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Analysis by Key: Another Look at Modulation

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only serves to make musical time a more powerful symbolic represent<strong>at</strong>ion of<br />

human temporal experience. And further, a piece th<strong>at</strong> struggles to achieve its<br />

tonic presents a world of sound and feeling very different from one where the<br />

tonic is asserted as a given from the outset.<br />

Ex. 2 Chopin: Prelude, Op.28, No. 18<br />

Allegro molto<br />

+Aye J: : ,> ag, '/ : |<br />

augmented 4th<br />

t) tb e 5 b > _ * t<br />

The Tonic as M<strong>at</strong>nx<br />

X. *<br />

ANALYSIS BY KEY<br />

During the first nine or so bars of another Chopin Prelude, No. 24 in D minor,<br />

there is no diminished fifth C# -G to specify D as the tonic pitch. Th<strong>at</strong> the key of<br />

D minor is never in doubt during these bars results from the ever-present D<br />

minor triad arpeggi<strong>at</strong>ed in both the left-hand ostin<strong>at</strong>o and the melodic line; th<strong>at</strong><br />

the few non-harmonic notes ali belong to the D minor scale adds further<br />

confirm<strong>at</strong>ion. If we look a bit further - say up to b.21 - we shall see th<strong>at</strong> the<br />

tonicized harmonies are the opening D minor, the F major of b. 15 and the A<br />

minor of b. 19, forming a huge expansion of the same arpeggio.<br />

Despite its complex and unusual - perhaps unique - tonal plan, the Prelude<br />

sustains its key with a minimum of help from the diminished fifth on the leading<br />

note. Indeed in seventy-seven bars of highly chrom<strong>at</strong>ic music, C," occurs only<br />

twice: before the reprise in b. 50 (introduced enharmonically as DS), and in the<br />

final cadential dominant, b.64 (not counting a few rapid passing notes of no<br />

harmonic significance in bs 55-6). D minor is securely established as a key<br />

because the D minor chord so clearly forms the m<strong>at</strong>rix th<strong>at</strong> gener<strong>at</strong>es the<br />

ostin<strong>at</strong>o figure, the melodic line and the large-scale harmonic structure of the<br />

Prelude's extended opening phase (bs 1-20).<br />

Central to Schenker's work is the notion th<strong>at</strong> the tonic triad, an image of the<br />

overtone series gener<strong>at</strong>ed <strong>by</strong> the tonic note, functions as a m<strong>at</strong>rix- the source of<br />

the Fundamental Structure th<strong>at</strong> governs large-scale harmony (through the bass<br />

arpeggio) and melody (through the Fundamental Line) as well as the ultim<strong>at</strong>e<br />

source of the middleground structures and foreground details th<strong>at</strong> grow out of<br />

the Fundamental Structure. As m<strong>at</strong>rix, the tonic triad has rhythmic properties:<br />

it defines the beginning and end of complete and self-contained harmonic and<br />

melodic progressions; it also provides the found<strong>at</strong>ion for form and design, since<br />

motivic and them<strong>at</strong>ic elements always connect (usually quite closely) to tonal<br />

structure. As Fred Lerdahl and Ray Jackendoff write, 'the tonic is in some sense<br />

MUSIC ANALYSIS 6: 3, 1987 291

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