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Worldscope Database Datatype Definitions Guide

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Issue 6<br />

Alphabetical List of Field <strong>Definitions</strong> - C<br />

Shares of the company held by any other corporation (except shares held in a fiduciary capacity by<br />

banks or other financial institutions)<br />

Shares held by pension/benefit plans<br />

Shares held by individuals who hold 5% or more of the outstanding shares<br />

It excludes:<br />

Shares under option exercisable within sixty days<br />

Shares held in a fiduciary capacity<br />

Preferred stock or debentures that are convertible into common shares<br />

Footnotes:<br />

A. Includes options exercisable within 60 days<br />

B. Minimum number of closely held shares<br />

C. Maximum number of closely held shares<br />

D. Estimate based on listing of major shareholders<br />

F. No standard text<br />

Closely Held Shares - Current<br />

Stock Data, Current Item; Field 05474<br />

All Industries:<br />

CLOSELY HELD SHARES - CURRENT represents shares held by insiders. For Japanese companies<br />

closely held represents the holdings of the ten largest shareholders. For companies with more than one<br />

class of common stock, closely held shares for each class is added together.<br />

It includes but is not restricted to:<br />

Shares held by officers, directors and their immediate families<br />

Shares held in trust<br />

Shares of the company held by any other corporation (besides shares held in a fiduciary capacity by<br />

banks or other financial institutions)<br />

Shares held by pension/benefit plans<br />

Shares held by individuals who hold more than 5% or more of the outstanding shares<br />

It excludes:<br />

Shares under option exercisable within sixty days<br />

Shares held in a fiduciary capacity<br />

Shares held by insurance companies<br />

Preferred stock or debentures that are convertible into common shares<br />

Footnotes:<br />

A. Includes options exercisable within 60 days<br />

B. Minimum number of closely held shares<br />

C. Maximum number of closely held shares<br />

D. Estimate based on listing of major shareholders<br />

F. No standard text<br />

Closely Held Shares (%)<br />

Marketability Ratio, Annual Item; Field 08021<br />

All Industries:<br />

(Number of Closely Held Shares / Common Shares Outstanding) * 100<br />

© Thomson Financial 2003-2007 229 Confidential Information of Thomson Financial

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