued by the late-night<br />

pool parties, and by the realization that having a new job at the<br />

university meant that I actually had to work. Then the events <strong>of</strong><br />

September 11 changed my perceptions. Travelfest’s mute and<br />

frozen quality took on a look <strong>of</strong> tragedy. All <strong>of</strong> a sudden I felt<br />

lucky to have my job.<br />

Now I fantasize about raising public funds to preserve Travelfest<br />

as a monument, a reminder <strong>of</strong> the persistence <strong>of</strong> failed<br />

dreams and the hope that fuels them, a three-dimensional version<br />

<strong>of</strong> an Internet site where they dispense hard-copy tickets<br />

to nowhere.<br />

Text written by michael Smith<br />

106


synTaX errOr: speCial Cd inserT<br />

1 WILLIAM SAFIRE, IN CASE OF MOON DISASTER (1:38)<br />

William Safire penned this speech in 1969 for Richard Nixon in the event that the<br />

two astronauts landing on the moon had to be abandoned there.<br />

Nixon impersonator: Jon Dryden<br />

2 YASUNAO TONE, WOUNDED MAN’YO AT LOvEBYTES (5:23)<br />

“In the fall <strong>of</strong> 1984, after reading a chapter on digital recording in a Japanese<br />

book, I wondered if it was possible to override the error-correcting system <strong>of</strong> a<br />

CD player. If so, I could make totally new music out <strong>of</strong> a ‘ready-made’ CD. I began<br />

by simply making pinholes on a bit <strong>of</strong> Scotch tape, which I stuck to the bottom <strong>of</strong><br />

a CD. The Scotch tape not only changed the pitch and timbre, but also the speed<br />

and the direction <strong>of</strong> the spinning disc. To my surprise, the ‘prepared CD’ seldom<br />

repeated the same sound when I played it again, and it was very hard to control.<br />

The machine’s behavior was very unstable and totally unpredictable; I therefore<br />

thought it would be perfect for performance. Solo for Wounded CD uses my<br />

album Musica Iconologos (1993) made with the same technique. It produced<br />

sound waves that were so mercilessly distorted that the original could not be<br />

recognized. The related piece for Cabinet is part <strong>of</strong> a CD-ROM project called<br />

Musica Simulacra, based on the 8th-century Japanese poetry anthology Man’yo-<br />

shu, and will ultimately consist <strong>of</strong> 4,516 pieces.”Live performance recorded on<br />

16 March 2002 at Lovebytes Digital <strong>Art</strong> Festival, Sheffield, UK.<br />

3 ANDREW DEUTSCH, ZERBROCHEN BEWEGUNG TOMATO (5:47)<br />

“‘Zerbrochen Bewegung (electro-mechanical loops)’ is a series <strong>of</strong> sound works<br />

constructed using broken music boxes. My interest in these works first developed<br />

out <strong>of</strong> experiments with analog tape loops that later extended to music boxes.<br />

Music boxes are mechanical loops set into motion via spring compression and<br />

consequently have the character <strong>of</strong> ‘winding down’ as they play. This composi-<br />

tional unfolding is most delightful as it destroys the <strong>of</strong>ten gebrauchsmusik quality<br />

<strong>of</strong> music box melodies. To further destroy this ‘music <strong>of</strong> the home,’ I explored the<br />

possibilities <strong>of</strong> working exclusively with broken music boxes as their melodic<br />

structures would be ‘readymade destroyed.’ Additional deconstructions were<br />

performed with electronics such as vocoders and ring modulators.” Produced in<br />

2002 at the Institute for Electronic <strong>Art</strong>s, Alfred, New York.<br />

4 CHRISTOF MIGONE, FADO (5:49)<br />

“My Portuguese neighbors in Montreal <strong>of</strong>ten fought. It seemed that their relation-<br />

ship was in a permanent state <strong>of</strong> breakdown, with episodic flares announcing<br />

and confirming it to the neighborhood. As this fight got louder, I got my video<br />

camera out in the kitchen where they could be heard the loudest, the video<br />

focused on an aloe plant on the table and the microphone eavesdropping on the<br />

downstairs commotion. The visuals are peaceful and oblivious to the sound. The<br />

sound witnesses the failure in progress. This incident ended with the police tak-<br />

ing the man away.” Recording in the summer <strong>of</strong> 2001. All sounds based on the<br />

original recording. Arranged in Brooklyn, March 2002.<br />

5 DOUG HENDERSON, SODAPOP (5:59)<br />

A protest piece <strong>of</strong> sorts produced in 2002, Sodapop is a vehicle in which a “voice<br />

<strong>of</strong> America”—the Coke machine—is inveigled to “sing” against itself, its rhythms<br />

<strong>of</strong> “ka-ching” and consumerist fantasy forced to fail. The vérité dripping sounds,<br />

clashes <strong>of</strong> metal on glass, and burbling <strong>of</strong> carbonated release are juxtaposed<br />

with sound effects (receding footsteps, guttural vocalizations, muffled fisticuffs)<br />

lifted from the little-known Cold War-era radio program Reality Versus the Thing,<br />

a science-fiction/whodunit that aired for only three episodes in 1953.<br />

108<br />

6 CLAUDE WAMPLER, LIFE IS LONG XAvIER LEROI (2:39)<br />

“To be listened to while lying on your back, weight distributed onto<br />

your shoulders with your hips in the air, legs over your head and knees resting on<br />

the floor on either side <strong>of</strong> your ears, eyes gazing at your crotch.”<br />

An excerpt from the soundtrack <strong>of</strong> Present Absence, a piece by Claude Wampler,<br />

with sound by Christ<strong>of</strong> Migone. Recorded in 2001.<br />

7 ANDREW DEUTSCH, ZERBROCHEN BEWEGUNG KLING KLANG (4:22)<br />

See liner notes for track no. 3.<br />

8 PETER LEW, NO! (1:48)<br />

Homer Simpson’s endless wonder at the world failing to meet his expectations,<br />

put to song. Produced in 2002.<br />

9 PAULINE OLIvEROS, UNTITLED (FAILURE 1) (5:18)<br />

“My procedure in making electronic music in the 1960s was my own invention,<br />

predating synthesizers and mixers. I used oscillators set above 30kHz to gener-<br />

ate combination tones and tape delay. This had a delightful instability caused<br />

by the bias <strong>of</strong> the tape recording machine and the non-linearity <strong>of</strong> the system. I<br />

improvised all my pieces, using this system and reacting instantaneously to the<br />

sounds that occurred. There was always the possibility <strong>of</strong> failure (and success).<br />

The risk gave the music an exciting edge.” Recorded in 1966 at Mills Tape Music<br />

Center, Mills College, California. Produced with support from the Pauline Oliveros<br />

Foundation (www.p<strong>of</strong>inc.org).<br />

10 ANDREW DEUTSCH, ZERBROCHEN BEWEGUNG BUGS (1:32)<br />

See liner notes for track no. 3.<br />

11 M. BEHRENS AND TOBIAS SCHMITT, CHAIR (2:27)<br />

In this piece, made in 2002, the sound <strong>of</strong> a creaking studio chair is used,<br />

accompanied by voice and the rustling <strong>of</strong> some piezoceramic transducers in M.<br />

Behrens’s trouser pockets. Tobias Schmitt modulates the sounds with digital<br />

delay and modular synthesizer. The focus falls less on the inherent automatism <strong>of</strong><br />

digital machines than on generating glitches and failure by themselves. Schmitt/<br />

Behrens concentrate on instant compositions derived from different media for<br />

each piece. Tobias Schmitt: www.acrylnimbus.de<br />

M. Behrens: www.mbehrens.com<br />

12 DOUG HENDERSON, LBS/Sq. IN. (3:07)<br />

The title refers to sonic distortion caused by submarine pressure upon the<br />

recording equipment (<strong>of</strong> a strictly non-oceanographic grade) with which this<br />

mini-submersible was mounted. Trolling in the feeding grounds <strong>of</strong> the Minke<br />

whale <strong>of</strong>f Cape Cod, the small vessel was repeatedly butted, nosed (and, it<br />

appears, unsuccessfully courted) by a young male Minke, whose increasingly<br />

confused signals were imperfectly picked up by the device. Note the motif <strong>of</strong> a<br />

“boinging” antenna, and approximately five seconds <strong>of</strong> dead airtime, both caused<br />

by the overzealous attentions <strong>of</strong> our frustrated pelagic friend.<br />

Produced in 2002.<br />

13 ANDREW DEUTSCH, ZERBROCHEN BEWEGUNG GARDEN (5:48)<br />

See liner notes for track no. 3.<br />

14 GEORGE M. COHAN, YOU’RE A GRAND OLD RAG (2:18)<br />

A rare Edison cylinder recorded before Cohan changed the lyric “Rag”<br />

to “Flag” (see Scott Sandage’s article on patriotism in this <strong>issue</strong> <strong>of</strong><br />

Cabinet for details). Sung by Billy Murray, this topped the charts<br />

for 11 weeks to become the best-selling record <strong>of</strong> 1906. Thanks to Scott<br />

Sandage.<br />

CD engineered by Stephen Gaboury.<br />

CD image: Mike Ballou, Yum Yum


OmanTiC landsCapes WiTh missinG<br />

parTs<br />

nedKo solaKoV<br />

“Romantic Landscapes with Missing Parts” were executed<br />

in the murky winter <strong>of</strong> 2001-2002 up north in Stockholm in a<br />

nice studio at the Royal Academy <strong>of</strong> Fine <strong>Art</strong>s.<br />

That was a very hard, horrible time for me, the conceptual<br />

artist who pretends that being classically educated in mural<br />

painting 20 years ago gives him some kind <strong>of</strong> advantage. Most<br />

<strong>of</strong> the time during these three months I was really pissed <strong>of</strong>f<br />

by my inability to achieve in paint what I wanted (not to mention<br />

the bitter feeling that I was not quite sure what I actually<br />

did want). In such moments I had an enormous desire to close<br />

my eyes and have all the canvases, oil paints, brushes, easels,<br />

and palettes disappear so that I could again start dealing with<br />

ideas (mainly) — a relatively easy (at least for me) way <strong>of</strong> working.<br />

But I kept doing the paintings, day by day, night after night,<br />

fiercely trying to accomplish them in an acceptable way for an<br />

audience like you.<br />

“Why am I doing this?!” I had been asking myself this<br />

constantly, when one day I realized that perhaps the reason for<br />

me to keep going was that I had the little hope that all the parts<br />

missing from these romantic landscapes —<br />

the moon itself;<br />

the mountain’s reflection on the tranquil surface <strong>of</strong><br />

the lake;<br />

the light in general;<br />

the sailor’s boat;<br />

all the pr<strong>of</strong>ound thoughts in the philosopher’s head;<br />

the flock <strong>of</strong> anxious birds;<br />

the exhausted pilgrim’s tracks over the deep snow;<br />

Europa;<br />

the castle on the top <strong>of</strong> the mountain;<br />

the rainbow’s violet band;<br />

the purse <strong>of</strong> the wanderer (not the obviously unfinished<br />

painting);<br />

the artist’s concentration (a substantial part <strong>of</strong> the<br />

horizon goes unexpectedly down)<br />

— would have a better and more interesting life when left<br />

outside the paintings.


the exhausted pilgrim’s tracks over the deep snow


the artist’s concentration (a substantial part <strong>of</strong> the horizon goes<br />

unexpectedly down)


the light in general


all the pr<strong>of</strong>ound thoughts in the philosopher’s head


118<br />

The life Of ernsT mOiré<br />

lyTle shaW<br />

Mystery has always surrounded the life <strong>of</strong> the Swiss photographer<br />

Ernst Moiré (1857-1929). Not least because, though<br />

frequently photographed throughout his life, it is almost<br />

impossible to see him. Indeed, the blurry photographs <strong>of</strong><br />

Moiré possibly point to the origin <strong>of</strong> (and certainly exemplify)<br />

the technical problem <strong>of</strong> two dot matrices mis-aligning during<br />

printing and resulting in a flawed reproduction, now commonly<br />

know as “the moiré effect.” Or, perhaps, these photographs<br />

do not index the first human to produce the moiré<br />

effect at all, since we cannot be sure who they depict. What<br />

we do know, first, is the Swiss government’s account: that a<br />

photographer named Moiré was regarded, in the Switzerland<br />

<strong>of</strong> the 1920s, as impervious to photography; second, that this<br />

bizarre disappearance became a source <strong>of</strong> nationalist pride<br />

(Moiré was applauded for his technological Ludditism by<br />

anti-modernist elements within Swiss folk <strong>culture</strong>, just as his<br />

supposed visual “neutrality” was seen, more generally, as<br />

socially exemplary); and third, that a collection <strong>of</strong> photographs<br />

— ostensibly <strong>of</strong> Moiré, and always with one illegible<br />

figure — is housed in Zurich’s municipal archives. Opposing<br />

this position stands a counter-testimony from Moiré’s relatives<br />

(embarrassed, perhaps, to have their name still associated<br />

with this famous photographic failure), which may implicate<br />

the Swiss government itself in Moiré’s photographic illegibility.<br />

It was to investigate this case <strong>of</strong> meta-failure that the<br />

editors at Cabinet sent me to Zurich. There I would document<br />

a documentary abyss.<br />

Living inside the Zurich archive for two months, I gradually<br />

pieced together the following biographical outline. An<br />

Ernst Moiré was indeed born, in 1857, in the capital <strong>of</strong> the<br />

Swiss Confederation’s smallest Canton <strong>of</strong> Zug, within view<br />

<strong>of</strong> the Bernese Oberland. Moiré’s primarily French ancestors<br />

made their way from Geneva to Lucerne, where we find<br />

his father, Pierre Wolfli Moiré (a postal clerk and scientific<br />

tinkerer) playing a small role in the attacks on Jesuit Priests<br />

that precipitated Switzerland’s democratic revolutions <strong>of</strong> 1847-<br />

1848. The subsequent inquiry into these attacks, however, was<br />

hampered by the lack <strong>of</strong> postmarks on the conspirator’s letters,<br />

for which Pierre was held accountable. Exiled to Zug, Pierre<br />

seemed to drop from sight: records <strong>of</strong> his later activities are<br />

scanty, possibly because he instructed Ernst to vaporize his correspondence.<br />

Aside from carefully recorded chemical experiments in his<br />

father’s improvised lab, the main records <strong>of</strong> Moiré’s early education<br />

are decayed prints from his early Alpine photographic<br />

expeditions to the Jungfrau with his Uncle Rudolf, in which<br />

the two would document both geological and architectural<br />

curiosities, accompanied (we learn from verses inscribed onto<br />

the prints themselves) by readings <strong>of</strong> Albrecht Von Haller’s<br />

classic <strong>of</strong> Swiss proto-nationalism, Die Alpen. Moiré seems<br />

to have excelled at Zurich’s Technical Institute, winning both<br />

the Uli Fleiss Laboratory Award, and the Gottfried Taur Field<br />

Photographic Award — while, however, being chastised for<br />

his habitual bureaucratic errors, especially his failure to sign<br />

test and registration forms, a problem that would plague<br />

Moiré throughout his career. Strangely, nothing in Moiré’s


120<br />

childhood or college records suggests his imperviousness to<br />

photography. But Moiré’s complex relation to authorship and<br />

representation does begin to emerge at this time, especially<br />

in his copy <strong>of</strong> the influential color theories <strong>of</strong> the poet<br />

Charles Cros, each <strong>of</strong> whose 272 pages bears no less than 7 <strong>of</strong><br />

Moiré’s own signatures, in widely varying styles. This pattern<br />

would continue in his highly secretive post-university experiments<br />

in Zug.<br />

Considered in the history <strong>of</strong> photography, Moiré’s string <strong>of</strong><br />

near patent misses is stunning: in March <strong>of</strong> 1879 he invented<br />

a photogravure process parallel in all essentials to Klíc’s<br />

(published that year), but failed to address his patent form.<br />

More tragically, Moiré’s pioneering use, in outdoor photography,<br />

<strong>of</strong> gelatin-silver bromide instead <strong>of</strong> wet collodion (a process<br />

he had discovered as a 14-year-old, on a trip with Uncle<br />

Rudolf) did not become known until after Charles Bennett had<br />

popularized the process in 1879. The most crushing patent<br />

failure, however, was autochrome, whose development Moiré<br />

had followed closely since his reading <strong>of</strong> Cros. From the beginning,<br />

the three color filters used in the process had relied on<br />

fine grains <strong>of</strong> potato starch, dyed orange, green and mauve.<br />

The dying process, especially the use <strong>of</strong> zinc phosphate to<br />

produce the yellows, was both toxic and slow. Moiré’s introduction<br />

<strong>of</strong> mature sweet potatoes was as elegant as it was<br />

simple. Though Moiré was in fact able to patent the sweet<br />

potato process, the untreated status <strong>of</strong> the potato itself<br />

rendered the process, under Zug Canton law, a craft and not<br />

a science, thereby allowing the Frenchman Louis Ducos du<br />

Hauron, and after him the Lumière Brothers, to popularize<br />

their own three-color systems in photographic technical<br />

journals.<br />

Moiré was crushed. Worse, after this protracted string <strong>of</strong><br />

failures, he found himself in desperate financial straits, which<br />

accounts for his new partnership with his college friend, Willi<br />

Ostler, in a more conventional photographic studio. Because<br />

Ostler’s uncle, Jürg, was the Canton Commissioner <strong>of</strong> Architecture,<br />

they landed a long-term, lucrative project documenting<br />

Alpine architecture. Still, Moiré seems not to have been able to<br />

give up his hopes <strong>of</strong> discovering a new photographic process.<br />

As early as 1882, Moiré had experimented with high-amperage<br />

flash bulbs in night photography. By 1896, the craze for portraiture<br />

had reached such a peak that Moiré believed, were he able<br />

to invent an outside flash mechanism that could merge figures<br />

with those romantic nighttime mountainscapes most admired<br />

in portrait painting, that he could make a definitive entrance<br />

into the technological history <strong>of</strong> photography, and a mountain<br />

<strong>of</strong> Swiss francs.<br />

But on 3 August 1896, tragedy struck. Moiré wrote to<br />

his father: “Lili [Moiré’s bride] and I had left Zurich for a weekend<br />

in Zermatt, where the Matterhorn backdrop would insure<br />

the dramatic night portraits I wished to produce. After two<br />

Photographs <strong>of</strong> Ernst Moiré from the “Mind over Matterhorn” exhibition.<br />

previous page: Moiré as a child (beside his mother), 1861<br />

above: Moiré in 1884 examining his “sweet potato” patent. Lili is to his left.<br />

below: Moiré, Willi Ostler, and unidentified man during the Alpine architecture<br />

project, 1894<br />

opposite: Moiré and Willi Ostler during their final year at university, 1879<br />

All photographs courtesy Swiss Alpine Museum


unsuccessful low-level flashes I increased the amperage. Lacking<br />

my spectacles, I misread 100 for 10. The effect was instantaneous<br />

and devastating. Lili grasped for her eyes and spun arcs<br />

on her back on the chalet’s terrace while I, after smashing the<br />

<strong>of</strong>fending bulbs into innumerable shards, helplessly pawed the<br />

tiles around her blind twirls.” After two months in Zermatt monitoring<br />

Lili’s condition, Moiré was infinitely relieved to see signs<br />

<strong>of</strong> progress (though Lili would always wear thick bifocals after<br />

the event, and could never drive a car).<br />

Meanwhile, in Zurich, Willi was forced to move forward<br />

with the definitive prints <strong>of</strong> the government architecture project,<br />

without Moiré’s invaluable technical assistance. A novice at<br />

printing, Willi mis-aligned the plates and produced a sequence<br />

<strong>of</strong> blurry images, which were immediately rejected by the government<br />

agent. In a moment <strong>of</strong> panic, Willi suggested to the<br />

stern client who had descended on his shop that the business<br />

was dually owned (a “fact” he was successful in proving by<br />

Ernst’s faulty records), and that the responsibility for the quality<br />

<strong>of</strong> the prints was “in Moiré’s hands.” By the time Ernst returned<br />

to Zurich two months later, “the moiré effect” was all over the<br />

papers.<br />

After 1896, Moiré rarely appeared in public. In fact, it was<br />

not until 1927 (two years before his death) that Moiré became<br />

known as a recalcitrant photographic object. This because<br />

a handful <strong>of</strong> prints (ostensibly) <strong>of</strong> the photographer had been<br />

included in an exhibition at the Alpine Museum in Bern called<br />

“Mind over Matterhorn,” which documented para-scientific<br />

phenomena among the Mountaineering Swiss. Here, Moiré’s<br />

whole biography gets told through a consistent photographic<br />

absence. We see Pierre, Uncle Rudolf, Willi, Jürg, Lili and many<br />

other <strong>of</strong> Moiré’s friends and family, flanked by an eerie near<br />

absence — a figure almost legible, but subject to a kind <strong>of</strong> technical<br />

poltergeist. Interpreting this absence as deliberate, the<br />

exhibition likened Moiré to Emma Kunz and (later in his life)<br />

Rudolf Steiner who embodied strains <strong>of</strong> holistic and anti-scientific<br />

feeling within Swiss popular medicine.<br />

Because he refused to write (and even sign his name) after<br />

1896, Moiré’s own response to the exhibition is not known.<br />

Nor did Lili comment on her husband’s infamy until 1941, two<br />

years before her own death, when she wrote an open letter to<br />

the new Swiss Canton Commissioner <strong>of</strong> Architecture. Inexplicably<br />

unpublished, this letter emerged only in 1998, accompanied<br />

by documents that justified the suppression as a measure<br />

to insure faith in the Swiss central government during the war<br />

that surrounded them, during which both French and German<br />

elements <strong>of</strong> the population suspected the government <strong>of</strong> aiding<br />

the opposing side.<br />

Lili describes an afternoon in November <strong>of</strong> 1896, three<br />

months after the explosion <strong>of</strong> “the moiré effect,” in the Zurich<br />

newspapers: “Ernst had taken the train to Zug to gain distance<br />

from the maelstrom that had hold <strong>of</strong> his name. I remained in Zurich<br />

to oversee our household. Returning from the Limmat vegetable<br />

quay, I noticed two men emerging from our attic dormers<br />

with stacks <strong>of</strong> framed photographs. Till then, rude government<br />

<strong>of</strong>ficials had visited only our studio, not our flat on Münstergasse.<br />

I cursed the intruders from two blocks away. Whether<br />

my suddenly frigid neighbors — eyeing the spectacle from their<br />

windows — were in support <strong>of</strong> the theft, or had merely<br />

121<br />

chosen to ignore me, I do not know. Their daily glares<br />

told me only that they, too, felt cheated, as Swiss, by the failure<br />

<strong>of</strong> Herr’s Ostler’ government subsidized project, now attributed<br />

to my dear Ernst, <strong>of</strong> whom every photograph was gone when I<br />

arrived. Now the scoundrels have shown why.” How Lili, with<br />

her weakened eyesight, was able to notice two small figures 60<br />

yards away adds one final mystery.


122


123


a/C<br />

cheaTer.com<br />

Every December and May, tens <strong>of</strong> thousands <strong>of</strong> students in<br />

the United States face the possible humiliation <strong>of</strong> failing their<br />

courses. Only one thing can save them: the Great American<br />

Paper, one just beyond their reach. Little did the scientists who<br />

devised ARPANET—the early prototype for the Internet—know<br />

that their tool for the dissemination <strong>of</strong> knowledge would one<br />

day forever alter the political economy <strong>of</strong> college education.<br />

Thousands <strong>of</strong> websites now hustle millions <strong>of</strong> college papers<br />

waiting to be downloaded and handed in as one’s own. Or, for<br />

only $24.95 a page, you can make someone else in America pull<br />

an all-nighter and write a brand-new paper for you on the topic<br />

you know nothing about but should.<br />

Having run into a deadline problem with this <strong>issue</strong>, it<br />

occurred to us that we too might benefit from some help. We<br />

commissioned cheater.com (we liked their forthrightness)<br />

to write two papers for us in response to the following topic:<br />

“One can only understand one’s true inner self by experiencing<br />

failure. Discuss.” We asked that one paper be written to get a C,<br />

and one be devised to score the elusive A. To both our shame<br />

and delight, the rates charged per page made these essays cost<br />

roughly the same as the honoraria we pay to our illustrious writers.<br />

We <strong>of</strong>fer these two essays here as they arrived to us.<br />

proJECTEd grAdE C<br />

It is a widely held belief that many people succeed in life due to<br />

luck, in-born abilities or some other factors such as social connections<br />

and support from parents, relatives and friends. It is<br />

difficult to disagree with that assertion simply because such<br />

factors as luck, innate talents and abilities do play a very important<br />

role. I do not think that Mozart would have become nearly<br />

as brilliant had he not have that talent for music he acquired at<br />

birth. Nevertheless, people who accept such a view tend to disregard<br />

the other component which in my view happens to be<br />

even more important than luck or outside support. That component<br />

is labor or hard work or personal effort that you put in. I<br />

am determined that a person no matter how talented he or she<br />

is and how much support he or she is given from the outside<br />

can hardly ever achieve anything in life without hard work. Hard<br />

work is what drives us to the goal. It is the fuel that we need to<br />

keep the engine running. Any talent is like a precious jewel but<br />

regardless <strong>of</strong> the case that jewel is rough uncut and unpolished.<br />

Hard labor lets a talented person polish that jewel and thus master<br />

certain abilities and skills. Most people who have achieved<br />

something in life agree that hard work is the necessary component.<br />

Another point that I want to get across is that the thorny<br />

path to success is accompanied by failures. Moreover, it is only<br />

by experiencing failure that you can begin to understand your<br />

true, inner self.<br />

The path to success through hard work is usually accompanied<br />

by failures. It is needless to say that failures are always<br />

out there to entrap us and bring us back to the ground. No matter<br />

what you do and how you do it you are very likely to fail. In<br />

my experiences failure is a rather common occurrence. I used to<br />

play guitar and as I learned I experienced many difficulties<br />

and failed many times to deliver performance which<br />

I thought was necessary. In the beginning failures devastated<br />

me and detracted from my motivation and inspiration. Many<br />

times I thought that the reason I failed was my inadequacy or<br />

lack <strong>of</strong> pr<strong>of</strong>iciency and talent. However, as I progressed in my<br />

learning I realized that time and effort can heal. Furthermore,<br />

I realized that failure was a true indicator <strong>of</strong> the fact that something<br />

was done the wrong way. To be honest I began to appreciate<br />

failures because they showed me the area <strong>of</strong> my weakness.<br />

It was important because I knew what I needed to work a little<br />

more on and where I had to put an extra effort. Now I understand<br />

that as a person matures one begins to understand the<br />

whole idea behind failure and even appreciate it because it is a<br />

way to know your inner self.<br />

At present I am convinced that no matter how talented<br />

and determined a person is failure will always be there. It is<br />

important not to attempt to avoid failures but rather to learn to<br />

react to failures in a certain manner. It is no secret that most<br />

people perceive failure as something negative, something bad<br />

that can happen to a person. Generally, people are afraid <strong>of</strong> failures.<br />

I talked to many college students and many told me that<br />

they were afraid <strong>of</strong> taking scholastic tests because they knew<br />

they could fail. Most students are nervous when they go take<br />

a test. It may sound surprising but I am rarely nervous when I<br />

take a test in school. The reason I am not afraid <strong>of</strong> failing a test is<br />

not because I do not care about my academic performance but<br />

rather because I have mastered the skill <strong>of</strong> controlling failure<br />

and actually using it to my advantage. I do not allow failure to<br />

overwhelm me. If I fail a test I know that next time I will have to<br />

study harder to improve my grade.<br />

I have learned to appreciate failure because it helped<br />

me learn more about myself and have a more accurate, more<br />

objective opinion <strong>of</strong> myself as a person. Failure enables me to<br />

assess my abilities objectively and never overestimate myself.<br />

Whenever I begin to think that I am extremely good at something<br />

an occasional failure is like a shock therapy which brings<br />

my feet back to the ground and tells me that I have yet to walk<br />

a long way. Many talented people I have read about report very<br />

similar observations. Failure helped them improve themselves.<br />

I believe that a person must know that mistakes and failures<br />

are a valuable source <strong>of</strong> learning. They show where the weakness<br />

is. Everything else is hard work and labor. Once you fail it<br />

is important to stay focused on the goal and keep going never<br />

allowing failure to depress or devastate your mind.<br />

124 previous page: Nancy Davenport, Concert, 2002


proJECTEd grAdE A<br />

To understand your true inner self is a rather complicated task,<br />

especially taking into consideration the fact that every person<br />

is capable <strong>of</strong> having different emotional modes, which significantly<br />

influences the way one is able to assess himself/herself.<br />

If a person is successful for a substantial part <strong>of</strong> his or her life, it<br />

is impossible to realistically evaluate and even try to understand<br />

your true inner self, since the “winner attitude” that results from<br />

past successes and high self-confidence level prevents such a<br />

person from evaluating various aspects <strong>of</strong> self due to the fact<br />

that those aspects are something that has never been revealed<br />

before. Thus, in order to understand him/herself truly, one<br />

needs to experience failure at some point, since it is an inherent<br />

part <strong>of</strong> people’s perception <strong>of</strong> themselves and something that<br />

enables any person to get rid <strong>of</strong> the biases that result because<br />

<strong>of</strong> the “winner attitude”.<br />

The thing is, once a person experiences failure in anything,<br />

(certainly, the degree <strong>of</strong> that failure does matter, however not<br />

that much as the fact <strong>of</strong> failure itself), his/her perception <strong>of</strong> his/<br />

her inner self undergoes some drastic changes, and that very<br />

person now assesses the situation from a completely different<br />

point <strong>of</strong> view. During my own life, I have seen some people that<br />

truly understood themselves and their inner desires and wants<br />

when they experienced failure in something, since when they<br />

were successful and prosperous, a lot <strong>of</strong> things were simply<br />

impossible for them to understand.<br />

One <strong>of</strong> my close friends, whom I knew since we were<br />

going together to the elementary school, was always preoccupied<br />

in performing at his best, trying to overachieve, trying to<br />

be the best. Although it took him a lot <strong>of</strong> efforts, he succeeded<br />

in almost everything he was doing, which formed his perception<br />

<strong>of</strong> himself, his understanding <strong>of</strong> his true inner self and the<br />

way he saw his future. He was assured that his self-confidence<br />

and willingness to reach his objectives and goals whatever<br />

the costs were made him immutable to all the bad thighs that<br />

could possibly happen in his life. He perceived himself as a<br />

person that could never possibly fail, and his past successes<br />

were the solid base for such an assumption. He thought that<br />

failure was something that could never happen to him, and his<br />

inner self for him was limited to his goals and objectives that he<br />

was trying to achieve all his life.<br />

However, he became a completely different person when<br />

he did actually experience failure. During the last three years<br />

<strong>of</strong> high school he dreamed <strong>of</strong> entering the university <strong>of</strong> Michigan.<br />

This became his preliminary goal, he thought that his past<br />

successes were enough to take any challenge, therefore when<br />

his application was rejected it became really a turning point in<br />

his life. He had to reassess completely his values and attitudes,<br />

since now his perception <strong>of</strong> himself changed due to the fact<br />

that he realized that he, like most <strong>of</strong> the other people, could possibly<br />

fail, and that failure actually occurred in his life. After that<br />

incident, he never claimed to be always successful, he was able<br />

to understand his inner self truly, and he realized that he was a<br />

vulnerable person after all, that success was not his only goal<br />

in life, and that there were a lot <strong>of</strong> other important things that<br />

he neglected while they could have actually changed his life for<br />

better.<br />

Definitely, only through experiencing failure one can<br />

truly understand his/her true inner self, the chain <strong>of</strong><br />

125<br />

successes and victories is inevitably going to end at some point<br />

in life, which is bad if one looks at it from a rational prospective,<br />

but quite good if he/she looks at it from the prospective <strong>of</strong> inner<br />

harmony. The harmony, both inner harmony and harmony and<br />

complete understanding with other people, is one <strong>of</strong> the most<br />

important things in life, thus getting to know one’s true inner<br />

self is really important. To understand one’s true inner self is to<br />

be able to assess completely all the aspects <strong>of</strong> self that are not<br />

correlated with success or failure, thus failure at some point<br />

in life is really helpful for realizing that fact, and thus realizing<br />

one’s true inner self.


Orphan<br />

nina KaTchadourian<br />

The first time I noticed the sculpture, it was not very easy to see it.<br />

Three dense bushes had bullied their way in front <strong>of</strong> it, and they<br />

grew bigger and more brazen with each passing month. I wondered<br />

when the grounds maintenance people would notice and<br />

give them a trim. They finally did, but took the radical approach <strong>of</strong><br />

removing the bushes altogether. The sculpture was now shockingly<br />

exposed, standing on a plain stretch <strong>of</strong> dirt, and completely<br />

vulnerable to the public eye. It looked like a furry animal that had<br />

been completely and inappropriately shaved.<br />

The orange sculpture was a tripod <strong>of</strong> sorts, made <strong>of</strong> Ibeams<br />

with a Bert-like tuft <strong>of</strong> metal hair on top. It was positioned<br />

in an awkward, in-between buffer zone designated for<br />

landscaping, sandwiched between the New York City Technical<br />

College building and a street in downtown Brooklyn. A bit too<br />

small to be monumental, and a bit too large to relate to the people<br />

walking by, it stood slightly above them, uncomfortable with<br />

its height, like a tall pre-teen. It looked like the kind <strong>of</strong> sculpture<br />

that had started its life with aspirations <strong>of</strong> a long tenure in front<br />

<strong>of</strong> the Seagram’s Building, later to be put to pasture at Storm<br />

King. Given this, it was even more painful to see it stuck in purgatory<br />

at the corner <strong>of</strong> Jay Street and Tech Place.<br />

It became a landmark for me, and I always looked for it<br />

when passing by. For better or worse, the bushes never grew<br />

back, and so it was easy to notice that graffiti and doodles<br />

occasionally appeared on its skin. The vandalism was done<br />

somewhat half-heartedly (“Your mother is a ?”) and never had<br />

anything to do with the sculpture itself. Somehow, it did not<br />

seem to elicit a reaction from anyone: it was simply a marker<br />

that-“there is art in front <strong>of</strong> our building,” rather than expressing<br />

a concept or reacting to a physical space.<br />

In January 2002, New York City Technical College underwent<br />

an external renovation, and a blue scaffolding “skirt” was<br />

built around the perimeter <strong>of</strong> the building. Now, it looked like<br />

the sculpture was forced to slump in order to fit under this new<br />

structure. The scaffolding had been chopped up in awkward<br />

ways to accommodate the top <strong>of</strong> the sculpture. Large construction<br />

vehicles and dumpsters were brought onto the side street<br />

to cart away debris, and for several weeks a garbage truck was<br />

parked with its rude, gaping rear-end provocatively facing the<br />

sculpture. A few days later, a long streamer <strong>of</strong> yellow caution<br />

tape was anchored to a lamppost on one end and the sculpture<br />

on the other. The I-beams, which before had perhaps reflected<br />

the artist’s interest in the sculptural qualities <strong>of</strong> industrial materials,<br />

now seemed merely part <strong>of</strong> the language <strong>of</strong> demolition.<br />

A conversation with an <strong>of</strong>ficial at New York City Technical<br />

College turned up the name <strong>of</strong> the artist, Allen Mooney, and<br />

the title, Iroquois Walk. This Native American reference was<br />

intriguing (was the Bert hair in fact some kind <strong>of</strong> headdress?)<br />

but then on the artist’s website the sculpture is entitled Iroquis<br />

Walk. In this photograph, the picture is taken from behind<br />

the sculpture, in effect showing us its point <strong>of</strong> view. It strides<br />

out toward the street and into the world. The grass is rich and<br />

green beneath its feet, and its orange paint glows in the sun.<br />

I wondered if the artist had helped pick the site and what the<br />

126<br />

real title was, but the phone call went unreturned.<br />

I wondered if he knew how it was doing these days.<br />

Photos: Nina Katchadourian


127


CaBineT unlimiTed ediTiOns numBer 4<br />

At the 1976 Summer Olympic Games in Montreal, the Canadian<br />

Olympic Committee voted to award a special Participation<br />

Medal to all competing athletes who failed to win a gold,<br />

silver, or bronze medal. The committee took pains to stress the<br />

un<strong>of</strong>ficial nature <strong>of</strong> their medal. “The Participation Medal is a<br />

gift <strong>of</strong> thanks from the people <strong>of</strong> Canada to all the athletes <strong>of</strong><br />

the world,” the committee’s statement read. “The true Olympic<br />

spirit is embodied as much in those who strive and fail as in<br />

those who glide to victory.”<br />

The award was cast in aluminum and was the approximate<br />

size and shape <strong>of</strong> the conventional medals. One side depicted<br />

five cherubs holding hands, symbolizing the five continents,<br />

beneath the words Tout de Même (“all the same”). The other side<br />

showed the face <strong>of</strong> the moon in partial eclipse. According the<br />

committee’s statement, this symbolized both Man’s inexhaustible<br />

ambition and the cyclic nature <strong>of</strong> all things.<br />

The <strong>of</strong>ficial award ceremonies were to be followed by the<br />

presentation <strong>of</strong> the Participation Medals to all the non-winning<br />

athletes. The first event to be completed during the games was<br />

the platform dive. Avery Brundage, the President <strong>of</strong> the International<br />

Olympic Committee, attended the awards ceremony.<br />

When the losing athletes lined up in front <strong>of</strong> the award podiums<br />

and received their Participation Medals, Brundage, who had not<br />

been informed in advance <strong>of</strong> the Canadians’ new ritual, was so<br />

enraged he rushed out and confiscated the medals by pulling<br />

them <strong>of</strong>f the necks <strong>of</strong> the athletes. He refused to even consider<br />

the Canadian Committee’s appeal <strong>of</strong> his decision and ordered<br />

the medals destroyed. He personally monitored their destruction<br />

in an Ontario foundry.<br />

Brundage did not manage to confiscate all the Participation<br />

Medals. Kris Lee, an 18-year-old Chilean diver who had finished<br />

23rd in the event, slipped <strong>of</strong>f the stage and returned to<br />

the athletes’ village. Lee refused to give up the medal despite<br />

repeated entreaties from Brundage’s <strong>of</strong>fice. In return, Brundage<br />

vindictively canceled the 50-kilometer race, Lee’s brother’s<br />

specialty, the only time the event had not been held since its introduction<br />

at the 1932 Olympic games. On hearing that Brundage<br />

had ordered that the medal be physically seized and destroyed,<br />

Lee abruptly left Canada and returned to Santiago.<br />

Lee retired from competitive diving and worked for a<br />

few years as a schoolteacher in Montevideo, Uruguay. In 1981<br />

Lee enrolled in art classes at the Federal University <strong>of</strong> Rio<br />

de Janeiro and has exhibited widely throughout South<br />

America and Europe since 1985. Best known for conceptual<br />

projects that blend tough-minded critiques <strong>of</strong> institutional<br />

hegemony with a romantic pan-nationalism, the artist has<br />

<strong>of</strong>ten cited the events in Montreal as “the crucible for my<br />

artistic thought.”<br />

As a special project for Cabinet, Lee has produced an<br />

unlimited series <strong>of</strong> aluminum reproductions <strong>of</strong> the original<br />

Participation Medal. The reproductions are available for $50.<br />

Twenty dollars <strong>of</strong> this amount is tax-deductible in accordance<br />

with section 501 (c) (3) <strong>of</strong> the Internal Revenue Code. Please<br />

email: editions @immaterial.net for orders.<br />

Cabinet wishes to thank matt Freedman for his invaluable assistance on this project.<br />

replicas cast at the new Foundry in greenpoint, Brooklyn. photos: Bill orcutt

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