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336 SMITHSONIAN CONTRIBUTIONS TO PALEOBIOLOGY ince (Hou, Zhou, Martin et al., 1995; see also Hou, Zhou, Gu et al, 1995; Hou et al., 1996). Although these authors pointed out that the chronology of the Yixian Formation was far from being settled, their paper was entitled "A Beaked Bird from the Jurassic of China," and thus Archaeopteryx's "new partner" was heralded as such by the press. Doubtless, in combining a modem-looking, toothless snout with short wings bearing massive, large claws, Confuciusomis is of extreme relevance. Yet whether it compares in age with Archaeopteryx or not is an issue that still needs to be analyzed, especially now that new radiometric dates have placed the Yixian Formation in the Early Cretaceous, with dates of roughly 121 million years (Smith et al., 1995, 1996). 3. THE PHYLOGENETIC POSITION OF THE ENANTIORNITHES AND THE MONOPHYLY OF "SAURIURAE."—Many of the new early fossils show a number of derived features that were first reported in an array of mostly disarticulated elements from the Late Cretaceous of Argentina, which C. Walker named Enantiornithes (Walker, 1981). The new cohort of fossils has shown not only that the Enantiornithes are tme birds (confirming the perceptiveness of Walker's early observations), but that they formed a large and diverse clade of Mesozoic fliers as well. In his original paper, Walker (1981) regarded the Enantiornithes as phylogenetically intermediate between Archaeopteryx and modem birds. In 1983, L. Martin proposed a basal avian dichotomy leading to modem birds on the one hand, and to Archaeopteryx and the Enantiornithes on the other (Martin, 1983). Martin's characters in support of the close relationship of Archaeopteryx and the Enantiornithes, a group for which he rescued Haeckel's term "Sauriurae," ranged from being regarded as "not one" (Steadman, 1983:342), to "cannot be shown to exist" (Olson, 1985:94), to "either plesiomorphic or uncertain" (Chiappe, 1995b:60). At the same time, the nonmonophyletic status of the Sauriurae has been broadly disregarded in numerous cladistic analyses (e.g., Cracraft, 1986; Chiappe, 1991, 1995b, 1996; Sanz and Buscalioni, 1992; Chiappe and Calvo, 1994; Sanz et al., 1995, 1996; Forster et al., 1996a). Yet in recent years, Martin's hypothesis has been renewed with the addition of more characters and defenders (e.g., Hou, Zhou, Martin et al., 1995; Kurochkin, 1995; Martin, 1995b; Zhou, 1995b; Feduccia, 1996; Hou et al., 1996). What does not seem to emerge from the discussions of these authors is the realization of the fact that an enormous amount of convergence (and its corollaries) has to be explained for the hypothesis of the monophyly of the Sauriurae to be seriously entertained (see below). The Roundtable Discussion THE PHYLOGENETIC POSITION OF Mononykus.—The debate was opened by L. Martin asking A. Elzanowski "whether Mononykus can be embedded somewhere in the same scheme where we have Oviraptor and ornithomimids." At one of the regular presentations of the Symposium on Mesozoic Birds that morning, Elzanowski had presented a cladogram, based on cranial data, supporting the idea that Oviraptor was closer to modern birds than is Archaeopteryx. In other words, Oviraptor was regarded as a flightless bird. In responding to Martin, Elzanowski posited that Mononykus "would be on an earlier branch than Archaeopteryx," but added, "I would easily agree that Mononykus is closer to birds than a typical theropod... [yet] I cannot provide evidence in support of Mononykus [having] been related to birds." Martin then asked, "Do you think it [Mononykus} is related to Oviraptor?" Elzanowski disregarded that alternative, saying he could not think of any potential synapomorphy between Mononykus and Oviraptor. Martin asked, "Do you think [Mononykus] is a more advanced bird than Oviraptor?" Elzanowski replied, "I don't think so." This initial exchange between Martin and Elzanowski was followed by J. Ostrom who, with intense democratic spirit, inquired, "How many people here believe Mononykus is a bird, and why?" The almost palpable hesitation of the audience was broken by L. Witmer who, after acknowledging that he had reviewed some of the papers defending the hypothesis of avian relationships (and had seen the material as well), asserted that "they [A. Perle, L. Chiappe, M. Norell, and J. Clark] have argued appropriately with the data they have. ... I think they have scored the specimens honestly and put them into their analysis, and they [the specimens] fell out between Archaeopteryx and modem birds." Put another way, Witmer was taking up the issue that part of the disagreement, as L. Chiappe put it, "is more related to methodological issues." The atmosphere of hesitation evolved into one of critical, scientific evaluation of the available data when P. Sereno surmised that there could be "crucial data from the skull of the excellent specimens, and perhaps that would be the decisive data." Chiappe then projected the slides of two new, nearly complete skulls of Mononykus from Ukhaa Tolgod (collected in 1994 and 1995, and still unpublished), pointing out that "the jugal bar is rod-like... there is not even a slightly ascending process for its contact to the postorbital [bone]... [yet] there is a postorbital like in Archaeopteryx." The audience followed up with numerous questions about specific anatomical features. P. Biihler inquired about the relationships of the two heads of the quadrate to other bones, which articulated with both the braincase and the squamosal, and was puzzled by the fact that the external nares open at the tip of the snout, saying, "It looks like a kiwi." S. Chatterjee asked about the shape of the orbital process of the quadrate, which is broad as in other basal birds (e.g., Archaeopteryx, Enantiornithes, Patagopteryx) and, as Chiappe remarked, "not a pointy, typical ornithurine quadrate." Elzanowski and S. Olson followed with questions about the condition of the dentition, to which Chiappe responded, "there are teeth in the mandible and those are set in a groove...their crowns are not serrated...they look quite like those of birds.... [There] may be a few teeth [in the

NUMBER 89 maxilla], but those would be in the very anterior tip." P. Wellnhofer commented that "Archaeopteryx's teeth are not serrated, but they have a sharp edge that mns to the tip," and he asked Chiappe, "can you see anything like this in Mononykus?" Chiappe agreed that in Mononykus, as in Archaeopteryx, "there is a carina going throughout the edge." Martin, however, disagreed with this, and showed slides of the teeth of both the Aktien-Verein and London Archaeopteryx specimens, pointing out that "the base of the [tooth] of Archaeopteryx is as broad as or broader than the crown itself. ...This is the antithesis of what we see in Mononykus. ...Mononykus' teeth are identical to the teeth of Pelecanimimus [see Perez-Moreno et al., 1994], the Spanish Lower Cretaceous ornithomimid." Although Martin was correct in that the dentition of Pelecanimimus is very bird-like, with teeth lacking serrations, his remarks on the teeth of Archaeopteryx satisfied neither Elzanowski, who pointed out that "most of the other teeth [of Archaeopteryx] don't show any indication of expansion of the roots," nov Archaeopteryx expert Wellnhofer, who concurred with Elzanowski's viewpoint. The issue of the life style of Mononykus was not discussed, although after noting that its hyoids were very well developed, Olson pointed out, "so this [Mononykus] is a termite eater." This was an interesting observation because it matches the suggestion made by Norell et al. (1993) that Mononykus may have used its forelimbs to tear apart insect nests, and it also coincides with ideas suggesting digging activities for the forelimbs of this animal, although not implying that it was fossorial. Sereno wondered about the "other related material from Argentina" and its implications for the phylogenetic placement of Mononykus. Chiappe stated that "there are some relatives of Mononykus in the Upper Cretaceous of Argentina [see Novas, 1996],... [but] those are more primitive forms,... and these new findings have demonstrated that some of the characters [used by Perle et al., 1993] are independently derived between Mononykus and more advanced birds,...but even including those taxa, the results are exactly the same" (see Chiappe et al., 1996; Novas, 1996). Chiappe remarked that "[this] is the way we can set this issue, finding new primitive members of this very weird and peculiar lineage,... [but] unfortunately the Argentine forms are very incomplete." AGE OF Confuciusomis.—This section of the debate began with Martin discussing the accuracy of the absolute dates provided by Smith et al. (1995; see also Smith et al, 1996), stating, "We were familiar with the results of the Canadian team and received a copy of the dates before publication." Martin then read the dates from the "lower part of the section [Yixian Formation] Remember that there [are] over 1500 meters of section involved ... [the dates are] 119.5, 119.2, 121.8, 123.1, 120.8. ...These are argon-argon [dates], which means that they can have very high precision;... it does not mean they have very [high] accuracy Now I will read to you [the dates 337 of] the top of the section, which is 1500 meters above: 120.2, 121.8, 122.7. ...There is more variability in any of the sets of dates they got than they have for the entire section. ...They may be very accurate dates, but they behave as the dates of one unit, not a section.... This could happen if you have an intrusive event; in other words, these are all of the same event." Later on he stated that "at least some of these [basalts] are intrusive." It must be said, though, that the 1500 meters of thickness mentioned by Martin are not for the Yixian Formation but for the entire Jehol Group, which includes three additional formations (see Smith et al., 1995:1427), and that glaucony dates from the sedimentary rocks in between these two basalt levels also provided comparable dates (Smith et al., 1995, 1996). Martin made a valid point by questioning the accuracy of the Ar-Ar dates provided by Smith et al. (1995, 1996), yet that did not address the main point, which was, as Chiappe argued, "what is the data supporting a Late Jurassic age?" Martin continued: "If you look at our paper very carefully, you will see that we said that we felt that the ages were controversial," although this consideration was omitted in the title. Z. Zhou followed up, saying, "I don't know if this is Late Jurassic or Early Cretaceous. ...The reason we thought it could be Late Jurassic is based on absolute dating, potassium-argon [dates] from a different area supposed to be the same formation... not from the same locality." Sereno rightly argued that "having argon-argon dates from basalts, you could not ask for anything more, that's the best I think that great attention should be paid to these basalts." The discussion branched off to the ages of Archaeopteryx and Sinornis (Sereno and Rao, 1992) relative to Confuciusornis. Wellnhofer stated that "the correlation [between the Solnhofen limestones and the Yixian Formation] may not be possible on biostratigraphic evidence. ...We rely on the absolute dating that can be applied in China but cannot be applied in Solnhofen." Martin agreed and argued that "even if we were sure that we have dated the unit [Yixian Formation] correctly,... we may still not know what the relative age is to Archaeopteryx." There was, however, a clear agreement that Confuciusomis is younger than Archaeopteryx and, on stratigraphic grounds, is older than Sinornis. THE MONOPHYLY OF "SAURIURAE."—The discussion started with Sereno, who inquired as to whether this hypothesis "has been seriously entertained... after decent skeletons of Enantiornithes [have been found]." The answer is yes. G. Paul cheered up the Sauriurae affair with his statement that "it is possible... though very remote... that dromaeosaurs, Archaeopteryx, and troodontids formed a clade with the Enantiornithes, separated from Mononykus and other birds. ...A few characters may suggest that that may be tme, but it requires massive convergence in the flight apparatus and also in the skull, [which] may be more serious." His remarks on convergence were reiterated by Chiappe, who stated that "[if Sauriurae is going to be accepted,] there are a number of characters, certainly flight correlated, that have to be assumed to have

336 SMITHSONIAN CONTRIBUTIONS TO PALEOBIOLOGY<br />

ince (Hou, Zhou, Martin et al., 1995; see also Hou, Zhou, Gu et<br />

al, 1995; Hou et al., 1996). Although these authors pointed out<br />

that the chronology of the Yixian Formation was far from being<br />

settled, their paper was entitled "A Beaked Bird from the<br />

Jurassic of China," and thus Archaeopteryx's "new partner"<br />

was heralded as such by the press. Doubtless, in combining a<br />

modem-looking, toothless snout with short wings bearing massive,<br />

large claws, Confuciusomis is of extreme relevance. Yet<br />

whether it compares in age with Archaeopteryx or not is an issue<br />

that still needs to be analyzed, especially now that new radiometric<br />

dates have placed the Yixian Formation in the Early<br />

Cretaceous, with dates of roughly 121 million years (Smith et<br />

al., 1995, 1996).<br />

3. THE PHYLOGENETIC POSITION OF THE ENANTIORNITHES<br />

AND THE MONOPHYLY OF "SAURIURAE."—Many of the new<br />

early fossils show a number of derived features that were first<br />

reported in an array of mostly disarticulated elements from the<br />

Late Cretaceous of Argentina, which C. Walker named Enantiornithes<br />

(Walker, 1981). The new cohort of fossils has<br />

shown not only that the Enantiornithes are tme birds (confirming<br />

the perceptiveness of Walker's early observations), but<br />

that they formed a large and diverse clade of Mesozoic fliers<br />

as well.<br />

In his original paper, Walker (1981) regarded the Enantiornithes<br />

as phylogenetically intermediate between Archaeopteryx<br />

and modem birds. In 1983, L. Martin proposed a basal<br />

avian dichotomy leading to modem birds on the one hand, and<br />

to Archaeopteryx and the Enantiornithes on the other (Martin,<br />

1983). Martin's characters in support of the close relationship<br />

of Archaeopteryx and the Enantiornithes, a group for which he<br />

rescued Haeckel's term "Sauriurae," ranged from being regarded<br />

as "not one" (Steadman, 1983:342), to "cannot be<br />

shown to exist" (Olson, 1985:94), to "either plesiomorphic or<br />

uncertain" (Chiappe, 1995b:60). At the same time, the nonmonophyletic<br />

status of the Sauriurae has been broadly disregarded<br />

in numerous cladistic analyses (e.g., Cracraft, 1986;<br />

Chiappe, 1991, 1995b, 1996; Sanz and Buscalioni, 1992; Chiappe<br />

and Calvo, 1994; Sanz et al., 1995, 1996; Forster et al.,<br />

1996a). Yet in recent years, Martin's hypothesis has been renewed<br />

with the addition of more characters and defenders<br />

(e.g., Hou, Zhou, Martin et al., 1995; Kurochkin, 1995; Martin,<br />

1995b; Zhou, 1995b; Feduccia, 1996; Hou et al., 1996).<br />

What does not seem to emerge from the discussions of these<br />

authors is the realization of the fact that an enormous amount<br />

of convergence (and its corollaries) has to be explained for the<br />

hypothesis of the monophyly of the Sauriurae to be seriously<br />

entertained (see below).<br />

The Roundtable Discussion<br />

THE PHYLOGENETIC POSITION OF Mononykus.—The debate<br />

was opened by L. Martin asking A. Elzanowski "whether<br />

Mononykus can be embedded somewhere in the same scheme<br />

where we have Oviraptor and ornithomimids." At one of the<br />

regular presentations of the Symposium on Mesozoic Birds<br />

that morning, Elzanowski had presented a cladogram, based<br />

on cranial data, supporting the idea that Oviraptor was closer<br />

to modern birds than is Archaeopteryx. In other words, Oviraptor<br />

was regarded as a flightless bird. In responding to Martin,<br />

Elzanowski posited that Mononykus "would be on an earlier<br />

branch than Archaeopteryx," but added, "I would easily<br />

agree that Mononykus is closer to birds than a typical<br />

theropod... [yet] I cannot provide evidence in support of<br />

Mononykus [having] been related to birds." Martin then asked,<br />

"Do you think it [Mononykus} is related to Oviraptor?" Elzanowski<br />

disregarded that alternative, saying he could not think<br />

of any potential synapomorphy between Mononykus and Oviraptor.<br />

Martin asked, "Do you think [Mononykus] is a more<br />

advanced bird than Oviraptor?" Elzanowski replied, "I don't<br />

think so."<br />

This initial exchange between Martin and Elzanowski was<br />

followed by J. Ostrom who, with intense democratic spirit, inquired,<br />

"How many people here believe Mononykus is a bird,<br />

and why?" The almost palpable hesitation of the audience was<br />

broken by L. Witmer who, after acknowledging that he had reviewed<br />

some of the papers defending the hypothesis of avian<br />

relationships (and had seen the material as well), asserted that<br />

"they [A. Perle, L. Chiappe, M. Norell, and J. Clark] have argued<br />

appropriately with the data they have. ... I think they<br />

have scored the specimens honestly and put them into their<br />

analysis, and they [the specimens] fell out between Archaeopteryx<br />

and modem birds." Put another way, Witmer was taking<br />

up the issue that part of the disagreement, as L. Chiappe put it,<br />

"is more related to methodological issues."<br />

The atmosphere of hesitation evolved into one of critical,<br />

scientific evaluation of the available data when P. Sereno surmised<br />

that there could be "crucial data from the skull of the<br />

excellent specimens, and perhaps that would be the decisive<br />

data." Chiappe then projected the slides of two new, nearly<br />

complete skulls of Mononykus from Ukhaa Tolgod (collected<br />

in 1994 and 1995, and still unpublished), pointing out that "the<br />

jugal bar is rod-like... there is not even a slightly ascending<br />

process for its contact to the postorbital [bone]... [yet] there is<br />

a postorbital like in Archaeopteryx." The audience followed<br />

up with numerous questions about specific anatomical features.<br />

P. Biihler inquired about the relationships of the two<br />

heads of the quadrate to other bones, which articulated with<br />

both the braincase and the squamosal, and was puzzled by the<br />

fact that the external nares open at the tip of the snout, saying,<br />

"It looks like a kiwi." S. Chatterjee asked about the shape of<br />

the orbital process of the quadrate, which is broad as in other<br />

basal birds (e.g., Archaeopteryx, Enantiornithes, Patagopteryx)<br />

and, as Chiappe remarked, "not a pointy, typical ornithurine<br />

quadrate." Elzanowski and S. Olson followed with<br />

questions about the condition of the dentition, to which Chiappe<br />

responded, "there are teeth in the mandible and those are<br />

set in a groove...their crowns are not serrated...they look<br />

quite like those of birds.... [There] may be a few teeth [in the

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