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British Journal of Anaes<strong>the</strong>sia 93 (4): 579–82 (2004)<br />

doi:10.1093/bja/aeh228 Advance Access publication July 9, 2004<br />

<strong>CASE</strong> <strong>REPORTS</strong><br />

<strong>Aspiration</strong> <strong>and</strong> <strong>the</strong> <strong>laryngeal</strong> <strong>mask</strong> <strong>airway</strong>: three cases <strong>and</strong><br />

a review of <strong>the</strong> literature {<br />

C. Keller 1 , J. Brimacombe 2 *, J. Bittersohl 3 , P. Lirk 1 <strong>and</strong> A. von Goedecke 1<br />

1 Department of Anaes<strong>the</strong>sia <strong>and</strong> Intensive Care Medicine, Leopold-Franzens University, Innsbruck, Austria.<br />

2 James Cook University, Department of Anaes<strong>the</strong>sia <strong>and</strong> Intensive Care, Cairns Base Hospital, Australia.<br />

3 Department of Anaes<strong>the</strong>siology <strong>and</strong> Intensive Care Medicine, Philipps-University, Marburg, Germany<br />

*Corresponding author. E-mail: jbrimaco@bigpond.net.au<br />

The primary limitation of <strong>the</strong> <strong>laryngeal</strong> <strong>mask</strong> <strong>airway</strong> (LMAÒ ) z<br />

is that it does not reliably protect <strong>the</strong><br />

lungs from regurgitated stomach content. We describe three cases of aspiration associated with <strong>the</strong><br />

LMA, including <strong>the</strong> first brain injury, <strong>the</strong> first death, <strong>and</strong> <strong>the</strong> first associated with <strong>the</strong> intubating LMA,<br />

<strong>and</strong> review <strong>the</strong> 20 specific case reports of aspiration associated with <strong>the</strong> LMA that we were able to<br />

find described in <strong>the</strong> literature.<br />

Br J Anaesth 2004; 93: 579–82<br />

Keywords: complications, aspiration pneumonitis; complications, mortality; equipment, <strong>mask</strong>s,<br />

<strong>laryngeal</strong> <strong>mask</strong> <strong>airway</strong><br />

Accepted for publication: May 25, 2004<br />

Pulmonary aspiration of gastric contents accounts for 5% of<br />

respiratory claims against <strong>the</strong> anaes<strong>the</strong>siologist. 1 The primary<br />

limitation of <strong>the</strong> <strong>laryngeal</strong> <strong>mask</strong> <strong>airway</strong> (LMA) is that it<br />

does not reliably protect <strong>the</strong> lungs from regurgitated stomach<br />

contents, although it may act as a barrier at <strong>the</strong> level of <strong>the</strong><br />

upper oesophageal sphincter if it is correctly positioned. 2 The<br />

incidence of aspiration with <strong>the</strong> LMA has been estimated at<br />

0.02%, 3 which is similar to tracheal intubation in elective<br />

patients. 4 We describe three cases of aspiration associated<br />

with <strong>the</strong> LMA, including <strong>the</strong> first brain injury, <strong>the</strong> first death,<br />

<strong>and</strong> <strong>the</strong> first associated with <strong>the</strong> intubating LMA, <strong>and</strong> review<br />

<strong>the</strong> literature.<br />

Case report 1<br />

A 49-yr-old female (ASA Physical Status III, BMI 16 kg m 2 )<br />

with low-grade sepsis presented for incision <strong>and</strong> drainage of a<br />

vaginal abscess. She had a past medical history of gastric<br />

surgery for carcinoma <strong>and</strong> multiple intra-abdominal procedures,<br />

but had no symptoms of reflux. On examination she<br />

was Mallampati grade 1. The <strong>airway</strong> management plan was to<br />

use a classic LMA; tracheal intubation was not considered<br />

necessary as <strong>the</strong> patient was fasted <strong>and</strong> had no reflux; <strong>and</strong> <strong>the</strong><br />

ProSeal LMA was unavailable. Induction was with fentanyl<br />

100 mg <strong>and</strong> propofol 120 mg. Maintenance was with propofol<br />

6mgkg 1 h 1 in oxygen 30% <strong>and</strong> air. No neuromuscular<br />

blocking agent was given. A size 4 classic LMA was easily<br />

inserted by a second year resident at <strong>the</strong> first attempt using <strong>the</strong><br />

st<strong>and</strong>ard recommended technique <strong>and</strong> <strong>the</strong> cuff inflated with<br />

20-ml air. Pressure controlled ventilation was commenced<br />

<strong>and</strong> tidal volumes of 450 ml were easily achieved with peak<br />

<strong>airway</strong> pressures of 15 cm H2O. The LMA <strong>and</strong> bite block was<br />

fixed according to <strong>the</strong> manufacturer’s instructions 5 <strong>and</strong> <strong>the</strong><br />

patient placed in <strong>the</strong> lithotomy position. At <strong>the</strong> start of <strong>the</strong><br />

procedure, <strong>the</strong> patient suddenly started vomiting, which was<br />

attributed to inadequate anaes<strong>the</strong>tic depth, <strong>and</strong> bile-stained<br />

fluid was seen in <strong>the</strong> <strong>airway</strong> tube. The surgeon was asked to<br />

stop, <strong>the</strong> patient was given oxygen 100%, anaes<strong>the</strong>sia was<br />

deepened, head down tilt applied, <strong>and</strong> a neuromuscular blocking<br />

agent administered. A suction ca<strong>the</strong>ter was passed to <strong>the</strong><br />

end of <strong>the</strong> <strong>airway</strong> tube <strong>and</strong> around 40 ml of bile-stained fluid<br />

removed. Ventilation <strong>and</strong> gas exchange was unaffected.<br />

Fibre-optic inspection down <strong>the</strong> <strong>airway</strong> tube revealed bilestained<br />

fluid within <strong>the</strong> trachea. The LMA was removed <strong>and</strong><br />

<strong>the</strong> patient easily intubated. The procedure was completed<br />

uneventfully. There were no postoperative complications.<br />

Case report 2<br />

A 73-yr-old female (ASA Physical Status III, BMI 35 kg m 2 )<br />

presented for bilateral varicose vein surgery, to be done in <strong>the</strong><br />

{ This article is accompanied by Editoral II.<br />

z LMA Ò is <strong>the</strong> property of Intavent Ltd.<br />

# The Board of Management <strong>and</strong> Trustees of <strong>the</strong> British Journal of Anaes<strong>the</strong>sia 2004<br />

Downloaded from<br />

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supine position. She had a past medical history of adult onset 100%. Fibre-optic inspection revealed bile-stained fluid<br />

diabetes mellitus, chronic obstructive pulmonary disease, within <strong>the</strong> trachea. The procedure was completed <strong>and</strong> <strong>the</strong><br />

<strong>and</strong> gastric surgery for cancer. On examination she was patient transferred to ICU. The patient developed adult<br />

Mallampati grade 3. The <strong>airway</strong> management plan was to respiratory distress syndrome, renal failure, disseminated<br />

use a classic LMA; tracheal intubation was not considered intravascular coagulation <strong>and</strong> septicaemia, <strong>and</strong> died 85 days<br />

necessary. The anaes<strong>the</strong>tist was not aware of <strong>the</strong> past medical<br />

history, nor of her symptoms of daily reflux, <strong>and</strong> a ProSeal<br />

LMA was unavailable. Induction was with fentanyl 150 mg<br />

later from multi-organ failure.<br />

<strong>and</strong> propofol 180 mg. Maintenance was with oxygen 30% in<br />

nitrous oxide <strong>and</strong> sevoflurane 1.5%. Muscle relaxation was<br />

with atracurium 20 mg. A size 4 classic LMA was inserted<br />

easily by a highly experienced consultant at <strong>the</strong> first attempt<br />

using <strong>the</strong> st<strong>and</strong>ard recommended technique <strong>and</strong> <strong>the</strong> cuff<br />

inflated to <strong>and</strong> held constant at 60 cm H2O using a digital<br />

manometer. Volume controlled ventilation was commenced<br />

with tidal volumes of 600 ml <strong>and</strong> peak <strong>airway</strong> pressures of 18<br />

cm H2O. The LMA <strong>and</strong> bite block was fixed according to <strong>the</strong><br />

manufacturer’s instructions. In <strong>the</strong> middle of <strong>the</strong> procedure,<br />

bile-stained fluid was seen pouring out of <strong>the</strong> <strong>airway</strong> tube into<br />

<strong>the</strong> bacterial filter. The surgeon was asked to stop; <strong>the</strong> patient<br />

was given oxygen 100% <strong>and</strong> head down tilt applied. Ventilation<br />

was possible with <strong>the</strong> LMA, but gas exchange was poor<br />

with Spo2 less than 90% when <strong>the</strong> Fio2 was 1. The LMA was<br />

removed <strong>and</strong> <strong>the</strong> patient easily intubated, but <strong>the</strong>re was no<br />

improvement in gas exchange. Fibre-optic inspection showed<br />

bile-stained fluid in <strong>the</strong> trachea. The procedure was stopped<br />

<strong>and</strong> <strong>the</strong> patient transferred to ICU. On day 3, <strong>the</strong> patient<br />

developed severe adult respiratory distress syndrome<br />

(Fio2 1.0: Paa2 58 mm Hg). She was discharged from <strong>the</strong><br />

ICU after 56 days with a complete left-sided hemiplegia<br />

from a cerebral infarct.<br />

Literature review<br />

We conducted a Medline search for ‘Laryngeal <strong>mask</strong>’, read<br />

all <strong>the</strong> resultant publications <strong>and</strong> analysed all <strong>the</strong> reports<br />

where case-specific details were given. We found a total of<br />

20 specifically described case reports of aspiration of gastric<br />

content associated with <strong>the</strong> LMA (Table 1). Of <strong>the</strong> 20 cases of<br />

aspiration associated with <strong>the</strong> LMA, 14 were in adults 6–18 <strong>and</strong><br />

six in children, 19–24 6–17 19–24<br />

19 were with <strong>the</strong> classic LMA<br />

<strong>and</strong> one was with <strong>the</strong> ProSeal LMA. 18 In 14 cases, <strong>the</strong>re were<br />

factors that could increase <strong>the</strong> risk of aspiration, including, in<br />

orderoffrequency,inadequatedepthofanaes<strong>the</strong>sia, 913192123<br />

intra-abdominal surgery, 7 10 18 upper gastrointestinal disease,<br />

9 11 lithotomy position, 11 20 7 20<br />

patient movement,<br />

exchanging <strong>the</strong> LMA for a tracheal tube, 12 16 full stomach, 22<br />

multiple trauma, 6 multiple insertion attempts, 14 opioids, 6<br />

obesity, 10 <strong>and</strong> cuff deflation. 7 There is only one report<br />

where aspiration occurred where <strong>the</strong> patient had no risk factors.<br />

24 In addition, Kluger <strong>and</strong> Short, 25 in a review of 133<br />

cases of aspiration reported to <strong>the</strong> Australian Anaes<strong>the</strong>tic<br />

Incident Monitoring Study, documented 27 cases of aspiration<br />

associated with <strong>the</strong> LMA. However, <strong>the</strong> data from<br />

<strong>the</strong>se patients were not separated from aspiration associated<br />

with a tracheal tube (n=8), Hudson <strong>mask</strong> (n=5), <strong>and</strong><br />

face<strong>mask</strong> (n=91).<br />

Case report 3<br />

A 78-yr-old female (ASA Physical Status II, BMI 32 kg m 2 )<br />

presented for a total hip replacement. She had a past medical<br />

history of labile hypertension <strong>and</strong> a hiatus hernia, but had no<br />

symptoms of reflux. On examination she was Mallampati<br />

grade 2. The <strong>airway</strong> management plan was to intubate <strong>the</strong><br />

patient via <strong>the</strong> intubating LMA ra<strong>the</strong>r than using direct<br />

laryngoscopy to attenuate <strong>the</strong> haemodynamic stress response.<br />

Tracheal intubation was considered necessary as <strong>the</strong> procedure<br />

was prolonged <strong>and</strong> <strong>the</strong> ProSeal LMA was unavailable.<br />

Induction was with methohexitone 80 mg. Maintenance was<br />

with isoflurane 0.7% <strong>and</strong> nitrous oxide in oxygen 30%. Muscle<br />

relaxation was with rocuronium 50 mg. A size 4 intubating<br />

LMA was inserted easily by a second year resident at <strong>the</strong> first<br />

attempt <strong>and</strong> <strong>the</strong> cuff inflated with 30-ml air. Manual ventilation<br />

was commenced with tidal volumes of 500 ml <strong>and</strong> peak<br />

<strong>airway</strong> pressures of 17 cm H2O. Before intubation through <strong>the</strong><br />

intubating LMA was started, bile-stained fluid was seen in <strong>the</strong><br />

mouth. The patient was given oxygen 100%, but head down<br />

tilt was not applied. Ventilation was possible with <strong>the</strong> LMA.<br />

The intubating LMA was removed <strong>and</strong> <strong>the</strong> patient intubated<br />

using a laryngoscope. Ventilation was adequate <strong>and</strong> gas<br />

exchange acceptable with a Pao2 of 206 mm Hg on oxygen<br />

Keller et al.<br />

580<br />

Discussion<br />

All three patients in our series were at increased risk of aspiration:<br />

<strong>the</strong> first had gastric surgery <strong>and</strong> low-grade sepsis; <strong>the</strong><br />

second had gastric surgery <strong>and</strong> diabetes; <strong>and</strong> <strong>the</strong> third had a<br />

hiatus hernia. Both patients with adverse outcomes were<br />

elderly, ASA grade III, or both. Although this is <strong>the</strong> first report<br />

of brain injury <strong>and</strong> death from aspiration associated with <strong>the</strong><br />

LMA, it is likely that <strong>the</strong>re have been o<strong>the</strong>r such events. Given<br />

that <strong>the</strong> LMA has been used in 150 million patients since its<br />

release in 1988 (www.lmaco.com), a frequency of 0.02% for<br />

aspiration 3 <strong>and</strong> a mortality rate for aspiration of 5% (based on<br />

data from <strong>the</strong> pre-LMA era 4 ), <strong>the</strong>re should have been around<br />

1500 deaths. Perhaps patients with <strong>the</strong> LMA have a lower<br />

mortality rate, as <strong>the</strong> LMA tends to be used in healthy patients<br />

undergoing minor procedures. Perhaps <strong>the</strong> lack of reporting is<br />

related to medico-legal considerations, or journals decline<br />

such reports, as it is already established that aspiration can<br />

occur with <strong>the</strong> LMA <strong>and</strong> that aspiration can cause death.<br />

An assessment of aspiration risk is critical to determining<br />

whe<strong>the</strong>r <strong>the</strong> LMA should be used <strong>and</strong>, to a lesser extent, which<br />

type of LMA should be used, as <strong>the</strong> correctly placed ProSeal<br />

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Table 1. Cases of pulmonary aspiration of gastric contents. *P=placement phase, M=maintenance phase, E=emergence phase. { GIT=gastrointestinal tract, TT=tracheal<br />

tube. z ICU=Intensive Care Unit, PPV=positive pressure ventilation, SpO 2 =oxygen saturation. # Approximate time of aspiration after induction. **ProSeal LMA.<br />

+ Intubating LMA<br />

Age Gender ASA Phase* Predisposing conditions {<br />

LMA can prevent aspiration. 26–28 The patient should be questioned<br />

about upper gastrointestinal disease, focusing on current<br />

symptoms <strong>and</strong> treatment. Unfortunately, <strong>the</strong>re are no<br />

data from which to make an evidence-based decision<br />

about whe<strong>the</strong>r or not symptoms are severe enough to warrant<br />

tracheal intubation. Most anaes<strong>the</strong>siologists consider that <strong>the</strong><br />

LMA is contraindicated in patients with gastroesophageal<br />

reflux, but a recent survey revealed that 57–73% of Australian<br />

anaes<strong>the</strong>siologists would use <strong>the</strong> LMA in patients with a<br />

history of reflux esophagitis or hiatus hernia provided it<br />

was asymptomatic. 29 Interestingly, one of our patients had<br />

an asymptomatic hiatus hernia. O<strong>the</strong>r factors affecting<br />

aspiration risk are fasting status, <strong>the</strong> use of gastroparetic<br />

drugs, <strong>the</strong> presence/severity of pain, <strong>the</strong> type/duration/<br />

position of surgery being performed, <strong>the</strong> depth of anaes<strong>the</strong>sia,<br />

<strong>and</strong> <strong>airway</strong> obstruction.<br />

All three patients in our series were intubated once a diagnosis<br />

of aspiration had been made, even though ventilation<br />

was possible with <strong>the</strong> LMA. We recommend that if pharyngeal<br />

regurgitation or pulmonary aspiration is suspected, <strong>the</strong><br />

patient should be placed in <strong>the</strong> head-down position, oxygen<br />

100% administered, anaes<strong>the</strong>sia deepened, suctioning performed<br />

<strong>and</strong> <strong>the</strong> severity of <strong>the</strong> regurgitation/aspiration event<br />

assessed fibre-optically. The decision about whe<strong>the</strong>r to<br />

<strong>Aspiration</strong> <strong>and</strong> <strong>the</strong> LMA<br />

Outcome z<br />

Adults<br />

Wilkinson et al. 6<br />

50 F M (1.5 h) #<br />

Multitrauma. Opioids<br />

Griffin <strong>and</strong> Hatcher 7<br />

26 F I E Movement. Cholecystectomy.<br />

Cuff deflation<br />

ICU 24 h. No PPV. Good recovery<br />

Koehli 8<br />

51 M II P ICU. PPV 20 h. Good recovery<br />

Nanji <strong>and</strong> Maltby 9<br />

74 M III M Dementia. Upper GIT disease.<br />

Inadequate anaes<strong>the</strong>tic depth<br />

ICU. PPV 4 days. Good recovery<br />

Brain 10<br />

M No sequelae<br />

Brain 10<br />

F P Obesity. Cholecystectomy No sequelae<br />

Brimacombe <strong>and</strong> Berry 11<br />

75 M III M Lithotomy. Dementia.<br />

Upper GIT disease<br />

ICU. PPV 1 week. Good recovery<br />

Langer et al. 12<br />

55 M II M LMA/TT exchange for<br />

bronchospasm<br />

Good recovery<br />

Hamada 13<br />

29 M I M Inadequate anaes<strong>the</strong>tic depth No PPV. Good recovery<br />

Miyasaka 14<br />

66 M II P Multiple insertion attempts Good recovery<br />

Verghese <strong>and</strong> Brimacombe 15<br />

68 F M ICU not required<br />

Vogelsang et al. 16<br />

77 F II M (2 h) #<br />

LMA/TT exchange for<br />

prone position<br />

Multi-organ failure. PPV 7 weeks<br />

Gaitini et al. 17 ** No details<br />

provided<br />

Brimacombe <strong>and</strong> Keller 18 ** 64 M I M (1 h) #<br />

Unidentified malposition.<br />

Cholecystectomy<br />

No PPV. Good recovery<br />

Current 49 F III M Gastric surgery. Septic.<br />

Lithotomy.<br />

No sequelae<br />

Current 73 F III M (0.5 h) Diabetes. Gastric surgery ICU 56 days. Stroke<br />

Current +<br />

Children<br />

78 F II P Upper GIT disease Multi-organ failure. ICU 85 days. Died<br />

Maroof et al. 19<br />

15 I–II M (2 h) #<br />

Inadequate anaes<strong>the</strong>tic depth ICU. No PPV. Rapid recovery<br />

Alex<strong>and</strong>er 20<br />

8 F II M Movement. Lithotomy position No PPV. Good recovery<br />

Braun <strong>and</strong> Fritz 21<br />

II Inadequate anaes<strong>the</strong>tic depth Good recovery<br />

Ismail-Zade <strong>and</strong> Vanner 22<br />

Lussmann <strong>and</strong> Gerber<br />

7 II M Not fully fasted Spo2 fell to 86%; briefly intubated<br />

23<br />

10 F I M Inadequate anaes<strong>the</strong>tic depth PPV for 4 days. Good recovery<br />

Cassinello 24<br />

0.8 M I M None Pneumonia. No PPV. Good recovery<br />

581<br />

intubate <strong>the</strong> trachea or continue with <strong>the</strong> LMA will depend<br />

on how well <strong>the</strong> LMA is functioning, <strong>the</strong> severity of <strong>the</strong><br />

regurgitation/aspiration event <strong>and</strong> <strong>the</strong> anticipated risk of<br />

fur<strong>the</strong>r regurgitation/aspiration. Removal of <strong>the</strong> LMA may<br />

result in fur<strong>the</strong>r regurgitation <strong>and</strong> consideration should be<br />

given to intubating <strong>the</strong> patient fibre-optically via <strong>the</strong> LMA.<br />

Consideration should also be given to passing a gastric tube,<br />

but this may also provoke fur<strong>the</strong>r regurgitation.<br />

In summary, we report <strong>the</strong> first cases of aspiration-related<br />

brain injury <strong>and</strong> death associated with <strong>the</strong> LMA, <strong>and</strong> <strong>the</strong> first<br />

case of aspiration associated with <strong>the</strong> intubating LMA. In<br />

principle, meticulous selection of patients <strong>and</strong> surgical procedures,<br />

optimal management of <strong>the</strong> placement, maintenance<br />

<strong>and</strong> emergence phases, <strong>and</strong> use of <strong>the</strong> ProSeal LMA can<br />

reduce <strong>the</strong> risk of aspiration.<br />

References<br />

1 Caplan RA, Posner KL, Ward RJ, Cheney FW. Adverse respiratory<br />

events in anes<strong>the</strong>sia: a closed claims analysis. Anes<strong>the</strong>siology 1990;<br />

72: 828–33<br />

2 Keller C, Brimacombe J, Raedler C, Puehringer F. Do <strong>laryngeal</strong><br />

<strong>mask</strong> <strong>airway</strong> devices attenuate liquid flow between <strong>the</strong> esophagus<br />

<strong>and</strong> pharynx? A r<strong>and</strong>omized, controlled cadaver study. Anesth Analg<br />

1999; 88: 904–7<br />

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3 Brimacombe J, Berry A. The incidence of aspiration associated with<br />

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J Clin Anesth 1995; 7: 297–305<br />

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156–60<br />

13 Hamada I. [Vomiting <strong>and</strong> pulmonary aspiration during <strong>the</strong> use of <strong>the</strong><br />

LM]. J Clin Anesth 1991; 15: 1219–20<br />

14 Miyasaka C. A case of pulmonary aspiration during insertion of LM.<br />

J Clin Anesth 1991; 15: 1360<br />

15 Verghese C, Brimacombe J. Survey of <strong>laryngeal</strong> <strong>mask</strong> <strong>airway</strong> usage<br />

in 11910 patients: safety <strong>and</strong> efficacy for conventional <strong>and</strong> nonconventional<br />

usage. Anesth Analg 1996; 82: 129–33<br />

16 Vogelsang H, Uhlig T, Schmucker P. [Severe multiorgan<br />

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Anas<strong>the</strong>siol Intensivmed Notfallmed Schmerz<strong>the</strong>r 2001; 36: 63–5<br />

17 Gaitini LA, Vaida SJ, Somri M, Ben-David B, Hagberg CA. A r<strong>and</strong>omized<br />

controlled trial comparing <strong>the</strong> Proseal <strong>laryngeal</strong> <strong>mask</strong><br />

David <strong>and</strong> Heinrichs<br />

British Journal of Anaes<strong>the</strong>sia 93 (4): 582–6 (2004)<br />

doi:10.1093/bja/aeh231 Advance Access publication July 26, 2004<br />

<strong>airway</strong> with <strong>the</strong> Sonda Laryngeal Tube in Mechanically Ventilated<br />

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(Abstract)<br />

High-frequency oscillatory ventilation <strong>and</strong> an interventional<br />

lung assist device to treat hypoxaemia <strong>and</strong> hypercapnia<br />

M. David* <strong>and</strong> W. Heinrichs<br />

Department of Anaes<strong>the</strong>siology, Johannes Gutenberg-University, Mainz, Germany<br />

*Corresponding author. E-mail: david@mail.uni-mainz.de<br />

A male patient accidentally aspirated paraffin oil when performing as a fire-eater. Severe acute<br />

respiratory distress syndrome (Pa O2 /FI O2 ratio 10.7 kPa) developed within 24 h. Conventional<br />

pressure-controlled ventilation (PCV) with high <strong>airway</strong> pressures <strong>and</strong> low tidal volumes failed<br />

to improve oxygenation. Hypercapnia (Pa CO2 12 kPa) with severe acidosis (pH

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