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A <strong>JOURNAL</strong> <strong>OF</strong> <strong>ACADEMIC</strong> <strong>WRITING</strong><br />

<strong>VOLUME</strong> 8


Hohonu<br />

2 0 1 0<br />

Academic Journal<br />

University of Hawai‘i at Hilo • Hawai‘i Community College


2 - HOHONU Volume 8 2010<br />

Hohonu is a publication funded by<br />

University of Hawai‘i at Hilo and Hawai‘i Community College student fees.<br />

All production and printing costs are administered by:<br />

University of Hawai‘i at Hilo/Hawai‘i Community College<br />

Board of Student Publications<br />

200 W. Kawili Street<br />

Hilo, Hawai‘i 96720-4091<br />

Phone: (808) 933-8823<br />

Web: www.uhh.hawaii.edu/campuscenter/bosp<br />

or<br />

www.uhh.hawaii.edu/academics/hohonu<br />

All rights revert to the writers upon publication.<br />

All requests for reproduction and other propositions should be directed to writers.


Aloha!<br />

Welcome to the eighth volume of Hohonu, the academic journal of the University of Hawai‘i at Hilo and Hawai‘i Community<br />

College. We are proud of the exceptional academic writing it contains and are pleased to present this publication to the community.<br />

Hohonu, meaning “profound” or “deep” in Hawaiian, has once more lived up to its name. With each journal that is produced,<br />

we are able to reach higher and attain the goals expressed by our mission statement; for it is the aim of this journal to facilitate in the<br />

sharing of fine academic writing and to exist as a reference for those who are looking to learn – whether it be something new about<br />

writing, an attitude, a subject, or themselves.<br />

I would like to publicly commend the work of our staff. Their commitment, enthusiasm, and love for academic discourse has<br />

made Hohonu a reality for yet another year. Jenna Antilla, Chaun Ballard, Lindsay Brown, Haley Bufil, Ellie Christensen, and La‘akea<br />

Yoshida – it has been my privilege and I thank you all.<br />

Hohonu would not endure every year without the gentle encouragement of our faculty advisor, Professor Luke Bailey. His<br />

guidance and dedication to the mission of Hohonu is truly incomparable. We thank him for all that he has done for the publication<br />

over the years.<br />

A gracious thank you to the student authors for their contributions. It is a brave thing to expose one’s efforts to others and allow<br />

your writing to be published for all to see. Hohonu would not be Hohonu without your energy and efforts.<br />

Many mahalos to everyone who has helped to make this volume possible. We thankfully acknowledge the assistance of Ellen<br />

Kusano and the Campus Center ‘ohana. Their smiling faces and words of wisdom brightened every aspect of the journey. To the<br />

Board of Student Publications, we thank you for your continued support. I want to extend a very heartfelt thanks to Susan Yugawa<br />

of the UH Graphics Department. Her skills and generosity have been absolutely essential to the success of Hohonu.<br />

Hohonu is an asset to our UH Hilo, HawCC, and public community in every sense of the word. Each essay contained within<br />

these pages breathes the need and passion for progress and societal growth. Turn the page; come see for yourself.<br />

Enjoy!<br />

Mahalo nui,<br />

Tara Ballard<br />

Editor-in-Chief<br />

HOHONU Volume 8 2010 - 3


4 - HOHONU Volume 8 2010


Table of Contents<br />

The Globalized World, by Stacy McKernan ......................................................................................................................................................... 7<br />

Mahayana Buddhist Philosophy, by Anthony Ridenour .................................................................................................................................... 11<br />

Nazi Experiments, by Tabitha Gomes ................................................................................................................................................................ 13<br />

War, Society, and Sexual Violence: A Feminist Analysis of the Origin and Prevention of War Rape, by Kylie Alexandra .................................... 17<br />

Anthropogenic Causation and Prevention Relating to the Holocene Extinction, by Jesse Browning .................................................................. 23<br />

“They’re OK if They’re Our S.O.B.s”: United States Involvement in the 1954 Guatemalan Coup d’état, by Robert Franklin ............................ 27<br />

Can Organic Farming Feed the World?: Perspectives on a Food Movement’s Place in World Food Security, by Holly Miller ............................. 33<br />

The Criminalization of Pregnant Women and the Illusion of Maternal-Fetal Conflict, by Kylie Alexandra ........................................................ 37<br />

The Curious Case of Humour and Whoredom: The Concept of ‘Necessary’ Prostitution as it Pertains to the Social, Religious and Sexual Lives of<br />

‘Common Women’ in Medieval England, by La‘akea Yoshida ............................................................................................................................ 41<br />

Kukulu Hou ‘Ia Ka Loko I‘a o Ko‘ie‘ie, by Roxie Sylva ...................................................................................................................................... 47<br />

Racial Disparities in the San Francisco Juvenile Justice System: A 21 st Century Injustice, by Tai Tokeshi ........................................................... 55<br />

The Chinese Minority in Indonesia, by Felix Da Silva ....................................................................................................................................... 59<br />

Max Beckmann: Deposition, by Tabitha Gomes ................................................................................................................................................ 63<br />

Laws, War, and People Caught in Between: The Legal Status of Guantánamo Bay Detainees during the Bush Administration and the Chance for<br />

Progressive Change Under the Obama Administration, by Kylie Alexandra ....................................................................................................... 67<br />

Pharmaceutical Pollution in Water, by Geena Chau........................................................................................................................................... 73<br />

Effects of Advertising on Society: A Literary Review, by Cassandra Hayko ........................................................................................................ 77<br />

The Fruit of Good and Evil, by Richard Wei ..................................................................................................................................................... 81<br />

For the Time-Being: Buddhism, Dogen, and Temporality, by Anthony Ridenour ............................................................................................. 85<br />

Is Television Harmful to Children?, by Tabetha Block ...................................................................................................................................... 89<br />

Out of Their Fields, Out of Their Diets: The 2002 Food Crisis Reveals why GMOs do not Belong in Africa, by Holly Miller .......................... 93<br />

Consumerism Revealed, by Katherine Pope ....................................................................................................................................................... 99<br />

HOHONU Volume 8 2010 - 5


6 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

The Globalized World<br />

Stacy McKernan<br />

English 215<br />

Globalization is a phenomenon and a revolution. It is<br />

enveloping many countries while leaving others behind. Thus,<br />

many people question if globalization is beneficial to the global<br />

community. This was seen in the World Trade Organization<br />

protests held in Seattle a few years ago. To understand the<br />

debate of the globalization dichotomies, citizens of all nations<br />

should know what it is and how it affects everyone socially,<br />

environmentally and economically. It is defined as “a process<br />

of interaction and integration among people, companies,<br />

and governments of different nations; a process driven by<br />

international trade and investment aided by information<br />

technology” (Carnegie).<br />

Many countries, such as the United States and Japan,<br />

have flourished in this world revolution with increasing<br />

economic wealth, higher standards of living, and new social<br />

order, with the spread of democracy. On the other hand, many<br />

underdeveloped nations do not have the resources and capital<br />

investments to become a part of the phenomenon and are<br />

consequently left with only the negative impacts while the rest<br />

of the world progresses around them. Nonetheless, citizens<br />

of globalized countries are unwilling to give up their high<br />

standards of living. However good or bad the globalization<br />

phenomenon may be, it is an inevitable process that will<br />

continue to cause regions to prosper positively or fall deeper<br />

into poverty.<br />

Globalization has been economically beneficial to many<br />

developed countries such Sweden, Japan, and the U.S..<br />

Although most people perceive globalization as a relatively<br />

new phenomenon, it has been actively concurrent throughout<br />

history, only recently has it rapidly increased. In the late<br />

1800s, Sweden was poor and unable to produce enough food<br />

to meet the needs of its population. Despite the lack of food,<br />

their land produced numerous amounts of timber and steel<br />

deposits. The answer was trade: Sweden went to England and<br />

traded its timber and steel for much needed foods, which<br />

marked the dawn of its industrial revolution. New companies<br />

began exporting all over the world and, by 1950, the Swedish<br />

economy had quadrupled (Norberg). Without globalized trade,<br />

Sweden would not have imported the food it needed to keep its<br />

population high, and its people nourished, and, consequently,<br />

would not have become economically stable. Many globalized<br />

countries follow this same trend of international importing<br />

and exporting commodities to stabilize their own individual<br />

economies.<br />

Although globalization has been a consistent process<br />

throughout history, why only now is it being debated if it is a<br />

positive development for the world community? In the book<br />

Hot, Flat and Crowded, Thomas Friedman explains that a<br />

combination of technological, market, and geopolitical events at<br />

the end of the twentieth century had leveled the playing field in<br />

a way that was enabling people, from more places than ever to<br />

take part in the global economy and, in the best case, to enter<br />

the middle class (Friedman, 29)<br />

Essentially, the introduction of the computer, the World<br />

Wide Web, and software and transmission protocols rapidly<br />

increased the globalization process faster than anytime before.<br />

These tools of globalization are not going to go away; they<br />

will only become more advanced, causing globalization to be<br />

inevitable. This is exemplified in western countries and Japan<br />

through the ever-increasing technologies that result in economic<br />

prosperity.<br />

Japan is the only non-Western country to achieve economic<br />

stability similar to that of the western countries. How was this<br />

achieved? In the early 1900s, they hit the financial revolution<br />

with good central banks, security markets and, with this,<br />

investments from transnational companies. In this hundred year<br />

period, they industrialized and produced millions of products<br />

sold on the world market. By 1998, Japan had reached a gross<br />

domestic product of $358 billion, relative to the world average<br />

(Sylla). That is a rate of 10 percent higher than the GDP in the<br />

United Kingdom (Sylla).<br />

Leading up to this high GDP was the Japanese automobile.<br />

In the 1980s, Japan was able to build cars faster and more<br />

efficiently than any automobile producing company in the<br />

world. In the early 1990s, Japan had eleven plants in North<br />

America with more popping up in Western Europe as well<br />

(Sadler). Japan’s economy relied heavily on its automobile<br />

industry and without the ability of those companies to become<br />

transnational, they might not have become as stable.<br />

Japan is also the leader in research and development<br />

facilities in the world. Research and development (R&D)<br />

labs are essential for producing new electronics, computer<br />

hardware, and software. Japan has about 180 of these labs in the<br />

United States alone (Florida). Japan perfectly exemplifies the<br />

economic benefits of globalization through their success in their<br />

international automobile industries and R&D facilities.<br />

There are four stages of economic development that<br />

enhance the understanding of globalization. In the The<br />

HOHONU Volume 8 2010 - 7


Global Economy, Brian Berry explains there are four stages of<br />

economic development that all interact with each other. There<br />

are factor-driven, investment-driven, innovation-driven, and<br />

wealth-driven countries. Wealth-driven countries have reached<br />

a level of affluence that reduces the drive to succeed, which<br />

undermines innovation and investment, thus relying on other<br />

countries for those aspects (Berry). Innovation driven countries<br />

are reliant on factor-driven countries that provide them with<br />

resources and cheap labor. In the same way that wealth-driven<br />

and innovation-driven societies rely on the lesser, the lesser<br />

relies on them for opportunity and work. Some countries can<br />

be incorporated in more than one category, for example: the<br />

United States.<br />

Some believe that the United States reaps the most<br />

economic benefits of globalization. According to the United<br />

States Bureau of Economic Analysis, the United States’<br />

nominal GDP is $10,881,610.00, which is still more than<br />

twice the amount of the second world economic leader, Japan<br />

(U.S.). Comparatively, underdeveloped countries such as<br />

Ecuador accumulate only a fraction of the GDP of the U.S.<br />

at $54,583.79 billion. The U.S. has managed to surpass many<br />

nations and has enabled some Americans to become heavy<br />

consumers with a high standard of living. Some women in<br />

America walk around with purses that cost enough to feed a<br />

whole family living in Kenya for a year. Although this is not<br />

true of all Americans and this behavior does not only pertain<br />

to United States citizens, it represents the contrasts between<br />

economically developed countries and underdeveloped<br />

countries. Even with this knowledge of enormous economic<br />

differences, should the globalization revolution be perceived as<br />

bad aspect for the global community?<br />

Many societies are left out of the globalization process<br />

causing impoverished nations and low standards of living.<br />

Globalization requires underdeveloped countries to find some<br />

part of the economic production process to perform better and<br />

cheaper than their competitors, even at the expense of their own<br />

internal needs (Tynes). This is essential to compete in the global<br />

market. For example, the workers of the Maquiladora factories<br />

in Mexico earn below minimum wage, in unsafe conditions to<br />

provide basic necessities for their families. As discussed above,<br />

the underdeveloped or developing countries are represented<br />

in the investment-driven or factor-driven economies. In these<br />

stages, the countries are not only reduced to exploitation of<br />

outsourcing and raw materials, they are also regulated under the<br />

businesses of hegemonic, economically-ruling countries.<br />

Throughout history there has always been some sort<br />

of hegemonic power between people. In most cases, this<br />

hegemonic power is linked to economic dominance and the<br />

ability to modernize and urbanize (Rowntree). After America<br />

had begun to urbanize and exploit their own resources, it began<br />

8 - HOHONU Volume 8 2010<br />

exploring other parts of the world, and subsequently, colonizing<br />

these new lands for resources. The nation of Hawai‘i is a great<br />

example of the overthrowing of the existing rule for economic<br />

increase by the U.S. In the warm climate of Hawai‘i, sugar cane<br />

could be produced and exported throughout the world for a<br />

great profit. Because the U.S. had money, land and power, this<br />

was easy to do. “Overthrow” is not the ethical answer, but many<br />

countries are willing to jump on the global bandwagon.<br />

Another instance where underdeveloped countries feel<br />

the negative impacts of globalization is in Rwanda. Rwanda<br />

is a small, underdeveloped African country comprised of very<br />

little land. According to the World Bank statistics, Rwanda’s<br />

GDP is ranked in the lowest 150 countries in the world (The<br />

World Bank Group). Because they have little land with a large<br />

population, they are unable to grow the sufficient amount of<br />

food needed to sustain their population. This same situation<br />

worked out well for Sweden because it was able to export<br />

commodities to obtain the wealth to import food, but Rwanda<br />

has not been as privileged. Rwanda has very little resources to<br />

export and, as a result, they import food from other countries<br />

with the small amount of money they gain from exporting<br />

(Price). Therefore, they are stuck in an economic ditch, unable<br />

to advance their way of life.<br />

In many ways the environment is a limiting factor<br />

on economics. Basic resources such as petroleum, trees,<br />

and agricultural crops are extracted from the land and<br />

commoditized on the global market. Unfortunately, many of<br />

these resources are non-renewable and are being depleted at<br />

faster rates than they can be replenished. Globalization is at the<br />

heart of the over-exploitation or, more specifically, the depletion<br />

of these types of basic resources.<br />

The main link to the depletion of resources and<br />

globalization is over-consumption. Particularly, cultural<br />

standards facilitate over-consumption and also facilitate the<br />

need for surplus commodities to be exported. As the United<br />

States industrialized and globalized, it became part of the<br />

culture to purchase commodities. There are about 203.1<br />

million American adults in shopping centers monthly (Besio).<br />

This statistic does not pertain to grocery markets. It signifies<br />

the typical mall embodied by The Gap, Macy’s, Nordstrom,<br />

and other high-end stores selling vast amounts of unnecessary,<br />

though some do not agree, items. All of these items require a<br />

significant quantity of resources, including cotton to create the<br />

clothes, and oil that is required for international transportation.<br />

Oil is intricately linked with globalization through timespace<br />

compression. The time-space compression refers to<br />

technologies, such as transportation, that decrease spatial and<br />

temporal distances and increase the flow of communications<br />

and ideas. Unfortunately, oil consumption for transportation<br />

is one of the biggest problems that the world faces today.


Not only is its depletion harmful to our way of life because<br />

it is non-renewable, but the byproduct of its energy use is<br />

even more harmful to our environment. Carbon dioxide is<br />

emitted after gasoline is burned and causes the Ozone layer to<br />

thicken. Because of this thickening, less heat can escape into<br />

the atmosphere. This is essentially considered the “greenhouse<br />

effect”. As a result, the world’s temperature increases, causing ice<br />

caps to melt and sea levels to rise.<br />

The islands of Hawai‘i are a great example of the necessity<br />

of globalized transportation. The transportation sector leads<br />

energy demand in Hawai‘i due mainly to heavy jet fuel use by<br />

military installations. The Hawaiian Islands are thousands of<br />

miles away from any continent, which requires commercial<br />

airlines for passengers and cargo. Currently, there are 52,897<br />

thousand barrels of oil being used annually in Hawai‘i (U.S.).<br />

The total amount of oil consumed encompasses 64% for<br />

transportation and almost 30% for aviation fuel, while diesel<br />

stands at a mere 6.8 %. On the Big Island each year there<br />

are about 4,460,000 passengers enplaned and deplaned from<br />

the Kona and Hilo airports (Department of Research and<br />

Development). Some brief calculations for how much oil is<br />

consumed on inter-island flights on any given day departing<br />

and arriving in Hilo are as follows: total travel miles would be<br />

about 2112 between O‘ahu, Maui and Kona. These routes alone<br />

would utilize about $13,000 dollars of oil in just one day to<br />

transport passengers and cargo.<br />

While globalization has contributed to the depletion of<br />

natural resources, it has in fact helped by spreading information<br />

technology that can potentially create a sustainable world.<br />

Portugal has begun implementing wave power as a source of<br />

renewable energy called Aquacadoura. It is both the world’s first<br />

multi-unit wave farm, and the first commercial order for wave<br />

energy converters (Pelamis). This wave power energy is in the<br />

process of being used all over the world. Additionally, alternate<br />

sources of oil such as hydrogen and cellulosic fuels are being<br />

constructed in research and development labs all over the world.<br />

With this spread of international information technology, the<br />

globalized world has the power to become a more sustainable<br />

entity.<br />

The process of globalization is economically and<br />

environmentally beneficial through international information<br />

technology for many developed countries, but many people<br />

are starting to notice the environmental degradation and<br />

inequality throughout nations. Thinking of globalization in the<br />

black and white terms of “good” or “bad” is not feasible. This<br />

is because many countries are left out of the economic benefits<br />

from globalization an inevitable process. Throughout history<br />

there has never been a society that slowed modernization by<br />

choice. The key to this continuation is that, with time and the<br />

increased spread of knowledge, humans will have the potential<br />

to overcome the obstacles to make the process more equal<br />

throughout the world - if they choose.<br />

Works Cited<br />

Berry, Brian, D. Michael Ray and Edgar Conkling. The Global<br />

Economy. New York: Prentice Hall College Division, 1993.<br />

Besio, Kathryn. “Things to do With Shopping Malls.”<br />

Geography 328, Cultural Geography, Kanaka‘ole Hall<br />

Room 109, University of Hawai‘i at Hilo, Hilo, Hawai‘i. 3<br />

Mar 2009.<br />

Carnegie Endowment for International Peace. “Welcome to<br />

the Student’s Guide to Globalization.” Sept 2007. The<br />

State University of New York. 1 Mar 2009 http://www.<br />

globalization101.org.<br />

United States. Department of Research and Development.<br />

County of Hawai‘i Data Book. Hawai‘i, 2002.<br />

Florida, Richard. “The Globalization of Japanese R&D: The<br />

Economic Geography of Japanese R&D Investment in the<br />

United States.” Economic Geography 70 (1994): 344-369.<br />

JSTOR. 4 May 2009 < http://www.jstor.org/stable/143728 >.<br />

Friedman, Thomas. Hot, Flat, and Crowded. New York: Farrar,<br />

Straus and Girouz, 2008.<br />

Norberg, Johan. “How Globalization Conquers Poverty.” Cato<br />

Journal (2003): 249-251.<br />

Pelamis Wave Power Limited. “The Aguacadoura.” 12 Dec<br />

2008. 1 Mar 2009 .<br />

Price, Jon. “Natural Resources.” Kanaka‘ole Hall Room 109,<br />

University of Hawai‘i at Hilo, Hilo, Hawai‘i. 18 Feb 2009.<br />

Lecture.<br />

Rowntree, Lewis, Price and Wyckoff. Globalization. New Jersey:<br />

Pearson Prentice Hall, 2006.<br />

Sadler, David. “The Geographies of Just-in-Time: Japanese<br />

Investment and Automotive Industry.” Economic Geography<br />

70 (Jan 1994): 41-59. JSTOR. 4 May 2009 .<br />

Sylla, Richard. “Financial Systems and Economic<br />

Modernization.” The Journal of Economic History 62 (June<br />

2002): 277-292. JSTOR. 4 May 2009. .<br />

The World Bank Group. “Rwanda Data Profile.” 2008. 1 Mar<br />

2009 .<br />

Tynes, Scott. “Globalization Harms Developing Nations’<br />

Cultures.” Current Controversies: Developing Nations. 2003.<br />

U.S. Department of Energy, Energy Information<br />

Administration, “State Energy Profiles,” Dec 14, 2006. 1<br />

Mar 2009 .<br />

HOHONU Volume 8 2010 - 9


10 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Mahayana Buddhist<br />

Philosophy*<br />

Anthony Ridenour<br />

Philosophy 450<br />

How is Mahayana Buddhism philosophically different from<br />

Hinduism and Hinayana Buddhism?<br />

The philosophy of Mahayana Buddhism developed as<br />

something of a counter to both Hinduism and Hinayana<br />

Buddhism. The Mahayana consider the philosophies of both<br />

Hinduism and Hinayana as extreme, and while Hinduism<br />

and Hinayana Buddhism are similar in many ways, their core<br />

philosophies are quite polar. Hindu philosophy asserts the<br />

existence of atman, the soul, self or ego, and consider this to be<br />

the essence of man: one and the same as Brahman, the supreme<br />

reality of the universe. This reality is Absolute, unchanging,<br />

unformed and unceasing: it is permanent and stands behind all<br />

the phenomena of the world.<br />

Hinayana Buddhism, on the other hand, staunchly denies<br />

such a reality of substantive permanence and self and instead<br />

declares that all things (dharmas) in the universe are in constant<br />

flux. Nowhere is there found an abiding self that is independent<br />

of the five Skandhas, that are permanent and unchanging.<br />

In fact, there is no Absolute reality other than the reality of<br />

dependent-origination (pratityasamutpada), the constant flux<br />

of dharmas. What is taken to be real in Hinayana Buddhism is<br />

not the atman or soul, but rather the dharmas, each themselves<br />

possessing no self-nature, but nonetheless real and subject to the<br />

constant flux of impermanence and karma.<br />

Quite succinctly, as stated in the general introduction<br />

of Empty Logic, “the chief philosophical difference between<br />

Hinayana and Mahayana is that while Hinayanists assert<br />

the reality of dharmas, elements or entities, Mahayanists<br />

declare that all things are empty” (Cheng 15). Mahayanists<br />

claimed that that if the views of orthodox Hinduism were too<br />

extreme, the opposite views, those of the Hinayanists, were<br />

also too extreme. So rather than shifting focus of the nature<br />

of reality as being composed of one thing, Atman-Brahman,<br />

to another thing, dharmas, Mahayana philosophy proclaimed<br />

that all aspects of existence are empty of own-being. To the<br />

Mahayana, to maintain the Atman-Brahman as real, or to argue<br />

impermanent dharmas are real, are both extreme views, and<br />

so the Mahayana philosophy refutes both for emptiness, the<br />

doctrine that “emptiness is an unattached insight that truths<br />

are not absolutely true. It teaches that discursive knowledge<br />

does not provide true wisdom and that enlightenment is the<br />

abandonment of conceptual thinking” (53).<br />

How did Nagarjuna argue for the emptiness of causality? Do<br />

you agree to his arguments? Why or why not?<br />

Nagarjuna said, “Those who adhere to a view of emptiness<br />

are incorrigible.” The Madhyamika dialectic is a form of reductio<br />

ad absurdum, used to reveal the absurd or contradictory nature<br />

of an opponent’s arguments. This dialectic is founded on the<br />

tetralemma used in Indian logic that assumes four possible<br />

views: 1) affirmation, 2) negation, 3) both affirmation and<br />

negation, and 4) neither affirmation nor negation. With this<br />

four-step formula of analysis, he considered six possibilities<br />

concerning the relationship between cause and effect, and<br />

argued its impossibility because any view of causation leads to<br />

contradiction or absurdity. Thus, Nagarjuna’s argumentative aim<br />

was a wholesale negation of “attempts to characterize things,”<br />

(36). He made a point to analyze even his own argumentation<br />

in this way and advocated a refutation of characterizing or<br />

conceptualizing emptiness, which is causality, which is the<br />

Middle Way. Nothing escapes the scrutiny of Nagarjuna’s<br />

logic as it is applied until there is no position or view left to be<br />

proved. The wisdom of the emptiness of causality Nagarjuna<br />

advocates holds no view of its own of anything whatsoever,<br />

and ultimately what’s left in the wake is the true state of<br />

things, the Middle Way or causality, as being indescribable and<br />

incomprehensible to conventional thought and language.<br />

I wholeheartedly agree with Nagarjuna’s arguments<br />

concerning the emptiness of emptiness or the Middle Way,<br />

causality. Cherishing the notion that emptiness is an absolute<br />

reality unto itself is no different then ascribing a self-existence<br />

or absolute reality to anything else of the world, whether it be<br />

a self, a god, or utter non-existence. To realize the emptiness<br />

of phenomena is one thing, but to come face-to-face with the<br />

emptiness of emptiness is much more subtle. I believe I have<br />

had personal experience of this myself, however brief it was,<br />

and can attest that the wisdom revealed by direct experience<br />

of emptiness is complete eradication of conceptualization.<br />

Emptiness then ceases to be a characteristic or attribute of<br />

anything at all, and even conceptualizing emptiness, or rather<br />

causality itself, is abandoned. Emptiness, being empty itself,<br />

is then the full action of causality, and the Middle Way is<br />

manifest before one’s very eyes. If these truly are the results of<br />

Nagarjuna’s explanation of the Buddha Dharma as emptiness,<br />

a restatement of the Middle Way and pratityasamutpada, then I<br />

am in full agreement with his arguments.<br />

HOHONU Volume 8 2010 - 11


Who is the Buddha? Is he a divine being or merely a human<br />

being in the eyes of the Buddhists?<br />

These questions are not clear-cut, black or white:<br />

Historically speaking, the Buddha is simply the founder of the<br />

Dharma and the Sangha if indeed such a singular man existed.<br />

What made the Buddha the “Awakened One” and significant<br />

among his peers was his enlightenment. What may help to<br />

answer the above questions is to investigate how this act of<br />

awakening or enlightenment transforms the person from an<br />

historical perspective. The question is then: did the Buddha’s<br />

enlightenment transform him into the divine, or was he just<br />

happy?<br />

Stories abound in the Pali canon and the later Mahayana<br />

sutras of the Buddha’s superhuman abilities. The Jataka stories<br />

recount the previous lives of the Buddha as a bodhisattva<br />

performing miraculous deeds out of his compassion and love for<br />

all living beings. Other later sutras describe in great poetic detail<br />

the realms of the Celestial Buddhas, incalculable in number<br />

and unsurpassed in bliss and beauty. The Buddhist cosmologies<br />

of both Hinayana and Mahayana are full of all kinds of beings:<br />

gods, devas, humans, animals, ghosts, and demons. The<br />

Buddhas, above all, are held in the highest esteem by all beings<br />

and possess all the qualities of perfect wisdom and compassion.<br />

Many of these descriptions and stories of the Buddha and<br />

the universe are fantastical, and it is unclear to what degree<br />

they were taken literally by Buddhists. Two things are clear<br />

about these stories: they were often written with the purpose<br />

of explaining a particular moral or ethical discipline, and they<br />

often contained explanations of the benefits one receives by<br />

proclaiming to others the message of the particular text.<br />

Alternatively, there are disciplines and schools of Buddhist<br />

thought that express no interest whatsoever in deifying the<br />

12 - HOHONU Volume 8 2010<br />

Buddha. First note that Shakyamuni, when asked about<br />

the existence of God, remained silent. Nagarjuna and the<br />

Madhyamika, in short, “do not assert that the existence of God<br />

is false or doubtful, but that God’s existence as the creator of<br />

the world is unintelligible,” and no special attention is given to<br />

the Buddha as important (90). Zen Buddhism takes this last<br />

statement to its end by answering the question, “who is the<br />

Buddha?” with “Three pounds of flax.” The Master Lin Chi is<br />

known for saying, “If you meet the Buddha, kill the Buddha. If<br />

you meet the Patriarch, kill the Patriarch.” This is, of course, not<br />

to be taken literally but it is to aid the student in eradicating<br />

false views of external independence.<br />

In sum, the Buddha is universally accepted as at least the<br />

historical founder of the movement. After his parinirvana nearly<br />

every school developed its own interpretation of his importance<br />

in their practice. Through the history of Buddhism his<br />

deification cannot be deemed insignificant, and the true reality<br />

of his being a divine being or merely a gifted human is left to<br />

the discretion of each individual Buddhist.<br />

Work Cited<br />

Cheng, Hsueh-li. Empty Logic: Madhyamika Buddhism from<br />

Chinese Sources. Delhi, India, 1991.<br />

*These three essays were submitted as an exam; a list of eight<br />

questions were posed, of which the students selected three<br />

questions to discuss and submit for grading.


d d d d d d d d d d d d d d d d d d d d d d<br />

Nazi Experiments<br />

Tabitha Gomes<br />

History 395<br />

The Nazi regime began building concentration camps in<br />

1933, and, by 1945, they had established 20,000 camps, all to<br />

imprison millions. 1 Along with the Jewish people, many Poles,<br />

Gypsies, Soviet POWs, homosexuals, and Jehovah Witnesses –<br />

all of whom were “considered sub-human by Nazi standards” 2<br />

– were placed into camps throughout Europe; “[t]hese facilities<br />

were called ‘concentration camps’ because those imprisoned<br />

there were physically “concentrated” in one location.” 3 In<br />

December 1941, to help facilitate Hitler’s “final solution,”<br />

the first extermination camp was opened in Chelmno. 4 Out<br />

of the thousands of concentration camps, there were a few<br />

major locations where experiments were performed: Auschwitz,<br />

Dachau, Buchenwald, Mauthausen, and Ravensbruke. 5<br />

The Jewish people and other “sub-humans” had no<br />

chance to escape the Holocaust and were immediately sent to<br />

either a concentration or an extermination camp. Not only<br />

were the people discriminated against, torn from their homes<br />

and families, killed or worked to death, they were also used<br />

as test subjects. Instead of using rats, the Nazi doctors chose<br />

to perform inhumane experiments on the Jewish prisoners.<br />

The experiments were done by force and victims experienced<br />

excruciating pain because no anesthesia was used; this caused<br />

many deaths and most survivors left with serious disabilities.<br />

The Holocaust was a horrific and frightening time for the<br />

Jewish people, resulting in the killing of nearly six-million<br />

people; “[i]n addition to the six million Jewish men, women<br />

and children who were murdered at least an equal number of<br />

non-Jews was also killed,” by no other means than deliberate<br />

murder. 6<br />

1 United States Holocaust Memorial Museum, Holocaust Encyclopedia,<br />

Nazi Medical experiments. (accessed March 20, 2009).http://www.ushmm.<br />

org/wlc/article.php?lang=en&ModuleId=10005168#RelatedLinks<br />

2 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

3 United States Holocaust Memorial Museum, Holocaust Encyclopedia,<br />

Nazi Medical experiments. (accessed March 20, 2009).http://www.ushmm.<br />

org/wlc/article.php?lang=en&ModuleId=10005168#RelatedLinks<br />

4 United States Holocaust Memorial Museum, Holocaust Encyclopedia,<br />

Nazi Medical experiments. (accessed March 20, 2009).http://www.ushmm.<br />

org/wlc/article.php?lang=en&ModuleId=10005168#RelatedLinks<br />

5 Linda M. Woolf, Ph.D. Webster University Nazi Science. (accessed 04 15,<br />

2009) http://www.webster.edu/~woolflm/deathcamps.html..<br />

6 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

Although many Jewish people suffered as the Nazis<br />

used their bodies in sadistic experiments, much of the data<br />

discovered could potentially be used in modern medicine to<br />

save many lives today. Using the data has been a controversial<br />

issue over the years and a struggle to decide if it would be a<br />

greater ethical issue to use data that was taken immorally and<br />

disrespect those who died, or to not use the data, and allow<br />

those alive to suffer.<br />

The Nazi doctors knew exactly what they would do with<br />

the Jewish people, and Heinrich Himmler, chief of the SS, was<br />

directly in charge of their orders to exterminate or experiment.<br />

Every experiment fell into one of three categories: military<br />

research, pharmaceutical, or racially motivated experiments. 7<br />

Military experiments were aimed at ensuring the survival of<br />

soldiers in the German army; these experiments consisted<br />

of freezing victims for hypothermia research, testing potable<br />

seawater on gypsies, high-altitude simulation tests to benefit<br />

pilots, and finding cures for war wounds. Pharmaceutical<br />

experiments were focused on finding cures or treatment for the<br />

diseases and illnesses that were a direct threat to the German<br />

military and citizens. Some of the diseases encountered were<br />

small pox, tuberculosis, typhus, typhoid fever, yellow fever,<br />

malaria and hepatitis. This category also included experiments<br />

with mustard and phosgene gas, bone-grafts, and sulfanilamide<br />

drugs. The last set of experiments was categorized as racially<br />

motivated because the Germans sought out to advance the<br />

Aryan race with genetic and racial goals. The Nazi doctors<br />

experimented with sterilization, artificial insemination, twins,<br />

and even had a Jewish bone collection. 8<br />

Malaria was a common disease among citizens of the<br />

German-occupied countries; therefore Heinrich Himmler<br />

ordered Dr. Klaus Karl Schilling 9 to perform experiments in<br />

concordance with this. Between February 1942 and April<br />

1945, over 1,200 prisoners at the Dachau concentration camp<br />

were experimented on to investigate possible treatments, and<br />

vaccinations, for malaria. 10 Dr. Schilling usually picked healthy<br />

individuals for his experiments, sent them to get x-rays first,<br />

7 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html. United States Holocaust Memorial Museum.<br />

“Holocaust Encyclopedia.” Nazi Medical experiments. March 11, 2009.<br />

http://www.ushmm.org/wlc/article.php?lang=en&ModuleId=10005168#<br />

RelatedLinks (accessed March 20, 2009).<br />

8 United States Holocaust Memorial Museum, Holocaust Encyclopedia,<br />

Nazi Medical experiments. (accessed March 20, 2009).http://www.ushmm.<br />

org/wlc/article.php?lang=en&ModuleId=10005168#RelatedLinks<br />

9 Dr. Schilling was a member of the League of Nations Malaria<br />

Commission. Mellanby, Kenneth. British Medical Journal, “Medical<br />

Experiments in Nazi Concentration Camps.” (1947)p. 147<br />

10 Spitz, Vivien. Doctors from Hell: The Horrific Account of Nazi Experiments<br />

on Humans. Boulder: (Sentient Publications, 2005). P.103<br />

HOHONU Volume 8 2010 - 13


then infected them by either using live infected mosquitoes,<br />

or by injections using extracts from the mosquito’s mucous<br />

glands. 11 After a couple of weeks, victims would begin to<br />

have malaria attacks and that is when the experiment truly<br />

began. Dr. Schilling’s nurses would then inject the patient with<br />

medication during an attack; every attack was an opportunity<br />

to test a new drug as a possible cure for malaria. Some of the<br />

drugs used were neo-salvasan, quinine, perifere, and atabrine.<br />

Malaria itself killed 30 prisoners, while the side effects from<br />

the medications killed three to four hundred. 12 Atabrine was<br />

developed by the Germans and later used by the U.S. military<br />

to prevent malaria.<br />

Experiments on typhus, also known as German flekfieber<br />

(“spotted fever”), were conducted at Buchenwald and<br />

Natzweiler concentration camps from December 1941 until<br />

February 1945 in order to benefit the German military. The<br />

goal for Dr. Eugene Haagen was to test chemical substances<br />

and already produced vaccinations for their effectiveness 13 .<br />

Haagen obtained the healthier inmates and vaccinated them<br />

with Antityphus vaccine, then injected them with the spotted<br />

fever germ to test the vaccination effectiveness. At the same<br />

time, he injected the “control group” with only the spotted<br />

fever germ for comparison. After a three to four week period,<br />

the victims had spotted fever symptoms and the doctors could<br />

determine the effectiveness of having a vaccine compared to the<br />

effects of the virus. 14 In order to keep the spotted fever virus<br />

alive for testing purposes, a large amount of healthy inmates<br />

were also infected with the virus; this resulted in a 90 percent<br />

death rate. These typhus experiments were connected to the<br />

Bayer pharmaceutical company because they provided the<br />

medications to use on ill patients in order to test the various<br />

drugs and its efficiency.<br />

Tuberculosis was another threat to the German people,<br />

and between December 1944 and February 1945, Nazi doctors<br />

performed experiments to discover whether people could<br />

possibly have natural immunities to the disease, and also to<br />

develop a vaccination. To infect the subjects with tuberculosis,<br />

Doctor Kurt Heissmeyer injected the live bacteria into the<br />

lungs of his patients at Neuengamme concentration camp. 15<br />

Heissmeyer also removed the lymph nodes from the arms of<br />

11 George J. Annas, Micheal A. Grodin. The Nazi doctors and the Nuremberg<br />

Code : human rights in human experimentation. (New York: Oxford Press:<br />

2002). P.76<br />

12 Spitz, Vivien. Doctors from Hell: The Horrific Account of Nazi Experiments<br />

on Humans. Boulder: Sentient Publications, 2005.p. 106<br />

13 Eugene Haagen was an officer in the Air Force Medical service and a<br />

professor at the University of Strasbourg. George J. Annas, Micheal A.<br />

Grodin. The Nazi doctors and the Nuremberg Code : human rights in human<br />

experimentation. (New York: Oxford Press, 2002).p.81<br />

14 American-Israeli Coopertive Enterprise. Jewish Virtual Library. 2009.<br />

(accessed April 20, 2009).http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

15 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

14 - HOHONU Volume 8 2010<br />

children for testing. About 200 test subjects died, but even<br />

then, the tuberculosis experiments were not extensive because<br />

the Allied forces were approaching.<br />

During WWII, Himmler was afraid that the Allies in<br />

Africa would attack the Germans using phosgene gas so he<br />

ordered Doctor Bickenbach to find a means of protection<br />

against such poisoning. Bickenbach used 52 French<br />

concentration-camp prisoners at Fort Ney near Strasbourg,<br />

France, led them into an airtight chamber, and opened a vial<br />

of phosgene. 16 Four prisoners died from the experiment, while<br />

the rest had serious lung irritations and later suffered from<br />

pulmonary edema. 17<br />

Phosgene, today, is a chemical used in the production of<br />

plastics and pesticides. In 1989, the Environmental Protection<br />

Agency (EPA) considered air pollution regulations on the<br />

toxic gas. The EPA conducted research on the effects of the<br />

phosgene gas for the workers and those who live nearby the<br />

manufacturing plants. They discovered that it caused skin, eye,<br />

and upper respiratory tract irritation as well as a fluid buildup<br />

in the lungs which can result in death by “drowning.” The EPA<br />

has relied solely on the effects of phosgene gas on animals for<br />

human research because they feel it would be immoral to use<br />

Nazi data. Also, the former Chief Administrator did not want<br />

to use the data because it might open the doors for criticism.<br />

The Nazi experiments were conducted on humans, therefore the<br />

results on the amount of phosgene that effects humans could be<br />

substantially different than those of animals. The choices made<br />

by Thomas may not be fair to those actually being exposed to<br />

the gas and the feelings about using the data would most likely<br />

be different to those exposed. 18<br />

Sulfanilamide was first being used in 1936 with the<br />

German Army in order to treat open wounds and kill bacteria.<br />

From 1941 to 1943, on the Russian fronts, the German army<br />

had many casualties that suffered due to gangrene infection.<br />

In order to test the effectiveness of Sulfanilamide on bacteria,<br />

Nazi doctors created war-like wounds on Jewish prisoners.<br />

The doctors created wounds on the victims and often rubbed<br />

ground glass or wood shavings into the wound and then<br />

infected it with bacteria often, streptococcus, tetanus or gas<br />

gangrene. As result victims suffered extensive injuries and pain<br />

while others died. 19 Sulfanilamide is still used today under<br />

doctor’s prescription to stop the growth of certain bacteria.<br />

At the Nuremberg “Doctor Trials” of 1946-1947, Telford<br />

16 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

17 PBS. Holocaust on Trial. 2000. (accessed February 11, 2009) http://www.<br />

pbs.org/wgbh/nova/holocaust/experiintro2.html.<br />

18 American-Israeli Coopertive Enterprise. Jewish Virtual Library. 2009.<br />

http://www.jewishvirtuallibrary.org/jsource/Holocaust/cclist.html<br />

(accessed April 20, 2009).<br />

19 PBS. Holocaust on Trial. 2000. (accessed February 11, 2009) http://www.<br />

pbs.org/wgbh/nova/holocaust/experiintro2.html.


Taylor opened with comments that suggested the Nazi Doctors<br />

had turned Germany into a “lunatic asylum and a charnel<br />

house.” 20 It is a common notion that the Nazis abandoned<br />

ethics and created a bad name for German science. Is it true<br />

to believe that Nazi’s really abandoned ethics, and if they did,<br />

would that make their experiments bad science? It depends on<br />

what “bad science” really is and if abandoning ethics is the only<br />

determining factor in creating “bad science.” Whether people<br />

want to accept the experiments or not, they have been done<br />

and they cannot be discounted. From the stand of morals and<br />

ethics they were unacceptable, but from the stand of science<br />

and technology they are advancement: “[a]lthough the data is<br />

morally tainted and soaked with the blood of its victims, one<br />

cannot escape confronting the dreaded possibility that perhaps<br />

the doctors at Dachau actually learned something that today<br />

could help save lives or ‘benefit’ society.” 21<br />

The argument that Nazi experiments are to be considered<br />

“bad science,” could be relevant when discussing the health<br />

of the patients. Experiments were done on the prisoners<br />

considered to be healthy, which means that they were not as<br />

wasted away as the rest. However, all the prisoners were “usually<br />

malnourished, emaciated, and severely weakened, and thus<br />

their physiological responses to the experiments would likely be<br />

different from those of normal, healthy people.” 22 It is easy to<br />

believe that the patients were more susceptible to diseases and<br />

illnesses since they were malnourished. Yet, if they were so sick,<br />

how did so many survive? Would you call the survivors lucky,<br />

or were they the results of “good science?” It would be easier<br />

to claim the experiments to be pseudoscience if there were no<br />

survivors.<br />

If data discovered by the Nazi’s in their sadistic<br />

experiments could be used to save others, should that data<br />

still be disregarded because of ethical issues? Wouldn’t that<br />

now become a new ethical problem if doctors denied care to a<br />

patient because the data came from Nazi experiments? Who is<br />

now considered unethical? Arguably, if the Nazi experiments<br />

were so horrific, then only in a case where the denial of medical<br />

attention becomes an immense objective and, ultimately, a<br />

greater ethical issue than the experiments itself, the data could<br />

then be used.<br />

An article from the Jewish Virtual Library called “The<br />

Ethics of Using Medical Data from Nazi Experiments,”<br />

acknowledged an analogy of using “tainted” or “bad” medicine.<br />

Cohen pointed out a scenario with two patients in the hospital:<br />

Patient A is on the verge of death and Patient B is awaiting a<br />

20 Proctor, Robert N. “Nazi Science and Nazi Medical Ethics: Some Myths<br />

and Misconceptions.” Perspectives in Biology and Medicine, (2000) 335-<br />

346.p.335<br />

21 American-Israeli Coopertive Enterprise, Jewish Virtual Library, 2009.<br />

(accessed April 20, 2009) http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/cclist.html.<br />

22 PBS. Holocaust on Trial. 2000. (accessed February 11, 2009) http://www.<br />

pbs.org/wgbh/nova/holocaust/experiintro2.html.<br />

possible heart transplant from A. Suppose the doctor did not<br />

wait until A died and removed his heart anyway. Do you now<br />

throw the heart away because it was taken in the act of murder<br />

or do you save B’s life with the murdered heart? Keeping both A<br />

and B in mind, and ethically-knowing that the doctor killed A,<br />

should he let B suffer and die because of it? Suppose the doctor<br />

transplanted the heart into B, is he now A’s killer and B’s hero?<br />

Where do you draw the line in medical ethics? 23<br />

Using the data from the Nazi medical experiments has<br />

been a taboo issue because many believe that using the data will<br />

validate the torture and inhumanity, sending a message that<br />

what the Nazi’s did was “okay.” This could potentially make<br />

those using the data responsible for disrespect and dishonor to<br />

the victims. One Holocaust survivor said, “As much as I am for<br />

scientific research for the betterment of humanity, I do feel that<br />

the scientific data collected from experiments done on inmates<br />

of Nazi concentration camps should not be used. If I would<br />

agree, I feel I [would] give a stamp of approval to the ways and<br />

means [these] experiments have been conducted and quasilegalize<br />

[them].” 24<br />

Arguably, not using the experiment data may suggest<br />

that the victims died for no reason and their suffering meant<br />

nothing. Another Holocaust survivor stated that, “It appears<br />

that, at least in some cases, there was an attempt to induce<br />

illness by injecting bacteria and then an attempt to cure these<br />

illnesses. [T]hat is to say, we served as laboratory animals in<br />

the hands of the criminal, Mengele, and this type of research<br />

should, of course, be made available to the world.” 25<br />

There is no direct link in data that compares modern<br />

vaccinations to the pharmaceutical experiments of the Nazi’s;<br />

however, the notion that Nazis directly contributed data<br />

to modern-day vaccinations is not farfetched. If the Nazi<br />

experiments did help with modern vaccinations and the<br />

evidence was available, would it be fair to discontinue the<br />

vaccinations in honor of the Holocaust victims?<br />

Although many Jewish people suffered as the Nazis<br />

used their bodies in sadistic experiments, much of the data<br />

discovered could potentially be used in modern medicine<br />

to save many lives today. It has been over 70 years since the<br />

atrocities and while the past is not erasable, what is done is<br />

done and respect is all that can be given. Every individual will<br />

choose his own path in the controversy and will either use, or<br />

discount, the Nazi experiment data, whether or not lives can be<br />

saved: “[w]hat occurred in the Nazi concentration camps has<br />

23 American-Israeli Coopertive Enterprise. Jewish Virtual Library. 2009.<br />

http://www.jewishvirtuallibrary.org/jsource/Holocaust/cclist.html<br />

(accessed April 20, 2009).<br />

24 Anonymous survivor of Dr. Josef Mengele’s twins experiments at<br />

Auschwitz. PBS. Holocaust on Trial. 2000. (accessed February 11, 2009)<br />

http://www.pbs.org/wgbh/nova/holocaust/experiintro2.html.<br />

25 PBS. Holocaust on Trial. 2000. (accessed February 11, 2009) http://www.<br />

pbs.org/wgbh/nova/holocaust/experiintro2.html.<br />

HOHONU Volume 8 2010 - 15


influenced patient care, the ethics of human experimentation,<br />

and whether doctors can or should cite these experiments in<br />

their current research projects.” 26 The data should not be fully<br />

censored: it should be made available to those doctors with a<br />

greater intent in mind, and to those with the ability to verify<br />

that the information will be used only to save human lives.<br />

Bibliography<br />

Alan Milchman, Alan Rosenburg. “Experiments in thinking<br />

the Holocaust: Auschwits, Modernity and Philosophy.”<br />

Dialogue and Universalism, 2003: 149.<br />

American-Isralie Cooperative Interprise. Jewish Virtual Library.<br />

2009. http://www.jewishvirtuallibrary.org/jsource/<br />

Holocaust/medtoc.html (accessed February 11, 2009).<br />

Bulow, Luis. Medical Experiments the Holocaust. 2007. http://<br />

www.deathcamps.info/Experiments/experiments.htm<br />

(accessed February 9, 2009).<br />

Economic Expert. http://www.economicexpert.com/a/<br />

Nazi:human:experimentation.html (accessed April 27,<br />

2009).<br />

George J. Annas, Micheal A. Grodin. The Nazi doctors and the<br />

Nuremberg Code : human rights in human experimentation.<br />

New York: Oxford Press, 2002.<br />

Kordata, Andrew. “The Nazi Medical Experiments.” ADF<br />

Health, 2006: 33-37.<br />

Linda M. Woolf, Ph.D. Webster University Nazi Science. http://<br />

www.webster.edu/~woolflm/deathcamps.html (accessed 04<br />

15, 2009).<br />

Mellanby, Kenneth. “Medical Experiments in Nazi<br />

Concentration Camps.” British Medical Journal, 1947: 3.<br />

PBS. Holocaust on Trial. 2000. http://www.pbs.org/wgbh/nova/<br />

holocaust/experiintro2.html (accessed February 11, 2009).<br />

Proctor, Robert N. “Nazi Science and Nazi Medical Ethics:<br />

Some Myths and Misconceptions.” Perspectives in Biology<br />

and Medicine, 2000: 335-346.<br />

Quinn, Carol. “Taking Seriously Victims of Unethical<br />

Experiments: Susan Brison’s Conception of the Self and Its<br />

Relevance to Bioethics.” Journal of Social Philosophy, 2000:<br />

316-325.<br />

Reddy, Navin. The Nazi Experiment Holocaust. December 1,<br />

2008. http://clinicalresearchzone.blogspot.com/2008/12/<br />

nazi-experiment-holocaust.html (accessed April 27, 2009).<br />

Roelcke, Volker. “Nazi medicine and research on human<br />

beings.” Lancet, 2004: 6-7.<br />

Spitz, Vivien. Doctors from Hell: The Horrific Account of Nazi<br />

26 Kordata, Andrew. “The Nazi Medical Experiments.” ADF Health, (2006)<br />

33-37. p. 37<br />

16 - HOHONU Volume 8 2010<br />

Experiments on Humans. Boulder: Sentient Publications,<br />

2005.<br />

Susan Benedict, Jane Georges. “Nurses and the sterilization<br />

experiments of Auschwitz: a postmodernist perspective.”<br />

Nursing Iquiry, 2006: 277-288.<br />

United States Holocaust Memorial Museum. “Holocaust<br />

Encyclopedia.” Nazi Medical experiments. March 11, 2009.<br />

http://www.ushmm.org/wlc/article.php?lang=en&ModuleI<br />

d=10005168#RelatedLinks (accessed March 20, 2009).


d d d d d d d d d d d d d d d d d d d d d d<br />

War, Society, and Sexual<br />

Violence:<br />

A Feminist Analysis of the Origin<br />

and Prevention of War Rape<br />

Kylie Alexandra<br />

Sociology 494<br />

Armed conflict is a predictor of sexual violence against<br />

women (Hynes 2004). Rape in war is not a new phenomenon<br />

but the intensity of the violence inflicted upon victims appears<br />

to be on the rise (Farr 2009; Gottschall 2004; Hargreaves 2001;<br />

Hynes and Cardozo 2000; Hynes 2004). Prior to the 1990s,<br />

theorists ignored war rape as a side-effect of conflict or as isolated<br />

acts of individual soldiers motivated by sexual desire (Hoglund<br />

2003). Heightened attention generated by the efforts of female<br />

reporters, activists, and scholars to document the sexual violence<br />

committed as part of the civil wars in Rwanda and the former<br />

Yugoslavia prompted international outrage. This outrage<br />

redirected scholars to understand the origin and dynamics of<br />

war rape (Gottschall 2004; Gunhammer 2005; Hoglund 2003;<br />

Hynes 2004; Jennings and Swiss 2001; Seifert 1996; Shanks and<br />

Schull 2000).<br />

War rape is a complex dynamic encompassed by layers of<br />

meaning which vary between conflicts. However, many feminist<br />

scholars are beginning to argue that a common thread underlies<br />

most, if not all, manifestations of war rape. Popular explanations<br />

for war rape range from sociobiological theory undergirded by<br />

male sexual desire, to strategic or genocidal theory that posits<br />

rape as a ‘weapon of war.’ These theories are inadequate in their<br />

explanatory power and insufficient when it comes to exploring<br />

ways to prevent war rape.<br />

In contrast, feminist theory points to the gendered social,<br />

political, and economic hierarchies that produce misogynistic<br />

cultural norms which are exacerbated in the chaos of war (Baaz<br />

and Stern 2009; Caprioli 2000; Farr 2009; Seifert 1996; Turpin<br />

2003). Understanding war rape involves an analysis of the social<br />

structures that precede and situate the conflict and an awareness<br />

of how war reifies, and celebrates militant masculinity (Baaz<br />

and Stern 2009; Henry 2006; Turpin 2003). War rape is an<br />

extreme manifestation of cultural and political norms that stratify<br />

gender and commodify women. Preventing war rape flows from<br />

reconfiguring the entrenched social norms that provide the fertile<br />

soil for sexual violence to occur.<br />

Throughout this essay, the terms “war rape” and “sexual<br />

violence” will be used interchangeably, primarily because acts of<br />

war rape often coincide with additional forms of sexual violence.<br />

According to a United Nations Development Fund for Women<br />

report released in 2002, sexual violence against women in war<br />

includes being raped at home or in public, often in front of<br />

family members; deliberate HIV infection to ‘contaminate’ the<br />

enemy population; sexual slavery and sex trafficking; and, forced<br />

impregnation or abortion (Hynes 2004). Rape includes forced<br />

penetration with a penis or other foreign object, such as a stick or<br />

weapon, as well as genital stabbing, and can be perpetrated by a<br />

single combatant, gangs, or by a series of combatants in the form<br />

of sex trafficking of women and girls between soldiers. War rape<br />

frequently results in serious physical and psychological harm, and<br />

can be accompanied by torture (or indeed, regarded as torture<br />

[Hoglund 2003; Seifert 1996]) and death (Farr 2009).<br />

Similarly, for the purpose of this essay “war” and “armed<br />

conflict” will be used interchangeably and generally defined as<br />

political conflicts which involve at least one state or sub-state<br />

armed group (Farr 2009; Melander 2005). Hence, armed<br />

conflicts include both civil and international disputes. This<br />

definition is deliberately broad in order to include small scale<br />

conflicts within the analysis – such as the recent spate of violence<br />

and retaliatory rapes committed by Guinean armed forces against<br />

female political protestors (Quist-Arcton 2009). Moreover, in<br />

line with Hynes (2004), an important aim of this essay is to<br />

broaden the popular conception of war to include sexual violence<br />

and shed light on war-related discourses concerning social and<br />

economic institutions and gender construction in both peace and<br />

war. Appropriate use of personal narratives can help to illustrate<br />

these connections.<br />

Personal narratives are often difficult to read, but it is<br />

through them that we can approach an understanding of the<br />

lived suffering of thousands of women (Farr 2009). Doug<br />

Henry (2006) refers to personal narratives as “privileged forms<br />

of knowledge” (P.382). By this, Henry (2006) differentiates<br />

between knowledge derived from lived experience and knowledge<br />

derived through academic study. He further explains that<br />

one must be careful not to cloak human suffering in academic<br />

language or transform an understanding of violence into a<br />

rationalization for violence. Personal narratives remind us to be<br />

vigilant of that boundary, including the following experience told<br />

by a rape survivor from the Ugandan civil war:<br />

I was 30 years old and married when I was gang-raped. I<br />

had temporarily separated from my husband amidst fleeing<br />

and insecurity when the village was attacked by government<br />

HOHONU Volume 8 2010 - 17


soldiers. I … ran into the bush where I met my first ordeal.<br />

Six soldiers found me hiding and raped me one after<br />

another. Before I had recovered I was again gang raped at a<br />

military check-point. This time I was raped by 15 soldiers.<br />

This left me shattered. I was once again torn to an extent<br />

that I could not control my biological functions. The<br />

cervix was dislocated and the uterus started hanging out.<br />

Whenever I am bathing I have to push it back in. (Turshen<br />

2000:819)<br />

The above narrative touches upon multiple themes packaged<br />

into war rape: the tendency for modern conflict to play out on<br />

the battlefield of women’s homes and bodies (Farr 2009; Hynes<br />

2004; Henry 2006; Turpin 2003); the vulnerability of women<br />

to rape in “flight” when they seek protection in refugee camps or<br />

neighboring towns (Farr 2009; Hynes and Cardozo 2000; Shanks<br />

and Schull 2000; Turpin 2003); and the abject dehumanization<br />

of women that are appropriated as sex objects in the most<br />

heinous manner.<br />

In modern warfare, civilians increasingly find themselves<br />

caught in the frontlines of battle (Seifert 1996). Estimates of the<br />

civilian death toll range from 75 – 90% with the majority being<br />

women and children (Farr 2009). The proximate convergence<br />

of combatants and civilians prompts Kathryn Farr (2009) to<br />

describe war rape as “site-ubiquitous,” meaning that it occurs<br />

anywhere, including homes, streets, road blocks, border checkpoints,<br />

detention centers, and refugee camps (P.6).<br />

Numerous obstacles prevent a complete understanding of<br />

the amount of sexual violence in any particular conflict. During<br />

war, legitimate agencies cannot always be situated to collect data<br />

or receive reports (Farr 2009). A significant barrier to reporting<br />

stems from women’s internalization of guilt and shame as a result<br />

of cultural views that blame women for men’s sexual deviance<br />

(Hynes 2004). The strong stigma associated with rape causes<br />

many women to fear being rejected by their husbands and<br />

community (Hynes and Cardozo 2000; Hynes 2004; Jennings<br />

and Swiss 2001; Mukamana and Brysiewicz 2008). Methods<br />

for data collection also vary considerably. Statistics on war rape<br />

generally overlook variations between number of victims and<br />

number of incidents, which is important in light of the fact that<br />

many women are often repeatedly raped. Rapes of women who<br />

are also killed are frequently missing from the data. Fully 25% of<br />

the indigenous Shan women raped by the Myanmar armed forces<br />

were also killed (Farr 2009).<br />

As a result, figures for the prevalence of war rape vary widely.<br />

Nonetheless, they are still useful for understanding the scope of<br />

the violence – and for refuting claims that war rape is committed<br />

by a few rogue soldiers (Hoglund 2003; Quist-Arcton 2009). For<br />

example:<br />

• Estimates on the number of Muslim women raped by<br />

Bosnian Serbs during the civil war in the former Yugoslavia<br />

18 - HOHONU Volume 8 2010<br />

range from 20,000 to 60,000 (Hoglund 2003; Seifert 1996);<br />

• Estimates on the number of Rwandan Tutsis raped by Hutus<br />

in 1994 range from 250,000 to 500,000 (Hynes 2004;<br />

Mukamana and Brysiewicz 2008);<br />

• Figures for the number of women raped by Soviet forces<br />

in 1945 Berlin range from 20,000 to 100,000 (Gottschall<br />

2004; Hoglund 2003; Hynes and Cardozo 2000) and<br />

120,000 to 900,00 (Seifert 1996); numbers increase to two<br />

million if one considers all of Eastern Germany (Turpin<br />

2003);<br />

• From 1971 – 1972 Pakistani soldiers raped approximately<br />

200,000 Bangladeshi women (Gottschall 2004; Seifert 1996;<br />

Turpin 2003); and<br />

• Approximately 94% of surveyed households reported sexual<br />

violence during the Sierra Leonean civil war (Hynes 2004).<br />

Until recently, the international community remained silent<br />

on the prevalence of war rape (Farr 2009; Shanks and Shull<br />

2000). Anna T. Hogland (2003) points to the public/private<br />

paradox of war rape: the sexual aspect of the violence coupled<br />

with cultural taboos confines war rape to the personal or private<br />

realm, yet its pervasiveness within and across conflicts places rape<br />

firmly within the scope of “public” violence. To ensure women’s<br />

protection and women’s justice this paradox must be cast off<br />

(Hoglund 2003). The Bassiouni Report produced by a United<br />

Nations investigator for the International Criminal Tribunal for<br />

the former Yugoslavia (ICTY) represented a groundbreaking<br />

attempt to document war rape and formed a critical part of the<br />

ICTY’s ability to prosecute rape as a war crime (Gunhammer<br />

2005).<br />

Acknowledgment and documentation of war rape is the<br />

first step toward its prevention. Scholarship on the subject<br />

traces an arc from explanations that focus on individual behavior<br />

to feminist explanations that point to how cumulative social<br />

practices and institutions shape the collective and individual<br />

psyches that perpetrate war rape.<br />

Traditional discourse viewed the rape of enemy women<br />

as the “victor’s reward” or as a property crime violated against<br />

men (Hoglund 2003; Pistono 1988). Article 27 of the Fourth<br />

Geneva Convention adopted in 1949 states that “women shall<br />

be especially protected against any attack on their honor, in<br />

particular against rape, enforced prostitution, or any form of<br />

indecent assault” (Hoglund 2003:355). Depicting rape and<br />

sexual violence as an attack on a woman’s honor rather than an<br />

attack on her body suggests that women have no recourse against<br />

attacks on their bodies – and that they do not “own” their bodies.<br />

The traditional view of war rape reifies an essentialist portrait that<br />

depicts aggressive and sexualized males sullying ‘pure’ women. It<br />

reinforces cultural customs that prize women’s sexual purity and<br />

which are strongly correlative with gender inequalities.<br />

Jonathan Gottschall (2004) embraces the sociobiological


view which explains war rape through a combination of male<br />

sexual desire and environmental influences. This perspective<br />

claims that sexual desire underlies war rape since anecdotal<br />

evidence suggests that young, reproductive-age women are<br />

the primary targets. He further argues that war rape must<br />

be “natural” because of its cross-cultural manifestation and<br />

prehistoric origin (Gottschall 2004:134). When soldiers refrain<br />

from raping women, sociocultural forces are preventing them<br />

from acting on their otherwise “natural” inclination to rape.<br />

Thwarted or repressed sexual desire may form a component<br />

of some incidences of war rape, what Farr (2009) refers to as<br />

“opportunistic” rape, but it does not account for the massive scale<br />

of war rape (p.14). Rape makes a literal and symbolic statement<br />

that denies a woman her personhood. In each case, something<br />

else functions to undergird soldiers’ belief that it is acceptable to<br />

rape women by force. Sociobiologists may be confusing sexual<br />

desire for a motivational factor when it is more an operational<br />

necessity. Moreover, research suggests that women and girls of all<br />

ages are victims of war rape. In the Democratic Republic of the<br />

Congo (DRC), females aged five to 80 suffered gang rapes and<br />

had their genitalia punctured with foreign objects (Hynes 2004);<br />

in Liberia, 50% of women aged 15 to 70 experienced rape or<br />

physical abuse during the 1989 – 1997 civil conflict (Hynes and<br />

Cardozo 2000).<br />

Ruth Seifert (1996) responds to the sociobiological view<br />

with rape studies that consistently show that desire for power<br />

and domination over the victim trumps sexual desire as the<br />

motivation to rape. Michael Kimmel (2008) argues that crosscultural<br />

studies provide evidence that gender inequality is the<br />

primary predictor of gender violence, which clearly includes<br />

sexual violence by men against women. Thus, sexual violence<br />

is not hinged on biological drives but on social constructions of<br />

gender and sexuality. In the context of war, sexual violence tends<br />

to be enacted by groups with multiple layers of personal and<br />

collective meaning (Seifert 1996).<br />

The scope of war rape documented in Rwanda and the<br />

former Yugoslavia prompted scholarly and popular discourse to<br />

frame war rape as strategic military policy. Rape as a weapon or<br />

strategy of war represents an important paradigm shift that places<br />

sexual violence at the center of scholarly discourse regarding<br />

war ethics and the perils faced by females in modern conflict.<br />

Framing war rape as an instrumental act versus an essentialist or<br />

incidental act is the gateway through which we can deconstruct<br />

the mechanisms which underlie its use (Buss 2009).<br />

In 1975, Susan Brownmiller first drew attention to the<br />

instrumental use of rape in her book Against Our Will: Men,<br />

Women, and Rape. Brownmiller writes that “[m]an’s discovery<br />

that his genitalia could serve as a weapon to generate fear must<br />

rank as one of the most important discoveries” (Buss 2009:148).<br />

Brownmiller later qualified some of her controversial statements<br />

and alleged that even though not all men rape, all men benefit<br />

from the actions of rapists because women’s fear of being raped<br />

prevents them from challenging the patriarchal order (Pistono<br />

1988). Brownmiller’s theory is evident in the recent spate of<br />

retaliatory rapes in the West African nation of Guinea. On<br />

September 28, 2009, members of the Guinea armed forces<br />

reacted to women’s political protests with rampant and violent<br />

rapes in broad daylight. One woman reported being told by<br />

a soldier who raped her that “a woman’s place is in the home”<br />

and that the rapes were intended to intimidate women into<br />

surrendering their shred of political power to the men in charge<br />

of the country (Quist-Arcton 2009).<br />

In the former Yugoslavia, the war rape committed by<br />

Bosnian Serb soldiers exemplifies sexual terrorism since the<br />

primary, although indirect, targets were the male enemy soldiers.<br />

Rape became a way to humiliate enemy forces through their<br />

inability to protect the community (Farr 2009; Gottschall 2004;<br />

Shanks and Shull 2000). From Yugoslavia to the DRC, extensive<br />

war rape destroys the social fabric because raped women are<br />

frequently ostracized by their communities (Shanks and Shull<br />

2000). Still, locating proof of war rape’s official sanctioning is<br />

extremely difficult. The clearest evidence comes from Rwanda,<br />

when Hutu leaders gave explicit orders for their soldiers to rape<br />

Tutsi women (Mukamana and Brysiewicz 2008). As a result, the<br />

International Criminal Tribunal for Rwanda (ICTR), the court<br />

charged with prosecuting war crimes committed during the 1994<br />

civil war, characterized the widespread rape of Tutsi women as<br />

“genocidal rape” (Buss 2009).<br />

However, Doris Buss (2009) cautions against ceasing our<br />

analysis of war rape at the point of genocidal or strategic rape.<br />

By framing rape as a weapon that one side uses against another,<br />

we enact a “rape script” that “naturalize[s]” sexual violence and<br />

ignores rapes that contradict the rape script (Buss 2009:155).<br />

According to the record for the ICTR, genocidal rape is defined<br />

as a crime against a particular group: Tutsi women. It therefore<br />

renders some of the sexual violence invisible; for example, the<br />

rape of Hutu women, Tutsi men and boys, and young Hutu boys<br />

who were punished for resisting acts of violence. Although these<br />

rape dynamics did not occur along the same magnitude as did<br />

the rapes of Tutsi women, it is troubling that the victims were<br />

ignored by the ICTR (Buss 2009).<br />

The concept of strategic or genocidal rape is an improvement<br />

on sociobiological theory, but it still misses the deeper truth<br />

that cultural norms about women’s bodies and women’s<br />

sexuality underlie the use of rape as a viable or effective weapon.<br />

Consistent with Mukamana and Brysiewicz (2008), it is the<br />

“public ownership of women’s sexuality that makes it possible to<br />

translate an attack against one woman into an attack against an<br />

entire community” (P.383).<br />

Macro-level social systems that subordinate women become<br />

HOHONU Volume 8 2010 - 19


misogynistic when internalized and acted out with sexualized<br />

brutality. Seifert (1996) emphasizes the hostility towards women<br />

that becomes evident when the most vicious forms of war rape<br />

concentrate on the uniquely “feminine” parts of the body:<br />

women whose breasts are sliced off, stomachs slashed open,<br />

and vaginas brutalized during or after the rape. The 200,000<br />

women and girls kidnapped by the Japanese armed forces for<br />

sexual slavery during World War II were mutilated to prevent<br />

pregnancy, thus making them constantly available, and were<br />

referred to as “war supplies” (Hynes 2004:438).<br />

Parallel with this dynamic is the appropriation of women’s<br />

bodies as symbols for the larger tribal/ethnic/religious or political<br />

collectivity (Buss 2009; Turshen 2000). Women’s bodies are<br />

targeted for sexual violence as combatants attempt to wreak<br />

havoc on the existing social fabric and inscribe a new social and<br />

political ideology (Buss 2009; Henry 2006). A consistent theme<br />

throughout is the abrogation of women’s full selfhood and the<br />

characterization of women as property – whether they “belong”<br />

to their husbands, fathers, communities, or the enemy (Turshen<br />

2000).<br />

A recent and revealing study connected the extant economic<br />

and political conditions with entrenched cultural norms and the<br />

gendered strain produced by prolonged armed conflict. Maria<br />

Baaz and Maria Stern (2009) analyze war rape and masculinity<br />

through interviews with members of the Congolese state<br />

armed forces, one of the main perpetrators of rape in the fragile<br />

country’s long civil war. The soldiers identified two types of rape,<br />

“lust rape” and “evil rape” (Baaz and Stern 2009:500,511).<br />

Lust rape is associated with male sexual desire and viewed<br />

by soldiers as more excusable than evil rapes. However, the<br />

interviews drew attention to a deeper motivation that is reflected<br />

by the soldiers’ feelings of failure to embody the prescribed<br />

expectations of militarized masculinity. The idealized portrait<br />

of the masculine soldier combines sexual potency with the<br />

provision of material wealth for the family. Women are expected<br />

to provide sexual favors in return for material goods, meaning<br />

that their sexuality is defined in service of men, and for a<br />

price. In the context of a dysfunctional and corrupt military<br />

institution, soldiers often go unpaid which leaves their families<br />

bereft of support and women with little obligation to satisfy their<br />

husbands’ sexual desire. Hence, the ideal militarized masculinity<br />

is unattainable given the conditions in which the soldiers live<br />

(Baaz and Stern 2009).<br />

Persistent poverty, “fueled by war and backed by patriarchal<br />

or racist rationalizations” breaks down social control mechanisms<br />

that usually guard against massive sexual violence (Farr 2009:22).<br />

Drawing upon beliefs that women ought to sexually fulfill men,<br />

rape serves to reinforce their masculinity as the sexually potent<br />

fighter. That women do not own their sexuality or control over<br />

their bodies is exemplified in an account given by one soldier,<br />

20 - HOHONU Volume 8 2010<br />

who claimed that a rape victim should have agreed to have sex<br />

with at least one or two of the soldiers who gang-raped her. In<br />

peace-time, rape is considered an aberration; in war, it is normal<br />

(Baaz and Stern 2009). This war-normative view of rape is not<br />

confined to the DRC; similar sentiments were reported by local<br />

villagers in the Côte d’Ivoire (Farr 2009).<br />

Evil rape is viewed as distinct from lust rape because, as<br />

one soldier cogently reflects: “If it is only lust, then why do you<br />

sometimes kill her?” (Baaz and Stern 2009:511). Evil rape is<br />

born from anger that is then directed at the enemy population<br />

through its women, often committed in the fog of drugs and<br />

alcohol. But the soldiers’ themes of poverty, frustration, and<br />

sense of powerlessness that underlie evil rape are the same as<br />

those that underlie lust rape, even though they are interpreted<br />

differently by the soldiers interviewed. The explanations for both<br />

types of rape are molded out of particular gendered discourses<br />

which combine unattainable ideals of masculinity, sexualized<br />

femininities, failing socioeconomic institutions, and a corrupt<br />

military, all within the context of a bloody and protracted civil<br />

war that has claimed 5.4 million lives (Baaz and Stern 2009).<br />

The research conducted by Baaz and Stern (2009) is<br />

extremely useful for highlighting how larger societal processes<br />

often get obscured in the analysis. Meredith Turshen (2000)<br />

agrees that sexual violence has social, political, and economic<br />

roots. In her assessment of war rape committed during the<br />

Ugandan civil war, Turshen (2000) points to the history of<br />

colonial practices that engendered regional and ethnic rivalries.<br />

Hostilities are further complicated by present-day transnational<br />

entities that mandate “structural adjustment” programs, divert<br />

money away from essential social programs, interfere in the<br />

political process, and sell weapons (Buss 2009; Farr 2009;<br />

Turshen 2000). The recent war in Uganda pits the Ugandan<br />

government forces in alliance with the rebel Sudanese People’s<br />

Liberation Army against the rebel Lord’s Resistance Army which<br />

is allied with the Sudanese government. Women are targeted as<br />

the wives and mothers of enemy soldiers, punished as gendered<br />

vessels for factional reproduction. This twisted logic also provides<br />

the indefensible justification behind appropriating women in<br />

the sexual service of the enemy group. The commoditization of<br />

women is indicated in the following narrative from Uganda:<br />

In the dawn of peace, governments have to determine how<br />

to provide justice for past atrocities while ensuring that<br />

the concept and practice of justice is enfolded into future<br />

governance; what law professor Martha Minnow eloquently<br />

calls, “steering a path between too much memory and too<br />

much forgetting” (Franke 2006:813). The importance<br />

of prosecuting rape as a war crime should not be<br />

underestimated; but prosecution’s preventive strength is<br />

limited (Hargreaves 2001). A feminist theory of war rape<br />

emphasizes the structural arrangements that form the


foundation for sexual violence and so reconstituting these arrangements assumes critical importance.<br />

Numerous authors agree that gender inequalities are a predictor of armed conflict (Caprioli 2000; Farr 2009; Melander 2005),<br />

which in turn, predicts sexual violence (Hynes 2004; Kimmel 2008). Mary Caprioli (2000) tests this hypothesis using the Militarized<br />

Interstate Dispute dataset, which maintains records of 2187 international disputes involving 159 states. Her study design calculates<br />

gender equality in terms of social equality (determined by fertility rates, which are closely linked with female social status), political<br />

equality (with respect to the percentage of women in parliament and the number of years since women were given the right to vote),<br />

and economic equality (indicated by the percentage of women in the labor force). The dependant variable, state militarism, was assessed<br />

using a hostility level that ranged from one (absence of state militarism) to five (outright war). Using sophisticated statistical analysis,<br />

Caprioli (2000) presented her findings in a digestible two-state comparison. Her findings are summarized in Table One.<br />

Although the results are premised on international disputes, they offer important guidance for mitigating both civil and crossborder<br />

disputes. The domestic inequalities that Caprioli (2000) cites are analogous to those that render women vulnerable to war rape<br />

in many conflict configurations. A comparable study conducted by Erik Melander (2005) focused on intrastate conflict and found<br />

similar results.<br />

TABLE ONE: Impact of Gender Equity Variables on State Militarism<br />

Independent Variables<br />

Two-State Comparison<br />

Change in<br />

Independent Variable<br />

Effect on State Militarism<br />

Political Equality<br />

Years of Suffrage Double the number of years 4.94 times less likely to use violence<br />

% Women in Parliament Five percent decrease 4.91 times more likely to use violence<br />

Social Equality<br />

Fertility Rate One third decrease 4.67 times less likely to use violence<br />

Economic Equality<br />

Percent Women in Labor Force Five percent increase 4.95 times less likely to use violence<br />

Source: Caprioli, Mary. 2000. “Gendered Conflict.” Journal of Peace Research 37:51-68.<br />

Understanding the constellation of factors that produce war rape is vital for the enactment of sound polices. The policy<br />

implications that follow from Caprioli’s study stress the need for stronger incentives to increase women’s political participation, especially<br />

in light of the fact that most states contain a disproportionately small number of women in politics. The Melander (2005) study also<br />

shows a connection between women’s political participation and gender equality. The connection did not appear to be predicated on a<br />

particular quota of female representation and was strengthened by the presence of institutional democracy (Melander 2005).<br />

In Uganda, women perform 80% of the agricultural labor but own as little as 7% of the land (Turshen 2000). Therefore, in<br />

certain regions programs that advance women’s property rights will help secure their economic independence (Jennings and Swiss 2001;<br />

Turshen 2000). Most importantly, improving females’ access to education increases their social status and economic independence<br />

(Melander 2005). Implementing structural reforms may not prevent every instance of war or war rape, but it will undoubtedly help to<br />

repair the broken and failed systems that provide the fertile soil for misogynistic sexual violence to occur on a massive scale.<br />

At their core, egalitarian societies are modeled on norms of respect and reject the hierarchical structures that privilege or subordinate<br />

certain groups. In large part, this is why heightened gender equality is a predictor of internal and international peace, because it<br />

typically functions alongside general social equalities. This suggests that a grass roots approach to challenging gender inequalities must<br />

work alongside policy enactment. Policy mandates will only be successful when they are accompanied by efforts to change popular<br />

cultural norms and customs (Melander 2005).<br />

Sally Engle Merry (2006) reminds us that privileged groups will resist the major social adjustments necessary to prevent gender and<br />

sexual violence. To that end, and in line with Melander (2005), local non-governmental organizations are essential to the task of using<br />

of using local language to challenge local customs. To advance, human rights language concerning the rights and protection of women<br />

must be encased “within local contexts of power and meaning” (Merry 2006:1).<br />

The Truth and Reconciliation Commission for Sierra Leone (TRC) constituted in 2002 is one example of how local activists can<br />

HOHONU Volume 8 2010 - 21


challenge the deep-seated gender inequalities that contribute to<br />

rampant and violent war rape. The final report produced by the<br />

TRC embodied the feminist perspective and found that sexual<br />

violence was predicated on women’s traditionally low social status<br />

combined with men’s perception of women as property and<br />

symbols of collective honor. In response, the TRC mandated<br />

that women occupy 30% of parliamentary seats and struck down<br />

a variety of gender discriminatory laws concerning the right of<br />

women to inherit property (Franke 2006). Hopefully, this effort<br />

by the TRC to spearhead important change will be backed up<br />

on the local level, in particular, to promote education for women<br />

and girls.<br />

War rape is an act of unspeakable violence but it is an<br />

act that draws its power from the social, cultural, political,<br />

and economic structures that frame our existence as gendered<br />

creatures. The sociobiological perspective peers through a very<br />

narrow lens at but one element of the individual and offers no<br />

evidence to explain why that individual crosses the line from<br />

consensual intercourse to rape. Strategic rape theory offers<br />

greater, yet not full, explanatory power; but as a stand-alone<br />

theory it offers little in the way of prevention.<br />

Feminist theory attempts to defuse war rape at its source<br />

and tells us how. The analysis shows that gender inequalities<br />

increase the likelihood of armed conflict and that armed conflict<br />

frequently results in sexual violence against women. It enlarges<br />

our sphere of understanding concerning the relationship between<br />

society, war, and gender violence. Mitigating gender inequalities<br />

not only reduces the potential for armed conflict, but also reduces<br />

the likelihood that when conflict occurs it will result in sexual<br />

violence. It is not a linear, but a multi-faceted relationship.<br />

Importantly, the application of a feminist analysis of war rape<br />

extends beyond sexual violence in highly patriarchal societies and<br />

can be utilized to examine more nuanced gender inequalities.<br />

Making needed changes will not be easy; they will be resisted.<br />

But resistance is perhaps a sign that we are on the right track.<br />

22 - HOHONU Volume 8 2010<br />

References<br />

Baaz, Maria Eriksson and Maria Stern. 2009. “Why do Soldiers<br />

Rape? Masculinity, Violence, and Sexuality in the Armed<br />

Forces in the Congo (DRC). International Studies Quarterly<br />

53:495-518.<br />

Buss, Doris E. 2009. “Rethinking ‘Rape as a Weapon of War’.”<br />

Feminist Legal Studies 17:145-163.<br />

Caprioli, Mary. 2000. “Gendered Conflict.” Journal of Peace<br />

Research 37:51-68.<br />

Farr, Kathryn. 2009. “Extreme War Rape in Today’s Civil-War-<br />

Torn States: A Contextual and Comparative Analysis.”<br />

Gender Issues 26:1-41.<br />

Franke, Katherine M. 2006. “Gendered Subjects of Transitional<br />

Justice.” Columbia Journal of Gender and Law 15:813-828.<br />

Gottschall, Jonathan. 2004. “Explaining Wartime Rape.” Journal<br />

of Sex Research 41:129-136.<br />

Gunhammar, Jessica. 2005. “Rape as Torture?.” Index on<br />

Censorship 34:37-38.<br />

Hargreaves, Sally. 2001. “Rape as a war crime: putting policy into<br />

practice.” Lancet 357:737.<br />

Henry, Doug. 2006. “Violence and the Body: Somatic<br />

Expressions of Trauma and Vulnerability during War.”<br />

Medical Anthropology Quarterly 20:379-398.<br />

Hoglund, Anna T. 2003. “Justice for Women in War? Feminist<br />

Ethics and Human Rights for Women.” Feminist Theology:<br />

The Journal of the Britain & Ireland School of Feminist<br />

Theology 11:346-361.<br />

Hynes, Patricia H. 2004. “On the Battlefield of Women’s Bodies:<br />

An Overview of the Harm of War to Women. Women’s<br />

Studies International Forum 27:431-445.<br />

Hynes, Michelle and Barbara Lopes Cardozo. 2000.<br />

“Observations from the CDC: Sexual Violence against<br />

Refugee Women.” Journal of Women’s Health and Gender-<br />

Based Medicine 9:819-823.<br />

Jennings, Peggy J. and Shana Swiss. 2001. “Supporting Local<br />

Efforts to Document Human-Rights Violations in Armed<br />

Conflict.” Lancet 357:302-303.<br />

Kimmel, Michael. 2008. “The Gender of Violence.” Pp 314-337<br />

in The Gendered Society. New York: Oxford.<br />

Melander, Erik. 2009. “Gender Equality and Intrastate Armed<br />

Conflict.” International Studies Quarterly 49:695-714.<br />

Merry, Sally Engle. 2006. Human Rights and Gender Violence:<br />

Translating International Law into Local Justice. Chicago: The<br />

University of Chicago Press.<br />

Mukamana, Donatilla, and Petra Brysiewicz. 2008. “The Lived<br />

Experience of Genocide Rape Survivors in Rwanda.” Journal<br />

of Nursing Scholarship 40:379-384.<br />

Pistono, Stephen P. 1988. “Susan Brownmiller and the History of<br />

Rape.” Women’s Studies 14:265-276.<br />

Quist-Arcton, Ofeiba. 2009. “Guinea Shaken by Wave of Rapes


during Crackdown.” National Public Radio. Retrieved<br />

October 31, 2009 (http://www.npr.org/templates/story/<br />

story.php?stodyId=113966999).<br />

Seifert, Ruth. 1996. “The Second Front.” Women’s Studies<br />

International Forum 19:35-43.<br />

Shanks, Leslie, and Michael J. Schull. 2000. “Rape in War:<br />

The Humanitarian Response.” CMAJ: Canadian Medical<br />

Association Journal 163:1152-1156.<br />

Turpin, Jennifer. 2003. “Barbie in the War Zone.” Social<br />

Alternatives 22:5-7.<br />

Turshen, Meredeth. 2000. “The Political Economy of Violence<br />

against Women during Armed Conflict in Uganda.” Social<br />

Research 67:803-824.<br />

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24 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Anthropogenic<br />

Causation and<br />

Prevention Relating to<br />

the Holocene Extinction<br />

Jesse S. Browning<br />

English 225<br />

Introduction<br />

The tumultuous state of the biosphere is largely attributable<br />

to anthropogenic input and several aspects of this complex<br />

situation are worthy of consideration. The aim of this paper is<br />

to further understand the loss of biodiversity that is currently<br />

taking place. Opinions tend to differ regarding the relative<br />

importance of issues of such magnitude. The current loss<br />

of biodiversity is evolutionarily important as it is currently<br />

impacting the trend of life on Earth.<br />

In order to achieve a better understanding of said issue it<br />

is useful to examine the estimates regarding both current, and<br />

background, rates of extinction—as well as how Homo sapiens<br />

factor into the equation. First, we must account for the idea<br />

that human values shape our goals in regards to maintaining<br />

biodiversity. Then, explore how anthropogenic factors may<br />

be directly influencing this phenomenon by surveying some<br />

human causes of biodiversity loss. Subsequently, it is possible<br />

to look at courses of action that will uphold human values<br />

regarding our relationships with other organisms and natural<br />

processes.<br />

Importance of Biodiversity<br />

Preservation of biodiversity is essentially the preservation of<br />

nature and is considered important based primarily on human<br />

values. Jepson and Canney (225-226) present a well-compiled<br />

list of the preeminent reasons for maintaining biodiversity, or<br />

“nature,” they state:<br />

(1) aesthetic and intellectual contemplation of nature is<br />

integral to the biological and cultural inheritance of many<br />

peoples (Wilson, 1984);<br />

(2) humans lack the right to cause knowingly the extinctions<br />

of another life form (Leopold, 1949);<br />

(3) species are critical components of the healthy ecosystems<br />

necessary to support economic and social development<br />

(Ehrlich & Ehrlich, 1992); and<br />

(4) it is prudent to maintain the Earth’s genetic library from<br />

which society has derived the basis of its agriculture and<br />

medicine (Myers, 1979).<br />

The first reason highlights the cultural importance<br />

of nature. The existence of organisms are an integral part<br />

of human cultures; many flora and fauna are essential to<br />

human livelihoods, traditions, art, and aesthetically pleasing<br />

natural environments. The idea that the “observation and<br />

contemplation” of the natural world has essentially shaped<br />

many aspects of human civilization implies that loss of nature<br />

will in turn have a detrimental impact on Humanity (Jepson<br />

and Canney, 2001). This establishes one reason why humans<br />

value conservation of nature.<br />

Second, it is unethical for human beings to drive other<br />

species to extinction. This belief implies that the human<br />

capacity for compassion, and the propensity for people to be<br />

compassionate towards other organisms, is one of the “tools”<br />

that conservationists often use in the name of conservation.<br />

Conservationists focus efforts on what are considered<br />

“charismatic” creatures. Charismatic creatures are those species<br />

considered by many to be cute, cuddly, or beautiful animals<br />

such as Pandas, Tigers, and Polar Bears, etc.<br />

Third, is the importance of socioeconomic matters as<br />

they relate to the natural world. The relationship between<br />

the health and function of the natural world, ecosystems,<br />

and the health and function of societies and their economies<br />

is inextricable, and often overlooked. In order to continue<br />

to enjoy the benefits of functional societies and economies,<br />

humans must devote more energy towards maintaining<br />

healthful ecosystems. Biotic and abiotic natural resources are<br />

an integral part of human activities, and as these resources<br />

diminish, so will the condition of society. Some maintenance<br />

of the natural world that sustains humanity is unavoidable.<br />

Lastly, agriculture and medicine are both highly derived<br />

from organisms, especially flora. As we decrease the numbers of<br />

plants and animals, we also decrease the possibilities of finding<br />

new ways in which these organisms can benefit humanity.<br />

Extinction Rate Estimates<br />

Presented extinction rates often compare current and<br />

background estimates. Extrapolations from available data<br />

tend to yield variable results due to limitations inherent to<br />

establishing both current and background rates of extinction.<br />

It is suggested that we may currently be experiencing a mass<br />

extinction, which is defined as a loss in greater than 60% of<br />

species within one million years. The definition itself is difficult<br />

to apply due to the large temporal scale and reliance on an<br />

estimated total number of species.<br />

HOHONU Volume 8 2010 - 25


There is much uncertainty in establishing extinction rates<br />

because historical extinction rate estimates are dependent<br />

on the fossil record, and therefore subject to biases and gaps<br />

found within the fossil record. The current rate estimates<br />

also have limitations, mainly that we really do not know how<br />

many species existed. Estimates for currently extant species<br />

range widely “between 3 million and 30 million” (May 1990;<br />

Erwin 1991; Gaston 1991 [Regan 2001]). This illustrates<br />

the great amount of uncertainty in such estimates. Similarly,<br />

the fossil record offers little insight into numbers of species<br />

that were present since life began on Earth—extinction rate<br />

estimates should therefore be considered critically. Extinction<br />

rate estimates which are often presented have the ability to<br />

grab the attention of people and raise concern over the state of<br />

biota. Critical observers should realize that such estimates are<br />

potentially inaccurate.<br />

The authors of the article “The Currency and Tempo of<br />

Extinction,” feel confident enough in their interpretation of<br />

available data to conclude: “There is little doubt that species<br />

are going extinct extremely rapidly and that we are in the<br />

midst of a major extinction interval” (Regan 8). Such a<br />

statement is supported by data suggesting “that there have been<br />

approximately 490 animal extinctions and 580 plant extinctions<br />

recorded globally since 1600” (May et al. 1995). The available<br />

data also suggest that the frequency of these extinctions has<br />

increased dramatically in the past 100 yrs (Regan 1). There is a<br />

consensus that we are in a period of rapid extinction, and that<br />

humans are partly responsible.<br />

Anthropogenic Causation<br />

Human activities have greatly impacted many of the<br />

other organisms on earth. Such processes include pollution,<br />

overexploitation, introduction of invasive species, habitat<br />

destruction, and disease. Introduced non-native, or “invasive”<br />

species have had a tremendous impact on native species that did<br />

not co-evolve with such competitors or predators—resulting<br />

in the introduction invasive species and habitat fragmentation.<br />

As a result, the native species exhibit naiveté and rarely out<br />

compete the recently introduced species. One profound<br />

example of this is birds on islands where predators were<br />

previously absent (Blackburn 2005).<br />

European arrival on oceanic islands has resulted in the<br />

introduction of mammalian predators. There is a positive<br />

correlation between this phenomenon and bird species decline<br />

(Blackburn 2005). Introduced cat and rat species top the<br />

list of detrimental introduced predators, and these predator<br />

populations increase the extent of species decline. Nonmammalian<br />

predators have had a destructive effect on animal<br />

populations as well. The introduction of the brown tree snake<br />

(Boiga irregularis) is a striking example of this. The arrival of<br />

26 - HOHONU Volume 8 2010<br />

this invasive species correlates to a dramatic decline in both<br />

appreciable habitat reduction and extinction among native<br />

bird species on the island of Guam (Savidge 1987). Habitat<br />

destruction, more specifically habitat fragmentation has had<br />

a similarly negative impact on numerous species. Habitat<br />

fragmentation increases extinction thresholds of selected species,<br />

and in the wake of habitat fragmentation, species subsequently<br />

require greater habitat areas to remain viable (Fahrig 2002).<br />

Anthropogenic Prevention<br />

There are numerous ways to approach the problem of<br />

conserving biodiversity. One of the more prominent global<br />

approaches is that of hotspot identification. Hotspots are areas<br />

that exhibit high levels of endemism, species richness and suffer<br />

from habitat degradation (Reid 1998). Twenty-five of these<br />

regions have been identified worldwide.<br />

The general aim of the hotspot approach is to maintain<br />

the greatest number of species for the least cost. This objective<br />

is fine for a private organization such as Conservation<br />

International; governments and other agencies that implement<br />

conservation efforts, however, must consider the values of<br />

the people they represent. A narrow objective such as that of<br />

the hotspot approach might fail to account for many of these<br />

human values (Jepson 2001). Humans tend to place different<br />

values on different species due to biases based on cultural<br />

importance. The hotspot approach fails to differentiate between<br />

the relative values of individual species.<br />

Another program aimed at maintaining biological<br />

diversity is the GAP analysis program. This program is not<br />

yet global, instead it functions primarily in the United States.<br />

Considerable headway has been made in mapping the biological<br />

resources of the country on a state-by-state basis (Jennings<br />

1995). This proactive approach compiles data concerning<br />

extant species and their current levels of protection.<br />

From this data, it is evident where the ‘gaps’ in<br />

conservation are. In an effort to achieve representativeness<br />

in conservation, underrepresented species and habitat types<br />

can thus be given additional attention. Through a better<br />

understanding of the biological inventory in the country, the<br />

GAP program is then able to influence land management<br />

practices. An interesting element of this proactive approach is<br />

that it attempts to maintain viability of populations before they<br />

are reduced to the point of becoming endangered or federally<br />

listed. This approach is important, especially since many<br />

conservation efforts are reactive (trying to bring species back<br />

from the brink of extinction or merely working to slow down<br />

habitat loss).<br />

Rewilding is another proactive conservation idea. It has<br />

been hypothesized and argued at length whether or not humans<br />

were responsible for the extinction of megafauna in Europe,


Australia, the Americas, and on continental islands. In this<br />

ongoing debate, there appears to be a correlation between the<br />

arrival of humans and the disappearance of large animals as<br />

humans dispersed throughout the Americas approximately<br />

10,000-12,000 years ago (Vernon 1975).<br />

These large carnivores and herbivores played important<br />

roles in the pristine ecosystems were once present in<br />

North America and beyond. In addition to being reactive,<br />

conservation efforts are often limited by a small temporal<br />

scale. They typically aim to restore ecosystem processes to the<br />

way they were no more than several hundred years ago. This<br />

disparity in temporal scale poses a problem; if ecosystems in<br />

North America have been degraded for more than 10,000 years,<br />

and we aim to restore them to a state similar to that before<br />

the arrival of Columbus (~500 yrs ago), healthy ecosystem<br />

function is not likely to be achieved. The article, “Pleistocene<br />

Rewilding: An Optimistic Agenda for Twenty-First Century<br />

Conservation,” addresses this issue among others, arguing for<br />

ecosystem restorations including the extinct megafauna, via<br />

taxon substitutions that once were important parts of landscape<br />

regimes.<br />

Interestingly, two conservation efforts have already been<br />

implemented that may set a precedent for such a seemingly<br />

radical effort. First, the Giant Vulture or California Condor<br />

(Gymnogyps californianus) is a species has not only benefited<br />

greatly, and perhaps even been saved from extinction by<br />

conservation efforts, but has been re-introduced to parts of<br />

the historical range that it has not enjoyed due to human<br />

disturbance since megafaunal extinction. Second, the North<br />

American Peregrine Falcon (Falco peregrinus) was also brought<br />

back from the verge of extinction through conservation efforts.<br />

This time however the “species,” or perhaps more importantly,<br />

the ecological role that the species once filled, was maintained<br />

by the introduction of genetically similar sub-species whose<br />

origins spanned four continents. This success story shows that<br />

inter-continental taxon substitutions can be an effective means<br />

of conservation (Donlan et al. 2006).<br />

Genetic diversity is defined as “any measure of the genetic<br />

variation at neutral or adaptive loci of a population or a species;<br />

in other words, how diverse are the populations” (Holderegger,<br />

Kamm, and Gugerli 799). Genetic diversity is an important<br />

consideration in conservation of biodiversity. Populations and<br />

landscapes are dynamic in order for organisms to effectively<br />

adapt or change to match its changing environment: a certain<br />

level of genetic diversity must be maintained. Greater genetic<br />

diversity within a population results in greater ability to adapt<br />

to changes in the organisms environment. This definition<br />

introduces the neutral and adaptive nature of genetic diversity,<br />

and alludes to the idea that we are concerned with varying,<br />

especially decreased, levels of diversity within species. Neutral<br />

as well as adaptive variation are important to maintenance of<br />

populations therefore it is necessary to understand both.<br />

Neutral loci or genes are those that do not affect an<br />

organism’s level of fitness, or ability to adapt to it’s changing<br />

environment. These neutral genotypes are not expressed as<br />

phenotypes that are subject selective pressures, therefore these<br />

characters are considered selectively neutral. Neutral genetic<br />

markers do not offer insight into the “adaptive or evolutionary<br />

potential of populations or species.” (Holderegger, Kamm,<br />

and Gugerli 798). They do however provide information<br />

about other aspects of population dynamics such as gene flow<br />

that should not be discounted while considering the adaptive<br />

potential of populations.<br />

Adaptive genetic variation is very important to maintaining<br />

viable populations in that it does have a direct impact on fitness.<br />

When environmental factors change, a greater range of genes<br />

provides for a greater possibility that organisms will be present<br />

that are fit for the newly emergent environment. When the<br />

population is small and genetic diversity is low, environmental<br />

change is more likely to have drastic consequences. Thus<br />

conservation efforts should strive to maintain maximum levels<br />

of genetic variation within species.<br />

Conclusion<br />

Though it is difficult to ascertain accurate background<br />

or present rates of extinction, it is widely accepted that we<br />

are experiencing a high extinction rate resulting in loss of<br />

biodiversity. It is also accepted that this alarming progression<br />

is due in part to human activity. This concept may be thrown<br />

around too liberally but must not be ignored (Jepson 2001).<br />

As humans we have the ability to drive species extinct,<br />

and have been doing so for quite some time. Conversely, we<br />

have the ability to slow down, stop, or possibly even reverse<br />

this disturbing trend. And if we decide this is what we value,<br />

we should utilize available knowledge and resources in order<br />

to maximize conservations efforts—through hotspot approach,<br />

GAP Analysis, and others, species can possibly be saved (Mech<br />

1996; Doerner et al. 2005).<br />

It is important to diversify our efforts and refrain from<br />

relying too heavily on one approach and conservationists should<br />

broaden their efforts tremendously. It is prudent to examine<br />

how well such efforts support the values of people that are<br />

affected by their implementation, because once decisions are<br />

made, there may be no recourse (Kati et al. 2004).<br />

When considering conservation methods, maximum<br />

effectiveness must be strived for as outlined by Kati et al. There<br />

are different approaches to conservation: the most effective<br />

means of achieving the desired outcome should be explored to<br />

the greatest extent that is feasible based on availability of time<br />

and resources. In many cases, time is the primary variable when<br />

HOHONU Volume 8 2010 - 27


establishing reserves or taking similar measures to maintain<br />

biodiversity.<br />

The current methods employed in maintaining, preserving<br />

and restoring ecosystems fall short in many ways. They are<br />

often limited both spatially and temporally. While economic<br />

and political factors often limit spatial scale, bigger (yet<br />

well planned and managed) reserves are potentially more<br />

beneficial—this idea carries over into the temporal realm.<br />

While conservation efforts often aim to restore ecosystems<br />

to the state they enjoyed 50-100 years ago (or more ambitiously,<br />

to the way they were when Columbus discovered the Americas),<br />

this is often inadequate. Conservationists should strive to<br />

expand the geographic boundaries of conservation efforts,<br />

and temporal boundaries as well, if we wish to appreciate the<br />

benefits that healthy functioning ecosystems have to offer all<br />

species, including our own. Fortunately, precedents have been<br />

set that lead the way for recognition of much larger temporal<br />

and spatial scales that span epochs and continents respectively.<br />

This is no easy task, and will require outreach and education in<br />

order to appeal to the masses.<br />

Through examination, humans may arrive at the<br />

conclusion that maintaining biodiversity does not fit into our<br />

values. All of the species that we now value, and exploit, are the<br />

result of evolutionary processes since the last great extinction.<br />

Perhaps we should cast aside this idea of slowing, preventing, or<br />

reversing a mass extinction and simply let nature run its course.<br />

Works Cited<br />

Blackburn, Tim M.; Petchey, Owen L.; Cassey, Phillip; Gaston,<br />

Kevin J. “Functional Diversity of Mammalian Predators<br />

and Extinction in Island Birds.” Ecology 86 (2005): 2916-<br />

2923.<br />

Doerner, Kinchel C.; Braden, Wes; Cork, Jennifer;<br />

Cunningham, Tom; Rice, Amanda; Furman, Bonnie J.;<br />

McElroy, Doug. “Population Genetics of Resurgence:<br />

White-Tailed Deer In Kentucky” Journal of Wildlife<br />

Management 69 (2005): 345-355.<br />

Donlan, Josh C.; Berger, Joel; Bock, Carl E.; Bock, Jane<br />

H.; Burney, David A.; Estes, James A.; Foreman, Dave;<br />

Martin, Paul S.; Roemer, Gary W.; Smith, Felisa A.; Soule,<br />

Michael E.; Greene, Harry W. “Pleistocene Rewilding:<br />

An Optimistic Agenda for Twenty-First Century<br />

Conservation.” The American Naturalist 168 (2006): 660-<br />

681.<br />

Fahrig, Lenore. “Effect of Habitat Fragmentation on the<br />

Extinction Threshold: A Synthesis” Ecological Applications<br />

12 (2002): 346-353<br />

28 - HOHONU Volume 8 2010<br />

Fox, Gordon A. “Extinction Risk of Heterogeneous<br />

Populations” Ecology 86 (2005): 1191-1198<br />

Holderegger, Rolf, Urs Kamm, and Felix Gugerli. “Adaptive<br />

vs. neutral genetic diversity: implications for landscape<br />

genetics.” Landscape Ecology 21(2006): 797-807.<br />

Jennings, Michael D. “Gap Analysis Today: A Confluence of<br />

Biology, Ecology, and Geography for Management of<br />

Biological Resources” Wildlife Society Bulletin 23, (1995):<br />

658-662<br />

Jepson, Paul.; Canney, Susan. “Biodiversity Hotspots: hot for<br />

what?” Global Ecology & Biogeography 10 (2001): 225-227.<br />

Kati, Vassiliki; Devillers, Pierre; Dufrene, Marc; Legakis,<br />

Anastasios; Vokou, Despina; Lebrunf, Philippe. “Hotspots,<br />

complementarity or representativeness? Designing optimal<br />

small-scale reserves for biodiversity conservation.” Biological<br />

Conservation 120 (2004): 471–480.<br />

Mech, David L. “A New Era for Carnivore Conservation.”<br />

Wildlife Society Bulletin 24 (1996): 397-401<br />

Pearman, P.B. “ Conservation value of independently evolving<br />

units: sacred cow or testable hypothesis?” Conservation<br />

Biology 15: 780–783<br />

Regan, Helen M.; Lupia, Richard; Drinnan, Andrew N.;<br />

Burgman, Mark A. “The Currency and Tempo of<br />

Extinction.” The American Naturalist 157 (2001): 1-10.<br />

Reid, Walter V. “Biodiversity hotspots.” Trends in Ecology &<br />

Evolution 13 (1998):275-280<br />

Savidge, Julie A. “Extinction of an Island Forest Avifauna by an<br />

Introduced Snake” Ecology 68 (1987): 660-668<br />

Smith, Vernon L. “The Primitive Hunter Culture, Pleistocene<br />

Extinction, and the Rise of Agriculture” The Journal of<br />

Political Economy, 83 (1975): 727-756<br />

Turner, Monica G. “Landscape Ecology in North America:<br />

past, present, and future.” Ecology 86 (2005): 1967-1974.


d d d d d d d d d d d d d d d d d d d d d d<br />

“They’re OK if They’re<br />

Our S.O.B’s”<br />

United States involvement in the<br />

1954 Guatemalan Coup d’état<br />

Robert Franklin<br />

History 383<br />

The United States Cold War history is shrouded in<br />

secrecy, and when revealed, it is approached with feelings of<br />

shame, anger, and frustration at events perpetuated by the U.S.<br />

government and foreign interests. Peering into recently opened<br />

Central Intelligence Agency documents and the memoirs of<br />

those prominent individuals in the Truman and Eisenhower<br />

Administrations, casts new light on the U. S. role in shaping<br />

the emerging governments of underdeveloped nations in Latin<br />

America. Of these, the 1954 Guatemalan Coup d’état bears<br />

an obvious U. S. signature, both in the particular form of the<br />

coup (similar tactics were used in Iran in 1953) and the colossal<br />

misunderstandings in which the Coup succeeded. The U. S.<br />

misjudged the socialist reforms and communist presence in<br />

Guatemala’s new revolutionary government as the work of<br />

international communism looking to establish a Latin American<br />

Kremlin that would destabilize the United States economic and<br />

political interests in Latin America. The U.S. felt this view gave<br />

them the justification to instigate the 1954 Coup d’état that,<br />

due to a crucial lack of military support for the revolutionary<br />

government, replaced the Jacobo Arbenz administration with<br />

the U.S. supported Castillo Armas. This intervention by the<br />

U. S. in overthrowing a democratically elected government ran<br />

counter to its pro-democracy rhetoric, but fit perfectly in the<br />

line of Cold War foreign policy that sought to protect, at any<br />

cost, U.S. hegemony in the Western hemisphere.<br />

From independence to the establishment of a<br />

democratically elected government in 1944, Guatemala<br />

progressed through a series of dictators. In 1872, a liberal<br />

government under President Justo Rufino Barrios took power,<br />

marking a transition from a largely internal and atrophied<br />

economy to nascent industrialization and foreign investment. 1<br />

Barrios established freedom of religion on March 15, 1873, in<br />

an attempt to weaken the control of the Catholic Church, while<br />

simultaneously encouraging immigration from “protestant and<br />

1 Virginia Garrard Burnett, “Protestantism In Rural Guatemala, 1872-<br />

1954,” Latin American Research Review 24, no. 2 (1989): 127.<br />

modern countries” such as the United States and Germany. 2<br />

Barrios hoped that an influx of Protestant missionaries would<br />

bring the values and appetites of their capitalist societies<br />

with them to Guatemala and act as a subtle influence on the<br />

Guatemalan people.<br />

Pro-western reforms by the “liberals” had the effect of<br />

changing land ownership, but not in a way that benefited the<br />

majority of the population 3 . The system of unequal distribution<br />

of land was a major cause of the 1944 revolution and the issue<br />

of land reform is crucial to understanding the events leading up<br />

to the 1954 Coup. In the late nineteenth and early twentieth<br />

centuries, Caudillos (elite landowners) and the government<br />

increasingly sold land to foreign business interests in the banana<br />

and coffee export markets. These companies offered low wages<br />

and relied on a system of forced labor to staff the ever-growing<br />

Latifundias, or large scale export farms 4 . The power of export<br />

agriculture in Guatemala cannot be overstated—at the time of<br />

the 1944 revolution bananas and coffee grown for export made<br />

up 90% of agricultural production. 5 Bananas were the majority<br />

of crops grown on these Latifundias, and require periodic<br />

rotation on different plots of land to fallow, making large<br />

scale ownership of prime agricultural land necessary by export<br />

companies. Ethnic Mayan Indians often owned very small<br />

plots of agriculturally poor land, or Minifundias. 6 Due to the<br />

shortage of land available for personal cultivation, Minifundias<br />

were heavily planted on with no room to fallow, creating poor<br />

soil conditions and an ever increasing reliance on the poor<br />

wages provided from agricultural labor.<br />

The United Fruit Company, or UFCO, was the main<br />

exporter of bananas in Guatemala, and the source of serious<br />

resentment from the population and later Arevalo and Arbenz<br />

governments. From its formation in 1899, UFCO, known<br />

in Guatemala as el pulpo (the octopus), worked to secure a<br />

very profitable and monopolistic business environment in<br />

Guatemala. UFCO was the largest private landowner in<br />

Guatemala with just over three million acres, bringing its<br />

total property to more than the combined holdings of half of<br />

Guatemala’s landowning population. 7 UFCO garnered an<br />

exclusive contract to transport the country’s mail to the United<br />

States, owned 690 out of 719 miles of railroad track and the<br />

shipping company (the International Railways of Central<br />

2 Burnett, “Protestantism In Rural Guatemala,” 128.<br />

3 Ibid, 127.<br />

4 José M. Aybar de Soto, Dependency and Intervention: The Case of<br />

Guatemala in 1954, (Boulder: Westview Press, Inc., 1978), 160<br />

5 Richard H. Immerman, The CIA in Guatemala: The Foreign Policy of<br />

Intervention, (Austin: University of Texas Press, 1982), 30.<br />

6 Aybar de Soto, Dependency and Intervention, 160.<br />

7 Immerman, The CIA In Guatemala, 71.<br />

HOHONU Volume 8 2010 - 29


America or IRCA), built and maintained the telegraph system<br />

and owned the wharves at both of Guatemala’s ports in the<br />

Pacific and Caribbean. 8 Control of the railroad company<br />

meant that UFCO “arbitrarily increase[d] the costs of all its<br />

competitors by raising transportation rates,” while keeping their<br />

own rates low 9 . In one of the largest abuses of its influence on<br />

Guatemalan politics, UFCO, in 1936, extracted from President<br />

Jorge Ubico a contract that stipulated a ninety-nine year lease<br />

on its land holdings, freedom from almost all taxes, import<br />

duties, regulation, and the ability to severely undervalue its<br />

property tax holdings (an issue that would cause problems<br />

during the Arbenz administration). The tentacles of el pulpo<br />

reached deep into the fabric of Guatemala; the monopolistic<br />

control of the economy combined with their heavy political<br />

influence bred an anti-Ubico and anti-foreign investment<br />

sentiment that culminated in the Revolution of 1944.<br />

The Revolution of 1944 ended a period of Guatemalan<br />

history filled with a succession of dictators and strongmen. The<br />

last of these, Jorge Ubico (president from 1931-1944), started<br />

his reign with the support of the Caudillos and the military,<br />

but thirteen years of massive concessions to foreign companies<br />

(mainly UFCO), imprisonment of political opponents, and a<br />

general neglect of social inequality combined in a groundswell<br />

of opposition. Resentment was most profound in the emerging<br />

middle class of Guatemalan society, located primarily in urban<br />

areas like Guatemala City. These blue and white-collar workers<br />

became politically radicalized during the Great Depression<br />

and were influenced by World War II rhetoric like that in the<br />

Atlantic Charter, with its call for freedom, advancement of<br />

social welfare, and self-determination. 10 On October 19, 1944<br />

a collation of students, intellectuals and young officers, led by<br />

Major Francisco Arana, Jorge Toriello, and Captain Jacobo<br />

Arbenz attacked the National Palace and forced the Ubico<br />

government to step down.<br />

The United States initial reaction to the October<br />

Revolution was initially one of support, Sectary of State<br />

Cordell Hull stated in 1944 that “the United States has no<br />

intention of interfering in Guatemalan internal affairs.” 11<br />

The revolutionary government went on to hold “the first<br />

free election in Guatemala’s history” on December 19,<br />

1944 12 . That the revolutionary administration held elections<br />

was promising (previous administrations had often reneged<br />

on such promises) and even more open was the fact that<br />

none of the revolutionary leaders sought office the first<br />

term. Guatemalans overwhelmingly elected Juan Jose<br />

8 Paul J. Dosal, Doing Business With The Dictators: A Political History<br />

of United Fruit in Guatemala, 1899-1944, (Wilimington: Scholarly<br />

Resources Inc., 1993), 2.<br />

9 Immerman, The CIA In Guatemala, 70.<br />

10 Immerman, The CIA in Guatemala, 37.<br />

11 Ibid, 42.<br />

12 Ibid, 44.<br />

30 - HOHONU Volume 8 2010<br />

Arevalo Bermej, an intellectual who had no ties to previous<br />

administrations. 13 Arevalo was a contradictory person to the<br />

Truman administration; a staunch democrat and defender of<br />

capitalism, he nevertheless believed in “Spiritual Socialism”<br />

or the idea that a “’harmonious society’ could be achieved<br />

through psychological liberation rather than a redistribution<br />

of wealth.” 14 15 Arevalos path to modernization and equality<br />

was through education and labor reform for the Mayan<br />

majority, thereby hoping to draw this group into government<br />

participation, and strengthening and widening the support of<br />

the revolutionary coalition while sapping influence from the<br />

Caudillos.<br />

The new Guatemalan Constitution very much resembled<br />

that of the United States, but to encourage more variety in<br />

elections it banned foreign or international political parties<br />

such as Soviet Communism. 16 Arevalo included Guatemalan<br />

communists in his government begrudgingly; the organizational<br />

and political experience was something the new government<br />

needed. 17 Arevalo feared too much communist control in<br />

his government as it could be linked to the Soviet Union<br />

and used against him by his enemies. But correcting years of<br />

underdevelopment and economic exploitation brought on by<br />

United States business interests forced him to use the people at<br />

his disposal, realizing the U.S. as a direct threat more pressing<br />

than communism. 18 Supportive at first, the United States soon<br />

became critical of the Arevalo administration. The existence<br />

of communists along with legislation to protect agricultural<br />

workers on Latifundias (which hurt UFCO interests), and<br />

Arevalos entrance into the anti-U.S. Caribbean Legion drew<br />

harsh criticism and ire from the Truman administration19 .<br />

Arevalo was not popular with the Caudillos, many of<br />

whom wanted to oust him from power, often accusing him of<br />

fermenting class warfare. Twenty-five coups were attempted<br />

during his six years in power—none were successful and in<br />

November of 1950, Jacobo Arbenz was elected president20 .<br />

Arbenz faced stiff competition in the election from his partner<br />

in the revolutionary coup, Major Francisco Arana, until he<br />

was conveniently eliminated in July 18, 1949. 21 Arbenz soon<br />

13 Ibid, 45.<br />

14 Stephen M. Streeter, Managing The Counterrevolution: The United<br />

States and Guatemala, 1954-1961, (Athens: Ohio University Center for<br />

International Studies, 2000), 14.<br />

15 Psychological liberation entailed that “each citizen has a responsibility to<br />

Guatemala and that the government had a responsibility to each citizen.”<br />

From: Streeter, Managing The Counterrevolution, 14.<br />

16 Immerman, CIA in Guatemala, 49.<br />

17 Ronald M. Schneider, Communism In Guatemala, 1944-1954 (New York:<br />

Frederick A. Praeger, Inc., 1958), 23.<br />

18 Ibid, 23.<br />

19 The Caribbean Legion was an organization comprised of radical<br />

democrats looking to oust dictators (often U.S. supported) from Latin<br />

American governments in hopes of creating a united Latin America to<br />

rival U.S. influence in the hemisphere.<br />

20 Immerman, CIA in Guatemala, 57.<br />

21 The revolutionary government has been linked to Arana’s assassination,<br />

but its role is suspect. Arana was reportedly on his way to uncover a stash


faced even bigger threats to his government as he tried to steer<br />

Guatemalan policy to one of self-sufficiency and freedom of<br />

foreign intervention, unfavorable to both foreign businesses and<br />

United States control in Guatemala.<br />

Hoping to end the “development of underdevelopment”<br />

that resulted from Guatemala’s primary focus on export<br />

agriculture due to the stranglehold of foreign business interests,<br />

Arbenz set about attempting to modernize Guatemala and take<br />

the revolution farther than Arevalo 22 . In his inaugural address<br />

he expressed his desire to “convert Guatemala from a country<br />

bound by a predominantly feudal economy into a modern,<br />

capitalist one.” 23 To do this, Arbenz wanted to increase the role<br />

of government in the lives of citizens—funding educational,<br />

health, and social programs, while ensuring a smooth transition<br />

that would keep the masses behind his administration.<br />

The greatest of all these programs, and the fulfillment of his<br />

campaign promise, was Decree 900 in 1952. Decree 900,<br />

which one U.S. scholar has compared to the Homestead Act,<br />

was influenced by the United Nations General Assembly<br />

Resolution 401, which “sanctioned the use of agrarian reforms<br />

as an appropriate method for underdeveloped countries to<br />

restructure the agricultural sector of the economy.” 24 25 Decree<br />

900 had two goals: (1) to destroy the latifundo-minifundio<br />

system; confiscating unused export agricultural lands and<br />

redistributing it to farmers who could grow staple foods—<br />

decreasing Guatemalan reliance on imports, and (2) refocusing<br />

the newly unfettered export agriculture workers into an<br />

industrial labor workforce. 26 The promise of land reached<br />

across class and ethnic lines to draw support from the Maya,<br />

while further alienating the Caudillos, who claimed that<br />

of weapons hidden by the Caribbean legion for use by Arbenz to arm<br />

his supporters. His limousine was stopped and “some 20 men jumped<br />

out from under a bridge, riddling the limousine with submachine gun<br />

fire. Arana died instantly.” (Immerman, The CIA in Guatemala, 59).<br />

The driver of the limousine, Lieutenant Chico Palacios, survived and<br />

claims to have seen Arbenz’s personal chauffeur and Lieutenant Alfonso<br />

Martinez Estevez (who later occupied several influential positions in<br />

the Arbenz administration) among the men, linking the assassination<br />

to Arbenz. Palacios’s survival to give these firsthand accounts, however,<br />

draws suspicion and questioning of the assassination as the work of<br />

counterrevolutionaries looking to incite anti-Arbenz sentiment. The<br />

Arbenz government did not investigate the killing and several days later<br />

fighting broke out between Arana supports and the government. The<br />

Arbenz government won thanks to a raised militia made up of workers<br />

and students. The CIA took this opportunity during the fighting to<br />

attempt a coup; two U.S. pilots were arrested along with the coup leader,<br />

Carlos Castillo Armas. Armas was subsequently exiled from Guatemala<br />

and would not return until 1954 as the leader of that successful coup.<br />

From: Immerman, The CIA in Guatemala, 60.<br />

22 Aybar de Soto, Dependency and Intervention: The Case of Guatemala in<br />

1954, 6.<br />

23 Immerman, The CIA in Guatemala, 63.<br />

24 Streeter, Managing the Counterrevolution: The United States and<br />

Guatemala, 1954-1961, 19.<br />

25 Aybar de Soto, Dependency and Intervention: The Case of Guatemala in<br />

1954, 170.<br />

26 Decree 900 only targeted latifundios of over 233 acres; this was meant to<br />

single out foreign export agriculture companies such as UFCO. From:<br />

Immerman, The CIA in Guatemala, 64.<br />

communists were running the Arbenz government.<br />

The United Fruit Company was the very symbol<br />

of “Yankee imperialism,” a combination of bribery and<br />

intimidation used to gain government concessions and<br />

racist, exploitative treatment of the native population that<br />

the revolutionary government was trying to excise from<br />

Guatemala. 27 Because of UFCO’s association with the Ubico<br />

regime, it was the major target of Decree 900. The bill provided<br />

compensation for land seized by the government according<br />

to the property tax value paid. The Arbenz government<br />

appropriated more than 500,000 acres of UFCO land, and<br />

when the government offered $1.85 million (the amount on<br />

the last tax return) UFCO insisted the land was worth $19.35<br />

million. 28 The Guatemalan government refused to pay and<br />

UFCO took its claim to the United States government in 1953.<br />

Economic and political connections between UFCO<br />

and the United States government in the beginning of the<br />

cold war are the subject of much axe grinding by scholars;<br />

however, it was an uneven relationship in favor of the United<br />

States government. 29 Despite deep personal connections and<br />

shared ideological affinities, U.S. government officials realized<br />

that UFCO’s corrupt relationships with Latin American<br />

dictators and contribution to the underdevelopment in the<br />

region were directly associated with the U.S. government and<br />

“Yankee imperialism.” 30 31 The Justice Department during<br />

the Eisenhower Administration was pursuing an anti-trust<br />

suit against UFCO, which was suspended in 1954 during the<br />

Coup d’état but later that year resulted in a conviction against<br />

UFCO. From the end of the 1940s through the early 1950s,<br />

UFCO engaged in a vigorous press campaign against the<br />

Arbenz government in an attempt to win support for timely<br />

U.S. intervention in the wake of land appropriations under<br />

Degree 900. 32 The campaign originally focused on the damage<br />

27 Immerman, The CIA in Guatemala, 74.<br />

28 UFCO had delebreatly undervalued the property tax value of the land<br />

under the agreement reached with Jorge Ubico in 1936. See pg. 4.<br />

29 See Immerman, The CIA in Guatemala pg. 124 and Schneider,<br />

Communism in Guatemala pg. 48. The connections between the United<br />

States and UFCO reach past coincidence and these links could be used to<br />

explain the acceptance of UFCO control of Guatemala and the delay in<br />

which UFCO was prosecuted for its anti-trust suit in 1954.<br />

30 Eisenhower Secretary of State John Foster Dulles previously worked<br />

for Sullivan and Cromwell, a legal firm that represented UFCO in<br />

negotiations with Ubico in 1936. Allen Dulles, Director of the CIA<br />

during the Coup, was also a partner in Sullivan and Cromwell and owned<br />

a “strong interest” in IRCA. John Cabot, assistant secretary of state for<br />

inter-American affairs in 1953 and former ambassador to Guatemala<br />

held a large amount of stock in UFCO. Ann Whitman, the president’s<br />

personal secretary, was the ex-wife of a UFCO director who was then vicepresident<br />

for public relations. General Robert Cutler, first special assistant<br />

to the president for national security affairs and head of the PBSUCCESS<br />

planning board, had been board chairman of UFCO and its transfer<br />

bank, Old Colony Trust. Numerous other officials in the Truman and<br />

Eisenhower administrations had connections to UFCO, ICRA, Old<br />

Colony Trust, and Sullivan and Cromwell. From The CIA in Guatemala,<br />

124-125.<br />

31 The CIA in Guatemala, 74.<br />

32 Ibid, 111.<br />

HOHONU Volume 8 2010 - 31


to the company, but finding little sympathy from the Truman<br />

administration the company decided to link the damage it<br />

sustained to its Guatemalan operations by the Arevalo and<br />

Arbenz administrations to the growing U.S. anti-communist<br />

cold war ethos. This was so successful that by 1953 the New York<br />

Times declared that the “immediate aims of the [Guatemalan]<br />

government and Communists are indistinguishable.” 33 Like a<br />

barometer, U.S. policymakers gauged the relative stability of<br />

Latin American governments and their willingness to collude<br />

with U.S. foreign policy interests based on the relationship<br />

between foreign investment companies and the Latin American<br />

governments. Companies like UFCO did not want U.S.<br />

paternalism of their interests—their aim was to make money for<br />

shareholders. But in 1954, both UFCO and the U.S. wanted the<br />

removal of the Arbenz government and the return of favorable<br />

economic and foreign policy conditions.<br />

The Truman and Eisenhower administrations perceived<br />

Guatemalan reform actions like Decree 900 not as agriculture<br />

reform created to undo the unequal distribution of land,<br />

but as symptoms of an international communist takeover in<br />

Guatemalan politics. U.S. policymakers used the existence of<br />

4000 registered Guatemalan communists in 1954 to claim<br />

widespread communist infiltration of the Arbenz government. 34<br />

Communists like Jose Manuel Fortuny Arana, the Secretary<br />

General of the National Agrarian Department, occupied<br />

key roles in the government and often enjoyed the personal<br />

support of Arbenz, whose wife was a communist. However,<br />

this was an organic form of communism that was separate from<br />

the Soviet version. Guatemalan communists, following the<br />

teachings of Karl Marx, believed that their country needed to<br />

develop capitalism before it could reach socialism. 35 The Cold<br />

War scholar Ronald M. Schneider admitted in 1958 that the<br />

“Communists seemed preferable to the eternally quarrelling,<br />

thoroughly opportunistic and often corrupt leaders of the other<br />

revolutionary parties.” 36 Communist supported programs such<br />

as state funded compulsory education, workers organization,<br />

and agriculture reform, connected with many segments of<br />

Guatemalan society. Arbenz relied on the communists to be a<br />

core member, of his governmental coalition, a reliance that U.S.<br />

leaders viewed as promoting international communism.<br />

The reforms of the revolutionary government threatened<br />

the goal of United States foreign policy that Guatemala remains<br />

“a place for capital investment.” 37 Decree 900 represented a<br />

“radical measure against a United States business” and thus<br />

33 Ibid, 125.<br />

34 Schneider, Communism in Guatemala, 1944-1954, 101.<br />

35 Stephen M. Streeter, “Interpreting the 1954 U.S. Intervention in<br />

Guatemala: Realist, Revisionist, and Post-revisionist Perspectives,” The<br />

History Teacher 34, no. 1 (2000): 67.<br />

36 Schneider, Communism in Guatemala, 1944-1954, 38.<br />

37 Immerman, The CIA in Guatemala, 83.<br />

32 - HOHONU Volume 8 2010<br />

Guatemala was “dominated by Communists.” 38 39 This broad<br />

generalization of communism created categories like that<br />

of “crypto-Communism,” or those who did not identify as<br />

communists but allied or sympathized with the communist<br />

cause, which U.S. policy makers believed were more dangerous<br />

40 41<br />

because they were hard to indentify and could be anywhere.<br />

To replace the Arbenz government without provoking a domestic<br />

or international outcry, the U.S. needed to link the recent events<br />

in Guatemala to the United States ideological enemy: the Soviet<br />

Union. Richard Immerman outlines how this was accomplished:<br />

The identification of the Soviet Union as the mastermind<br />

behind the Guatemalan conspiracy presented much less of a<br />

problem. In the bipolar world of the cold war, United States<br />

leaders used “Communist” and “Soviet” interchangeably.<br />

In the words of the Eighty-third Congress’ Senate Foreign<br />

Relations Committee chairman, Alexander Wiley, “There is<br />

no communism but the Communism which takes it orders<br />

from the despots of the Kremlin in Moscow. It is an absolute<br />

myth to believe that there is such a thing as homegrown<br />

Communism, a so-called native or local communism.” 42<br />

Having linked the events transpiring in Guatemala to the<br />

inroads of international communism via the Soviet Union,<br />

the Truman administration in 1950 decided on taking greater<br />

involvement to reinstate United States hegemony in the region.<br />

Afraid that support to the enemies of Arevalo and Arbenz would<br />

be seen as Yankee imperialism, the Truman administration<br />

decided to “withhold favors from the Guatemalan Government”<br />

which amounted to the suspension of military and economic aid<br />

in 1950. 43 In 1952, the U.S. denied Guatemala Mutual Security<br />

Aid while giving generous amounts to its hostile neighbors. 44<br />

The newly elected Eisenhower administration decided in<br />

early 1953 to get rid of Arbenz and started planning a Coup<br />

d’état. Eisenhower administration officials and the CIA prized<br />

secrecy and covert tactics. They needed to provide an invasion<br />

force which would engage the Arbenz government in what<br />

looked like a civil war while using U.S. international power to<br />

condemn Arbenz for being a Soviet puppet and delaying any<br />

United Nations or Organization of American States action in<br />

38 Immerman, The CIA in Guatemala, 81.<br />

39 Ibid, 81.<br />

40 Schneider, Communism in Guatemala, 1944-1954, 121.<br />

41 The U.S. ambassador to Guatemala from 1949-1955, Richard Patterson<br />

recommended a rather nacogdoches method for identifying a communist:<br />

the “duck test.” “Suppose you see a bird walking around in a farm yard.<br />

This bird wears no label that says “duck.” But the bird certainly looks like<br />

a duck. Also, he goes to the pond and you notice that he swims like a<br />

duck. Then he opens his beak and quacks like a duck. Well, by this time<br />

you have probably reached the conclusion that the bird is a duck, whether<br />

he’s wearing a label or not.” From: Immerman, The CIA in Guatemala,<br />

102.<br />

42 Immerman, The CIA in Guatemala, 102-103.<br />

43 Ibid, 109.<br />

44 Andrew J. Schlewitz, “Imperial Incompetence and Guatemalan<br />

Militarism, 1931-1966,” International Journal of Politics, Culture and<br />

Society 17, no. 4 (2004): 599.


Guatemala until the secret Coup d’état ran its course. During<br />

this time the CIA recruited Carlos Enrique Castillo Armas, a<br />

Guatemalan exile who had previously tried to overthrow the<br />

government in 1951, and was living in Honduras trying to build<br />

a counterrevolutionary force. 45 Armas was everything the U.S.<br />

government was hoping for in a Latin American ally: a military<br />

man who was anti-communist, held liberal economic ideas,<br />

and was pro-Catholic. 46 Later in 1953, Eisenhower appointed<br />

John Peurifoy ambassador to Guatemala. As “a man of action,”<br />

Peurifoy would serve as a vital link between the State Department<br />

and the CIA in Guatemala, and as a democrat he would serve<br />

as an effective patsy in case the coup failed. 47 48 The State<br />

Departments most vitriolic attacks against Guatemala came at<br />

the tenth Inter-American Conference, held in Caracas, Venezuela<br />

from March 1 to 28, 1954. Secretary of State John Foster Dulles<br />

established the chief interest of the U.S. at the conference as<br />

“secur[ing] a strong anti-Communist resolution which would<br />

recognize Communism as an international conspiracy instead<br />

of regarding it merely as an indigenous movement.” 49 At the<br />

conference Dulles proposed that “Communist domination<br />

or control of any country would justify ‘appropriate action<br />

in accordance with existing treaties’”—giving the U.S. a legal<br />

background for intervention. 50 The United States built on its<br />

reasoning that all communisms are international communism in<br />

disguise; its existence in Latin America is not voluntary but must<br />

originate in the Soviet Union. Dulles’s proposition, known as the<br />

Caracas Resolution, passed with only Guatemala voting against. 51<br />

By tying the Caracas Resolution with other existing hemispheric<br />

defense treaties, the United States had diplomatic carte blanche to<br />

move against Guatemala.<br />

By mid-1954, Arbenz knew that an invasion led by Castillo<br />

Armas was only a matter of time. In an attempt to remove the<br />

reason for United States intervention he proposed arbitration<br />

between Guatemala and United Fruit in early 1954. 52 When<br />

this failed, Arbenz took drastic action to secure military aid<br />

for Guatemala; risking the ire of the United States and his<br />

own military, Arbenz turned to the Soviets for assistance—<br />

reinforcing the U.S. claims of Soviet intervention in Guatemala.<br />

Czechoslovakia agreed to send two thousand tons of WWII<br />

surplus small arms aboard a Swedish freighter, the Alfhem. 53<br />

The Alfhem made port in Guatemala but the military, fearful<br />

of Arbenz arming his civilian supporters, seized the shipment<br />

in port. The CIA spotted the shipment in Poland, informing<br />

45 Immerman, The CIA in Guatemala, 142-143.<br />

46 Streeter, Managing the Counterrevolution, 25.<br />

47 Immerman, The CIA in Guatemala, 137.<br />

48 Ibid, 136.<br />

49 Ibid, 145.<br />

50 Immerman, The CIA in Guatemala, 147.<br />

51 Aybar de Soto, Dependency and Intervention: The Case of Guatemala in<br />

1954, 240.<br />

52 Immerman, The CIA in Guatemala, 155.<br />

53 Ibid, 155.<br />

President Eisenhower who decided to invoke the Caracas<br />

agreement to arrange a meeting of the OAS while simultaneously<br />

stepping up planning for the Coup d’état. 54<br />

Castillo Armas and 300 mercenaries crossed the Honduran-<br />

Guatemalan border in the early hours of June 18, 1954, backed<br />

up by United States planes, a covert radio station playing anti-<br />

Arbenz propaganda, and full support of the Catholic Church. 55<br />

Initally, Armas moved only six miles into Guatemala, called<br />

for Arbenz’s unconditional surrender, and then moved no<br />

further. 56 Armas’s planes continued to make bombing runs on<br />

the capital, Guatemala City, causing panic and fear among the<br />

populace and the military, the latter knowing that Armas was<br />

being supplied by the United States. 57 Arbenz decided to use<br />

diplomatic channels to resolve the situation, as he was hesitant to<br />

attack an U.S. backed force. On June 19, Guatemalan Foreign<br />

Minister Guillermo Toriello cabled the UN, asking for the<br />

Security Council to send an observation team to Guatemala. 58<br />

The U.S. dominated Security Council voted 10 to 1 (the Soviet<br />

Union casting the nay vote) in favor of returning Guatemala’s<br />

complaints to the Inter-American Peace Committee, an arm of<br />

the Organization of American States, whose members “generally<br />

share U.S. views [and] a greater degree of control exists.” 59<br />

Arbenz then called for the military to release arms to his civilian<br />

supporters, but the military refused and Arbenz, blocked in the<br />

international system by the U.S. and pressured by his military<br />

officers, resigned his presidency on June 27, 1954. Stephen M.<br />

Streeter offers an analysis of the pivotal role the military played in<br />

the success of the coup:<br />

Had the high command chosen to fight seriously they could<br />

have easily crushed Castillo Armas’s ragtag band. Most<br />

military officers chose to abandon Arbenz, however, because<br />

they had grown weary of the ethnic conflict triggered by<br />

54 The discovery of the shipment reads like a page from a spy novel. “Posing<br />

as a bird-watcher, the agency’s operative in Stettin [Poland] spied what<br />

he believed to be arms. He then wrote a seemingly innocuous letter to a<br />

Parisian automobile parts concern. He meticulously pasted a microfilm<br />

dot over one period. The agent in Paris translated the microfilm message<br />

into code and immediately transmitted it by shortwave to Washington.<br />

The message read like the twenty-second prayer of David in the Book of<br />

Psalms: “My God, my God, why hast thou forsaken me?” Decoded, this<br />

meant that military supplies were on board the ship.” From: Immerman,<br />

The CIA in Guatemala, pg. 155.<br />

55 The three aircraft given to Armas were lost after the first day, and<br />

upon hearing the news Eisenhower decided to send more the next day.<br />

Needing to get the planes covertly to Castillo Armas, the CIA working<br />

with the Eisenhower administration used the services of William Pawley,<br />

a Latin American businessman currently working for the Eisenhower<br />

administration. Pawley reportedly handed a briefcase filled with<br />

$150,000 to the Nicaraguan ambassador, Guillermo Sevilla-Sacasa, who<br />

purchased the planes from the Pentagon and then flew them to Panama,<br />

where they were turned over to Armas. From Max Holland, “Private<br />

Sources of U.S. Foreign Policy, William Pawley and the 1954 Coup d’État<br />

in Guatemala.” Journal of Cold War Studies 7 no. 4 (2005): 61-62.<br />

56 Immerman, The CIA in Guatemala, 161.<br />

57 Max Holland, “Private Sources of U.S. Foreign Policy, William Pawley<br />

and the 1954 Coup d’État in Guatemala.” Journal of Cold War Studies 7<br />

no. 4 (2005): 63.<br />

58 Immerman, The CIA in Guatemala, 168-170.<br />

59 Ibid, 170.<br />

HOHONU Volume 8 2010 - 33


the land reform and because they feared that thwarting<br />

PBSUCCESS would only invite a much larger U.S. military<br />

intervention. The transition between Arbenz and Castillo<br />

Armas represented, in reality, military coup, not a mass-based<br />

revolution against communism. 60<br />

The Guatemalan military role in the coup was lost to the<br />

planners of PBSUCCESS who ascribe Armas’s success to U.S.<br />

support and planning. This shortsightedness came back to haunt<br />

President John F. Kennedy’s administration as the Bay of Pigs<br />

invasion was based on the faulty CIA logic overstating the role of<br />

the U.S. in the 1954 Coup d’état.<br />

On July 7, 1954 Castillo Armas was elected president by the<br />

military junta placed in power after Arbenz’s resignation. 61 Armas<br />

immediately set out to reverse the policies of the revolutionary<br />

government. He banned the communist party, arrested anyone<br />

he deemed a communist, reversed the land seizures under Decree<br />

900, and repealed the constitution of 1945. 62 It was clear that<br />

Armas wished to be just another dictator in Guatemala’s long<br />

history of repressive politics. To the U.S. the coup represented<br />

a “foreign policy panacea,” a way to combat what they viewed as<br />

international communism, but what was really a democratically<br />

elected government looking to reverse the long history of<br />

underdevelopment in Guatemala. 63 This type of foreign<br />

policy would in the end do the U.S. great harm, as emerging<br />

governments in Latin America would remember how the U.S.<br />

treated Guatemala from 1947-1954.<br />

In 1957, a Guatemalan Embassy official was overheard<br />

saying to the U.S. State Department that “though it was a<br />

difficult thing for a Guatemalan to admit, no government could<br />

survive in Guatemala unless it was acceptable to the United<br />

States Government.” 64 From independence in 1821 through the<br />

democratic revolution of 1944, Guatemalan politics saw the rise<br />

and fall of a series of dictators, most of whom opened the country<br />

up to exploitative U.S. business interests. The revolution of<br />

1944 looked to reverse this “development of underdevelopment”<br />

by instituting a series of social and agrarian reforms that would<br />

empower both the middle class and ethnic Mayan Indians while<br />

drawing their support to the struggling government. 65 These<br />

reforms first brought the Guatemalan government into conflict<br />

with the United Fruit Company, a powerful U.S. business<br />

interest with connections to members in the U.S. government.<br />

Seeing these reforms as a threat to its economic and political<br />

hegemony in Latin America, the United States noted the presence<br />

60 Streeter, “Interpreting the 1954 U.S. Intervention in Guatemala: Realist,<br />

Revisionist and Postrevisionist Perspectives,” 70<br />

61 Immerman, The CIA in Guatemala, 177.<br />

62 Ibid, 198-199.<br />

63 Holland, “Private Sources of U.S. Foreign Policy, William Pawley and the<br />

1954 Coup d’État in Guatemala,” 51.<br />

64 Schlewitz, “Imperial Incompetence and Guatemalan Militarism, 1931-<br />

1966,” 586.<br />

65 Aybar de Soto, Dependency and Intervention: The Case of Guatemala in<br />

1954, 6.<br />

34 - HOHONU Volume 8 2010<br />

of communists in the Guatemalan government and condemned<br />

them with Cold War rhetoric that linked Guatemala to the Soviet<br />

Union. Decree 900, enacted by the Jacobo Arbenz government,<br />

was the largest of these agrarian reform and brought the U.S.<br />

into increased conflict with Guatemala. Cutting off all aid, and<br />

looking to curtain what it saw as a beachhead of international<br />

communism, the U.S. government started to take legal and<br />

covert action against Guatemala. On June 18, 1954 the U.S.<br />

government supported a coup d’état led by Castillo Armas that<br />

was ultimately successful in replacing the Arbenz government<br />

due to a lack of military support to fight the invasion. The<br />

installation of Castillo Armas provided security for U.S.<br />

hegemony in Latin America at the cost of self-determination<br />

for the Guatemalan people and irreparable damage to the U.S.<br />

reputation in Latin America.<br />

Bibliography<br />

Aybar de Soto, José M. Dependency and Intervention: The Case of<br />

Guatemala in 1954. (Boulder: Westview Press, 1978.)<br />

Burnett, Virginia Garrard. “Protestantism in Rural Guatemala.”<br />

Latin American Research Review. Vol. 24, No. 2 (1989): 127-<br />

142.<br />

Dosal, Paul J. Doing Business With The Dictators: A Political<br />

History of United Fruit In Guatemala, 1899-1944.<br />

(Wilmington: Scholarly Resources Inc., 1993.)<br />

Holland, Max. “William Pawley and the 1954 Coup D’état in<br />

Guatemala.” Journal of Cold War Studies. Vol. 7 No.4 (2005):<br />

36-73.<br />

Immerman, Richard H. The CIA in Guatemala. (Austin:<br />

University of Texas Press, 1982.)<br />

Schlewitz, Andrew J. “Imperial Incompetence and Guatemalan<br />

Militarism, 1931-1966.”<br />

International Journal of Politics, Culture, and Society. Vol. 17 No.<br />

4 (2004): 585-618 Schneider, Ronald M., Communism in<br />

Guatemala, 1944-1954. (New York: Frederick A. Praeger,<br />

Inc., Publishers, 1959.)<br />

Soderlund, Walter C. “An Analysis of the Guatemalan Insurgency<br />

and Coup D’état as Techniques of Indirect Aggression.”<br />

International Studies Quarterly. Vol.14 No. 4 (1970): 335-<br />

360.<br />

Streeter, Stephen M. Managing the Counterrevolution: The United<br />

States and Guatemala, 1954-1961. (Athens: Ohio University<br />

Center for International Studies, 2000.)------ “Interpreting<br />

the 1954 U.S. Intervention in Guatemala: Realist,<br />

Revisionist, and Post-Revisionist Perspectives.” The History<br />

Teacher. Vol. 34 No. 1 (2000): 61-74.


d d d d d d d d d d d d d d d d d d d d d d<br />

Can Organic Farming<br />

Feed the World?<br />

Perspectives on a Food<br />

Movement’s Place in World Food<br />

Security<br />

Holly Miller<br />

English 215<br />

Advances in crop science and mechanization in the 1940s<br />

ultimately led to what is now known as the Green Revolution.<br />

Chemical fertilizers and pesticides, hybridization, irrigation<br />

technology and motorized farm machinery doubled and<br />

sometimes tripled crop yields, achieving unprecedented food<br />

security for countless people. However, the high-intensity,<br />

high-input techniques have come into serious scrutiny because<br />

of concerns over adverse health affects and environmental<br />

degradation. With an expected world population of nearly 10<br />

billion by the year 2050, the debate over how to sustainably<br />

feed such a multitude of people without destroying the Earth<br />

has emerged as one of the most important topics of our time.<br />

Some experts believe that a widespread shift to organic farming<br />

could both feed the world and restore environmental and<br />

human health. 1 Their critics argue that there is no way organic<br />

agriculture, or farming without the use of synthetic fertilizers,<br />

pesticides, genetically-engineered crops or any other unnatural<br />

additives, could feed the world—that it simply could not feed<br />

10 billion people. 2 For others, the issue is not so simple. Many<br />

experts believe that a combination of high-technology and<br />

organic techniques provide a more realistic and sustainable<br />

solution. 3<br />

1 Catherine Badgley et al., “Organic agriculture and the global food<br />

supply,” Renewable Agriculture and Food Systems 22, no. 2 (2006): 86-108,<br />

www.ebscohost.com and Brian Halweil, “Can organic farming feed us<br />

all?” World Watch 19, no. 3 (2006): 18-24, www.ebscohost.com. and Ed<br />

Hamer and Mark Anslow, “10 reasons why organic farming can feed the<br />

world,” The Ecologist, March 1, 2008, http://www.theecologist.org/trial_<br />

investigations/268287/10_reasons_why_organic_can_feed_the_world.<br />

html<br />

2 Norman E. Borlaug, “Feeding a World of 10 Billion People: The Miracle<br />

Ahead,” In Vitro Cellular and Developmental Biology, Plant 38, no. 2<br />

(2002): 221-228, www.jstor.org. and D.J. Connor, “Organic Agriculture<br />

Cannot Feed the World,” Field Crops Research 106, no. 2 (2008): 187-<br />

190, www.sciencedirect.com and John J. Miller, “The Organic Myth,”<br />

National Review 56, no. 2 (2006): 35-37, www.lexisnexis.com.<br />

3 Klaus Ammann, “Why Farming With High Tech Methods Should<br />

Integrate Elements of Organic Agriculture,” New Biotechnology 25, no.<br />

6 (2009): 378-388, www.sciencedirect.com and Pamela C. Ronald and<br />

Raoul W. Adamchak, Tomorrow’s Table: Organic Farming, Genetics, and<br />

For those researchers who believe organic agriculture<br />

(OA) can feed the world, their arguments are often defensive.<br />

Green Revolution agriculture, or what will be referred to as<br />

conventional agriculture (CA), has erased hunger problems<br />

in many areas. Therefore, rejecting CA puts these researchers<br />

in an awkward position. It is common knowledge that in the<br />

developed world, OA does not consistently outperform CA;<br />

otherwise this issue would be moot. The issue at hand is born<br />

of ecological and agricultural sustainability, and therefore, the<br />

proponents of a massive conversion to OA must come from the<br />

position of defending its viability as a supplier of food for 10<br />

billion people without expanding current agricultural lands.<br />

Each paper reviewed that supported a massive conversion<br />

to organic agriculture focused on a few main points. First, they<br />

addressed the issue of crop yield—many of their critics claim<br />

OA yields could in no way rival CA yields. Catherine Badgley<br />

et al. conducted a study comparing average organic yields to<br />

average conventional yields. 4 They calculated a ratio correlating<br />

OA yields with CA yields and then applied it to current data<br />

on world food supply. Both developing and developed areas<br />

were taken into consideration Although their results indicated<br />

a decline in yield for developed nations where inputs are high<br />

(about ninety percent of CA yields), their results for developing<br />

countries, where current inputs are typically much lower than<br />

those of developing nations, suggested a significant increase,<br />

in some cases more than fifty percent greater. 5 Badgley et al.<br />

wrote, “Our models demonstrate that organic agriculture can<br />

contribute substantially to a more sustainable system of food<br />

production.” 6 They add, “[We do not] claim that yields by<br />

organic methods are routinely higher than yields from greenrevolution<br />

methods. Rather, the results show the potential<br />

for serious alternatives to green-revolution agriculture as the<br />

dominant mode of food production.” 7 Although Pamela C.<br />

Ronald and Raoul W. Adamchak’s book Tomorrow’s Table<br />

advocates synthesizing genetic modification with organic<br />

technology, they wrote that “[…] skilled farmers, using best<br />

organic practices and technologies, can achieve high yields while<br />

caring for the environment.” 8 Their point is that OA can rival<br />

CA in production while bringing the earth back into balance<br />

ecologically.<br />

the Future of Food, New York: Oxford University Press, 2008 and Lori<br />

Ann Thrupp, “Linking Agricultural Biodiversity and Food Security: The<br />

Valuable Role of Sustainable Agriculture,” International Affairs 76, no. 2<br />

(2000): 265-281, www.jstor.org.<br />

4 Badgley et al., “Organic agriculture and the global food supply.”<br />

5 Ibid, 91.<br />

6 Badgley et al., “Organic agriculture,”, 94.<br />

7 Ibid, 94.<br />

8 Ronald and Adamchak, Tomorrow’s Table, 27.<br />

HOHONU Volume 8 2010 - 35


In the article, “Can Organic Farming Feed Us All?,”<br />

Brian Halweil asserts the same position, using several studies<br />

to support it, including Badgley et al.’s. 9 He cites a study<br />

conducted by Niels Halberg at the Danish Institute of<br />

Agricultural Sciences, admitting that OA output would not<br />

equal CA output in the developed world, but developing<br />

countries would see an increase. 10 Halweil quotes Halberg’s<br />

team: “Modern non-certified organic farming is a potentially<br />

sustainable approach to agricultural development in areas with<br />

low yields due to poor access to inputs or low yield potential<br />

because it involves lower economic risk than comparative<br />

interventions based on purchased inputs and may increase farm<br />

level resilience against climatic fluctuations.” 11 Ed Hamer and<br />

Mark Anslow, in their article “10 Reasons Why Organic Can<br />

Feed the World,” argue that research conducted in the U.S.<br />

by the University of Essex found that after a period of lower<br />

yields with OA following conversion from CA, crop yields soon<br />

returned to normal and even became more productive. 12 These<br />

findings suggest that poor OA output in developed countries<br />

may only be temporary, boosting the argument for the massive<br />

conversion to organic farming by all agriculturalists.<br />

According to Badgley et al., CA farming used<br />

approximately 82 million metric tons of synthetic nitrogen<br />

fertilizer in 2001. 13 They argue that nitrogen-fixing cover crops<br />

have the potential of providing 58 million metric tons more<br />

nitrogen than synthetic sources. Halweil cites their findings at<br />

length in an endnote to his article, while Hamer and Anslow<br />

go into detail about the dangers of synthetic nitrogen fertilizer’s<br />

contribution to global warming. They wrote that, “In fact,<br />

the production of one tonne of ammonium nitrate creates 6.7<br />

tonnes of greenhouse gases (CO2), and was responsible for<br />

around 10 per cent of all industrial greenhouse gas emissions<br />

in Europe in 2003.” 14 They argue that cover crops, and both<br />

animal and green manure fertilizers increase organic matter in<br />

the soil. 15 This effectively keeps the damaging carbon dioxide<br />

from entering the atmosphere.<br />

Proponents of a massive conversion to OA believe that<br />

it would serve an economic and social benefit. Hamer and<br />

Anslow point out that “by its nature, organic production relies<br />

on labour-intensive management practices.” 16 Their article cites<br />

a report finding that organic farms create 32 percent more jobs<br />

than conventional ones in the UK. 17 Hence, the question must<br />

be: will this labor-intensive process drive up food prices? Brian<br />

Halweil addresses the issue by citing Niels Halberg’s study,<br />

9 Halweil, “Can organic farming feed us all?,” 2.<br />

10 Ibid, 4.<br />

11 Ibid, 4.<br />

12 Hamer and Anslow, “10 reasons,” 1.<br />

13 Badgley et al., “Organic agriculture and the global food supply,” 92.<br />

14 Hamer and Anslow, “10 reasons,” 2.<br />

15 Ibid, 2.<br />

16 Ibid, 4.<br />

17 Ibid, 4.<br />

36 - HOHONU Volume 8 2010<br />

which found that a conversion to OA would have a minimal<br />

impact on world food prices. 18 He also argues that since OA<br />

doesn’t require expensive fertilizers or pesticides, it could open<br />

up the industry to small farms, having a particularly positive<br />

impact in developing nations. 19<br />

Cuba’s food system presents the most unlikely argument<br />

for the conversion to organic farming. When Soviet Russia<br />

collapsed in 1991, Cuba was left without access to imports of<br />

food, fuel and fertilizer. 20 The Cuban people were essentially<br />

forced to revert to manually-driven labor and organic inputs<br />

in order to feed themselves. In his article, “The Cuba Diet,”<br />

Bill McKibben wrote, “In so doing they have created what<br />

may be the world’s largest working model of semi-sustainable<br />

agriculture, one that doesn’t rely nearly as heavily as the rest of<br />

the world does on oil, on chemicals, on shipping vast quantities<br />

of food back and forth.” 21 The point here is to illustrate that<br />

feeding a nation of people organically can be done—Cuba does<br />

it every day.<br />

In sharp contrast to the previous arguments for a transition<br />

to OA, certain experts believe it could never feed the world,<br />

and that a massive conversion to OA would require more land<br />

to produce enough food to feed the burgeoning population.<br />

In the article “Organic Agriculture Cannot Feed the World,”<br />

D.J. Connor dives head-first into the argument that OA could<br />

never be as productive as CA. 22 Connor directly addresses<br />

Badgley et al.’s research and claims they’ve misinterpreted their<br />

data. He says they seriously overestimated output and “failed<br />

to realize that any significant increase in OA from its current<br />

small base of world agriculture (0.3%) will increase competition<br />

for limited organic nutrients.” 23 Finally, he cites three studies<br />

that estimate organic agriculture could only feed a maximum<br />

of three to four billion people. 24 John J. Miller, in his article<br />

“The Organic Myth,” accuses proponents of OA to be “enemies<br />

of environmental conservation” because OA is less efficient<br />

than CA. 25 Miller argues that the only way to feed upwards<br />

of 10 billion people is to get more yield from currently farmed<br />

land, something he believes OA couldn’t accomplish. 26 Nobel<br />

Peace Prize laureate, Norman Borlaug, in his article “Feeding<br />

a World of 10 Billion People: the Miracle Ahead,” argues that<br />

the only way the world will feed such a population is through<br />

advances in biotechnology, fertilizer and pesticide technology. 27<br />

He wrote that if the world were to produce the same amount of<br />

food today without the advances in CA technology since 1961,<br />

18 Halweil, “Can Organic Farming,” 4.<br />

19 Ibid, 4.<br />

20 Bill McKibben, “The Cuba Diet,” Harper’s Magazine 310, no. 1859<br />

(2005): 61-69, www.ebscohost.com, 61.<br />

21 Ibid, 62.<br />

22 Connor, “Organic Agriculture Cannot…,” 187.<br />

23 Connor, “Organic Agriculture Cannot…,” 188.<br />

24 Ibid, 187.<br />

25 Miller, “The Organic Myth,” 37.<br />

26 Ibid, 37.<br />

27 Borlaug, “Feeding a World.”


three times more land in the U.S. and China and two times<br />

more land in India would need to be cultivated to match 1992<br />

levels. 28<br />

In the article “Saving the Planet with Pesticides,” John<br />

Avery simply becomes a clear advocate of Green Revolution<br />

techniques. Avery writes that “Researchers continue to achieve<br />

major gains from cross-breeding, chemical fertilizers, and other<br />

established research approaches.” 29 These experts agree that if<br />

the world were to go to an all-OA system, agriculture would<br />

need to expand into natural areas in order to provide enough<br />

calories to feed the world.<br />

John J. Miller goes on to argue that there’s no scientific<br />

data to prove that organic food is healthier; and that it is<br />

actually less healthy because of fungi, bacteria and animal<br />

manure that have been found on organic items. 30 He cites<br />

several examples of organic foods that were found to have<br />

dangerous amounts of these substances on them, and reminds<br />

his readers that chemical pesticides would have eradicated<br />

those dangers. 31 “Conventional wisdom says that we should<br />

avoid food that’s been drenched in herbicides, pesticides, and<br />

fungicides. Half a century ago, there was some truth in this:<br />

sprays were primitive and left behind chemical deposits that<br />

often survived all the way to the dinner table. Today’s sprays,<br />

however, are largely biodegradable,” he assures his readers. 32<br />

Avery echoes this sentiment: “Farmers started with DDT and<br />

have now progressed to narrow-toxicity, low-volume, rapidly<br />

degrading pesticides and Integrated Pest Management.” 33<br />

Critics of OA conversion argue that there is a significant<br />

lack of natural sources of nitrogen to fertilize enough<br />

crops to feed the world. Connor once again argues against<br />

Badgley et al.’s study findings. He says their findings that<br />

nitrogen-fixing cover crops could fertilize all world crops<br />

are an overestimation. 34 Connor states that growing a cover<br />

crop would disrupt production because many of the world’s<br />

croplands produce cash crops up to 2.5 times per year, especially<br />

in tropical and sub-tropical areas like Bangladesh. 35 Growing<br />

a nitrogen-fixing crop would effectively limit the time those<br />

lands had to produce food crops. Miller addresses the issue of<br />

fertilizer more plainly: “There just isn’t enough cow poop to go<br />

around.” 36 He does not consider other natural fertilizers in the<br />

article, however. Avery argues that sewage sources of nitrogen<br />

could only equate to two percent of the synthetic nitrogen<br />

currently used to fertilize crops, and that huge swaths of land<br />

28 Ibid, 226.<br />

29 Dennis Avery, “From Saving the Planet with Pesticides,” in The True State<br />

of the Planet, ed. Ronald Bailey (New York: The Free Press, 1995), 63.<br />

30 Miller, “The Organic Myth,” 36.<br />

31 Ibid, 35.<br />

32 Ibid, 36.<br />

33 Avery, “Saving the Planet,” 69.<br />

34 Connor, “Organic Agriculture Cannot,” 188.<br />

35 Ibid, 188.<br />

36 Miller, “The Organic Myth,” 37.<br />

would need to be plowed up to get at new sources of nitrogen. 37<br />

He concludes that “Moreover, the world cannot realistically<br />

expect organic farming to grow the same amount of food<br />

produced by modern agrochemical farming, let alone tripling<br />

production for the future.” 38<br />

Some experts believe synthesizing OA and CA methods<br />

provides the answer to feeding a population of 10 billion<br />

people. The common definition of organic agriculture prohibits<br />

the use of unnatural pesticides, herbicides, fertilizers and<br />

most recently genetically engineered (GE) crops. Advocates<br />

of synthesized agriculture, or SA, believe the only way to<br />

realistically preserve the environment, promote human health<br />

and feed the world is by making compromises. They argue that<br />

CA practitioners could adopt certain OA techniques to improve<br />

the sustainability of their system and reduce negative ecological<br />

impact. Halweil, who figures strongly in the argument for a<br />

conversion to OA, admits a “middle path” might be a more<br />

reasonable alternative because it offers a less risky option to<br />

farmers. 39<br />

Certified organic agriculture in the United States and<br />

Europe currently prohibits the use of GE crops. Pamela C.<br />

Ronald and Raoul W. Adamchak, who co-wrote the book<br />

Tomorrow’s Table, admit that for organic agriculture to feed<br />

the world, changes to OA practices would need to be made. 40<br />

They argue that allowing GE crops in OA is a solution and<br />

that “GE has the potential to increase resistance of plants to<br />

insects, diseases, and nematodes, and help plants adapt to<br />

environmental stresses like drought, flooding, cold, and salt.” 41<br />

In a response to questions of GE crop safety pertaining to<br />

human consumption, Ronald, a plant geneticist, states that “the<br />

fluoridated toothpaste on your toothbrush or the soft drinks in<br />

your refrigerator likely present greater risks to your health than<br />

the genetically engineered papaya you had for breakfast.” 42<br />

Klaus Ammann, in his article “Why Farming with<br />

High Tech Methods Should Integrate Elements of Organic<br />

Agriculture,” agrees that GE crops could boost OA production.<br />

He believes that synthesized agricultural techniques should be<br />

the goal for attaining a sustainable, environmentally-friendly<br />

system. Ammann argues that “transgenic crops and all high<br />

technology practices . . . could very well fit into ecoagriculture<br />

and, vice versa, that ecoagricultural strategies could very well be<br />

introduced into high tech agriculture.” 43<br />

Ammann recognizes the importance of biodiversity to<br />

protecting the world food supply. He argues that mixed<br />

cropping, which is a common OA technique, protects crops<br />

37 Avery, Saving the Planet, 70.<br />

38 Ibid, 69.<br />

39 Halweil, “Can organic farming feed us all?,” 6.<br />

40 Ronald and Adamchak, Tomorrow’s Table, 37.<br />

41 Ronald and Adamchak, Tomorrow’s Table, 37.<br />

42 Ibid, 87.<br />

43 Ammann, “Why Farming with High Tech,” 383.<br />

HOHONU Volume 8 2010 - 37


from pests and preserves soil fertility better than the typical<br />

CA monoculture system does. 44 Ammann suggests using seed<br />

mixtures containing a variety of genomes that could be applied<br />

just as easily as non-varietal seeds on highly-mechanized farms. 45<br />

Lori Ann Thrupp, in her article “Linking Agricultural<br />

Biodiversity and Food Security: the Valuable Role of<br />

Agrobiodiversity for Sustainable Agriculture,” argues that<br />

preserving biodiversity is essential for protecting food security<br />

and the environment. 46 She believes that “the model and<br />

patterns of industrial agriculture and the Green Revolution<br />

have exacted significant biophysical and socio-economic costs<br />

and disadvantages in many parts of the world, in both North<br />

and South.” 47 She says CA monoculture makes crops more<br />

susceptible to pests and disease, and reminds her readers<br />

that many insects and fungi that chemicals kill are actually<br />

beneficial to plants. 48 She believes that moving to and all-OA<br />

system is not realistic, but incorporating organic techniques<br />

into CA could improve environmental health and make world<br />

agriculture a sustainable practice. 49<br />

The debate over how to increase and maintain world food<br />

supply is one of the most important issues of our time. Green<br />

Revolution farming has proved to offer the high yields necessary<br />

for feeding billions, but its practices undoubtedly contribute to<br />

climate change and ecological degradation. Organic agriculture,<br />

when practiced responsibly, can help alleviate environmental<br />

stresses and contribute to the healing of the earth. However,<br />

can it realistically feed the 10 billion people who are expected<br />

to live on this earth by 2050? While some people believe it can,<br />

others are adamant that it can not, and some people suggest the<br />

solution is a synthesized system. Regardless of whether there is<br />

one correct answer or several, the issue is very real and present.<br />

It must be considered objectively and consistently researched<br />

so that the world can come to a solution that successfully<br />

perpetuates the human race and preserves the earth for future<br />

generations.<br />

44 Ibid, 382.<br />

45 Ibid, 382.<br />

46 Thrupp, “Linking Agricultural Biodiversity,” 265.<br />

47 Thrupp, “Linking Agricultural Biodiversity,” 269.<br />

48 Ibid, 272<br />

49 Ibid.<br />

38 - HOHONU Volume 8 2010<br />

Bibliography<br />

Ammann, Klaus. “Why Farming With High Tech Methods<br />

Should Integrate Elements of Organic Agriculture.” New<br />

Biotechnology 25, no. 6 (2009): 378-388.<br />

www.sciencedirect.com.<br />

Badgley, Catherine and others. “Organic agriculture and the<br />

global food supply.”Renewable Agriculture and Food Systems<br />

22, no. 2 (2006): 86-108.<br />

Bailey, Ronald, ed. The True State of the Planet: Ten of the World’s<br />

Premier Environemental Researchers in a Major Challenge<br />

to the Environmental Movemement. New York: The Free<br />

Press, 1995.<br />

Borlaug, Norman E. “Feeding a World of 10 Billion People:<br />

The Miracle Ahead.” In Vitro Cellular and Developmental<br />

Biology, Plant 38, no. 2 (2002): 221-228. www.jstor.org.<br />

Connor, D.J. “Organic Agriculture Cannot Feed the World.”<br />

Field Crops Research 106, no. 2 (2008): 187-190. www.<br />

sciencedirect.com.<br />

Halweil, Brian. “Can organic farming feed us all?” World Watch<br />

19, no. 3 (May 2006):18-24. www.ebscohost.com.<br />

Hamer, Ed and Mark Anslow. “10 reasons why organic farming<br />

can feed the world.” The Ecologist, March 1, 2008. http://<br />

www.theecologist.org/trial_investigations/268287/10_<br />

reasons_why_organic_can_feed_the_world.html<br />

McKibben, Bill. “The Cuba Diet.” Harper’s Magazine 310, no.<br />

1859 (April 2005): 61-69. www.ebscohost.com.<br />

Miller, John J. “The Organic Myth.” National Review 56, no. 2<br />

(2006): 35-37. www.lexisnexis.com.<br />

Ronald, Pamela C., and Raoul W. Adamchak. Tomorrow’s Table:<br />

Organic Farming, Genetics, and the Future of Food. New<br />

York: Oxford University Press, 2008.<br />

Thrupp, Lori Ann. “Linking Agricultural Biodiversity and Food<br />

Security: The Valuable Role of Sustainable Agriculture.”<br />

International Affairs 76, no. 2 (2000): 265-281.www.jstor.<br />

org.


d d d d d d d d d d d d d d d d d d d d d d<br />

The Criminalization of<br />

Pregnant Women and<br />

the Illusion of Maternal-<br />

Fetal Conflict<br />

Kylie Alexandra<br />

Sociology 324<br />

In the mid-1980s, the criminalization of pregnant drugaddicted<br />

women came to light as a significant prosecutorial<br />

trend, with an emphasis on crack-cocaine (Hirschenbaum<br />

2001). Between 1985 and 1995, prosecutors charged more<br />

than 200 women with taking drugs while pregnant. Many of<br />

these women spent time in prison as a result of their arrest<br />

and some lost custody of their children (Toscano 2005; Lim<br />

2008). The offenses ranged from delivering drugs to a minor<br />

via the umbilical cord to child abuse and child endangerment<br />

(Gustavsson and MacEachron 1997; Lim 2008). According<br />

to Nora S. Gustavsson (1991), the War on Drugs amounted<br />

to nothing more than a war on women, in particular, African<br />

American women.<br />

Prosecutors cloak their efforts to criminalize women<br />

with numerous philosophical justifications. Utilitarianism<br />

presupposes that legal remedies will protect the fetus from harm<br />

and motivate drug-addicted women to seek treatment; the<br />

favored outcomes justify the prosecutorial means (Lim 2008;<br />

Toscano 2005). Arguments for deterrence assume that drugaddicted<br />

women engage in free and rational decision-making<br />

analyses and that fear of prosecution will tip the scales in<br />

favor of drug-abstention. In contrast, Lisa Eckenwiler (2004)<br />

succinctly suggests that “keen attention to the particulars of<br />

these women’s lives reveals that freedom is not a fully realized<br />

ideal” (p.91). Vicki Toscano (2005) draws the distinction<br />

that retributive justifications apply not just to the form of<br />

sentencing imposed on convicted women, but also to the<br />

effects the sentencing has on public discourse concerning<br />

pregnant women’s responsibilities toward their unborn baby.<br />

Criminalization transforms a moral responsibility into a legal<br />

responsibility and promotes the idea that pregnant women who<br />

take drugs have abandoned this responsibility, are intentionally<br />

inflicting harm on their unborn baby, and deserve punishment<br />

(Toscano 2005).<br />

The attempts to rationalize prosecution emphasize how<br />

criminalization flourishes within an emergent social discourse<br />

that conceptualizes maternal and fetal rights in conflict.<br />

Criminalizing pregnant women characterizes mothers as “agents<br />

of harm” and considers the interests of the fetus separate to<br />

those of the mother (Gustavsson 1991:65). The belief in<br />

mother and fetus as separate entities represents a critical element<br />

in the ability of prosecutors to charge and convict women for<br />

crimes against their unborn child.<br />

The social construction of maternal-fetal conflict effectively<br />

individualizes women’s responsibility for producing healthy<br />

babies and ignores structural problems that infringe upon their<br />

ability to do so (Eckenwiler 2004). This discourse produces<br />

a variety of negative outcomes for both mothers and babies.<br />

Research indicates that prosecutions discourage pregnant<br />

women from seeking treatment for their addiction and prenatal<br />

care (Gustavsson and MacEachron 1997; Toscano 2005).<br />

Moreover, fear of prosecution represents a motivating force for<br />

drug-addicted women to consent to sterilization (Lim 2008).<br />

In perhaps the most striking example of belief in maternalfetal<br />

conflict, a non-profit organization named Children<br />

Requiring a Caring Kommunity (CRACK) emerged during the<br />

height of the War on Drugs in the mid-1990s and continues to<br />

offer drug-addicted women $300 upon proof of sterilization.<br />

Based in California, CRACK claims 39 chapters across the<br />

mainland United States (CRACK 2009). Although ostensibly<br />

offering cash to both men and women, their most recent data<br />

indicate that CRACK paid a total of 912 women in return<br />

for sterilization compared with 29 men (CRACK 2009). At<br />

least part of the reason for this discrepancy can be found in the<br />

prosecutorial bias towards women and the lack of attention<br />

paid to the effects of male drug taking on the developing fetus<br />

(Gustavsson and MacEachron 1997; Solomon 1991; Toscano<br />

2005). Men have little to fear that would convince them to<br />

permanently trade their reproductive ability for such a paltry<br />

sum of money.<br />

This paper reviews the media obsession and questionable<br />

scientific literature that underlies the prosecutorial trend of the<br />

past two decades and the concurrent establishment of maternalfetal<br />

conflict. The maternal-fetal conflict will be revealed as<br />

a false dichotomy and CRACK exposed as misguided and<br />

discriminatorily punitive. A paradigm shift is recommended<br />

towards recognition of the intrinsically shared interests of<br />

mother and baby and that a better alternative to prosecution<br />

involves the reallocation of resources to treatment programs and<br />

prenatal health services.<br />

The prosecution of pregnant drug-addicted women is<br />

HOHONU Volume 8 2010 - 39


intimately connected with the manner in which the media<br />

framed the rise in crack-cocaine. Various media outlets<br />

depicted drug-addicted women as promiscuous prostitutes<br />

whose consumption of crack destroyed their maternal instinct<br />

while they simultaneously produced multitudes of substanceexposed<br />

babies (Lim 2008; Roberts 2005; Toscano 2005).<br />

Dorothy Roberts (2005) highlights how the media wove a<br />

disparaging stereotype of black women into their portrayal of<br />

the crack epidemic by linking it with high rates of black infant<br />

mortality – despite the fact that high infant mortality rates<br />

were recorded long before widespread use of crack. Racial<br />

biases channeled blame for a complex social problem onto the<br />

individual backs of poor African American women who were<br />

prosecuted at a disproportionately high rate (Roberts 2005;<br />

Solomon 1991).<br />

Media attention pressured the scientific literature to<br />

support the idea that prenatal drug exposure represented<br />

an urgent problem even though the effects on infants were<br />

not conclusive (Toscano 2005). Nora Gustavsson and Ann<br />

MacEachron (1997) reviewed studies that attempted to<br />

ascertain the incidence and prevalence of prenatal drug exposure<br />

and found that the rates are unclear. Most research was<br />

conducted in public hospitals that attend to poor and minority<br />

women. A survey of 36 urban hospitals in 1989 reported an<br />

average perinatal illicit drug rate of 11%. A Florida study in<br />

1990 attempted to remove the class and ethnic bias found in<br />

prior studies and discovered that little difference exists between<br />

illicit drug rates for white and black women (Gustavsson and<br />

MacEachron 1997).<br />

Composite data from numerous studies show that 2 –<br />

3% of infants suffer from prenatal cocaine exposure annually<br />

(Gustavsson and MacEachron 1997). The precise causal<br />

effects of cocaine on the developing fetus are not conclusively<br />

established (Bono et al. 2007). Earlier studies indicate that<br />

cocaine may cause premature birth, a small head circumference,<br />

and abnormality of the urinary tract (Gustavsson and<br />

MacEachron 1997). Additional research suggests that cocaineexposed<br />

infants may suffer disproportionately from certain<br />

types of stress, shortened attention span, and slight problems<br />

in language development (Bono et al. 2007). Some studies do<br />

not find any significant differences between infants exposed<br />

to cocaine in utero and those that were not (Gustavsson 1991;<br />

Gustavsson and MacEachron 1997). Moreover, rampant<br />

methodological concerns in many of the early studies illustrate<br />

that caution is warranted when trying to draw conclusions;<br />

for example, studies did not control for confounding<br />

environmental factors or the presence of other drugs in the<br />

pregnant woman’s system and often relied on small, nonrepresentative<br />

samples (Gustavsson 1991; Gustavsson and<br />

MacEachron 1997). Gustavsson and MacEachron (1997)<br />

40 - HOHONU Volume 8 2010<br />

assert that much of the research published during the height<br />

of the War on Drugs supports particular political ideologies by<br />

focusing on women’s role in reproduction only. Studies that did<br />

not establish connections between maternal prenatal drug use<br />

and poor fetal outcomes were less likely to receive publication<br />

(Gustavsson and MacEachron 1997; Toscano 2005).<br />

Recent research indicates that few infant health problems<br />

can be confidently attributed to prenatal cocaine exposure<br />

(Bono et al. 2007; Toscano 2005). Systemic issues such as lack<br />

of access to prenatal medical care, inadequate housing, poor<br />

nutrition, and persistent poverty affect pregnancy outcomes<br />

(Gustavsson and MacEachron 1997; Toscano 2005). In<br />

particular, living with male partners that are substance abusers<br />

or violent (or both) is a predictor of poor pregnancy outcomes<br />

(Gustavsson and MacEachron 1997). An analysis of 36<br />

peer-reviewed studies on the teratogenic impact of cocaine<br />

found no conclusive evidence for negative effects on physical<br />

or cognitive development (Bono et al. 2007). Studies which<br />

found otherwise usually indicate minimal damage when<br />

environmental factors are controlled for. Indeed, Katherine<br />

E. Bono et al. (2007) report that characteristics of the home<br />

environment impact cognitive development more consistently<br />

than does prenatal cocaine exposure.<br />

Nonetheless, prosecutors relied on the speculative risks<br />

of prenatal drug exposure to use a combination of child abuse<br />

and drug-related statutes to criminalize pregnant drug-addicted<br />

women (Lim 2008). Appellate courts largely overturned<br />

prosecutorial attempts but nonetheless legal precedence<br />

for criminalizing pregnant women exists (Gustavsson and<br />

MacEachron 1997; Lim 2008). In one of the earliest cases<br />

attempted, a Florida court convicted a woman of delivering<br />

cocaine to a minor via her umbilical cord immediately after<br />

birth. The Florida Supreme Court later overturned the decision<br />

but nonetheless it paved the way for future prosecutions<br />

(Gustavsson and MacEachron 1997; Hirschenbaum 2001).<br />

In 1985 California prosecutors charged Pamela Rae Stewart-<br />

Monson with child neglect for failing to follow her doctor’s<br />

orders to refrain from smoking marijuana and having sexual<br />

intercourse while pregnant. She was arrested after her infant,<br />

suffering from brain-damage, died aged six-weeks (Solomon<br />

1991; Toscano 2005). Notably, prosecutors chose not to charge<br />

her husband, even though he participated in the proscribed<br />

activities and had a history of violent behavior. Results from a<br />

medical exam suggested that physical abuse against the mother<br />

potentially caused the baby’s death (Toscano 2005). Prosecutors<br />

eventually dropped the charges but not before the case received<br />

widespread media publicity (Solomon 1991).<br />

Courts in South Carolina appear especially willing to<br />

convict drug-addicted pregnant women. In Whitner v.<br />

State, a South Carolina court convicted Cornelia Whitner of


criminal child neglect for consuming cocaine during pregnancy<br />

when traces of the drug were found in her infant’s system,<br />

even though the infant did not suffer any apparent effects<br />

(Hirschenbaum 2001; Toscano 2005). The South Carolina<br />

Supreme Court upheld her eight-year sentence (Toscano<br />

2005). The same court upheld Regina McKnight’s conviction<br />

and twelve-year sentence for homicide by child abuse after<br />

prosecutors successfully argued that her cocaine use during<br />

pregnancy led to the infant being stillborn (Eckenwiler 2004).<br />

There is scant support in the literature to suggest that<br />

prosecuting pregnant women promotes healthy fetal outcomes.<br />

In a related argument, George Schedler (1991) contends that<br />

society maintains the right to force pregnant drug-addicted<br />

women to undergo abortions. His utilitarian justification<br />

argues that the perceived social and economic costs of caring for<br />

substance-exposed babies outweigh the benefits, even though<br />

harmful effects are far from certain. CRACK relies on a similar<br />

argument to suggest that its program of sterilization alleviates<br />

social costs incurred by taxpayers that would otherwise be<br />

spent on the care and raising of children born to drug-addicted<br />

women (CRACK, 2009). In both cases, the solution to a social<br />

problem is sought by regulating women’s reproduction (Toscano<br />

2005). However, more than two decades of prosecuting<br />

pregnant drug-addicted women has not produced lower rates of<br />

drug use during pregnancy (Lim 2008).<br />

In fact, the criminalization of pregnant drug-addicted<br />

women precipitates actions that are harmful to both mother<br />

and baby. A judge in the District of Columbia sentenced a<br />

cocaine-addicted woman convicted of forgery to prison solely<br />

on the basis of her pregnancy, allegedly to protect her unborn<br />

fetus. His misguided rationale ignored evidence that illicit<br />

drugs are rampant in correctional institutions and that rates of<br />

miscarriage are far higher than the national average (Gustavsson<br />

1991; Gustavsson and MacEachron 1997). Endangering<br />

women’s health by placing them in prison endangers the fetus;<br />

it further discourages other pregnant drug-addicted women<br />

from seeking the healthcare and treatment that is vital to fetal<br />

and maternal wellbeing (Gustavsson and MacEachron 1997;<br />

Toscano 2005). Following the South Carolina Supreme Court’s<br />

decision in Whitner v. State, local treatment clinics reported<br />

significantly lower pregnant female admission rates (Toscano<br />

2005).<br />

The attempt to separate maternal and fetal interests for the<br />

purpose of criminalizing drug use and promoting fetal wellbeing<br />

is counterproductive. Toscano (2005) draws attention to the<br />

contradiction inherent in maternal-fetal conflict: the unborn<br />

fetus is considered legally separate from the mother but it is<br />

the dependant nature of the relationship between the two that<br />

is used to justify prosecution. Consideration of the mutual<br />

interests of the mother and fetus will result in better pregnancy<br />

outcomes and is more cost effective than incarceration. Assisting<br />

pregnant women to carry their infants to term is far less<br />

expensive than providing care for a premature baby (Gustavsson<br />

and MacEachron 1997). This approach recognizes that druguse<br />

among pregnant women warrants a public health response,<br />

not a criminal response; especially in light of the fact that many<br />

women self-medicate the effects of depression through the use<br />

of illicit drugs (Eckenwiler 2004; Lester 2000).<br />

A British study conducted from 1999 – 2006 provides<br />

evidence for the success of encouraging prenatal healthcare<br />

amongst pregnant drug-addicted women. Pregnancy outcomes<br />

such as birth weight, gestational period, and breast feeding<br />

rates were measured and found to substantially improve in cases<br />

where the mother received support from a midwife (Leggate<br />

2008). Pregnant mothers responded to the personal care and<br />

as a result were more compliant with prenatal advice (Leggate<br />

2008). Results such as these highlight the positive agency drugaddicted<br />

women use to limit the harmful effects of prenatal<br />

drug exposure and present a strong case for “empowering<br />

[pregnant] women instead of punishing them” (Eckenwiler<br />

2004:91). Pregnant women and their children benefit when the<br />

distribution of resources recognizes the mutuality of maternalfetal<br />

existence.<br />

CRACK raises a number of serious ethical concerns. It<br />

stratifies reproduction by classifying the reproductive capacity<br />

of certain groups of women as undesirable, often in a raciallybiased<br />

manner (Roberts 2005). A prominent quote on the<br />

CRACK website singles out African Americans to support the<br />

organization (CRACK 2009). The dollar value assigned to<br />

child-bearing implicitly derogates some women’s reproductive<br />

potential and reinforces a reproductive hierarchy (Roberts<br />

2005). It artificially reduces complex social problems to<br />

reproductive capacity instead of highlighting systemic issues<br />

in women’s drug addiction, and perpetuates the idea that<br />

women can and should be held responsible for ameliorating<br />

a social problem (Lim 2008; Roberts 2005; Solomon 1991;<br />

Toscano 2005). CRACK reinforces the discourse that<br />

supports criminalization through their controversial billboard<br />

advertisements: “Prevent Child Abuse… [$300] cash<br />

for drug-addicts who participate in long-term birth control”<br />

(Hirschenbaum 2001:327) and continues the historic trend<br />

of monitoring women’s sexual and reproductive behavior.<br />

Fundamentally, CRACK represents an extreme form of<br />

maternal-fetal conflict by actively promoting the idea that<br />

certain women should permanently suffer the loss of their<br />

reproductive capacity.<br />

The criminalization of pregnant drug-addicted women<br />

provides the fertile soil necessary for programs like CRACK<br />

to emerge. While there are many divisive elements within the<br />

CRACK program, it powerfully illustrates the oppressive nature<br />

HOHONU Volume 8 2010 - 41


of the separation of maternal and fetal interests; indeed, any<br />

interest in maternal wellbeing is noticeably absent.<br />

The American Public Health Association (APHA) charges<br />

that CRACK relies upon unsound data concerning the effects of<br />

prenatal cocaine-exposure and ignores the far more widespread<br />

incidence of alcohol-exposure in its racially-biased campaign<br />

to sterilize women (APHA 2001). In doing so, it violates basic<br />

human and civil rights by “attacking the reproductive capacity<br />

of women rather than the conditions of oppression under<br />

which poor women live” (APHA 2001:517). CRACK does<br />

not provide social or financial support to women that seek drug<br />

treatment. Barry Lester (2000) suggests that the societal stigma<br />

attached to drug use inhibits the provision of treatment options.<br />

CRACK reinforces this stigma which is especially harmful<br />

given the dearth of drug treatment programs for pregnant drugaddicted<br />

women and the dire need for additional resources.<br />

In a survey of drug-treatment programs conducted in 1990,<br />

54% excluded pregnant women; 67% excluded women under<br />

Medicaid; and fully 87% excluded pregnant cocaine-addicted<br />

Medicaid patients; all categories of women in which CRACK<br />

clients are likely to fall (Hirschenbaum 2001; Solomon 1991).<br />

Social problems are collectively created and defined. The<br />

social construction of the myth of the perpetually pregnant<br />

crack-addicted woman reflected public anxiety and imbued<br />

itself into the early scientific literature. Both provided the<br />

foundation for criminalizing pregnant drug-addicted women<br />

and formed the scaffolding for the conceptualization of<br />

maternal-fetal conflict. Prosecutors around the country seized<br />

upon the idea of maternal-fetal conflict to hold mothers<br />

singularly responsible for negative pregnancy outcomes out<br />

of the mistaken belief that punishing mothers would herald<br />

better outcomes for babies. Although convictions have been<br />

overturned in most states with the exception of South Carolina,<br />

this has not translated into a rejection of the philosophies<br />

underlying criminalization (Toscano 2005).<br />

Maternal-fetal conflict represents a dangerous illusion that<br />

depicts mothers as agents of harm and inhibits those most in<br />

need of pregnancy care from seeking it. CRACK reifies this<br />

illusion and reinforces the social discourse that blames women<br />

for the complex social problem of pregnant drug-addiction.<br />

Their willingness to pay women for sterilization makes it<br />

easier to demote support for services that assist pregnant drugaddicted<br />

women; services that are proven to promote healthy<br />

babies.<br />

A better alternative is to recognize that women’s drug use<br />

evolves in response to a myriad of personal and environmental<br />

factors, including depression, physical and emotional abuse,<br />

entrenched poverty, and the concomitant absence of adequate<br />

housing, nutrition, or healthcare. Moreover, all of these factors<br />

contribute to poor pregnancy outcomes. Acknowledging this<br />

42 - HOHONU Volume 8 2010<br />

means that society has a collective responsibility to provide<br />

services aimed toward healthy reproduction. Abandoning the<br />

falsehood of maternal-fetal conflict is a necessary step in the<br />

direction of healthy mothers and healthy babies.<br />

References<br />

American Public Health Association (APHA). 2001. “00-LB-2:<br />

Opposition to the CRACK Campaign.” American Journal<br />

of Public Health 91:516-17.<br />

Bono, Katherine E., Nurit Sheinberg, Keith G. Scott, and<br />

Angelika H. Claussen. 2007. “Early Intervention for<br />

Children Prenatally Exposed to Cocaine.” Infants &<br />

Young Children: An Interdisciplinary Journal of Special Care<br />

Practices 20: 26-37.<br />

*Children Requiring A Caring Kommunity (CRACK). 2009.<br />

Accessed April 19, 2009 (http:projectprevention.org).<br />

Eckenwiler, Lisa. 2004. “Why Not Retribution? The<br />

Particularized Imagination and Justice for Pregnant<br />

Addicts.” Journal of Law, Medicine, and Ethics 32:89-99.<br />

Gustavsson, Nora S. 1991. “Pregnant Chemically-Dependant<br />

Women: The New Criminals.” Affilia 6:61-73.<br />

Gustavsson, Nora S., and Ann E. MacEachron. 1997.<br />

“Criminalizing Women’s Behavior.” Journal of Drug Issues<br />

27:673-87.<br />

Hirschenbaum, Dana. 2000. “When CRACK is the Only<br />

Choice: The Effect of a Negative Right of Privacy on Drug-<br />

Addicted Women.” Berkeley Women’s Law Journal 15:327-<br />

37.<br />

Leggate, Joyce. 2008. “Improving Pregnancy Outcomes:<br />

Mothers and Substance Misuse.” British Journal of<br />

Midwifery 16:160-65.<br />

Lester, Barry. 2000. “Drug-Addicted Mothers Need Treatment,<br />

Not Punishment.” Alcoholism & Drug Abuse Weekly 12:5.<br />

Lim, Stephanie Yu. 2008. “Protecting the Unborn as Modern<br />

Day Eugenics.” Health Matrix 18:127-36.<br />

Roberts, Dorothy E. “Privatization and Punishment in the New<br />

Age of Reprogenetics.” Emory Law Journal 54:1343-60.<br />

Schedler, George. 1991. “Does Society Have the Right to Force<br />

Pregnant Drug Addicts to Abort their Fetuses?” Social<br />

Theory & Practice 17:369-84.<br />

Solomon, Renee I. 1991. “Future Fear: Prenatal Duties<br />

Imposed By Private Parties.” American Journal of Law &<br />

Medicine 17:411-34.<br />

Toscano, Vicki. 2005. “Misguided Retribution: Criminalization<br />

of Pregnant Women Who Take Drugs.” Social Legal Studies<br />

14:360-86.<br />

*CRACK is now known as “Project Prevention.”


d d d d d d d d d d d d d d d d d d d d d d<br />

The Curious Case<br />

of Humour and<br />

Whoredom:<br />

The Concept of ‘Necessary’<br />

Prostitution as it Pertains to the<br />

Social, Religious, and Sexual<br />

Lives of ‘Common Women’ in<br />

Medieval England<br />

La‘akea Yoshida<br />

History 356<br />

Chivalry, courtly love, and knights in shining armor are<br />

products of the medieval imagination; Arthurian tales of love,<br />

and quests to attain that love, are strange shifts in the social<br />

norm compared to the true nature of medieval society. The<br />

lives of medieval women were difficult and demanding. They<br />

were servants, mothers, cooks, and responsible for the care<br />

of the home, nothing like their courtly counterparts who<br />

graced the pages of medieval scribes. Nonetheless, there was<br />

a group of women who did live in a world apart, a world<br />

separate from the social expectations of their society: the<br />

prostitutes. While “common women” in medieval England<br />

lived as outcasts of the Western Church and were viewed as<br />

problems in their civic societies, remarkably, they were able to<br />

move openly in traditional male spaces as essential members<br />

of both communities. Their status as sinful, but essential<br />

members of medieval English society was due largely in part to<br />

acceptance of the humours, theories that stated that the body<br />

was kept in balance by bodily substances and their release.<br />

The Church acknowledged the need for sexual release even<br />

though many people did not have any “moral” means of sexual<br />

expression. Therefore, prostitution existed as a service to the<br />

curious contradiction of the humours. Common women were<br />

religiously condemned and socially shunned for sexual deviancy,<br />

but public acceptance of the humours enabled prostitutes to<br />

exist within male dominated spaces in medieval English towns<br />

as an ironic necessity, as the challengers of virginity and the<br />

unlikely protectors of female chastity.<br />

In tales of courtly love, according to Dr. Derek Brewer,<br />

women are “regarded as dominant, in contrast to women’s<br />

normally inferior social position, the aspiring lover her<br />

servant.” 1 Indeed, women were subservient members of<br />

society and the most sexually oppressed, but not every woman<br />

conformed to the model set by the Church and courtly<br />

myth. The whore existed as a member of medieval English<br />

society, yet, as a member slightly separated from it. Their<br />

disconnection from the expectations of the western Church<br />

challenged accepted ideas of morality in a Europe where the<br />

Church served as the beacon of moral stability for most people.<br />

Nevertheless, the Church could not control widespread beliefs<br />

that sexuality was acceptable as part of the natural order.<br />

Thanks to the acceptance of ancient medical theories, sexuality<br />

was condemned but viewed as necessary. In turn, whores were<br />

condemned and considered necessary as well.<br />

Medieval sexuality was, by our modern world-view, unique<br />

because ideas and opinions relating to sexuality were both<br />

medically and religiously influenced. Practitioners of medieval<br />

medicine reasoned that substances called humours governed the<br />

body, and were responsible for maintaining balance. Because<br />

the body could not be studied by autopsy (which was illegal,<br />

except in very rare occasions), the Greek theory of humours<br />

offered an explanation of how the body functioned. 2 Since<br />

these substances were considered to be controlling forces behind<br />

the human body, physicians believed sex was vitally important<br />

to releasing a “dangerous buildup of the ‘seminal humour’<br />

in men.” 3 Church authorities reluctantly agreed that sexual<br />

desire was part of natural law and although these laws were<br />

“universally shared,” Church officials condemned sexuality<br />

because “sexual desire could lead to sin—and usually did.” 4<br />

Although church officials differed in their acceptance of sex as<br />

either good, or evil, there was a distinctly common opinion of<br />

women’s sexuality: women were considered sexually ravenous<br />

creatures and were held to higher standards of sexual morality<br />

because they were “so susceptible to sexual temptations, great<br />

care had to be taken to confine their sexual activities within<br />

a properly structured marriage relationship.” 5 The humours<br />

1 Derek Brewer, “Chivalry,” in A Companion to Chaucer, ed. Peter Brown<br />

(Oxford, UK: Blackwell Publishers, 2000), 61.<br />

2 The theory of the humours was developed because of stringent laws<br />

pertaining working with the human body. “In predominantly Christian<br />

Europe, the body was seen as sacred in many ways, and to mutilate a<br />

human body through dissection was not only disrespectful, but also<br />

sacrilegious. Therefore, dissections were only rarely performed—perhaps<br />

once or twice a year at the larger medical academies—and physicians’<br />

knowledge of the human body was limited to gross anatomy. This is where<br />

natural philosophy came in; what physicians could not observe, they had<br />

to infer.” N.M. Heckle, “Sex, Society, and Medieval Women.” http://<br />

www.library.rochester.edu/camelot/medsex/text.htm.<br />

3 Heckle, “Sex, Society, and Medieval Women.”<br />

4 James A. Brundage. “Prostitution in the Medieval Canon Law.” Signs,<br />

Vol. 1, no. 4 (Summer, 1976): 831.<br />

5 Brundage, “Prostitution in the Medieval Canon Law,” 832.<br />

HOHONU Volume 8 2010 - 43


justified prostitution, which the Church vehemently disagreed<br />

with but ultimately adapted to it because of public belief in the<br />

theory.<br />

The general attitude of the early church towards sex was<br />

mixed. Almost every member, if not all of the early church<br />

believed that prostitution was a sin and an abomination in the<br />

eyes of God. Christian leaders like Augustine of Hippo and<br />

Saint Jerome promoted the opinion that sexual intercourse<br />

should be between couples united in marriage only. Augustine<br />

condemned prostitution and considered the creation of<br />

offspring to be “the only good excuse for such intercourse.” 6<br />

Saint Jerome supported marriage and sexual intercourse<br />

between partners for pleasure. He worried, however, about<br />

the plight of fragile widows who might turn to prostitution<br />

for money after their husbands died. He reasoned that it was<br />

more “tolerable that a woman should marry again than that she<br />

should be a prostitute, and better that she should have a second<br />

husband than several paramours. The first alternative brings<br />

relief in a miserable plight, but the second involves a sin and its<br />

punishment.” 7 Given that the opinions of the early medieval<br />

Christian fathers became the backbone of later medieval<br />

thought, a great contradiction began to form, one where<br />

marriage was necessary for intercourse to occur at all. And<br />

because of this, a natural conflict was born from the progressive<br />

assimilation of humour theory among common towns people,<br />

many of whom did not have wives or husbands to satisfy sexual<br />

desires.<br />

Medieval canonists who were challenged by conflicts of<br />

morality accepted prostitution as a necessary evil in maintaining<br />

social order in growing urban centers. Common everyday<br />

people of a medieval English town did not share the same<br />

affixation to the rules of moral order laid out by the Church<br />

because “the laity did not always agree with the church’s<br />

definition of sexual morality.” 8 Due to thriving economic<br />

opportunity in English towns, migrants flooded into population<br />

centers, creating a necessity for whores to fulfill the needs<br />

of those people unfortunate enough to remain spouseless.<br />

Furthermore, rising male populations, and the fear that those<br />

men were seeking to rid themselves of their growing seminal<br />

humour, would have caused most growing towns to accept<br />

the incursion of prostitution. 9 Dr. Ruth Karras and Dr.<br />

6 Philip Schaff, Saint Augustine: The Writings Against the Manichaeans and<br />

Against the Donatists, 18.65, “A Select Library of the Nicene and Post-<br />

Nicene Fathers of the Christian Church,” Internet on-line, available from<br />

http://www.ccel.org/ccel/schaff/npnf104.i.html [25 September 2009]<br />

7 Philip Schaff, Saint Jerome: The Principal Works of St. Jerome, Letter<br />

CXXIII, To Ageruchia, 231.4, “A Select Library of the Nicene and Post-<br />

Nicene Fathers of the Christian Church,” Internet on-line, available from<br />

http://www.ccel.org/ccel/schaff/npnf104.i.html [25 September 2009]<br />

8 Norman Tanner, Sethina Watson. “Least of the Laity: The Minimum<br />

Requirements of a Medieval Christian.” Journal of Medieval History, 32<br />

(2006): 412.<br />

9 Population numbers fluctuated because of famine and the plague. Using<br />

London as an indicator of population figures in English urban centers,<br />

the Museum of London states, “in 1066 London’s population was about<br />

44 - HOHONU Volume 8 2010<br />

James Brundage agree that both Church authorities and civic<br />

officials understood the contradictory need for prostitutes in<br />

maintaining a good and chaste society. According to Brundage:<br />

Medieval society recognized prostitution as a necessary<br />

evil. Sinful men, theologians held would corrupt respectable<br />

women—even their own wives—or turn to sodomy if they did<br />

not have the prostitute as a sexual outlet: ‘remove the prostitute<br />

and you will destroy everything with lust’…Prostitution<br />

may be treated as a moral category…Or prostitution may be<br />

treated primarily as a legal category, a type of trade which has<br />

implications for public order and policy. 10<br />

Thus, it is a paradox that the medieval whore was not only<br />

part of maintaining social control in English urban centers, but<br />

that they were absolutely necessary in doing so. English streets<br />

crowded by wandering males with a belly of ale, and a mind<br />

full of lust, was not an alternative that most towns were willing<br />

to accept—no matter what the church decreed that towns<br />

should do, prostitutes were need to satisfy this segment of the<br />

population.<br />

Public acceptance of the humours created a dilemma<br />

for church authorities because prostitution fell under civic<br />

authority. The church essentially had to contend with civic<br />

authorities in various towns and decide whether they would<br />

conform to religious standards of prosecution or not. 11 Even if<br />

it was the expectation that every man and woman understand<br />

the religiously moral teachings of the church, Dr. Norman<br />

Tanner and Dr. Sethina Wilson argue:<br />

The distinction between explicit and implicit knowledge<br />

could mean that Christians were bound to a surprisingly<br />

minimal understanding of their religion. Innocent IV argued<br />

that intelligent laypeople might seek to learn more, but there<br />

was no sin if they did not since it was sufficient for them to<br />

devote themselves to good works. 12<br />

Often villages and towns only fined whores for practicing<br />

their trade in town boundaries because to remove prostitution<br />

completely might be disastrous. The brothel was the “societal<br />

safety valve” 13 in many English towns, serving a wide variety of<br />

clientele: peasants, aristocrats, and religious leaders—although<br />

10,000. By 1300 it expanded to over 80,000, but after famines and the<br />

Black Death it fell again to about 40,000. People moved to London<br />

from all over England to find work and better lives for their families.<br />

The wealthiest people lived in mansions, usually along the Strand close<br />

to Westminster.” Museum of London. “What was life like in medieval<br />

London?” [Who lived there?]. http://www.museumoflondon.org.uk/<br />

English/Learning/Learningonline/features/viking/viking_4.htm [24<br />

October 2009].<br />

10 Brundage, “Prostitution in the Medieval Cannon Law,” 826.<br />

11 Ruth M. Karras, “The Regulation of Brothels in Later Medieval<br />

England,” Signs, Vol. 14, no. 2 (Winter 1989): 404.<br />

12 Norman Tanner, Sethina Watson, “Least of the Laity: The Minimum<br />

Requirements of a Medieval Christian,” 400.<br />

13 “Despite their recognition that prostitution was a necessary feature of<br />

society, the municipalities of continental Europe still paid lip service to<br />

the Church’s ideals of sexual purity.” Karras, “The Regulation of Brothels<br />

in Later Medieval England,” 401.


technically, religious leaders were not supposed to visit them,<br />

along with married men and Jews. Without the brothel and<br />

the service of whores, the medieval man might turn his sexual<br />

needs to married women, good Christian women. Prostitutes,<br />

therefore, became essential participants in the Church’s quest<br />

to preserve the chastity of married women and the virginity of<br />

sexually unfamiliar young ladies.<br />

Medieval prostitutes lived as women split between two<br />

worlds: the unlikely wardens of virginity and the ambassadors<br />

of sexual impurity. Medieval attitudes towards the chaste and<br />

virtuous woman were created by romantic literature focused<br />

on promoting the concepts of courtly love and virginity, both<br />

of which were idealistic myths. In addressing these myths, Dr.<br />

Derek Brewer remarks that the “lady is regarded as dominant,<br />

in contrast to women’s normally inferior social position, the<br />

aspiring lover her servant.” 14 Dominate but submissive females<br />

were echoes of Church belief: women should be strong in faith<br />

and character, they should strive to marry in order to fulfill her<br />

duty as a noble woman, and she must be pure in virginity as the<br />

example set by Mary. A woman’s virginity remained a complex<br />

issue in medieval England, and despite considerable Church<br />

support for marriage and virginity, some women possibly<br />

scrutinized issues pertaining to virginity heavily. 15<br />

The finest literary example of a combatant attitude<br />

towards virginity comes from The Canterbury Tales, by Geoffrey<br />

Chaucer. “The Wife of Bath’s Prologue,” although written by<br />

a man, contains interesting commentary on the way Church<br />

cannon affected sexual attitudes. Chaucer crafts the Wife’s<br />

speech around loopholes in scripture: “Please answer me…when<br />

did [God] command virginity…a woman may be counseled<br />

to be pure, but counsel and commandment aren’t the same…<br />

for if God commanded virginity, then marriage he condemned<br />

concurrently; and surely if no seed were ever sown, from where<br />

then would virginity be grown?” 16 Inferring that Chaucer’s<br />

Wife represented a percentage of the English female population,<br />

the ostensible purpose of her speech is to express the opinion<br />

of this group. She is a direct challenge to chastity, calling for<br />

the end of hypocrisy in church doctrine that maintains women<br />

must conform to marriage in order to be sexual at all.<br />

People relied on the humours to explain the natural desires<br />

for sex, concepts of virginity supported the need for whores<br />

14 Derek Brewer, “Chivalry,” in A Companion to Chaucer, ed. Peter Brown,<br />

(Oxford, UK: Blackwell Publishers, 2000), 61.<br />

15 “Religious authorities saw virginity as a way to salvation, a treasure to<br />

be locked away and promised only to the Divine Bridegroom, Christ.<br />

It was a way to keep the filth of earthly existence from soiling the soul,<br />

and allowed a woman to distance herself from the distractions of worldly<br />

existence and hopefully, therefore, sin. Secular authorities, on the other<br />

hand, saw virginity as something to be guarded and kept, but eventually<br />

dispended in a legal and faithful marriage.” Heckle, “Sex, Society, and<br />

Medieval Women.”<br />

16 Geoffrey Chaucer, The Canterbury Tales, Translated by Ronald L. Ecker<br />

and Eugene J. Crook, (Palatka, FL: Hodge & Braddock, Publishers,<br />

1993), 155-156.<br />

in male dominated medieval English society. Because good<br />

Christian women were expected to guard their virginity, streets<br />

full of sexually charged men looking to realize their desires<br />

represented the greatest challenge to Church teachings against<br />

sins of the flesh. 17 Given that most medieval English urban<br />

populations were unmarried Christian individuals, a moral<br />

debate ensued regarding the ability of sexual intercourse for<br />

that fragment of the population. Segments of the unmarried<br />

population undoubtedly turned to activities like masturbation<br />

to relieve sexual need. Further complicating the matter were the<br />

teachings of Saint Thomas Aquinas, who damned masturbation<br />

as being a practice against natural law. Many people, therefore,<br />

turned to prostitutes because they did not have any moral outlet<br />

for their sexual humours. By occupying the minds of men<br />

consumed with lust, whores became the sexual focus for men<br />

attempting to violate good Christian wives and daughters. The<br />

services of the prostitute, however, were ultimately a necessity<br />

because society was male dominated.<br />

Medieval European women existed within the limits of<br />

patriarchal governance that firmly delegated their ability to<br />

move freely in their own society. Women were often confined<br />

to spaces considered proper and acceptable in a male dominated<br />

world. These spaces consisted of physical domains that women<br />

traversed, which might be “a house, village, or city quarter<br />

depending on her economic activity and her social class.” 18<br />

Inoculated to the spaces over years, medieval women were<br />

immersed in this system under control of their fathers, and<br />

later, under the control of their husbands. Spaces were not<br />

exclusive habitations for men or women alone, rather, they were<br />

simply physical places understood to be the domain of either<br />

males or females, but not restricted to either. For instance,<br />

women walked the busy town streets among men to shop for<br />

their household, but did so accompanied by other women<br />

because the outside was considered the space of men. Despite<br />

being able to travel in male dominated physical spaces, women<br />

were still noticeably differentiated by other methods: their space<br />

“could be confined by means other than simple geography:<br />

clothing, the way of walking, and even injunctions of speech<br />

could regulate a woman’s access to physical space.” 19 Whores,<br />

who are undeniably the opposite of medieval utopian female<br />

ideals, challenged the established acceptance of physical spaces<br />

by existing in male dominated realms without feeling the strain<br />

of maintaining behavior deemed acceptable by their patriarchal<br />

17 Women had to contend with the many crimes against them being referred<br />

to as sins of the flesh. Even though “sins of the flesh were not all sexual in<br />

nature, of course, but a woman’s sin was inevitably represented as such.”<br />

Katherine L. Jansen, “Mary Magdalen and the Mendicants: The Preaching<br />

of Penance in the Late Middle Ages,” Journal of Medieval History, 21<br />

(1995): 19.<br />

18 Barbara A. Hanawalt, “Medieval English Women in Rural and Urban<br />

Domestic Space,” Dumbarton Oaks Papers, Vol. 52 (1998): 19.<br />

19 Hanawalt, “Medieval English Women in Rural and Urban Domestic<br />

Space,” 22.<br />

HOHONU Volume 8 2010 - 45


society. Prostitution allowed those women who worked in the<br />

trade to have spaces of their own.<br />

Civic regulations in medieval England were another way<br />

for men to maintain control over prostitutes because they could<br />

do little to stop prostitution, and town authorities claimed<br />

regulations were needed to “keep sexually active women from<br />

threatening social order.” 20 Working as both brothel women<br />

and as independent operators, prostitutes controlled their<br />

own trade and money. As members of taverns and brothels,<br />

prostitutes did experience some legal protection under malecentered<br />

urban regulations. A surviving example of these<br />

civic regulations comes from Southwark in London. Written<br />

in 1162 CE during the rule of Henry II, the Southwark<br />

regulations demanded that the owners of “stewholders [†]<br />

be men; they could be accompanied by their wives, but no<br />

unmarried woman could keep a stewhouse.” 21 Again, the<br />

connections to marriage continue to persist—the theory is<br />

such that if a man cannot control sexuality, it might be better<br />

to make it so women can practice the trade but not own it.<br />

Regardless of civic incursion, women’s activities outside of their<br />

traditional spaces challenged male control, and men identified<br />

their behavior with “tainted womanhood.” 22 Nevertheless,<br />

whores maintained a decent amount of control over their trade,<br />

and in several instances women were fined for running brothels<br />

in London, proving that women were using their status as a<br />

necessary sex source to run thriving business ventures. Since<br />

some women who decided to work taverns were “at risk of<br />

being pimped by their master and mistress,” 23 many turned<br />

to private practice, opting to rent space from people who had<br />

rooms to spare. Understanding the need for prostitution, town<br />

authorities did not actively attempt to “stamp out prostitution”<br />

as the church would have liked, “but rather to control it as<br />

disorderly” 24 and profit from it by imposing tax regulations on<br />

the trade. 25 As a result, town regulations in medieval England<br />

sought to reap the monetary benefits that their conformity to<br />

the humours provided, a conformity that whores used to wedge<br />

20 Karras, “The Regulation of Brothels in Later Medieval England,” 406.<br />

† A term for brothel.<br />

21 Karras, “The Regulation of Brothels in Later Medieval England,” 412.<br />

22 Barbara Hanawalt, “The Host, the Law, and the Ambiguous Space<br />

of Medieval London Taverns,” in Medieval Crime and Social Control,<br />

ed. Barbara Hanawalt and David Wallace (Minneapolis: University of<br />

Minnesota Press, 1998), 17.<br />

23 Hanawalt, “Medieval English Women in Rural and Urban Domestic<br />

Space,” 25.<br />

24 Karras, “The Regulation of Brothels in Later Medieval England,” 412.<br />

25 “The London government as a whole showed a greater interest in<br />

prosecuting these types of offences than is found in the provincial towns.<br />

Letter Book I contains a (possibly incomplete) list of those convicted<br />

of immorality before the mayor between January 1400 and July 1439,<br />

which features 69 cases, of which 66 are clearly convictions for sexual<br />

offences, involving both lay people and clerics. Of the 66, punishments<br />

are specified in 32 cases. There were six cases which clearly involved<br />

prostitution, procuring or other acts against public morality, and these<br />

were punished by the civic authorities.” H Carrel, “Disputing Legal<br />

Privilege: Civic Relations with the Church in Late Medieval England,”<br />

Journal of Medieval History, 35 (2009): 290.<br />

46 - HOHONU Volume 8 2010<br />

themselves into a society of patriarchal control that believed it<br />

could not survive without them.<br />

Medieval English literature, with its stories of courtly love<br />

and chivalry have become the ideas we equate with medieval<br />

English women. The truth, however, is much less appealing.<br />

Women were sexually oppressed and their ability to move freely<br />

in their own society was minimal at the most. Thanks to the<br />

accepted cannon of the western Church, sex had to be within<br />

the confines of marriage, and women were the greatest threat to<br />

marriage’s sanctity because of their ‘sexual nature.’ Ironically,<br />

the women who were able to exist in the sexually oppressive<br />

world of medieval England were the ones whose livelihood<br />

existed because of sex. Prostitutes relished public and religious<br />

approval of humour theory because it made their services<br />

necessary. Even though Church cannon firmly disapproved<br />

of prostitution, acceptance of the humours created a sexual<br />

contradiction for the unmarried segments of the population.<br />

Prostitutes served as a method of sexual satisfaction for men<br />

looking to release sexual humours—which civic leaders believed<br />

was necessary to maintain social harmony because sexual need<br />

greatly endangered chaste society. For this reason, prostitutes<br />

became unlikely but necessary wardens of chastity, protecting<br />

virginity by offering an alternative. Their trade offered an<br />

alternative to normal female existence. Whores could walk<br />

city streets, drink in taverns, rent rooms for their business<br />

activities, and look men in the eye if they wished. By no<br />

means were prostitutes free in the way we understand freedom<br />

today. Nevertheless, these uniquely different women used<br />

public acceptance of the humours to exist outside traditional<br />

boundaries within male dominated spaces in medieval English<br />

towns, serving as the unlikely protectors of virginity and as a<br />

socially necessary sexual outlet.<br />

Bibliography<br />

Ashley, Kathleen, and Robert L. A. Clark, eds. Medieval<br />

Conduct. Minneapolis: University of Minnesota Press, 2001.<br />

Benson, Larry D. The Riverside Chaucer. New York: Houghton<br />

Mifflin Co., 1987.<br />

Boitani, Piero and Jill Mann, ed. The Cambridge Companion<br />

to Chaucer. Cambridge, UK: Cambridge University Press,<br />

2003.<br />

Boon, Marc. “State Power and Illicit Sexuality: The Persecution<br />

of Sodomy in Late Medieval Bruges.” Journal of Medieval<br />

History, Vol. 22, no. 2 (1996): 135-153.<br />

Brown, Peter, ed. A Companion to Chaucer. Oxford, UK:<br />

Blackwell Publishers, 2000.<br />

Brundage, James A. “Juridical Space: Female Witnesses in Canon<br />

Law.” Dumbarton Oaks Papers, Vol. 52 (1998): 147-156.


________. “Prostitution in the Medieval Canon Law.” Signs,<br />

Vol. 1, no. 4 (Summer, 1976): 825-845.<br />

________. “Reply to Russ’s Comment.” Signs, Vol. 2, no. 4<br />

(Summer 1977): 923-924.<br />

Bulfinch, Thomas. The Age of Chivalry, Parts I & II. Boston:<br />

Crosby, Nichols, and Company, 1859.<br />

Carrel, H. “Disputing Legal Privilege: Civic Relations with the<br />

Church in Late Medieval England. Journal of Medieval<br />

History, 35 (2009): 279-296.<br />

Chaucer, Geoffrey. The Canterbury Tales. Translated by Ronald<br />

L. Ecker and Eugene J. Crook. Palatka, FL: Hodge &<br />

Braddock, Publishers, 1993.<br />

________. Troilus and Criseyde. Translated by Nevill Coghill.<br />

London, UK: Penguin Books, Ltd, 1971.<br />

Corelis, Jon. “Roman Erotic Elegy: Selections from Tibullus,<br />

Propertius, Ovid, and Sulpicia, translated, with an<br />

Introduction, Notes, and Glossary.” Internet on-line.<br />

Available from http://sites.google.com/site/romanelegy/. [1<br />

October 2009]<br />

Dinshaw, Carolyn. Chaucer’s Sexual Poetics. Madison: University<br />

of Wisconsin Press, 1989.<br />

Evans, Ruth, and Lesley Johnson, eds. Feminist Readings in<br />

Middle English Literature: The Wife of Bath and All Her Sect.<br />

New York: Routledge, 2005.<br />

Faraone, Christopher A., ed. Prostitutes and Courtesans in the<br />

Ancient World. Madison: University of Wisconsin Press,<br />

2006.<br />

Hanawalt, Barbara A. “Medieval English Women in Rural and<br />

Urban Domestic Space.” Dumbarton Oaks Papers, Vol. 52<br />

(1998): 19-26.<br />

Hanawalt, Barbara A., ed. Chaucer’s England: Literature in<br />

Historical Context. Minneapolis: University of Minnesota<br />

Press, 1992.<br />

Hanawalt, Barbara A., and David Wallace, eds. Medieval Crime<br />

and Social Control. Minneapolis: University of Minnesota<br />

Press, 1998.<br />

Heckle, N.M. “Sex, Society, and Medieval Women.” Internet<br />

on-line. Available from http://www.library.rochester.edu/<br />

camelot/medsex/text.htm. [7 October 2009]<br />

Laiou, Angeliki E., ed. Consent and Coercion to Sex and Marriage<br />

in Ancient and Medieval Societes. Washington, D.C.:<br />

Dumbarton Oaks, 1993.<br />

Jansen, Katherine L. “Mary Magdalen and the Mendicants: The<br />

Preaching of Penance in the Late Middle Ages.” Journal of<br />

Medieval History, 21 (1995): 1-25.<br />

Jones, E.D. “The Medieval Layrwite: A Historical Note on<br />

Female Fornication.” The English Historical Review, Vol.<br />

107, no. 425 (October 1992): 945-953.<br />

Karras, Ruth M. “The Regulation of Brothels in Later Medieval<br />

England.” Signs, Vol. 14, no. 2 (Winter 1989): 399-433.<br />

Kelly, Kathleen C. Performing Virginity and Testing Chastity in the<br />

Middle Ages. New York: Routledge, 2000.<br />

Labarge, Margret W. A Medieval Miscellany. Canada: Mcgill-<br />

Queen’s Univeristy Press, 1997.<br />

Lochrie, Karma, Peggy McCracken, and James A. Schultz, eds.<br />

Constructing Medieval Sexuality. Minneapolis: University of<br />

Minnesota Press, 1997.<br />

Museum of London. “What was life like in medieval London?”<br />

[Who lived there?]. http://www.museumoflondon.org.uk/<br />

English/Learning/Learningonline/features/viking/viking_4.<br />

htm. [24 October 2009]<br />

Russ, Joanna. “Comment on ‘Prostitution in Medieval Canon<br />

Law,’ by James Brundage.” Signs, Vol. 2, no. 4 (Summer<br />

1997): 922-923.<br />

Schaff, Philip. “A Select Library of the Nicene and Post-Nicene<br />

Fathers of the Christian Church.” Internet on-line. Available<br />

from http://www.ccel.org/ccel/schaff/npnf104.i.html.<br />

[25 September 2009]<br />

Sir Gawain and the Green Knight,. Internet on-line. Available<br />

from http://quod.lib.umich.edu/cgi/t/text/textidx?c=cme;idno=Gawain.<br />

[25 September 2009]<br />

Tanner, Norman, Sethina Watson. “Least of the Laity: The<br />

Minimum Requirements of a Medieval Christian.” Journal<br />

of Medieval History, 32 (2006): 395-423.<br />

Telechea, Jesus A. S. “Fama Publica, Infamy and Defamation:<br />

Judicial Violence and Social Control of Crimes Against<br />

Sexual Morals in Medieval Castile.” Journal of Medieval<br />

History, 33 (2007): 398-413.<br />

Winer, Rebecca L. “Conscripting the Breast: Lactation, Slavery,<br />

and Salvation in the Realms of Aragon and the Kingdom of<br />

Majorca, c. 1250-1300.<br />

HOHONU Volume 8 2010 - 47


48 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Kūkulu Hou ‘Ia Ka Loko<br />

I‘a o Kō‘ie‘ie<br />

(Rebuilding Kō‘ie‘ie Fishpond)<br />

Roxie Sylva<br />

PIPES Internship<br />

Abstract<br />

Kō‘ie‘ie Fishpond is located in Kalepolepo Park of Kīhei,<br />

Maui. It is one of Maui’s 44 fishponds and, due to its condition,<br />

Kō‘ie‘ie Fishpond has the potential to be restored. In 1996, it<br />

was designated as a historic place. Of those 44 fishponds, ten<br />

are considered loko kuapā, fish ponds that are built on a reef.<br />

Kō‘ie‘ie fishpond is one of the 44 loko kuapā that is about three<br />

acres in size. It is unknown who lead the original building of the<br />

fishpond, but since its destruction over time, many ali‘i (chiefs)<br />

have led restoration efforts toward rebuilding the fishpond.<br />

This fishpond was known for the raising of mullet and milkfish,<br />

which served as sustenance for the people of that ahupua‘a<br />

(land division): the Ka‘ono‘ulu ahupua‘a. This fishpond has<br />

been steadily uneconomically productive over the years due to<br />

the development in the area. Silt and limu (seaweed) have been<br />

accumulating in the pond, the fishpond currently has more<br />

recreational value than traditional value, and it is no longer used<br />

for sustenance. Therefore, the main purpose of this internship<br />

was to assist in the rebuilding of the Kō‘ie‘ie Fishpond. Besides<br />

this, I conducted a telephone survey and created a brochure.<br />

Water quality tests and beach profiles were also conducted.<br />

I assisted my partner in creating a video for advertising the<br />

restoration project and we were involved in a fundraiser for the<br />

restoration project. Educationally, we supervised many summer<br />

groups and informed them of the history and importance<br />

of the area. Culturally, we danced hula (Hawaiian form of<br />

cultural dance) weekly and planted kalo (taro) and maintained<br />

it. The future goals of this restoration project are to continue<br />

maintenance of the fishpond and use the area for educational<br />

purposes.<br />

Introduction<br />

History<br />

In the heart of Kīhei, Maui lies a historic landmark called<br />

Kō‘ie‘ie Fishpond (also named Ka‘ono‘ulu Kai and Kalepolepo),<br />

located in Kalepolepo Park. The Kīhei area is best suitable<br />

for aquaculture instead of agriculture because of the climate<br />

there which is very dry with little rain. This therefore makes<br />

fishponds the ideal means of subsistence in the area. There<br />

is no documentation of who led the original building of the<br />

fishpond, but there are traditional mo‘olelo (oral history) about<br />

menehune (mythical race of people) building the wall in the<br />

1400s. However, throughout the years, the original fishpond<br />

has been affected by erosion from wave action and other natural<br />

events such as hurricanes and earthquakes (National Register of<br />

Historic Places Registration Form, 1990).<br />

In the 1500s, ‘Umi a Līloa, a High Chief of Hawai‘i Island,<br />

also the District Chief of Kula, had the wall rebuilt. Shortly<br />

after the first rebuilding of the fishpond, Kō‘ie‘ie was later<br />

renamed Kalepolepo, meaning “the dirt,” because the activities<br />

of over 10,000 people rebuilding the fishpond caused dust to<br />

rise into the air. In the early to mid-1700s, Kekaulike, the mō‘ī<br />

(island chief) of Maui led the second effort of repair work at<br />

Kō‘ie‘ie. During the 1800s, Kamehameha I led the third effort<br />

of repair work on the fishpond. The most recent reconstruction<br />

was in the 1840s under Governor Hoapili and a penal colony<br />

from Kaho‘olawe (National Register, 1990).<br />

Between AD 1500 and 1880, Kō‘ie‘ie Fishpond was an<br />

economic resource that was important for its subsistence value<br />

to the people of the Kula District of Maui. Until the nineteenth<br />

century, Kō‘ie‘ie Fishpond was still utilized in raising and<br />

cultivating mullet. The fishpond serves as an example of the<br />

technological achievements associated with the development of<br />

Hawaiian aquaculture (National Register, 1990).<br />

In 1974, the pond was included in the Hawai‘i Register<br />

of Historic Places Archaeological Registration Form: “This<br />

fishpond is not only a good representative of its type, but it is<br />

one of the few remaining fishponds on Maui. This fact adds to<br />

its interpretive potential and increases the need for protection<br />

of the site.” It was then removed from the register in 1980, due<br />

to technicalities involving owner notification. It finally became<br />

redesignated as a historic place on the register in 1996 (National<br />

Register, 1990). In 1998, ‘Ao‘ao o Nā Loko I‘a o Maui (the<br />

Association of the Fishponds of Maui) was created. This group<br />

oversees fishpond restoration projects on Maui.<br />

Description<br />

Kō‘ie‘ie Fishpond is located on a fringing coral reef, along<br />

the shoreline of Ka‘ono‘ulu Ahupua‘a (also known as Kula Kai),<br />

a 5,715 acre ahupua‘a. Kō‘ie‘ie Fishpond is the smallest and<br />

northernmost of three documented ponds that were present<br />

in Kula Kai (refer to Images 1 & 2). It is a loko kuapā type of<br />

fishpond, where the reef provides protection from wave action.<br />

This type of fishpond contains brackish water as the sea water<br />

HOHONU Volume 8 2010 - 49


mixes with fresh water springs or nearby streams. For Kō‘ie‘ie<br />

Fishpond, previous freshwater input came from the original<br />

wetlands above the fishpond. However those wetlands no longer<br />

exist due to development in the area. This type of fishpond is a<br />

rock wall that is built higher than the highest tide of the year.<br />

It consists of round basalt boulders, coral, and pebble fill, and<br />

usually contains one or more mākāhā (sluice grates). These<br />

sluice grates contain vertical slates that allow small fish to enter<br />

the pond and prevent the larger fish from exiting (The Maui<br />

Fishpond Association). Kō‘ie‘ie Fishpond is considered to be<br />

of fair to poor condition and has the potential to be restored<br />

(National Register, 1990).<br />

From the deforestation activities that occurred upcountry,<br />

the pond was filled with silt. This was during the late nineteenth<br />

century and caused a decrease in the original size of the pond<br />

(National Register, 1990). As of today, current measurements<br />

are as follows: the fishpond wall is about 295 meters in length,<br />

five meters wide, and two meters in height. The depth of the<br />

fishpond ranges from two to seven feet. The fishpond encloses<br />

an area of about three acres. During minus and low tide, most<br />

of the wall is visible; during high tide, the center portion, which<br />

still needs to be restored, of the wall is submerged.<br />

Currently, the beach area at the northern end of Kalepolepo<br />

Park is owned by Maui County. The site is a popular fishing<br />

and swimming area, and a portion of the shoreline serves as a<br />

base for the National Oceanic and Atmospheric Administration<br />

(NOAA) Hawaiian Islands Humpback Whale Sanctuary<br />

(HIHWS).<br />

Importance<br />

Kō‘ie‘ie Fishpond holds great importance traditionally<br />

and culturally as seen through mo‘olelo and ali‘i presence and<br />

other prominent Native Hawaiian figures in Hawai‘i’s history.<br />

One well-known figure to impact Kō‘ie‘ie was David Malo, a<br />

Native Hawaiian historian. In 1843, he established a Christian<br />

Congregationalist Church (National Register, 1990). Some<br />

mo‘olelo tell of the menehune who built the wall and Kīkau (a<br />

kilokilo or divining priest), who was skilled in communicating<br />

with the menehune. Other mo‘olelo talk of Mokuhinia, the mo‘o<br />

(gecko) deity that visited the area when a son of Kekūanao‘a,<br />

Lot Kapuāiwa Kamehameha, passed away (Ka Po‘e Kahiko: The<br />

People of Old, 83). This loko kuapā was mainly reserved for the<br />

ali‘i and was visited frequently by several high ranking ali‘i:<br />

• Kahekili II, a mō‘ī of Maui, used the fishpond as a food<br />

source during the late 1700s<br />

• Kekūāiwa, the child of Kamehameha I and Kaheiheimālie,<br />

died in the area in 1815<br />

• Hapakuka Hewahewa lived and had local control there<br />

until he died in 1848<br />

50 - HOHONU Volume 8 2010<br />

• The area was visited by Kamehameha III, IV, and V<br />

between 1850 and 1870<br />

National Register, 1990<br />

Fishponds in the ancient days were a means of subsistence.<br />

It is an aquacultural structure that is designed and built<br />

for purposes of raising fish and other aquatic resources. In<br />

order for the future to be sustained with food, it is very<br />

important to bring back the ancient ways of sustainability and<br />

management. Thus, the future generations can also benefit from<br />

the rebuilding of the fishpond. Rebuilding the fishpond will<br />

allow the area to be replenished with fishes and other marine<br />

organisms, as we have seen an increase of organisms in the<br />

fishpond over the years. Rebuilding the fishpond will give us the<br />

opportunity to use the site as a reference point, where the past<br />

and the present can be brought together and be compared.<br />

Recent studies in fishpond dynamics have demonstrated<br />

the economic benefits of understanding traditional fishpond<br />

technology and its application to modern aquaculture<br />

management. The economic, political, and religious importance<br />

of aquaculture to the Hawaiian culture is well-represented in<br />

the history and setting of Kō‘ie‘ie Fishpond. The presence of the<br />

many ali‘i at the fishpond indicates that the pond was royal; in<br />

that its produce was the property of the high chief. The political<br />

and religious importance of the fishpond was indicated by the<br />

presence of two heiau (place of worship) inland of the ponds:<br />

Kala‘ihi and Ke‘alalīpoa (National Register, 1990).<br />

There is very high potential for the restoration of the<br />

pond because of its historic and archival significance. Through<br />

the efforts of ‘Ao‘ao o Nā Loko I‘a o Maui, the fishpond has<br />

been able to be rebuilt, however, without enough funding,<br />

production is sporadic. The area currently provides public<br />

education, and will serve this purpose throughout the future.<br />

One of the main ideas it teaches is traditional aquaculture<br />

as a means of subsistence. Future threats of rebuilding the<br />

Kō‘ie‘ie Fishpond still include natural events such as erosion<br />

from wave action and earthquakes. The wall has to be built as<br />

strong as possible without machinery so it will be able to with<br />

stand the pounding waves and rising tides over time. Regular<br />

maintenance is needed for the fishpond to once again become<br />

sustainable.<br />

Methods<br />

Before conducting activities at the Kō’ie’ie Fishpond, we<br />

(the restoration crew) participated in protocol. An oli (chant)<br />

named “He Mele No Kō‘ie‘ie” was created for this fishpond<br />

by Luana Kawa‘a (refer to Fig. 2). Every morning before we<br />

started work on the wall we chanted this oli. In rebuilding the<br />

Kō‘ie‘ie Fishpond, one of the things we did was gather ‘ili‘ili<br />

(coral rubble and small rocks) into buckets and poured them


on top of the wall; this served as a cement, which filled the gaps<br />

between the larger rocks and made the wall stronger. We also<br />

stacked rocks into piles, then moved those piles through a train<br />

of people, to be stacked onto the rock-wall. To conduct these<br />

tasks, the proper equipment is needed: tabis, gloves, back-brace,<br />

long sleeve shirt, shovels, and buckets. Tabis and gloves protect<br />

against certain marine life, such as wana (sea urchin), shells,<br />

and fire-worms. Long sleeve shirts help protect against scratches<br />

and cuts when grabbing rocks, and it helps protect against fireworms.<br />

As a part of ‘Ao’ao o Nā Loko I‘a o Maui, we wanted to<br />

know, through a random telephone survey, how well aware<br />

the Maui residents were about our restoration project. In<br />

conducting the telephone surveys, I went through the Maui<br />

phone book and randomly selected households. I followed<br />

a questionnaire that took about two minutes to complete<br />

(refer to Fig. 3). The questionnaire asked people about the<br />

Hawaiian culture, preservation of Maui’s fishponds, if they had<br />

heard of the restoration project at Kō‘ie‘ie, and if they wanted<br />

information about the fishpond and/or the project itself.<br />

The results of the survey could also help gain funding for the<br />

restoration project.<br />

Another project I conducted was creating a brochure<br />

about Kō‘ie‘ie Fishpond, which will be handed out to visitors<br />

of the area. This brochure focuses on Hawaiian values that can<br />

be exercised at Kō‘ie‘ie Fishpond and/or other cultural sites<br />

throughout Hawai‘i. The brochure includes simple ideas, such<br />

as mālama (take care), kōkua (help), maka‘ala (safety), laulima<br />

(cooperation), mahalo (respect), and kuleana (responsibility).<br />

It also includes reasons why the fishpond is special and why it’s<br />

important to respect the values there.<br />

In order for the restoration process to continue, I assisted<br />

my partner in creating a few videos of the fishpond to hopefully<br />

be broadcasted on Maui’s Akakū channel (#54). Our mentor<br />

chose one of these videos, which will serve as an advertisement<br />

for the fishpond, informing Maui resident’s of the restoration<br />

project at Kō‘ie‘ie Fishpond and when and/or how they can<br />

contribute to the rebuilding of the fishpond. In carrying out<br />

this method, the association borrowed video equipment from<br />

Akakū.<br />

My partner and I helped Joylynn Paman (our mentor and<br />

the association’s executive director) with conducting a fundraiser<br />

for the fishpond. We have participated in Kamehameha Golf<br />

Course’s “Closest to the Hole” competition on Maui, with the<br />

purpose of raising money for the restoration project. It was<br />

a day-long event where we informed golfers of our nonprofit<br />

organization. We measured the distance of participants’ golf<br />

balls from the hole, and the winner would be the person whose<br />

ball was closest to the hole.<br />

Other miscellaneous projects we did (which will be<br />

discussed in more detail in the “Results and Discussion”<br />

section) were dancing hula weekly (to be performed at the end<br />

of the summer potluck for our visitors and resident’s in the<br />

area), planting kalo to create a lo‘i (taro patch), landscaping<br />

the park and the NOAA HIHWS area twice a month, and<br />

daily removing of limu from the shoreline. We also assisted<br />

in building a storage shed for our equipment and weekly<br />

supervised many summer groups of children in elementary to<br />

high school. The projects my partner and I worked on alongside<br />

the staff at the NOAA HIHWS were conducting weekly<br />

water quality tests to monitor bacteria in the pond, monthly<br />

examining zooplankton, and monthly conducting a beach<br />

profile.<br />

Results and Discussion<br />

For the main project during this internship, which lasted<br />

ten weeks, rebuilding the Kō‘ie‘ie Fishpond, about eighty feet<br />

was added to the wall in that short amount of time. However,<br />

with the daily tides and waves, the wall would fall apart in<br />

certain areas, in which we would spend additional time fixing<br />

those areas before we could move on to continue rebuilding<br />

other parts of the wall.<br />

Conducting the telephone survey (refer to Fig. 3) was very<br />

difficult and required much patience. Of course no one wants<br />

to participate in a telephone survey, so I got many negative<br />

comments. However, I did get the information I needed to<br />

complete the survey. The first telephone survey was conducted<br />

in the year 2002. In that survey, 350 people participated. In the<br />

year 2009 telephone survey, 150 people participated. I called<br />

250 people: 150 people took the survey, and the other one<br />

hundred people were not interested in taking the survey. There<br />

were many households that did not accept blocked calls, and a<br />

lot that did not answer (which could have been because I was<br />

conducting the survey during working hours). After completing<br />

the survey, I compared my results with the results of the first<br />

survey (refer to Fig. 1).<br />

HOHONU Volume 8 2010 - 51


Figure 1. The graphs respond to the ‘Ao‘ao o Nā Loko I‘a o Maui Telephone Survey.<br />

52 - HOHONU Volume 8 2010


In comparing the first survey’s results to my results, more<br />

people agreed to question 1 and 2: 1) that the Hawaiian<br />

Culture should be preserved and 2) that Native Hawaiian<br />

fishponds on Maui should be preserved for Hawaiian culture<br />

and education purposes. More people said yes for question 3<br />

and 5: 3) if they were aware of the Kō‘ie‘ie Fishpond restoration<br />

project and 5) if they had heard of the nonprofit, ‘Ao‘ao o Nā<br />

Loko I‘a o Maui; yet, the majority said they did not agree in<br />

both. In question 4, more people had a favorable impression of<br />

the fishpond restoration project. In question 6, less people said<br />

yes for more information on the Kō‘ie‘ie Fishpond restoration<br />

project. Also, more females participated this year.<br />

As stated earlier, the results of the surveys help to gain<br />

funding for the restoration project. For example, the results for<br />

questions 3 and 5 showed that currently, more people are aware,<br />

however, the majority is not aware. According to these results,<br />

we need to advertise more to reach those whom are unaware of<br />

the restoration project.<br />

The brochure has been completed since my departure from<br />

the internship in Maui, and is currently in the printing process.<br />

My partner and I made a substantial amount of money for the<br />

association during the golf fundraiser because of participation<br />

in the competition, where participants paid a fee. The hula we<br />

learned could not be used for the end of the summer potluck<br />

because of time restraint. The lo‘i we created was watered and<br />

maintained daily.<br />

Due to the formation of the current fishpond (the opening<br />

on the North side of the wall), limu accumulates daily in the<br />

pond; therefore we gathered the limu and placed it offshore.<br />

It is important to do this not only because it is an eyesore and<br />

creates a stench when the tide goes down, but also because<br />

of its marine importance. Since the fishpond is surrounded<br />

by residential and commercial areas, many extra nutrients<br />

(nitrogen, phosphorus, and bacteria) are added into the water,<br />

this therefore creates more limu; which is not a problem,<br />

unless there is enough herbivorous fish to eat it. The limu then<br />

smother coral reefs, which will eventually cause a decline in<br />

coral abundance of the area.<br />

For days when the weather was unfavorable for rebuilding<br />

the wall (high tide, strong wind or rain), we spent the afternoon<br />

landscaping the park area and the NOAA HIHWS area. At the<br />

start of the internship, there was no storage room on site for the<br />

equipment. Later in the internship, the association bought a<br />

storage shed; which we all assisted in building.<br />

Throughout the internship there were many summer<br />

groups of children that assisted in rebuilding the fishpond. On<br />

days when we supervised those groups, they were split into<br />

smaller groups in which they could spread out to find rocks,<br />

then pass and place them into a pile, where the piles could be<br />

later passed to the rock wall for stacking. Other groups would<br />

gather ‘ili‘ili into buckets and pass those buckets to the stacking<br />

area.<br />

The water quality tests had to be postponed for a while<br />

because we used Menehune Water Co. water. This water is<br />

ozonated, meaning that it kills bacteria; therefore, killing the<br />

bacteria we were testing for. The purpose of conducting the<br />

water quality tests was to find out if fecal bacteria was present.<br />

There were a hundred counts of fecal bacteria in the fishpond<br />

at one time, but not during our study there. This bacteria was<br />

tested in the lab and presence of the bacteria was identified by a<br />

fluorescence color.<br />

My partner and I also assisted the NOAA HIHWS in<br />

examining zooplankton. The water quality test samples were<br />

also used in this method, however, here we observed the<br />

bacteria under a microscope to identify certain the types and<br />

counted their abundance. The main zooplankton that we were<br />

looking for was not present in the fishpond, which is very good<br />

information because it was a harmful bacteria.<br />

Since the beach profiles were only conducted once<br />

a month, the only trends we saw were through natural<br />

observation of the shoreline; in which the wind would<br />

accumulate the sand into dunes, and the ocean would recede<br />

to the sand. Generally, all the projects (big and small) were<br />

successful in that my partner and I learned from the experiences<br />

and could create conclusions based off of them. For future<br />

goals, continual maintenance needs to be conducted so the<br />

purpose of rebuilding the fishpond (cultural and educational<br />

purposes) can be fulfilled.<br />

HOHONU Volume 8 2010 - 53


Image 1. (National Register, 1990) Image 2. (National Register, 1990)<br />

Figure 2. (Luana Kawa‘a, 2005)<br />

He Mele No Kō‘ie‘ie<br />

Mālie ‘o Maui i ke aheahe makani ‘o Haleakalā,<br />

He makani onaona i ke ‘ala līpoa<br />

‘O Ka‘ono‘ulu la i ka ‘āina ‘o Kula la‘i e, ie, ie<br />

He kai mālino, kai ‘olu‘olu, kai mā‘oki‘oki lā<br />

He kai kapu a Kanaloa<br />

Kū lālani nā ‘ao‘ao o ke kuapā,<br />

I nā pōhaku hō‘eu‘eu i ka lepo o Kalepolepo lā e<br />

Wili ‘ia ko ‘ie a pa‘a, ko ‘ie‘ie ‘o ka uka<br />

Eia ka loko i‘a kapu a nā ali‘i, nā ali‘i kaulana, wiwo‘ole lā<br />

Nā ali‘i pio‘ole<br />

Pi‘i a‘e ke kapu, ka welo ali‘i ‘o Maui nui a Kama<br />

E komo mai e nā hoa, nā kūkulu, nā paepae e<br />

E komo mai, e hānai ai a hewa ka waha<br />

Eia no ka uku la, a he leo, he leo wale nō e<br />

54 - HOHONU Volume 8 2010<br />

Calm and serene is Maui in the gently wafting breeze<br />

A wind made fragrant by scent of līpoa<br />

Ka‘ono‘ulu in the tranquility of Kula<br />

A calm sea, a refreshing sea, a sea streaked by various colors<br />

The sea consecrated to the God Kanaloa<br />

Lined are the sides of the fishpond,<br />

The sides of the kuapā are aligned<br />

By the stones passed hand to hand, stirring up the dirt of<br />

Kalepolepo<br />

The ‘ie vines are firmly fastened, the ‘ie vines gathered in the<br />

uplands<br />

Here is the sacred fishpond of the royals, the famous royal,<br />

the brave<br />

The royal ones who live on, inextinguishable<br />

Their sacred status is elevated, the royal heritage of Maui<br />

Nui a Kama<br />

Enter, friends, builders, supporters<br />

Enter and feed until the mouth can take no more<br />

Here is the fee, a voice, a simple voice.


Figure 3. ‘Ao‘ao o Nā Loko I‘a o Maui Telephone Survey<br />

Aloha, my name is_____________, and I’m calling from a<br />

nonprofit organization on Maui. We are doing a quick survey to<br />

get a better understanding of our community in relation to our<br />

project and we would like to ask for two minutes of your time<br />

to complete this survey.<br />

1. Do you agree or disagree that the Hawaiian Culture<br />

should be preserved?<br />

• Agree<br />

• Disagree<br />

• Neutral<br />

2. Do you agree or disagree that Native Hawaiian fishponds<br />

on Maui should be preserved for Hawaiian culture and<br />

education purposes?<br />

• Agree<br />

• Disagree<br />

• Neutral<br />

3. Are you aware of the Kō‘ie‘ie Fishpond restoration project<br />

in Kīhei? If yes, ask Q. 4.<br />

• Yes<br />

• No<br />

4. Do you have a favorable or unfavorable impression of the<br />

fishpond restoration project?<br />

• Favorable<br />

• Unfavorable<br />

• Neutral<br />

5. Have you heard of the nonprofit, ‘Ao‘ao o Nā Loko I‘a<br />

o Maui also known as the Association of the Fishponds of<br />

Maui?<br />

• Yes<br />

• No<br />

6. Would you like more information on the Kō‘ie‘ie<br />

Fishpond restoration project? If yes, get participants<br />

information.<br />

• Yes<br />

• No<br />

Acknowledgements<br />

‘Ao‘ao o Nā Loko I‘a o Maui President Uncle Bully Kimokea<br />

Kapahalehua and Executive Director Joylynn Paman.<br />

Kō‘ie‘ie Fishpond restoration crew: Uncle Vene (Wayne),<br />

Laurian, and Kelson Kihe.<br />

National Oceanic and Atmospheric Administration (NOAA)<br />

Hawaiian Islands Humpback Whale Sanctuary (HIHWS):<br />

Jerry, Nicole and Alastair Hebard.<br />

Pacific Internships Program for Exploring Science staff (Sharon<br />

Zeigler-Chong, Ulu Ching, & Noelani Puniwai), partner<br />

(Arik Dadez) & fellow-interns.<br />

Works Cited<br />

Kamakau, Samuel M. Ka Po‘e Kahiko: The People of Old.<br />

Honolulu: Bishop Museum Press, 1964.<br />

Kawa‘a Luana. He Mele No Kō‘ie‘ie. 2005<br />

The Maui Fishpond Association. 2004. ‘Ao‘ao o Nā Loko I‘a o<br />

Maui. June 2009 .<br />

United States Department of the Interior, National Park<br />

Service. National Register of Historic Places Registration<br />

Form. Maui County, Hawai‘i: October, 1990.<br />

HOHONU Volume 8 2010 - 55


56 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Racial Disparities in the<br />

San Francisco Juvenile<br />

Justice System: A 21 st<br />

Century Injustice<br />

Tai Tokeshi<br />

English 202<br />

One of the seminal events of the 20 th century was the<br />

American Civil Rights movement. Dr. Martin Luther King’s<br />

timeless “I Have A Dream” speech, the grace of Rosa Parks,<br />

and the images of black students integrating schools under the<br />

watchful protection of armed soldiers are all etched into our<br />

nation’s collective consciousness, and rightfully so. The overt<br />

injustices of Jim Crow and the ugly legacy of slavery were<br />

left behind in ten tumultuous years, a relatively brief period<br />

of time given the gross inequities of the previous hundred<br />

fifty. For Americans of the Baby Boomer generation, it was<br />

easy to envision a steady march towards Dr. King’s dream.<br />

However, in 2009, the progress of the Civil Rights movement<br />

is difficult to ascertain. While the election of Barack Obama<br />

marked a historic first, race relations in America have reached<br />

an impasse. With the elimination of affirmative action and<br />

many government welfare programs, it is now less acceptable<br />

to utilize race as a point of departure in government policy<br />

making, as well as in the discourse of the mainstream media.<br />

An examination of current socioeconomic indicators, however,<br />

suggests that minorities continue to trend firmly behind whites.<br />

There has been a premature rush to move beyond race as a<br />

society—in this politically correct haste, the spirit of justice,<br />

recognition, and equality that the Civil Rights movement<br />

and other minority power struggles embodied, have been<br />

abandoned.<br />

According to a 2008 National Urban League report, the<br />

poverty rate among Blacks in America was twice that of the<br />

overall rate, and four times that of whites (National Urban<br />

League). As of 1997, black students were twice as likely as<br />

white students to drop out of high school (Mid-Atlantic Equity<br />

Consortium). Perhaps most disturbingly, blacks were over six<br />

times more likely to be incarcerated than whites (Prison Policy<br />

Initiative). The trend among socioeconomic indicators is that<br />

there clearly continues to be a significant gap in the standard<br />

of living between white and black America. This paper will<br />

examine the juvenile justice system in San Francisco, California,<br />

as a case study for a critique of post-race America.<br />

Within the juvenile justice system in the city San<br />

Francisco, there is an alarming disparity between the rates of<br />

incarceration for black and white youth. The greater population<br />

of San Francisco is 7.8% black and 49.6% white, according to<br />

the 2000 United States Census. Meanwhile, according to the<br />

September, 2009 report of the Juvenile Probation Department,<br />

the population of incarcerated youth currently in Juvenile<br />

Hall is 50.9% black, and 6.6% white. This indicates that it is<br />

roughly 50 times more likely for black youth in San Francisco<br />

to be incarcerated than white youth.<br />

The ramifications for such an imbalance in incarceration<br />

rates are significant. Youth who are involved in the juvenile<br />

justice system are five times more likely than their peers to be<br />

arrested again as young adults (ages 17-25), and seven times<br />

more likely to become dependent on welfare (Youth Transitions<br />

Funder’s Group). Incarcerated youth are also removed from<br />

their peers in school and can become institutionalized, or<br />

adjusted to living in custody. Incarceration is also a primary<br />

manner in which poverty is passed in cycles from generation to<br />

generation; the children of incarcerated parents are five times<br />

more likely than their peers to end up behind bars (Simmons).<br />

Why then, is it far more likely for black youth in San<br />

Francisco to find themselves in juvenile hall than white youth?<br />

The answer is multi-faceted: three crucial contributing factors<br />

are neighborhood demographics and entrenched conditions<br />

of poverty, the presence of risk in the lives of youth, and<br />

institutionalized racism found in the juvenile justice system.<br />

In tracing the history of African Americans in San<br />

Francisco, one must go back to World War II, when thousands<br />

of blacks migrated from the South to find work in the city’s<br />

Naval Shipyard, located in Hunter’s Point. As the shipyard<br />

flourished in the 1950s, the area became a vibrant working<br />

class community flush with black owned small businesses,<br />

San Francisco was 20% African-American (McCormack).<br />

Because of increasing property values tied to the dot-com<br />

boom of the 1990s and into the 21 st century, middle class black<br />

families were forced out of the city and into less expensive<br />

suburbs. Those that stayed often did so not out of choice but<br />

out of dependence on public housing and welfare. While San<br />

Francisco as a whole became more affluent, the poverty rate for<br />

blacks in San Francisco increased to three times that of the rest<br />

of the city. In the 1990s alone, the city lost more than 1 in 7<br />

black residents—the highest rate of decline of the nation’s 50<br />

most populous cities (McCormack, “Census”). San Francisco<br />

HOHONU Volume 8 2010 - 57


is now 7% African American. The only neighborhood in San<br />

Francisco which is populated primarily by African Americans,<br />

according to the City of San Francisco demographic profile, is<br />

Hunter’s Point (Mayor’s Office on Community Development).<br />

Hunter’s Point represents an anomaly in a city with one<br />

of the highest costs of living in the country. Located in the<br />

geographically isolated southeast corner of San Francisco, it<br />

was cited in a 2004 San Francisco Chronicle article as being<br />

beset with “violent crime, drugs, slum housing, a dearth<br />

of grocery stores, a lack of political clout...and industrial<br />

pollutants” (McCormack). The relative isolation of Hunter’s<br />

Point contributes to its high unemployment rate, which in turn<br />

has led to many families becoming completely dependent on<br />

public assistance (McCormack). These neighborhood attributes<br />

constitute the conditions which amount to a higher presence of<br />

risk in the lives of its youth.<br />

Risk factors such as household welfare states, poverty,<br />

family disruption, and parent criminality, as stated in result in<br />

a report prepared for the Oklahoma Office of Juvenile Affairs,<br />

result in a higher rate of incarceration for youth (Charish,<br />

Davis, and Damphousse 13). Furthermore, “as the number of<br />

families evidencing family risk factors increases or decreases<br />

within a neighborhood, the neighborhood itself can mitigate for<br />

or against the occurrence of juvenile crime… The strength of<br />

the relationship between neighborhood residency and crime has<br />

been shown to be dependent on: (1) the proportion of families<br />

in a neighborhood having family risk factors; and, (2) the ability<br />

and empowerment of adults in a neighborhood to influence<br />

their living conditions, including the behavior of neighborhood<br />

adolescents” (Charish, Davis, and Damphousse 17). Hunter’s<br />

Point carries all of the requisite attributes of a neighborhood<br />

in high risk; therefore, the fact that its youth are arrested and<br />

incarcerated at a higher rate than the rest of San Francisco can<br />

be seen as an expected outcome.<br />

Compounding these factors is the presence of<br />

institutionalized racism within the juvenile justice system.<br />

These prejudices occur from the moment a police officer makes<br />

contact with a juvenile. Charish, Davis, and Damphousse<br />

found that “white youth were more likely than minority<br />

youth to be informally dispositioned by immediate release or<br />

diversion. They found that officers based their decisions on a<br />

number of legal and extralegal factors, including stereotypical<br />

beliefs about minority racial groups” (18). Once in the court<br />

system, there is a vast discrepancy in the quality of legal<br />

representation given to the youth. Those who come from<br />

families in poverty, or broken families, receive only the minimal<br />

level of counsel provided by a public defender. This disparity<br />

is reflected in sentencing: “for youths charged with violent<br />

offenses, the national average length of incarceration is 193 days<br />

for whites, and 254 for African-Americans” (Building Blocks<br />

58 - HOHONU Volume 8 2010<br />

for Youth). There are also unequal sentencing structures in<br />

place in many jurisdictions which disproportionately punish<br />

youth of color. Two examples of unequal sentencing measures<br />

are mandatory minimum sentences for drug offenses, which are<br />

more likely to be committed by black than white youth, and<br />

harsher penalties for gang offenders who are primarily youths of<br />

color. These instances of systemic inequality found within the<br />

juvenile justice system led the Annie E. Casey Foundation to<br />

conclude that “African American and Latino/a youth experience<br />

stereotyping and consequent discrimination at every step of the<br />

intake and adjudication process, including disproportionate<br />

arrest…harmful labeling, and disparate risk determinations”<br />

(Race Matters).<br />

The combined forces of living in neighborhoods of high<br />

crime and risk, dependence on public housing and assistance,<br />

and institutionalized racism found in policing and sentencing,<br />

have created the conditions that have resulted in black youth<br />

being incarcerated at a rate of fifty times their white peers in<br />

San Francisco. These conditions, left unchecked, amount to a<br />

systemic oppression of these young people.<br />

With such a disproportionate amount of African American<br />

youth incarcerated in San Francisco, one might expect a critical<br />

mass of outrage coming from one of the most liberal and<br />

progressive regions of the country: there is currently no such<br />

call for justice. In fact, the only substantive debate regarding<br />

juvenile justice being held in the mainstream media or in<br />

political circles is under which circumstances juveniles should<br />

be tried as adults. The silence is deafening, particularly when<br />

one considers that the youth involved in the juvenile justice<br />

system become far more likely to fall into poverty, or become<br />

incarcerated as adults. Given the history of racial injustice in<br />

America, this is an unacceptable trend.<br />

Why then, is race being largely ignored as an important<br />

issue within the juvenile justice system, and in a wider context,<br />

the entire contemporary American sociopolitical discourse? The<br />

answer may be found in the fact that race, as conceived through<br />

any critical lens, is a communal issue. American society focuses<br />

on the individual as the primary entity of importance. Since<br />

it is no longer written into law that blacks and whites are to<br />

be segregated or treated differently, many people consider<br />

any discussion of race to be outside their personal sphere of<br />

concern. This common attitude is summarized in the Annie E.<br />

Casey foundation’s publication, ‘Race Matters’: “To the extent<br />

that racial inequality exists, then, it is a by-product of the<br />

inability/unwillingness of individuals to properly adhere to basic<br />

American values like hard-work and personal responsibility”<br />

(Race Matters).<br />

This attitude, however, presupposes an equal playing field,<br />

that everyone born in America, regardless of race and class,<br />

has an equal chance to accomplish what they may in life. It


ignores centuries of overt racism and oppression that led many<br />

black Americans from slavery, and dismisses the overwhelming<br />

statistical evidence that black America continues to live at<br />

a standard far below their white peers. It also dismisses the<br />

viewpoint of many African Americans who feel the weight of<br />

racial disparities on a daily basis, a perspective eloquently stated<br />

in Maud Sutter’s poem, “As A Black Woman”: “As a black<br />

woman, every act is a personal act / Every act is a political act”<br />

(Sutter).<br />

Therefore, at this point in American history, with historical<br />

oppression and institutionalized imbalances left unaddressed,<br />

it is not only disingenuous, but an unconcealed injustice to<br />

remove race from any sector of society, especially one such as<br />

the juvenile justice system—a justice system that holds so much<br />

influence over our future. The current level of discourse which<br />

advocates a “post-racial” view of America leaves a multitude<br />

of inequalities left to fester, which will ultimately manifest<br />

in continued tension along race and class lines. It will also<br />

manifest in the cycle of incarceration, broken families, and<br />

poverty being passed along from generation to generation in the<br />

poorest neighborhoods of America, such as Hunter’s Point.<br />

A more appropriate form of discourse would take into<br />

account both historical and contemporary circumstances. It<br />

must be the voice of individuals who are not clamoring for their<br />

own self-interests, the voice of a society concerned with how<br />

best to move forward in a manner befitting the loftiest ideals<br />

of our nation. Such discourse cannot be afraid to tell the truth<br />

about where we stand as a nation, and where we may stagnate<br />

until the following is acknowledged: that race matters, to our<br />

history, and to our future, not necessarily as a source of conflict,<br />

shame, or pride, but as a crucial and fundamental characteristic<br />

of American life. If race is addressed in an honest and rational<br />

manner, it can be used to cultivate a greater sense of empathy,<br />

ethics, and community in civic life. It is undoubtedly our<br />

responsibility as a society, especially given the specific events<br />

which have led us to this point in history, to create the<br />

conditions which will allow us to arrive at a place of justice, and<br />

peace, for all American citizens.<br />

In the context of the juvenile justice system in San<br />

Francisco, the following actions should be taken preemptively.<br />

Police and probation officers should be made aware of the<br />

continuing disparity in arrest rates amongst juveniles, and<br />

should take steps to ensure that the conditions of poverty<br />

and neighborhood risk are not punished blindly. Youth who<br />

are growing up under higher circumstances of risk must be<br />

provided with resources and opportunities before they become<br />

involved with the juvenile justice system. Juveniles who do<br />

enter the court system should be treated with compassion,<br />

opportunities for rehabilitation, and full freedom over their lives<br />

being an ultimate goal. In neighborhoods of high poverty and<br />

risk, a greater investment in public education and community<br />

development is crucial. Role models and supportive figures<br />

in the lives of these youth must recognize the potential<br />

dangers associated with growing up in conditions of risk,<br />

and must provide added support and structure in a culturally<br />

competent manner. People should not avoid poverty stricken<br />

neighborhoods or merely conceive of them as unsafe areas, but<br />

should contribute time and energy towards improving them.<br />

Finally, advocates for social justice must win back the language<br />

of political discourse, meaning, issues such as race and class<br />

must be openly discussed and acknowledged.<br />

Ultimately this requires a more communal mindset<br />

and a willingness of people to invest in the legacy of the<br />

Civil Rights era, as well a vision for what the future might<br />

hold. In particular, the generation of Americans born<br />

after the Civil Rights era cannot be satisfied to sit idly as<br />

disengaged individuals. Without bold and decisive action, the<br />

institutionalized and internalized levers of oppression take<br />

further hold. Issues of social justice must be owned by the very<br />

people whose lives they impact, and since every citizen has an<br />

investment in their country, it is imperative that every American<br />

continue to push towards a more equitable and just society. To<br />

quote the former President of the Southern Poverty Law Center,<br />

Julian Bond: “Civil rights didn’t begin in Montgomery, and it<br />

didn’t end in the 1960s. It continues on to this very minute.”<br />

And indeed to actively and compassionately address<br />

racial inequality as it exists in the 21 st century, in areas such<br />

as the juvenile justice system in not only San Francisco but<br />

throughout America, is to properly pay homage to the great<br />

honor and struggle of the Civil Rights movement. In embracing<br />

the responsibility of fighting for social justice, we connect the<br />

difficult, but also heroic and beautiful, history of America, with<br />

a vision for a more hopeful and equitable future.<br />

Works Cited<br />

Building Blocks for Youth. Fact Sheet: Punitive Policies Hit Youth<br />

of Color the Hardest. http://www.buildingblocksforyouth.<br />

org/issues/dmc/facts_yoc.html<br />

City and County of San Francisco Juvenile Probation<br />

Department. Monthly Report for September 2009. San<br />

Francisco: Juvenile Probation Department, 2009.<br />

Charish, Courtney, Davis, Sebastian, Damphousse, Kelly.<br />

Race/Ethnicity and Gender Effects on Juvenile Justice<br />

System Processing. Oklahoma Office of Juvenile Affairs,<br />

2004. Mayor’s Office on Community Development. San<br />

Francisco Demographic Profile. http://www.sfgov.org/site/<br />

uploadedfiles/mocd/demoprofile.pdf<br />

McCormack, Erin and Holding, Reynolds. “Too Young to Die.”<br />

HOHONU Volume 8 2010 - 59


San Francisco Chronicle 3 October 2004: A16.<br />

McCormack, Erin. “Census Shows Black Population<br />

Plummeting in Last Decade in S.F.” San Francisco Chronicle<br />

17 June 2001: A1.<br />

The Mid-Atlantic Equity Consortium. National Statistics on<br />

Education and Equity Issues.http://www.maec.org/natstats.<br />

html#dropout<br />

National Organization for Women. The Origins of Affirmative<br />

Action.http://www.now.org/nnt/08-95/affirmhs.html<br />

National Urban League. 2007 Census Poverty & Income Data.<br />

http://www.nul.org/sites/default/files/2007%20Poverty-<br />

Income%20Statistics.pdf<br />

Prison Policy Initiative. U.S. Incarceration Rates by Race. http://<br />

www.prisonpolicy.org/graphs/raceinc.html<br />

Race Matters. How to Talk About Race. The Annie E. Casey<br />

Foundation, 2006. http://www.aecf.org/upload/<br />

publicationfiles/howtotalkaboutrace.pdf.<br />

San Francisco Area Demographics Resources. 2000 U.S. Census<br />

San Francisco Data. http://sanfrancisco.areaconnect.com/<br />

statistics.htm<br />

Simmons, Dr. Charlene Wear. “Children of Incarcerated<br />

Parents.” California Research Bureau 7.2 (2000).<br />

Sutter, Maud. “As A Black Woman.” A Map of Hope Anthology.<br />

Agosin, Marjorie, ed. New Brunswick, NJ: Rutgers<br />

University Press, 1998.<br />

Youth Transitions Funder’s Group. What Happens to Court<br />

Involved Youth. http://www.ytfg.org/MediaRoomJournalistIdeas.html<br />

60 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

The Chinese Minority in<br />

Indonesia<br />

Felix Da Silva<br />

ESL 100<br />

The financial crisis in 1997 devastated the economy of<br />

Southeast Asian countries, causing a slump in their currencies<br />

and the devaluation of stock markets. Indonesia was one of<br />

the several countries in Southeast Asia that was hit hard by the<br />

crisis. The inflation of the Indonesian rupiah and the sharp<br />

increase in prices triggered a widespread riot in the capital<br />

city of Jakarta forcing President Suharto to step down after<br />

he had been in power for more than 30 years. Though many<br />

Indonesians suffered from the country’s economic breakdown,<br />

the Chinese minority group was the most affected group of<br />

all people in Indonesian urban areas who became the target of<br />

violence for the sole reason that many of them were controlling<br />

businesses, both at the local and national economic levels. The<br />

Chinese minority has actively been involved in the Indonesian<br />

economy since the early establishment of the Republic, albeit,<br />

facing various political and racial discriminations from time to<br />

time.<br />

The Chinese ethnic minority is one of several minority<br />

groups in Indonesia that has maintained its presence in the<br />

archipelago since before the Dutch arrived. According to Wirth<br />

(1941), the concept “minority” refers to a group of people<br />

or individuals who regard themselves as not being part of a<br />

larger group, and because of their physical, social, and cultural<br />

exclusiveness, they are treated differently from others (p.415).<br />

The ethnic Chinese in Indonesia can be grouped into this<br />

category, as their Chinese heritage and traditions differentiate<br />

them from the majority of Indonesians. However, the different<br />

treatment that was given to this group of people has been<br />

varied. From privileges and favorable government policy to<br />

discrimination and political persecution, the ethnic Chinese<br />

have been categorized as the one of the controversial minority<br />

groups in Indonesia due to their economic dominance.<br />

The evolution of the economic activity in the Chinese<br />

minority in Indonesia to what it is now has its own history. It<br />

is related back to the Dutch political and economic interest<br />

to maintain their control over today’s Indonesian islands. The<br />

population was categorized into three stratification levels,<br />

according to race, in which the Europeans were the first, then<br />

followed by other foreigners from the east, dominated by the<br />

Chinese, and then the natives as the third class ethnic group<br />

(Yau, 2007, para.8). The colonial rule then divided the Chinese<br />

into two groups known as Totok and Peranakan (Suryadinata,<br />

2001, p.502). According to Suryadinata (2001), the first group<br />

refers to those who migrated from China to the colony and had<br />

no marital contact with the locals while the later were those<br />

who were born in East Indie to a Chinese father or by a Chinese<br />

mother to her indigenous husband (p.502-503). This essay will<br />

simply refer to the groups as Chinese, since both Totok and<br />

Peranakan have interchangeably played important roles in the<br />

Indonesian economy, ever since the Dutch colonial era.<br />

For the most part, the Chinese had such a strong<br />

economic position that they could not be disregarded even<br />

by Dutch colonial rule. Kahin (1946) stated that in order to<br />

facilitate the trade with the local indigenous people, the Dutch<br />

depended largely on the middlemen and retailers, whose<br />

jobs were occupied by the Chinese (p. 327). Being aware of<br />

their importance to the trade, the Dutch granted the Chinese<br />

not only political privileges, but also extensive economic<br />

rights, which later become a burden on local commerce to an<br />

irreparable level despite a later gradual adjustment and finally<br />

abolishment (Kahin, 1946, p.327). One of the economic<br />

privileges was the monopoly lease system known in Dutch as<br />

Pachtstelsel, by which the Chinese were granted authority to<br />

lease large areas of land in Java (Kahin, 1946, p.327). Kahin<br />

(1946) argues that the system brought suffering to the native<br />

population, due to the fact that after the payment for the<br />

lease to the Dutch, the Chinese, aware of the Dutch support,<br />

exploited profits from the locals as much as they could (p.327).<br />

The situation at some point forced the peasant natives to<br />

depend on the Chinese who had control on the local agriculture<br />

in the so-called “debtor-creditor relationship” (Kahin, 1946,<br />

p.327).<br />

The Chinese economic control continued to grow after<br />

the Independence of Indonesia in 1945. Besides the hard<br />

effort and political battle to find their identity in Indonesian<br />

nation-building, the Chinese were involved in a relatively large<br />

percentage of the country’s business and trade. Siregar (1969)<br />

noted that in the province of North Sumatra, thirty-four<br />

point five percent of the industrial operations belonged to the<br />

Chinese, and thirty-five percent were owned by Indonesians,<br />

while the rest 0.5 percent belonged to other foreigners (p.344).<br />

In East Sumatra, seventy-two percent of the businesses were<br />

owned by Chinese, while in West Java, almost eighty percent of<br />

the motor transport enterprises were Chinese-owned (Siregar,<br />

1969, p.345). Chua (2003) illustrated that with only 3 percent<br />

of the Indonesian population by 1998, the Chinese dominated<br />

HOHONU Volume 8 2010 - 61


the country’s economy disproportionately (p. 43). In the same<br />

year, 70% of Indonesian private businesses were controlled by<br />

the Chinese (Chua, 2003, p. 43)<br />

The continued growth of economic control did not come<br />

with the full participation of Chinese in Indonesian social and<br />

political life. Yau (2008) considered this situation as a paradox,<br />

where the Chinese were granted privileges to operate their<br />

business, but were halted in their access to social and political<br />

participation (para.11). The Chinese economic dominance was<br />

largely seen as a national problem (Yau, 2008, para. 11). Yau<br />

(2008) blames the Dutch for generating the seeds of hatred<br />

and stereotypes among Indonesians based on race (Para.9). The<br />

Dutch provided certain privileges to the Chinese by granting<br />

them control over some profitable businesses, but at the<br />

same time restricted them from interacting with the natives,<br />

specifically by limiting their movements out of urban ghettos<br />

(Yau, 2008, para. 9).<br />

However, there was a time when ethnic Chinese in<br />

Indonesia did enjoy relatively less discriminative policies.<br />

This was during the early period of Indonesian independence,<br />

though they were still considered non-indigenous. Under<br />

the presidency of Sukarno and the parliamentary democracy<br />

system (1949-1958), the Chinese were allowed to establish<br />

organizations that could participate in cultural, social and<br />

political activities and even schools where instruction were<br />

given in Chinese (Suryadinata, 2001, p.504). A well known<br />

ethnic Chinese institution focusing in sociopolitical matter<br />

was established following the merging of several small<br />

Chinese organizations. The organization, known as Badan<br />

Permusyawaratan Kewarganegaraan Indonesia (BAPERKI) or<br />

Indonesian citizenship consultative body, set its goal based on<br />

the idea of promoting equality among the citizens, regardless<br />

of ethnic origin, and they specifically fought for the Chinese<br />

minority’s cultural rights (Suryadinata, 2001, p.504).<br />

The relatively free environment for the ethnic Chinese as<br />

a distinguished minority group ended as new political power<br />

emerged. Suryadinata (2001) posited that the downfall of<br />

President Sukarno after a failed alleged coup by Partai Komunis<br />

Indonesia (PKI), or Indonesian Communist Party, led to the<br />

closure of BAPERKI, which had been in support of both PKI<br />

and the President (p.505). Lieutenant-General Suharto, who led<br />

the army operation to hunt down the members of PKI and its<br />

affiliates due to their role in the alleged coup, soon became the<br />

next President with the support from the right wing group in<br />

the military (Suryadinata, 2001, p.505). Besides the millions<br />

of alleged communist supporters that died, tens of thousands<br />

of Chinese were also killed during the hunt-down operation<br />

(Johnston, 2005, para. 9).<br />

The allegiance of a well-known Chinese organization to<br />

the former regime and the Communist Party created a distance<br />

62 - HOHONU Volume 8 2010<br />

between the new government and ethnic Chinese. Fuelled by<br />

the accusation of being supportive to the Communists, the<br />

Chinese faced harshly discriminative policies during President<br />

Suharto’s rule. During the period known as New Order<br />

(1966-1998), the ethnic Chinese were literally categorized as<br />

non-pribumi, separating them from the native pribumi (Yau,<br />

2008, para.10). As non-pribumi, the Chinese were subject to<br />

assimilation measures, which included giving up their ethnic<br />

identity, enrolling in Indonesian schools, and changing their<br />

names (Yau, 2008, para.11). Groups and institutions affiliated<br />

with Chinese were suppressed if not banned, including Chinese<br />

languages, culture, and religion (Yau, 2008, para.12). Although<br />

some top Chinese became friends of Suharto and subsequently<br />

became the richest men in Southeast Asia, the New Order<br />

regime in fact was a tragedy for the relatively large number of<br />

ordinary Chinese (Johnston, 2005, para. 13-14).<br />

In spite of the harsh assimilation efforts, the Chinese<br />

are still seen as “aliens” to the indigenous Indonesians. The<br />

failure of the efforts exploded in a large-scale anti-Chinese<br />

riot in 1998. President Suharto’s resignation in May, 1998,<br />

was accompanied by anti Chinese violence where for more<br />

than three days of violence, the rioters looted Chinese shops<br />

and gang raped more than 150 Chinese women (Chua, 2003,<br />

p.44-45). Chua (2003) reported that not only were thousands<br />

of people dead, but the mayhem also resulted in $40 to $60<br />

billions of capital confiscation, most of which was controlled<br />

by Chinese, causing a huge economic crisis from which the<br />

country is still struggling to recover (Chua, p.45).<br />

Since the Reformation Era, starting with the downfall of<br />

Suharto in 1998, the Indonesian government has taken several<br />

significant measures to address the issue of ethnic Chinese.<br />

Chinese Indonesians can now celebrate the Chinese New Year<br />

and use their Chinese name and symbols (Johnston, 2005,<br />

para.26). Since then, they are actively involved in political<br />

activities (Suryadinata. 2001, p.509-510). In terms of the civil<br />

society participation, ethnic Chinese communities are able<br />

to express themselves publically (Suryadinata, 2001, p. 522).<br />

Moreover, Confucianism was recognized as one of the official<br />

beliefs in Indonesia along with the other five major religions.<br />

Meanwhile, some Chinese Totok are able to reestablish their<br />

clan relationships (Suryadinata, 2001, p. 522). In another<br />

example, Suryadinata (2001) reported that the former President<br />

Abdurahman Wahid, a.k.a Gus Dur, was invited to deliver a<br />

speech during the opening of Indonesian Hakka association in<br />

Jakarta, in 2000, where the former president praised the ethnic<br />

Chinese, and pledged their support to continue to invest and<br />

help in the Indonesian economic recovery effort. It was during<br />

the presidency of Gus Dur that many of the discriminatory laws<br />

against the ethnic Chinese were revoked (Suryadinata, 2001, p.<br />

521). The president also appointed a nationalist ethnic Chinese,


Kwik Kian Gie, to the position of coordinating minister for<br />

finance and industry, the highest cabinet post ever for an ethnic<br />

Chinese in the country’s history (Suryadinata, 2001, p. 521).<br />

However, reforms by the government seem to hardly<br />

penetrate to the bottom of ordinary ethnic Chinese. Many<br />

Chinese Indonesians still find it very difficult to enter public<br />

universities or become members of the military or police forces<br />

(Johnston, 2005, para. 34). Johnston (2005) also reported<br />

that it is still relatively very expensive for a Chinese Indonesian<br />

to go to school, to buy land or to get a passport where the<br />

required citizenship letter might cost up to 7 million rupiah to<br />

be processed (para.35). In addition, intermarriage between the<br />

ethnic Chinese community and local Indonesians rarely occurs,<br />

due to the fact that neither group is willing to encourage such<br />

marital relationships (Johnston, 2005, para. 36)<br />

All the events and cases mentioned above conclude that<br />

the economic dominance of the Chinese minority in Indonesia<br />

has hardly been going in line with their social and political<br />

freedom. Albeit, facing various discriminations, the Chinese<br />

still maintain their economic dominance. I would say that<br />

the limited access to the cultural, social and political life of<br />

the majority have forced the ethnic Chinese to concentrate<br />

on commerce and trade, and hence, increases their ability in<br />

terms of entrepreneurship and business networking to a point<br />

that is relatively higher than that of the majority of people.<br />

Consequently, the Chinese minority often become the target<br />

of social jealousy due to their well-established economic lives<br />

compared to the majority of Indonesians, a situation which can<br />

easily be manipulated to create chaos in society, despite the fact<br />

that not all the ethnic Chinese are rich. The barely implemented<br />

assimilation policy by the New Order regime failed to achieve<br />

its aim and even created large resentment among the majority<br />

Indonesians towards the Chinese minority group. Without<br />

neglecting the complexity of the issue, it is a good idea to<br />

consider a different approach toward the relations between the<br />

ethnic Chinese and the Indonesians. Instead of considering<br />

the ethnic Chinese as foreigners who need to be assimilated to<br />

the local cultures, Indonesians also need to see the matter from<br />

the diversity point of view, where the ethnic Chinese must be<br />

considered equally as the other different ethnic groups that<br />

are spread throughout the archipelago with the rights to fully<br />

participate every aspect of the country’s life. Likewise, not only<br />

do the Indonesians have to change their way of thinking about<br />

the Chinese, but also the ethnic Chinese themselves have to<br />

voluntarily give up certain degrees of their exclusiveness in order<br />

to meet the qualities demanded by the majority group.<br />

References<br />

Chua, A. (2003). World on fire: How exporting free market<br />

democracy breeds ethnic hatred and global instability. New<br />

York: Random House.<br />

Johnston, T. (2005, March 3). Chinese diaspora: Indonesia.<br />

BBC. Retrieved from: http://news.bbc.co.uk/1/hi/world/<br />

asia-pacific/4312805.stm<br />

Kahin, G.M. (1946). The Chinese in Indonesia. “http://www.<br />

jstor.org/action/showPublication?journalCode=fareasternsur<br />

vey” Far Eastern Survey, 15(21), 326-329. Retrieved from:<br />

http://www.jstor.org/stable/2642461<br />

Siregar, A.M. (1969). Indonesian entrepreneurs. HYPERLINK<br />

“http://www.jstor.org/action/showPublication?journalCode=<br />

asiansurvey” Asian Survey, 9(5), 343-358. Retrieved from:<br />

http://www.jstor.org/stable/2642461<br />

Suryadinata, L. (2001). Chinese politics in post-Suharto’s<br />

Indonesia: Beyond the ethnic approach. Asian Survey,<br />

41(3), 502-524. Retrieved from: http://www.jstor.org/<br />

stable/2691646<br />

Wirth, L.(1941). Morale and minority groups. The American<br />

Journal of Sociology, 47(3), 415-433. Retrieved from:<br />

http://www.jstor.org/stable/2769291<br />

Yau, H.C.(2008, September 15). In between identities. The<br />

Straight Times.<br />

HOHONU Volume 8 2010 - 63


64 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Max Beckmann:<br />

Deposition<br />

Tabitha Gomes<br />

Art 375<br />

The Descent from the Cross was painted by the German<br />

artist Max Beckmann in 1917; today, its oil on a 59.5 by 50.75<br />

inch canvas is held at the Museum of Modern Art in New York<br />

City. This image of Christ is not an ideal one, and strays from<br />

long-established Christian art that most people know of. The<br />

deposition has never been shown in such an appalling way as<br />

this, creating uneasy feelings for the viewer. The image of Christ<br />

is almost unrecognizable, with thin skin upon his bones, pale<br />

and yellow. The other figures in the piece are also distorted to<br />

an extent of morbidity, with no sign of hope. The painting has<br />

death flowing in, out, and through it, radiating the feeling of<br />

suffering. All paintings of the descent from the cross deal with<br />

a dead Christ during a painful time, but no artist has been as<br />

vulgar as Beckmann.<br />

Max Beckmann was never the average artist, and because<br />

of his life choices, he changed as a person, thus contributing to<br />

his style of art. How could one man use art to portray death so<br />

realistically, and why? How does this disturbing piece compare<br />

to other depositions throughout the history of art? Although his<br />

style had drastic differences that separated him from the other<br />

artists of his time, his symbolism and subject matter did not<br />

stray from the established history.<br />

Max Beckmann was born in Germany in 1884, in the<br />

era of Impressionist painters: a time where artists began to<br />

experiment with colors, techniques, and subject matter.<br />

Although the generation around him began to search for<br />

a renewal of form, Beckman was more interested in the<br />

continuation of the tradition that he had grown up with. 1 And<br />

as many artists began experimenting and forming groups like<br />

the Blaue Reiter and Brücke painters, Beckmann stood alone<br />

in isolation. 2 Instead of following the trend in art, he decided<br />

to follow his own desires. What separated Beckmann’s artistic<br />

expression from those groups was his “extensive but subtle use<br />

of the color black.” 3 While others picked “festive colors as a<br />

metaphor for joy and vitality,” Beckmann strayed from the<br />

1 Dube, Wolf Dieter. The Expressionists. (London: Thames and Hudson,<br />

1972), p. 162<br />

2 Roh, Franx. German Painting in the 20 th Century. (Greenwich: New York<br />

Graphic Society, 1968), p.97<br />

3 Heckmanns, Friedrich; Loffler, Fritz; Roters, Eberhard; Wiese, Stephan<br />

von. German Expressionism 1915-1925, The Second Generation. (Munic:<br />

Prestel-Verlag, 1988), p. 39<br />

trend by using dark colors, sharp black lines, and grim subject<br />

matter to create political statements and express a variety of<br />

emotions 4 . He used black to force objects together to create<br />

proximity, and often outlined, or “imprisoned,” his graven<br />

images in black, creating compositions that looked as if they<br />

would burst from the picture plane. 5<br />

Beckmann hated sentimentality; thus, his desire was to<br />

record the inexpressible things in life. The stronger that desire<br />

became, the more he wanted “to seize this frightful twitching<br />

monster of vitality and to cage it in glass-clear sharp lines and<br />

surfaces, to suppress it, to throttle it.” 6<br />

Beckmann met the greatest influence of all after the<br />

outbreak of World War I and his voluntary involvement in<br />

1914. Beckmann was assigned to East Prussian and Belgian<br />

fronts as a medical orderly for the German Army until the<br />

spring of 1915. 7 Initially, Beckmann thought the war would<br />

be a great opportunity for pictorial reportage on a catastrophic<br />

event. 8 He suffered through his short tour in World War I<br />

with many losses and the death of his broken-spirited friend<br />

through suicide. 9 Upon leaving field conditions, Beckmann<br />

was transferred to a base hospital, where he sketched his<br />

observations and the pain on each patient’s face. 10<br />

After being exposed to harsh conditions, death, and the<br />

pure truth of what was involved in the war, changed Beckmann<br />

and his early style of art. 11 The major difference in his artwork<br />

before 1914 was that it failed to penetrate into “the souls of<br />

things.” 12 He became more interested in abstracted human form<br />

and shapes that pressed against each other rather than creating a<br />

space between them. The depth in his artwork began to shrink<br />

and the figures became crowded with no room to move freely<br />

in space. In 1914, at the age of thirty, Beckmann stated in the<br />

Kunst und Künstler journal: “For myself, I pursue the art of<br />

space and depth with all my soul and try to achieve my own<br />

4 Heckmanns, Friedrich; Loffler, Fritz; Roters, Eberhard; Wiese, Stephan<br />

von. German Expressionism 1915-1925, The Second Generation. (Munic:<br />

Prestel-Verlag, 1988), p. 39<br />

5 Roh, Franx. German Painting in the 20 th Century. (Greenwich: New York<br />

Graphic Society, 1968), p.98<br />

6 Excerpt from Max Beckmann’s journal. Dube, Wolf Dieter. The<br />

Expressionists. (London: Thames and Hudson, 1972), p. 167<br />

7 Buenger, Barbera C. “Max Beckmann’s Ideologues: Some forgotton<br />

Faces.” The Art Bulletin, Vol. 71, no. 3, (1989), p. 453-479.<br />

8 Selz, Peter Howard. Max Beckmann, Museum of Modern Art. (New York:<br />

Ayer Publishing, 1980), p. 21<br />

9 Buenger, Barbera C. “Max Beckmann’s Ideologues: Some forgotton<br />

Faces.” The Art Bulletin, Vol. 71, no. 3, (1989), p. 453-479.<br />

10 Selz, Peter Howard. Max Beckmann, Museum of Modern Art. (New York:<br />

Ayer Publishing, 1980), p. 22<br />

11 Haftmann, Werner. German Art of the Twentieth Century. (New York: The<br />

Museum of Modern Art, 1957), p.96<br />

12 Dube, Wolf Dieter. The Expressionists. (London: Thames and Hudson,<br />

1972), p. 163<br />

HOHONU Volume 8 2010 - 65


style in it.” 13<br />

Between 1917 and 1918, Beckmann had a sudden urge to<br />

paint a series of distorted images of religious themes. He had<br />

illustrated many religiously themed pieces before but never<br />

this sinister, or to this extent. One reason he may have turned<br />

to religious work was because, after being dismissed from the<br />

Army, having a nervous breakdown, and leaving his wife and<br />

son, he was left feeling alone, traumatized, and distressed.<br />

Creating religious work may have been comforting during his<br />

time of agony as flashbacks of war overwhelmed him. Some<br />

Christian work he composed was entitled: Adam and Eve in<br />

1917, Resurrection in 1918, and Crucifixion. Each image holds<br />

the same qualities that he emphatically discovered during war:<br />

sharp black lines, solemn figures projecting intense emotion,<br />

and a cold color pallet.<br />

Beckmann was not only interested in painting, but also<br />

in dry point, a common technique that he used for his work.<br />

Dry point is an “engraving method in which the design to be<br />

printed is scratched directly into a copperplate with a sharply<br />

pointed instrument.” 14 This method of art allows Beckmann<br />

to use black outlines as the basis for his work, which may<br />

have had an impact on his painting. Using this technique,<br />

Beckmann created a Descent from the Cross as a mirror image<br />

to the painting. 15 Although the print is said to be created in<br />

1918, a year after the painting was created, it is also located in<br />

a series called Faces. The print may have easily been created far<br />

before the painting and dated for the series completion, not<br />

the individual piece. The print allows for a different view of<br />

the Descent from the Cross, allowing the viewer to focus on the<br />

subject matter and lines without the color and highlights.<br />

At first glance, Max Beckmann’s piece Descent from the<br />

Cross is hard at look at because of its raw, non-ideal proportions<br />

and abstract explanation of the figure of Christ. The<br />

expressionist style used creates a cold, and somewhat disturbing,<br />

atmosphere for what is usually thought to be sacred, passionate<br />

subject matter. The elongated, distorted figure of Christ fills<br />

the space using sharp diagonals while the rest of the image<br />

pushes together, inward and up, creating no visual depth. Max<br />

Beckmann seemed to want to capture the blunt imperfection of<br />

reality without creating any false imagery. His brushwork is very<br />

loose and painterly, with a thin coat of cold colors, but it’s still<br />

neatly composed within his common use of dark, black lines.<br />

Max Beckmann’s Descent from the Cross does not have as<br />

much detail and is not as intricate as some of the early pieces,<br />

however, in keeping with tradition, Beckmann does include<br />

13 Dube, Wolf Dieter. The Expressionists. (London: Thames and Hudson,<br />

1972), p. 161<br />

14 Encyclopedia Britannica Online, Dry point, (accessed on April 3, 2009)<br />

http://www.britannica.com/EBchecked/topic/172437/drypoint<br />

15 The Descent from the Cross is located in a series called Faces, dated 1918.<br />

Museum of Modern Art., The Collection: Max Beckmann, (accessed<br />

January 14, 2009), http://www.moma.org/collection/browse<br />

66 - HOHONU Volume 8 2010<br />

a few very vital components to the representation. One very<br />

important man to Christ’s descent was Joseph of Arimathea,<br />

a Jewish judge and a secret follower of Christ. 16 “Joseph of<br />

Arimathea, a prominent member of the council, who was<br />

himself waiting for the kingdom of God, went boldly to Pilate<br />

and asked for Jesus’ body[:]” in Jewish tradition, a body must<br />

be taken down before sunset and buried in order to preserve<br />

the soul. 17 Pontius Pilate allowed the Roman guards to release<br />

Christ’s body to Joseph for burial. In the painting, Joseph can<br />

be recognized as the older man with a beard, shown holding<br />

Christ’s upper body and lowering it from the cross. The<br />

second man commonly shown assisting with Christ’s body has<br />

been identified in the Gospel of John as Nicodemus, also an<br />

undercover disciple. 18 Nicodemus is usually shown as a younger<br />

man assisting Joseph, but always carrying a lower portion of<br />

Christ’s body. In keeping with this tradition, Beckmann shows<br />

Joseph with a small white mustache and white hair carrying the<br />

Christ figure’s chest, and to the right of Joseph is the younger<br />

Nicodemus holding up Christ by his hips. The men look as if<br />

they are struggling to hold up Christ’s skinny, lifeless body.<br />

In addition to this, there are always at least two women<br />

shown weeping near the foot of the cross. These women are<br />

identified as Christ’s mother Mary, who is sometimes faint,<br />

and Mary Magdalene, usually shown caressing Christ’s feet or<br />

hand. 19 If the artist chooses to fill the space with other people,<br />

the roles of the two women are exaggerated. However if there<br />

aren’t many figures in a piece it is sometimes difficult to tell<br />

the two women apart, just as in Beckmann’s Descent from the<br />

Cross. The painting shows two women kneeling below the<br />

cross, crying and holding hands. The woman on the left looks<br />

much older and more distressed than the other: she has one<br />

hand raised near her face with her head turned as if in agony.<br />

The woman on the right has a smaller nose and no joules or<br />

bags under her eyes, indicating that she is younger and easily<br />

identifying her as Mary Magdalene. Instead of being shown<br />

caressing Christ, here Magdalene is comforting and caressing<br />

the hand of Christ’s mother, the Virgin Mary.<br />

Commonly included in images of the descent from the<br />

cross are ladders, which were primarily used in the crucifixion.<br />

The ladder was used to put Christ up on the cross and then<br />

to take him down. Joseph and Nicodemus may have also used<br />

16 Rynck, Patrick De, How to Read a Painting: Lessons from the Old Master (<br />

New York: Harry N Abrams, 2004) p.<br />

17 Mark 15:43. The Holy Bible, New International Version, (Grand rapids:<br />

Zondervan Publishing House, 1984), p. 583.<br />

18 John 19:39“He was accompanied by Nicodemus, the man who earlier<br />

had visited jesus in the night.” The Holy Bible, New International Version,<br />

(Grand rapids: Zondervan Publishing House, 1984), p.619<br />

19 In the Gospels Mary Magdalene is always identified but the Virgin<br />

Mary is not identified at all. In Matthew 27:56 and Mark 15:40 Mary<br />

Magdalene and Mary the mother of James are identified, while Luke and<br />

John name no women. The Holy Bible, New International Version, (Grand<br />

rapids: Zondervan Publishing House, 1984), p. 570, 583


it as a stretcher to carry the body of Christ to his tomb. 20<br />

Through art, the role of the ladder has changed to symbolize<br />

Christ’s ascent to heaven. This idea derived from the Biblical<br />

story of Jacob: “He had a dream in which he saw a stairway (or<br />

a ladder) resting on the earth, with its top reaching to heaven,<br />

and the angels of God were ascending and descending on it.” 21<br />

Beckmann uses the ladder to his extent by creating the deepest<br />

portion of the painting. The ladder is shown leaning against the<br />

cross, and foreshortened by the angle. This causes it to protrude<br />

beyond the picture plane and into the heavens as if it’s awaiting<br />

Christ’s ascent.<br />

The most important element to a deposition is the cross.<br />

Although the cross is important because of its major role in<br />

the crucifixion, the cross has also become a major symbol for<br />

the Christian religion. The cross has become a reminder of<br />

Christ’s love and sacrifice for all humanity. 22 The cross also<br />

provides the center of Christian belief that Jesus Christ died<br />

for the sin of man and all those who believe in him shall be<br />

given salvation. Along with the major role of the cross, every<br />

type of cross holds another meaning. In Beckmann’s Descent<br />

from the Cross, although the cross is hidden behind the ladder,<br />

Joseph, Nicodemus, and Christ, it is still identifiable as a “tau<br />

cross.” The “tau cross” has nothing extending above its arms<br />

and resembles the Greek letter “T.” The “tau cross” is known as<br />

a symbol of a prophecy because “it is the traditional sign that<br />

Israelites made with lamb’s blood on their doorposts in Egypt<br />

on the night of Passover.” 23<br />

Two other elements that are not commonly used in descent<br />

pieces are signs of the stigmata and the sun. However, there is<br />

a large red sun in the background of Beckmann’s piece, used as<br />

a prophetic symbol for Christ. 24 The sun as a symbol for Christ<br />

comes from the Bible, where, in Malachi 4:2 it is written: “But<br />

for you who revere my name, the sun of righteousness will<br />

rise with healing in its wings.” 25 The stigmata symbolizes the<br />

torture that Christ endured; the markings usually include holes<br />

in his hands and feet, a crown of thorns, and a stab wound on<br />

his side. In Beckmann’s piece, his Christ looks emaciated with<br />

yellowing and bruising on his skin, holes in his feet and hands,<br />

and, again, the crown of thorns upon his head.<br />

In comparison, Rosso Fiorentino’s Descent from the Cross 26<br />

20 Science of the Bible, dir. Micheal S.Ojeda, perf. Hayati Akabas, DVD,<br />

2005.<br />

21 Gen 28:12. The Holy Bible, New International Version. (Grand rapids:<br />

Zondervan Publishing House, 1984), p. 17.<br />

22 Gast, Walter E. Symbols in Christian Art and Arcitecture.(accessed March<br />

05, 2008), http://wegast.home.att.net/symbols/<br />

23 Gast, Walter E. Symbols in Christian Art and Arcitecture.(accessed March<br />

05, 2008), http://wegast.home.att.net/symbols/<br />

24 Gast, Walter E. Symbols in Christian Art and Arcitecture.(accessed March<br />

05, 2008), http://wegast.home.att.net/symbols/<br />

25 The Holy Bible, New International Version, (Grand rapids: Zondervan<br />

Publishing House, 1984), p.548<br />

26 333 x 196cm panel, painted in 1495-1540. Rynck, Patrick De, How<br />

to Read a Painting: Lessons from the Old Master ( New York: Harry N<br />

Abrams, 2004)<br />

captures the same iconography and simplicity as Beckmann’s<br />

piece. Both pieces have fewer figures than most and the shallow<br />

background is accentuated with the use of a ladder. Despite<br />

this, there still are very distinct differences in style between<br />

that of the Fiorentino and Beckmann works. All the figures<br />

in Fiorentiono’s composition have space to move around, are<br />

ideally proportioned, have clean features, and none seem to be<br />

in distress. The handling of the paint and subject matter is also<br />

quite different, as Fiorentino uses bright colors with a clean<br />

application, while Beckmann’s style is, again, very loose and<br />

painterly.<br />

Although Max Beckmann’s Descent from the Cross holds all<br />

the same iconography as most other Christian art, it still cannot<br />

be compared equally due to its dramatic style and techniques.<br />

Most descent pieces are harmonious, showing Christ’s dead<br />

body as peaceful and healthy, as if he died due to a natural<br />

cause. There are only a few compositions that translate emotion,<br />

terror and pain in a similar way to Beckmann’s style; many of<br />

which come from the Gothic period.<br />

In this regard, there is a descent from the cross piece within<br />

the composition of the Crucifix with the Stories of the Passion,<br />

created around the year 1200. 27 This piece uses much brighter<br />

colors than Beckmann, but the sorrow is clear by the style of the<br />

figures. There are seven figures in this piece: Christ is centered<br />

with Joseph and Nicodemus removing his limp body from the<br />

cross, and there are two women that flank each side of the cross.<br />

The images are distorted, adding to the grief. However, this<br />

piece is not as intensely twisted as Beckmann’s. The women on<br />

both sides watch in sorrow, with their heads down and furrowed<br />

brows. The artist did a quality job, using distortion to display a<br />

heavy feeling of sadness and pain, but, at the same time, using<br />

bright colors to bring the piece back to life.<br />

The Deposition by Lucchese in 1240, located at the Uffizi<br />

in Florence, has more similarities to Beckmann’s painting<br />

style than many other pieces. 28 Lucchese’s painting has only<br />

five figures, like Beckmann, and uses dark lines to outline the<br />

images. The painting is very shallow, and the tau style cross<br />

and one ladder create the background. The shallow space is<br />

also crowded with the few figures and they have no space to<br />

move around. Lucchese does not idealize his images and is<br />

not focused on the perfect human form: instead, emotions of<br />

sorrow and grief come through clearly. The body of Christ<br />

looks dead and heavy, as Joseph struggles to hold it up, twisting<br />

as Nicodemus cuts the nails from his feet. The figures around<br />

Christ are elongated and distorted, showing their sadness,<br />

while both Mary Magdalene and the Virgin Mary are stretched<br />

enough to reach and touch Christ before his body is taken<br />

27 The painting has an unknown artist. Emil Kern, Daniel Marx, Web<br />

Gallery of Art. (accessed March 30, 2009) http://www.wga.hu/.<br />

28 Meiss, Millard, Painting in Florence and Sienna after the Black Death.<br />

(New York: Harper Torch Books, 1951) p. 49<br />

HOHONU Volume 8 2010 - 67


down. This painting shows that distortion was around before<br />

Beckmann’s time, and even utilized similar techniques of<br />

crowding space and heavy black lines.<br />

Two other pieces that resemble Beckmann’s work are of<br />

crucifixions, not depositions, but still hold similar qualities in<br />

the style of art. First, is a mosaic called Crucifixion, from 1200-<br />

1220, this piece has heavy black lines and much sorrow caused<br />

by the distorted figures. 29 Secondly, is the Isenheim Alterpiece by<br />

Matthias Grünewald in 1512. 30 This piece is not distorted and<br />

the figures are painted naturalistically; however, the artist creates<br />

a disturbing dead Christ. His skin is yellow and looks beaten;<br />

he is very skinny and his arms are stretched and twisted to reach<br />

the cross. The feeling of looking at this image of Christ is very<br />

similar to the feeling received from Beckmann’s Descent from the<br />

Cross.<br />

Beckmann’s work fits nicely into the Gothic era of art<br />

because, during this time, their work was all distorted in an<br />

attempt to search for the correct emotional equation. The<br />

Christian art of this time had a lot of “hard-to-look-at” pieces<br />

that brought out heavy emotions, like fear or sorrow.<br />

Beckmann was different for his time because of his<br />

experiences in war and witnessing traumatic deaths as a medical<br />

orderly. He set himself up for creating pain in his art by using<br />

the morgue and the horrified patients as models for his work.<br />

Nothing other than in a cold composition could be expected of<br />

him. Beckmann’s Descent from the Cross easily portrays his life<br />

experiences in a time of distress, when all he had left to turn to<br />

was his religion. In fact, Beckmann stated during the war:<br />

“My will to live is at present stronger than ever, although I<br />

have experienced great horror and have seemed to die with<br />

the others several times. But the more often one dies, the<br />

more intensely one lives. I have drawn - this is what keeps<br />

me from death and danger.” 31<br />

All “descent from the cross” pieces deal with a dead Christ<br />

during a painful time, but no artist has ever been as vulgar as<br />

Max Beckmann. It can only be concluded that there is no way<br />

to express death and pain so accurately in art unless you have<br />

experienced it yourself.<br />

Bibliography<br />

Science of the Bible. Performed by Hayati Akabas. 2005.<br />

Buenger, Barbera C. “Max Beckmann’s Ideologues: Some<br />

forgotton Faces.” The Art Bulletin 21, no. 3 (1989): 453-<br />

479.<br />

29 This piece is created by an unknown artist, located in the Basilica di San<br />

Marco, Venice. Emil Kern, Daniel Marx, Web Gallery of Art. (accessed<br />

March 30, 2009) http://www.wga.hu/.<br />

30 Emil Kern, Daniel Marx, Web Gallery of Art. (accessed March 30, 2009)<br />

http://www.wga.hu/.<br />

31 Selz, Peter Howard. Max Beckmann, Museum of Modern Art. (New York:<br />

Ayer Publishing, 1980), p. 21<br />

68 - HOHONU Volume 8 2010<br />

Dube, Wolf-Dieter. The Expressionists. London: Thames and<br />

Hudson, 1972.<br />

Emil Kern, Daniel Marx. Web Gallery of Art. http://www.wga.<br />

hu/ (accessed March 30, 2009).<br />

Encyclopedia Britannica Online. Dry point. 2009. http://<br />

www.britannica.com/EBchecked/topic/172437/drypoint<br />

(accessed April 3, 2009).<br />

Ferguson, George. Signs and Symbols in Christian Art. New<br />

York: Oxford University Press, 1954.<br />

Friedrich Heckmanns, Fritz Loffler, Eberhard Roters, Stephan<br />

von Wiese. German Expressionism 1915-1925, The Second<br />

Generation. Munic: Prestel-Verlag, 1988.<br />

Gast, Walter E. Symbols in Christian Art and Arcitecture. June<br />

09, 2000. http://wegast.home.att.net/symbols/ (accessed<br />

March 05, 2008).<br />

Hall, James. Dictionary of Subjects and Symbols in Art, Second<br />

Edition.<br />

Hodin, J. P. “German Books on Modern Art.” The Burlington<br />

Magizine, 1960: 212-214.<br />

Martin, John Rupert. Rubens: The Antwerp Alterpieces. New<br />

York: Norton and Company.<br />

Meiss, Millard. Painting in Florence and Sienna after the Black<br />

Death. New York: Harper Torch Books, 1951.<br />

Museum of Modern Art. 2007. http://www.moma.org/<br />

collection/browse_results.php?criteria=O%3AAD%3AE%<br />

3A429&page_number=1&template_id=6&sort_order=1<br />

(accessed January 14, 2009).<br />

Roh, Franx. German painting in the 20th Century. Greenwich:<br />

New York Graphic Society, 1968.<br />

Rynck, Patrick De. How to Read a Painting: Lessons from the Old<br />

Masters. New York: Harry N Abrams, 2004.<br />

Selz, Peter Howard. “Max Beckmann.” By Museum of Modern<br />

Art. New York: Ayer Publishing, 1980.<br />

Spidle, Jake. “Colonial Studies in Imperial Germany.” History of<br />

Education Quarterly, 1973: 231-247.<br />

The Holy Bible, New International Version. Grand rapids:<br />

Zondervan Publishing House, 1984.<br />

The Metropolitan Museum of Art. Central Europe (Austria,<br />

Germany, and Switzerland), 1900 A.D.–present”. In<br />

Heilbrunn Timeline of Art History. October 2004. http://<br />

www.metmuseum.org/toah/ht/11/euwcm/ht11euwcm.htm<br />

(accessed January 14, 2009).<br />

Werner Haftmann, Alfred Hentzen, William Lieberman.<br />

German art of the Twentieth Century. New York: The<br />

Museum of Modern Art, 1957.<br />

White, Christopher. Rembrandt. London: Thames and Hudson,<br />

1984.


d d d d d d d d d d d d d d d d d d d d d d<br />

Laws, War, and the<br />

People Caught in<br />

Between:<br />

The Legal Status of Guantánamo<br />

Bay Detainees during the Bush<br />

Administration and the Chance<br />

for Progressive Change Under the<br />

Obama Administration<br />

Kylie Alexandra<br />

English 215<br />

Following the devastating terror attacks on September 11,<br />

2001, the Bush Administration embarked on its so-called “War<br />

on Terror” in order to seek and destroy terrorist safe-havens<br />

in the Middle East and elsewhere. This bizarre war, on an<br />

abstract concept, produced an equally unusual problem: what<br />

to do with terrorist suspects – primarily al-Qaeda and Taliban<br />

insurgents – captured on the broad-ranging war front.<br />

The Bush Administration crafted a controversial solution<br />

by detaining suspects at Guantánamo Bay, a US Naval<br />

Facility on a slip of land leased under duress from the Cuban<br />

government and supposedly beyond the reach of United<br />

States and international law. Since the first detainees arrived<br />

at Guantánamo Bay in January 2002 their legal status and<br />

humanitarian rights have stimulated a great deal of legal and<br />

scholarly debate. In the ensuing controversy, two important<br />

points surfaced and were thoroughly debated during the Bush<br />

Administration: firstly, whether or not the detainees warrant<br />

Prisoner of War (POW) status under the Geneva Conventions,<br />

and secondly, whether or not detainees held outside of sovereign<br />

US territory maintain the right to challenge their detention in a<br />

US federal court, i.e., the right to habeas corpus.<br />

On January 22, 2009, newly elected President Barak<br />

Obama signed an executive order signaling that Guantánamo<br />

Bay will be closed within a year (Wittes 2009). The difficult<br />

work of untangling the legal chaos evident at Guantánamo<br />

Bay now begins, especially when deciding which detainees<br />

are safe to release, where to release them, and how to credibly<br />

prosecute those that remain (Goldhaber 2009). This last point<br />

remains the most contentious, and in fact, warrants a fresh<br />

look at whether or not terrorist suspects are prisoners of war or<br />

criminals that should be tried in civilian federal courts.<br />

This paper examines both sides of the POW debate that<br />

raged throughout the earliest stages of the War on Terror<br />

between many of President Bush’s closest advisors and military<br />

justice experts who advocated for denial of POW status and<br />

those that encouraged the provision of POW status and strict<br />

adherence to the Geneva Conventions. In addition, the<br />

evolving legal status of Guantánamo Bay detainees will be<br />

reviewed as manifested by the legal “back and forth” between<br />

the US Supreme Court and the Republican-led Congress<br />

over habeas corpus rights. The “rights-enforcing” approach<br />

favored by the US Supreme Court and the inability of military<br />

commissions to successfully prosecute detainees suggests that<br />

President Obama needs to make a clean break from policies<br />

associated with President Bush and promote a greater balance<br />

between national security concerns and the humanitarian rights<br />

of detainees (de Londras 2008:36; Goldhaber 2009). In many<br />

respects the debate then returns to its point of origin: is it<br />

wise to accord terrorist insurgents POW status and rely upon<br />

the framework set by the Geneva Conventions—given their<br />

allegiance is to an ideology and not a nation-state, and given<br />

that ideologies are more rigid than wars between states? The<br />

answer to this question will inform President Obama’s approach<br />

in whether or not to continue to a policy of “preventive<br />

detention,” as some suggest, or to depend upon criminal<br />

trials (Goldhaber 2009; Roth 2008; Wittes 2009; Wittes et<br />

al. 2009). The criminal model has successfully prosecuted<br />

suspected terrorists captured on US soil and branding terrorists<br />

as criminals rather than “religious warriors” tarnishes the allure<br />

of engaging in violent activities (Roth 2008).<br />

Shortly after the US military incursion into Afghanistan<br />

began, President Bush issued an Executive Order that outlined<br />

his position on handling individuals captured during the course<br />

of the conflict (Dahlstrom 2003; Fogarty 2005). Issued on<br />

November 13, 2001, the Order paved the way for the creation<br />

of military commissions to prosecute suspected terrorists and<br />

introduced the phrase “unlawful enemy combatant” into<br />

modern discourse. Borrowing from a 1942 US Supreme Court<br />

decision, Ex Parte Quirin, which recognized a class of “lawful<br />

combatants,” the Bush Administration inferred that it was<br />

legally possible to recognize a class of “unlawful combatants”<br />

(Dahlstrom 2003:272; Rivkin Jr. and Casey [date not cited]).<br />

The Executive Order came under immediate criticism.<br />

Legal expert Lawrence Tribe claimed that Quirin provided no<br />

basis for the military commissions established by the 2001<br />

HOHONU Volume 8 2010 - 69


Executive Order and that any convictions would be discredited<br />

without legislative authorization (Dahlstrom 2003). Critics also<br />

pointed to the fact that the Order denied detainees the right<br />

to appeal the commissions’ decisions in a civilian court, thus<br />

denying habeas corpus. The order also failed to address due<br />

process concerns such as the right to counsel and the standards<br />

for admissible evidence (Cutler 2008; Dahlstrom 2003; Fogarty<br />

2005; Schneider 2004). Gerard P. Fogarty (2005) reports that<br />

top military justice experts at the Pentagon and senior staff<br />

at both the National Security Council and State Department<br />

learned the details of the Order only after it was issued,<br />

signaling that a small group of White House insiders provided<br />

most of the input.<br />

The use of the term “unlawful enemy combatant” provided<br />

the basis for the Bush Administration’s denial of POW status.<br />

They reasoned that the Geneva Conventions were originally<br />

conceived in the context of war between two states. In 2002,<br />

White House Counsel Alberto Gonzales wrote a memo<br />

to President Bush detailing changes in armed conflict that<br />

“rendered part of the Conventions obsolete” (Ratner 2008:26).<br />

Then Defense Secretary Donald Rumsfeld argued that neither<br />

al-Qaeda nor the Taliban engaged in warfare according to the<br />

description of armed conflict contained within the Geneva<br />

Conventions: they lacked uniforms, hid their weapons, and<br />

tried to blend in with the civilian population (Fogarty 2005;<br />

Rivkin Jr. and Casey). The Taliban were not recognized as the<br />

legitimate government in Afghanistan and al-Qaeda was not<br />

fighting on behalf of any nation-state (Dahlstrom 2003). Ergo,<br />

they are unlawful enemy combatants and not POWs (Fogarty<br />

2005; Rivkin Jr. and Casey).<br />

The laws of war codified in the Geneva Conventions are<br />

not clear-cut when the conflict involves non-state actors (DoJ<br />

2009c). Numerous scholars provide arguments that support<br />

the treatment of members of the Taliban and al-Qaeda as<br />

POWs. Relying upon definitions outlined in the Geneva<br />

Conventions, Daniella Schneider (2004) argues that captured<br />

Taliban members qualify as POWs since they were the “de<br />

facto” government of Afghanistan (p424). Fogarty (2005)<br />

concurs and cites the efforts made by former Secretary of<br />

State Colin Powell who was successful in convincing the Bush<br />

Administration to change course and accord Taliban members<br />

POW status. United Nations POW experts advocated that al-<br />

Qaeda members who fought on behalf of the Taliban should<br />

receive POW status, and posited that they might qualify as a<br />

militia in their own right (Fogarty 2005). Schneider (2004)<br />

supports this recognition of al-Qaeda as a “legitimate fighting<br />

force” given their structural organization and their visibility in<br />

distinction from other civilians (p426). Ratner (2008) likens<br />

al-Qaeda to the Vietcong guerilla forces that struggled for<br />

South Vietnam during the Vietnam War; they were not part<br />

70 - HOHONU Volume 8 2010<br />

of any formal army but were nonetheless afforded POW status<br />

by the US. Dahlstrom (2003) acknowledges that Article 4 of<br />

the Geneva Conventions’ inclusion of groups aligned with a<br />

non-recognized authority provides grounds for recognizing al-<br />

Qaeda members as POWs, although their lack of adherence to<br />

the traditional laws of war may also preclude that recognition.<br />

Either way, where doubt exists captured combatants are<br />

presumed POWs until a “competent tribunal” decides otherwise<br />

(Schneider 2004:426). Granting POW status threatened to<br />

render President Bush’s Executive Order in violation of the<br />

Geneva Conventions and against US domestic law.<br />

By early 2002, more than 600 detainees resided at<br />

Guantánamo Bay and the legal challenges to their continued<br />

detention went before the courts (Dahlstrom 2003; Schneider<br />

2004). In February 2002, the District Court for D.C. quickly<br />

dismissed the case of Rasul et al. v Bush (Rasul) since the<br />

detainees were in custody beyond the jurisdiction of the D.C.<br />

Court. The Court refused the plaintiff’s argument that the<br />

US held “de facto” control and jurisdiction over Guantánamo<br />

Bay (Dahlstrom 2003:680). In 2004, the US Supreme Court<br />

overruled the District Court’s decision on the basis that it was<br />

sufficient for the detaining authority (the US government)<br />

to exist within the Court’s territorial jurisdiction (de Londras<br />

2008). Therefore, the Guantánamo Bay detainees warranted a<br />

limited right to the writ of habeas corpus (Cutler 2008).<br />

In response to the US Supreme Court’s decision in Rasul,<br />

the Bush Administration established Combatant Status Review<br />

Tribunals (CSRTs) as a substitute for judicial proceedings<br />

to determine the validity of their claim that the detainees<br />

were enemy combatants (Cutler 2008; Rivkin Jr. and Casey).<br />

Rivkin Jr. and Casey contend that the CSRTs provide ample<br />

due process provisions for detainees suspected of terrorist acts<br />

against the US. de Londras (2008) asserts that the CSRTs are<br />

not adequate to address habeas corpus, in part because detainees<br />

accorded non-combatant status were not always released. She<br />

argues that the US Supreme Court fell short by not recognizing<br />

the “high degree of operational sovereignty” the US commands<br />

at Guantánamo Bay, which would have automatically conferred<br />

constitutional habeas rights to the detainees (constitutional<br />

rights cannot be circumvented via legislative action).<br />

To codify the CSRTs, Congress enacted the Detainee<br />

Treatment Act (DTA) of 2005 (de Londras 2008; Rivkin Jr.<br />

and Casey). The DTA effectively denied any federal court from<br />

exercising jurisdiction to hear pending and future habeas cases<br />

(Cutler 2008; de Londras 2008). Congress intended for this<br />

law to apply to the influential Hamdan v. Rumsfeld (Hamdan)<br />

case before the US Supreme Court.<br />

In its last ruling of the 2006 term, the US Supreme<br />

Court decided that the DTA was not explicitly retroactive<br />

and so delivered their decision on the Hamdan case (Cutler


2008). Their decision contained a number of points: 1) The<br />

2001 Executive Order was not authorized by Congress, 2)<br />

the military commissions as proposed by President Bush were<br />

“structurally and procedurally deficient” and, 3) all detainees<br />

held at Guantánamo Bay (including al-Qaeda) are protected<br />

by the Geneva Conventions (Cutler 2008:36). The Supreme<br />

Court Justices agreed that Hamdan should be tried by a<br />

“regularly constituted court” that affords “judicial guarantees<br />

[…] recognized as indispensable by civilized peoples” (Cutler<br />

2008:38). They did not address the individual habeas claim but<br />

rather regulated the ability of the Executive branch to develop<br />

military commissions without Legislative action (de Londras<br />

2008).<br />

As a reaction to the Hamdan decision, Congress enacted<br />

the Military Commissions Act (MCA) of 2006 to codify how<br />

the Geneva Conventions are applicable to suspected terrorists<br />

and to establish new rules for military commissions for the<br />

prosecution of detainees (Cutler 2008). The MCA revoked<br />

the right of the US Supreme Court to enforce the Geneva<br />

Conventions and instead offered examples of what constituted<br />

a “grave [breach]” of the Conventions (Cutler 2008:43). The<br />

guidelines for military commissions used relaxed due process<br />

considerations concerning the admissibility of evidence.<br />

Hearsay and evidence obtained through coercion is admissible if<br />

the presiding judge affords it “probative value,” and defendants<br />

are not allowed to hear classified evidence against them; rather,<br />

they are provided with a “declassified summary of information”<br />

(Cutler 2008:40). The MCA also includes an explicit provision<br />

stripping federal courts of the jurisdiction to hear pending<br />

habeas cases (de Londras 2008).<br />

Colonel Morris D. Davis (2007) defends the MCA and<br />

argues that the trials conducted exceed the standards set forth<br />

by other formal UN tribunals. Furthermore, the procedures<br />

utilized in military commissions meet the requirements outlined<br />

in the Hamdan decision. Davis (2007) concedes that some due<br />

process standards in the MCA are broader than those used in<br />

civilian courts, but the same rights afforded US citizens are not<br />

automatically warranted in the case of “alien unlawful enemy<br />

combatants” (p33).<br />

In 2007, the US Court of Appeals for the D.C Circuit<br />

refused to grant a writ of habeas corpus in the case of<br />

Boumediene v. Bush (Boumediene) citing lack of jurisdiction<br />

under the MCA (Cutler 2008). Moreover, since the detainees<br />

were foreign nationals held outside the US they lacked a<br />

constitutional right to habeas corpus. After initially refusing<br />

to consider Boumediene, the US Supreme Court unexpectedly<br />

altered their decision and granted a review (Cutler 2008). De<br />

Londras (2008) believes this occurred out of a new willingness<br />

to finally settle the issue of constitutionality concerning habeas<br />

rights. Indeed, in June 2008 the US Supreme Court granted<br />

Guantánamo Bay detainees the constitutional right to the writ<br />

of habeas corpus (DoJ 2008). In their decision, the Supreme<br />

Court rejected the Bush Administration’s claim that the absence<br />

of US sovereignty negated the applicability of the Constitution<br />

(Boumediene v. Bush, 553 US 2008).<br />

The US Supreme Court’s decision necessitates close<br />

examination by the review panel President Obama has set up to<br />

determine the best course of action for closing the Guantánamo<br />

Bay facility within one year from the date he issued his<br />

Executive Order (January 22, 2009). As it stands, the Order<br />

leaves open the option of military commissions or some other<br />

trial mechanism, as well as the continued detention of some of<br />

the detainees (Wittes 2009).<br />

Ongoing debate reveals an interesting twist: during the<br />

Bush Administration liberal scholars advocated for POW status<br />

and conservative “hawks” argued against it; now, conservatives<br />

tend to favor a continuation of the provision of POW status<br />

and an improved mechanism for onshore preventive detention<br />

and liberals are clamoring for the transfer of the remaining<br />

detainees into the civilian criminal justice system. Nonetheless,<br />

liberals and conservatives alike are inclined to agree that<br />

President Obama needs to make a clean break from policies<br />

associated with President Bush and promote a greater balance<br />

between national security concerns and the humanitarian rights<br />

of detainees (Goldhaber 2009).<br />

President Obama appears to have taken steps to define<br />

a “new standard” for the detention of terrorist suspects and<br />

has revoked the phrase “enemy combatant” (DoJ 2009b).<br />

Individuals who “planned, authorized, committed, or aided”<br />

the attacks of September 11, 2001 will remain in detention,<br />

in addition to those who “harbored those responsible” (DoJ<br />

2009c:1). Members of al-Qaeda and the Taliban who engage<br />

in attacks against coalition forces in Afghanistan or provide<br />

“substantial support” from elsewhere will also be detained (DoJ<br />

2009c:7). The Department of Justice (2009c) has yet to define<br />

exactly what constitutes “substantial support,” but for now it<br />

will be determined on an individual basis depending on the<br />

facts of each case.<br />

The Obama Administration exhibits a greater willingness<br />

than the previous Bush Administration to ensure that the<br />

treatment of detainees is progressive with the nation’s values.<br />

The long-term, indefinite nature of the “War on Terror” invites<br />

the question of whether a war-like or military approach is best<br />

suited for the task of managing terrorist suspects. It is on this<br />

point that the Geneva Conventions, once seized upon by liberal<br />

scholars in defense of Guantánamo Bay detainees, begins to<br />

fade in significance.<br />

As previously noted, the Geneva Conventions were<br />

conceived in the context of two state actors in conflict. Al-<br />

Qaeda and deposed Taliban forces are non-state actors, meaning<br />

HOHONU Volume 8 2010 - 71


that their primary allegiance is to an ideology rather than<br />

a nation. Policy makers should recognize that the combat<br />

situation in Afghanistan is not a war; it is an occupation<br />

designed to root out ideological insurgents in order to<br />

prevent them from launching attacks on the US and further<br />

destabilizing the region. The occupation combines ‘nationbuilding’<br />

development projects and a type of terrorist ‘policing,’<br />

Scholars that argue for an improved system of preventive<br />

detention claim that the criminal justice system is not flexible<br />

enough to detain individuals on the basis of their perceived<br />

threat to the US. They assert that it requires a standard of<br />

admissible evidence higher than the present situation allows (i.e.<br />

evidence collected using questionable interrogation techniques)<br />

(Goldhaber 2009; Wittes et al. 2009). Law Professor David<br />

Cole (in Wittes et al. 2009) counters that preventive detention<br />

is too great a burden on fundamental human rights. He<br />

concedes, however, that detainees deemed too dangerous to<br />

release should be held as POWs but only as long as the war<br />

against the Taliban and al-Qaeda in Afghanistan endures. In<br />

the past, POWs were detained until the two states were no<br />

longer at war, the rationale being that at that point the POWs<br />

would have no reason to fight against the detaining power.<br />

There is little indication that this pattern will hold for those<br />

who fight on behalf of an ideology, and there is some evidence<br />

to suggest that former detainees will resume terrorist activities<br />

(Goldhaber 2009). This suggests that terrorist suspects captured<br />

during an indefinite, ideologically-based conflict should be<br />

detained for criminal trial rather than simply being held until<br />

combat activities cease.<br />

Kenneth Roth (2008), the Executive Director of Human<br />

Rights Watch, is a strong advocate for using the criminal justice<br />

system, which has successfully prosecuted suspected terrorists in<br />

the past. In contrast to President Bush’s military commissions<br />

which convicted two people, 91% of the 160 terrorists tried in<br />

US criminal courts between September 2001 and November<br />

2007 were convicted (Bario 2008; Goldhaber 2009). Moreover,<br />

laws pertaining to conspiracies and the provision of material<br />

support to terrorist organizations are suited to the task of<br />

prosecuting individuals that have planned but not yet carried<br />

out their threat (Roth 2008). David Bario (2008) cites four<br />

cases presented to the courts between 2003 and 2005 where<br />

each of the suspects received sentences equal to or greater<br />

than 20 years despite the fact that they never carried out their<br />

plans. These facts refute two of the major arguments put forth<br />

by opponents that the criminal justice system is structurally<br />

incapable of successfully prosecuting high-level terrorists or<br />

defending the nation from future threats. While the rights of<br />

Guantánamo Bay detainees captured the nation’s attention, the<br />

government amassed a credible record of convicting US citizens<br />

and immigrants charged with terrorism-related crimes abiding<br />

72 - HOHONU Volume 8 2010<br />

by all due process concerns incumbent upon US courts (Bario<br />

2008). It is reasonable to believe that the same record will hold<br />

in the prosecution of suspected terrorists captured on non-US<br />

soil.<br />

Lastly, Roth (2008) points out that criminalizing terrorist<br />

activities eliminates suspects’ ability to portray themselves<br />

as soldiers engaged in a holy war. Publicizing the wanton<br />

murderousness of terrorism not only increases the stigma<br />

associated with their actions, but might also reduce the level<br />

of support their actions receive (Roth 2008) and reduces the<br />

likelihood that others will follow in their criminal footsteps.<br />

For eight years the US government has detained enemy<br />

combatants at Guantánamo Bay in a state of legal limbo. It is<br />

now clear that no US President can attempt to circumvent due<br />

process by detaining terrorist suspects in a location removed<br />

from US territory; Courts have shown their readiness to grant<br />

both statutory and constitutional rights to habeas corpus. A<br />

recurring theme in the literature involves the concern that<br />

the US, in its detention and treatment of Guantánamo Bay<br />

detainees, has compromised its own ideals and made the world<br />

a less safe place; in particular for US soldiers captured abroad<br />

(Fogarty 2005; Ratner 2008; Schneider 2004). Michael D.<br />

Goldhaber (2009) stresses that the Obama Administration<br />

must curtail the perception of detainee mistreatment that<br />

acts as a motivating force in the terrorist ranks. Conducting<br />

open adversarial trials with a full complement of due process<br />

provisions would go a long way towards achieving this.<br />

Evidence suggests that such trials are feasible.<br />

In the first moments of his presidency, “President Obama<br />

rejected as false ‘the choice between our safety and our<br />

ideals’” (Goldhaber 2009). To honor this principle President<br />

Obama must show that he is willing to reconsider some of the<br />

underlying beliefs about what the War on Terror actually are<br />

and adjust policies in detainee treatment. Deconstructing the<br />

popular perception of the war in Afghanistan and exposing it<br />

as an ongoing occupation to combat terrorism and locate those<br />

responsible for insurgent attacks may at first sit uncomfortably<br />

in the American publics’ collective mind. Public support for<br />

the Afghan endeavor is already dropping; removing the label<br />

“war” may facilitate this drop even further. Nonetheless,<br />

President Obama and his detainee review panel must display<br />

honesty and integrity in their assessment of the combat<br />

situation. Terrorist action against the US will likely continue<br />

after the Afghan occupation ends—as will the policing of global<br />

terrorists. It is imperative that the criminal justice system is<br />

prepared to prosecute the cases of suspected terrorists captured<br />

on non-US soil.


References<br />

Bario, David. 2008. “By Any Means Necessary.” The American<br />

Lawyer. Retrieved May 9, 2009 (http://www.law.com/jsp/<br />

tal/PubArticleTAL.jsp?id=1196279828736).<br />

Boumediene et al. v Bush, President of the United States et al.<br />

2008. 553 US 2008. Retrieved February 15, 2009.<br />

(http://www.supremecourtus.gov/opinions/07pdf/06-1195.<br />

pdf).<br />

Cutler, Leonard. 2008. “Human Rights Guarantees,<br />

Constitutional Law, and The Military Commissions Act<br />

of 2006.” Peace & Change 33:31-59. Retrieved February 3,<br />

2009 Available: Academic Search Premier, EBSCOhost.<br />

Dahlstrom, K. Elizabeth. 2003. “The Executive Policy Towards<br />

Detention and Trial of Foreign Citizens at Guantanamo<br />

Bay.” Berkeley Journal of International Law 21:662-682.<br />

Retrieved February 3, 2009 Available: Academic Search<br />

Premier, EBSCOhost.<br />

Davis, Morris D. 2007. “In Defense of Guantánamo Bay.” Yale<br />

Law Journal Pocket Part 117:21-35. Retrieved January 31,<br />

2009<br />

(http://the pocketpart.org/2007/8/13/davis.html).<br />

de Londras, Fiona. 2008. “Guantánamo Bay: Towards<br />

Legality?.” Modern Law Review 71: 36-58. Retrieved<br />

February 3, 2009 Available: Academic Search Premier,<br />

EBSCOhost.<br />

Department of Justice, Office of Intergovernmental and Public<br />

Liaison. 2008. “Attorney General Urges Congress to Act on<br />

National Security.” Department of Justice Newsletter 2(7):3.<br />

Department of Justice. Office of Legal Counsel. 2009a.<br />

“Memorandum for the Files: Re: Status of Certain OLC<br />

Opinions Issued in the Aftermath of the Terrorist Attacks<br />

of September 11, 2001.” Washington, DC: GPO.<br />

Department of Justice. 2009b. “Department of Justice<br />

Withdraws ‘Enemy Combatant’ Definition for<br />

Guantanamo Detainees.” Press Release dated March 13,<br />

2009. Retrieved April 8, 2009<br />

(http://www.usdoj.gov/opa/pr/2009/March/09-ag-232.<br />

html).<br />

Department of Justice. 2009c. “In Re: Guantanamo Bay<br />

Detainee Litigation – Respondent’s Memorandum<br />

Regarding the Government’s Detention Authority Relative<br />

to Detainees Held at Guantanamo Bay.” Filed March 13,<br />

2009 in the United States District Court for the District of<br />

Columbia. Washington DC: GPO.<br />

Fogarty, Gerard P. 2005. “Is Guantanamo Bay Undermining the<br />

Global War on Terror?” Parameters: US Army War College<br />

35: 54-71. Retrieved February 3, 2009 Available: Academic<br />

Search Premier, EBSCOhost.<br />

Goldhaber, Michael D. 2009. “Escape from Gitmo.” The<br />

American Lawyer. Retrieved April 16, 2009<br />

(http://www.law.com/jsp/tal/PubArticleTAL.<br />

jsp?id=1202427748540).<br />

Ratner, Steven R. 2008. “Geneva Conventions.” Foreign<br />

Policy 165: 26-32. Retrieved February 4, 2009 Available:<br />

Academic Search Premier, EBSCOhost.<br />

Rivkin Jr., Jr., David B. and Lee A. Casey. Date not cited.<br />

“Within His Rights.” The American Lawyer. Retrieved April<br />

16, 2009 (http://www.law.com/jsp/tal/PubArticleTAL.<br />

jsp?id=1196279825437).<br />

Roth, Kenneth. 2008. “After Guantánamo.” Foreign Affairs 87:<br />

9-16. Retrieved February 3, 2009 Available: Academic<br />

Search Premier, EBSCOhost.<br />

Schneider, Daniella. 2004. “Human Rights Issues in<br />

Guantanamo Bay.” Journal of Criminal Law 68: 423-439.<br />

Retrieved February 3, 2009 Available: Academic Search<br />

Premier, EBSCOhost.<br />

Wittes, Benjamin. 2009. “The Obama Orders: A Quick<br />

and Dirty Analysis.” Washington, DC: The Brookings<br />

Institution, Retrieved February 1, 2009<br />

(http://www.brookings.edu/opinions/2009/0122<br />

guantanamo_wittes.aspx).<br />

Wittes, Benjamin, David Cole, Andrew McCarthy, Diane<br />

Marie Amann, and Matthew Waxman. 2009. “The<br />

Challenges of Closing Guantánamo.”The New York Times,<br />

January 13. Retrieved February 1, 2009<br />

(http://roomfordebate.blogs.nytimes.com/2009/01/13/<br />

the-challenges-of-closingguantanamo/?partner=rss&emc=rss<br />

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74 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

Pharmaceutical<br />

Pollution in Water<br />

Geena Chau<br />

English/Environmental Sciences Project<br />

In an average American household, a sick child might take<br />

a dose of cough medication, the mother might take a pill to<br />

cure her migraine, and the father might take a pain reliever to<br />

ease a toothache. If this is typical, then millions of Americans<br />

are taking drugs. The major issue then becomes: where do all<br />

the drugs eventually end up?<br />

The answer is most likely the water supply. In order<br />

to maintain the quality of water that is safe for drinking,<br />

proper disposal of trash and pharmaceuticals in particular, must<br />

not be compromised. It is of vital interest to deal with these<br />

polluted waters because everyone’s life is at risk of potential<br />

contamination. Public awareness and proper education on<br />

the issue of safe drinking water is essential to mitigating the<br />

pharmaceutical pollution problem. Pharmaceutical pollution<br />

in water will continue to pose harm to our health and<br />

environmental sustainability unless actions are taken now to<br />

minimize the environmental impacts.<br />

Foremost, pharmaceutical pollution is the contamination<br />

caused by drug disposal into the environment. Sources of<br />

the pollution include the drug makers (pharmaceutical<br />

manufacturers), their distributors, and the consumers.<br />

Pharmaceutical pollution is a relatively new field of study<br />

because “chemicals have not been regulated nationally and have<br />

not traditionally been recognized as water pollutants” (Guidotti,<br />

par. 14). There has to be stricter regulations concerning the<br />

pollution of drugs in water because the current situation has<br />

gone beyond the scope of the legal system.<br />

When pharmaceuticals are released into the water systems,<br />

it is done legally, and so far in the United States, there has<br />

been “at least 271 million pounds of pharmaceuticals into<br />

the waterways that often provide drinking water” (Donn, par.<br />

1). Since waterways are vast, this enormous amount of legal<br />

pharmaceutical pollution has yet to captivate the widespread<br />

attention it deserves. Major drug makers are not required to<br />

conduct studies of the impacts of the trace concentrations of<br />

pharmaceuticals that leave their facilities (Don, par. 7).<br />

According to the National Center for Health Statistics<br />

(NCHS), the National Health and Nutrition Examination<br />

Survey “found a 13 percent increase between 1988-1994 and<br />

1999-2000 in the proportion of Americans taking at least one<br />

drug and a 40 percent jump in the proportion taking three or<br />

more medicines.” If so many Americans are taking medication,<br />

when these medications are disposed of, what happens to<br />

the environment? While water pollution from excretion of<br />

medication may be deemed unavoidable, the dumping of<br />

expired or unused medication in the toilet is truly inexcusable.<br />

When it comes to responsibility, companies and individuals<br />

are accountable for the pharmaceutical pollution that ends up<br />

in the drinking water. The millions of pharmaceuticals that<br />

pollute the water are staggering, but are only the beginning of a<br />

needed long-term study over its effects. Even though “there are<br />

no confirmed human risks associated with consuming minute<br />

concentrations of drugs,” there is no reason to doubt the<br />

severity of the health complications that may result from highly<br />

contaminated water (Donn, par. 14).<br />

The trace levels of drugs in the water have shown to<br />

have great impact on wildlife, and humans are threatened as<br />

well. Consumption of tainted water or of food that has been<br />

contaminated with the water has its dangers. Contamination<br />

has been found to harm aquatic species, and over many more<br />

years, an increase in the levels of contamination may pose<br />

greater harm to humans (Donn, par. 13). Indirectly through<br />

biological magnification, humans whose diet consists of the<br />

drugged animals will face the toxic consequences at a higher<br />

level. The problems surrounding drug-contaminated waters<br />

are deep; it will require a nationwide effort to be committed to<br />

water treatment in order to avoid such perils.<br />

Meghan McGee, from Minnesota University, conducted<br />

a study on how fish would be affected by antidepressants<br />

and found that the exposure resulted in fish with impaired<br />

responses (Raloff 15). Fish treated with antidepressants had a<br />

slower reaction time when a predator was simulated (Raloff<br />

15). Other research has shown factors like “skewed gender ratio<br />

and abnormal female fish, downstream of treatment plants and<br />

pollution-control equipment” evidently as a result of nearby<br />

source contaminants (Eisenstadt, par. 9). These scientific studies<br />

provide ample reasoning to conclude that pharmaceutical<br />

pollution can affect the performance of those affected by the<br />

contaminated water. For the benefit of every individual and<br />

wildlife, more research needs to be compiled before any possible<br />

health factors can be established from drug-tainted water.<br />

Since pharmaceutical companies are the main source<br />

responsible for the massive pharmaceutical pollution, the cost<br />

of the water treatment should be funded from their revenues.<br />

If they choose to pollute, they must take action to offset the<br />

HOHONU Volume 8 2010 - 75


environmental impacts. For treatment plants considering<br />

pharmaceutical pollution control, reverse osmosis, which “stops<br />

non-water molecules—including viruses and pharmaceuticals,”<br />

is a hopeful method of water treatment (Walsh, par. 5).<br />

Through the advanced chemical process, the filtered water<br />

is sterilized with hydrogen peroxide, and undergoes the<br />

penetration of ultraviolet light (Walsh, par. 5). While reverse<br />

osmosis is an effective method of waste-water treatment, it is<br />

very costly (Eisenstadt, par. 14). Chemical treatment is another<br />

method of removing contaminants that have dissolved (Elder,<br />

Miller, Powers 5). Protected drinking watersheds are vital for<br />

the reduction of contamination in water (Elder, Miller, Powers<br />

3). Water can always be treated, but decreasing the amount<br />

of pollution that goes into it is equally important. Though it<br />

will take time, more research and development needs to be<br />

completed before a more cost-effective method of treatment can<br />

be designed.<br />

The U.S. Environmental Protection Agency (EPA) has<br />

been taking action to combat pharmaceuticals disposal issues<br />

through commissioned studies and advice. “The EPA is seeking<br />

more information on the practices of the health care industry<br />

to inform future potential regulatory actions, and identify<br />

best management and proper disposal practices” (Jones, par.<br />

1). The EPA’s assistant administrator for water has noted that<br />

EPA is working to improve the understanding of drugs in the<br />

water by initiating information collection. They are working<br />

towards a clearer knowledge of the environmental impacts of<br />

pharmaceutical pollution, and from the scientific evidence<br />

that is being gathered, the EPA will be as informative about its<br />

efforts as possible.<br />

Similarly, the Office of National Drug Control Policy has<br />

recommended the following: “do not flush prescriptions down<br />

the toilet or drain unless the label or accompanying patient<br />

information specifically instructs you to do so. Take advantage<br />

of community take-back programs…that collect drugs at a<br />

central location for proper disposal” (“Proper Disposal of<br />

Prescription Drugs”). Take-back programs are helpful in<br />

reducing the pollution because they allow drugs to be disposed<br />

of in an accessible and protected way in order to stop improper<br />

disposal (Guidotti, par. 9). In the case of an unavailable<br />

collection program, taking steps to ensure that the drugs are<br />

properly disposed of in a sealed container before ending up<br />

in the trash can be done (“Proper Disposal of Prescription<br />

Drugs”). For consumers, community programs that offer<br />

waste recycling and such disposal are useful when dealing with<br />

pharmaceuticals.<br />

Guidelines behind water safety are also the basis for<br />

safe water consumption. According to the World Health<br />

Organization, there cannot be a universal approach to<br />

having quality drinking water standards because of different<br />

76 - HOHONU Volume 8 2010<br />

legislations, forms of governments, and health policies (WHO<br />

3). In the United States, the EPA is a key proponent in water<br />

safety standards and regulations. Health problems can be<br />

attributed to contamination from its water sources. The quality<br />

of drinking water is important to all people who consume it,<br />

and it is necessary to take measures that ensure everyone’s safety.<br />

Remarkably, pharmaceutical pollution in water is a<br />

growing problem yet it is only in its early stages of community<br />

concern. Before the drug contamination in water starts to<br />

become more blatant in public health, action must be taken to<br />

guarantee that our waterways are cleaner and safer. Education is<br />

step one. When the public is educated about the matter, there<br />

is a less likely chance of larger biological and environmental<br />

ramifications from pharmaceutical pollution. Public awareness<br />

on the situation will also lead to government involvement<br />

which is crucial to enact laws that will improve water<br />

safety regulations and policies thereby initiating long-term<br />

sustainability for the delicate ecosystem. It is important to know<br />

that the land is not a dumpsite for drugs to spill over, but for its<br />

inhabitants to coexist with nature and nurture it.<br />

When contaminants enter our water systems, harm<br />

is not only posed to humans, but also to the surrounding<br />

environment. Pharmaceutical companies and individuals<br />

who oppose efforts and understate the increasing concern<br />

surrounding pharmaceutical pollution by inaction or<br />

apathy are not cognizant of the global good. Taking the<br />

initiative to propose clearer guidelines for proper disposal<br />

of pharmaceuticals, establishing proper disposal sites, and<br />

conducting responsible research and development on the issue<br />

encourages greater support for water safety. Creating the change<br />

for improved regulations in safer drinking water is needed for<br />

the lives that depend on it for survival; this includes all of us.<br />

After all, isn’t it better that we take care of our waters today than<br />

to face potentially irreparable conditions tomorrow?


Works Cited<br />

“Almost Half of Americans Use at Least One Prescription<br />

Drug Annual Report on Nation’s Health Shows.” 2 Dec.<br />

2004. National Center for Health Statistics. 2 Dec. 2009.<br />

.<br />

Donn, Jeff. “Tons of Released Drugs Taint U.S. Water.” US<br />

News. 19 April 2009. Associated Press. 3 Sep. 2009.<br />

.<br />

Eisenstadt, Leah. “Drugs in the Water.” Triplepoint. 3 Sep.<br />

2009. .<br />

Guidelines for Drinking-Water Quality, Vol. 1: Third Edition.<br />

Geneva: World Health Organization, 2004.<br />

Guidotti, Tee L. “Emerging Contaminants in Drinking Water:<br />

What to Do?.” Archives of Environmental & Occupational<br />

Health 2009: 91+. Academic Search Premier. EBSCO. 25<br />

Aug. 2009. .<br />

Jones, Ernesta. “EPA Continues Work to Understand Potential<br />

Impacts of Pharmaceuticals in Water.” 6 Aug. 2009. EPA.<br />

1 Oct. 2009. .<br />

Miller, Jeffrey G., Anne Powers, Nancy L. Elder. Introduction to<br />

Environmental Law: Cases & Materials on Water Pollution<br />

Control. Washington: Environmental Law Institute, 2008.<br />

“Proper Disposal of Prescription Drugs.” Office of National<br />

Drug Control Policy. 28 Sep. 2009. .<br />

Raloff, Janet. “Antidepressants make for sad fish.” Science News<br />

174.13 (20 Dec. 2008): 15-15. 29 Sep. 2009. .<br />

Walsh, Bryan. “Sewage That’s Clean Enough to Drink.” 16 Dec.<br />

2008. Time. 28 Sep. 2009. .<br />

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d d d d d d d d d d d d d d d d d d d d d d<br />

Effects of Advertising on<br />

Society: A Literary Review<br />

Goldie Hayko<br />

English 215<br />

The first evidence of advertising was found among the<br />

ancient Babylonian Empire and dates back to the 3000s BC.<br />

The first advertisement in English went into print in 1472, in<br />

order to sell a prayer book. The profession of advertising began<br />

in the United States in 1841, and although it has been modified<br />

a great deal, is still around today (Robbs 12). There is no<br />

argument that the media has become a very present force in the<br />

American lifestyle, and with any form of “free” media will come<br />

an abundance of advertisements.<br />

Since the late 1800’s, psychologists and scholars alike have<br />

been studying the ways in which advertisements can affect a<br />

person mentally and emotionally. The effects that advertising<br />

has on society have been a long and heated debate, with a<br />

wide array of opinions on the issue. Opinions range from<br />

the advertising executive, who believes that their company<br />

is doing society a favor by providing them with valuable<br />

information, to the market researcher, who admits to their<br />

sneaky practices. Members of society, ranging from the parent<br />

to the psychologist, all have their reasons to back up why they<br />

believe that the prominence of advertising affects some sector of<br />

society (be it children, a woman’s image, or a consumer society)<br />

in some way, negatively or positively. Whether advertising is<br />

good or bad for society, unless someone is a hermit and does<br />

not watch TV, movies, read newspapers, magazines, or journals,<br />

listen to the radio, or surf the web, they will be affected<br />

by advertisements. Some psychologists believe that we are<br />

“subliminally stimulated” which causes us to think in a way that<br />

is almost controlled by the media. Regulatory agencies such<br />

as the Federal Trade Commission have said that advertising<br />

companies prey on childrens’ vulnerability in order to make an<br />

easy buck. However, some experts who analyze the marketing<br />

business oppose this view. They believe that market researchers<br />

are merely taking a stab in the dark at trying to figure out how<br />

to best sell their products. There are two major polarities on this<br />

issue; one side believes that advertising is harmful to society, the<br />

other side believes that advertising does not affect society in a<br />

negative way.<br />

Whether we are experts on the matter or have no<br />

knowledge of it what-so-ever, it is important to really think<br />

about the role that advertising plays in our own lives, no matter<br />

whether it is negative or positive. Does advertising really affect<br />

us on some level, a level that influences our thinking patterns<br />

and even our actions? Or is it merely a communication channel<br />

between seller and consumer?<br />

Despite the fact that advertising has operated successfully<br />

for many years, the prevailing stance within academic circles is<br />

that advertising is harmful to society. Insiders in the ad business<br />

even admit to the evils that come with advertising. Jay Chait,<br />

an advertising guru who revolutionized the industry in the<br />

sixties, gives his insider’s point of view in his article Illusions Are<br />

Forever. Since the advertising industry is now heavily regulated<br />

by the FTC and other agencies, they can not lie in their ads.<br />

However, there is a lie in the “art of advertising” (Chait 1). The<br />

methods in which situations are presented to the public through<br />

advertisements are not realistic. Companies want us to believe<br />

that we should live the life that they present to us on screen,<br />

with their products. Because we deal with advertisements on a<br />

daily basis and have become so accustomed to their messages,<br />

we often “have trouble seeing things in our own natural way”<br />

(1). Advertising substitutes our most intimate thoughts with<br />

their own ideas of what should be (Chait 1). Although the<br />

media can expose us to information that we might otherwise<br />

not receive, we pay a price for that information. In any<br />

industrialized society “there is little personal knowledge of<br />

anything in the world that is not filtered by media” (1).<br />

Richard Pollay, author of The Distorted Mirror: Reflection on<br />

the Unintended Consequences of Advertising, uses the metaphor of<br />

“brain surgery” when he speaks of the influence that advertising<br />

has on society. Advertising pops up everywhere, on the street, in<br />

our communication, and even in the most intimate of spaces,<br />

our home. There is no doubt that advertising influences our<br />

culture, which in turn influences us (Pollay 18). Avertisements<br />

are designed to “attract attention, change attitudes, and to<br />

command our behavior” (Pollay 18). Advertisements present<br />

us with a set of images that idealize certain life circumstances.<br />

They present this information in a way that is easily absorbed<br />

so that we do not have to do a lot of thinking in order to take<br />

in the concept and apply it at a later time subconsciously. Of<br />

course, not all advertisements will be able to pull this off, but<br />

the majority of them “must-otherwise, advertisers are financially<br />

extravagant fools” (Pollay 18). Modern big time advertisers have<br />

at their fingertips an information pool of “applied behavioral<br />

technologies for consumer behavior and advertising research”<br />

(Pollay 18). This allows the company to perfectly tailor the ad<br />

HOHONU Volume 8 2010 - 79


in a way that will get the desired response from the consumer.<br />

The advertising business is one where many great minds from<br />

fields like psychology, anthropology, sociology, etc, have made it<br />

a “full-time business to get inside the collective public mind…<br />

to manipulate, exploit, and control” (18).<br />

The advertising industry has been criticized by social<br />

critics for bringing materialism to its height; for replacing<br />

inner happiness and intrinsic motivation with the drive to<br />

be productive in society only in order to consume and buy<br />

happiness. By playing with emotions, stereotyping and<br />

manipulating ideas of real life situations, advertising has<br />

reduced us to the role of the “irrational consumer” (Pollay 21).<br />

In a chapter from a text book, Psychology and Consumer<br />

Culture: the Struggle for a good life in a Materialistic World;<br />

by Allen Kanner and Renee Soule, it is blatantly stated<br />

that “commercials manipulate people’s strongest desires<br />

and greatest fears to convince them to buy the preferred<br />

products” (56). Aside from the fact that we are manipulated<br />

into being consumers, there are additional side effects to this<br />

manipulation. Advertising promotes harmful products such<br />

as fast food, alcohol, etc. which can lead to obesity and other<br />

health problems. Advertising also upholds stereotypes regarding<br />

class, gender and race (Kanner and Soule 57). These stereotypes<br />

can affect a healthy self-image and often lead to feelings of<br />

inadequacy, especially in teen girls. People are “objectified”<br />

by the advertising industry, they are wanted for one thing: to<br />

buy the product or service. Everything that makes us human is<br />

“reduced to that of a consumer” (57).<br />

Regulatory agencies that keep the amount of fraudulent<br />

claims to a minimum and help out a lot, but the “soul fraud”<br />

as Dinyar Godrej puts it in his article How the Ad Industry Pins<br />

us Down, is much worst because it is not as easy to detect. The<br />

“images, dreams, and emotions… that we are evolutionary<br />

programmed to engage with” are pasted together in a fashion<br />

that toys with our minds (125). This means that we are often<br />

times affected in ways that we do not even realize or even<br />

understand. When an audience views an advertisements they<br />

are not actively trying to get anything out of it, so it is not very<br />

influential at that moment. However, long after the viewing<br />

experience has been forgotten “the effects will show up” (126).<br />

Many advertisement critics believe that society can be sent<br />

messages that we do not even know that we are receiving.<br />

In fact, it was in 1913 that the possibilities of “subliminal<br />

stimulation was recognized” in advertising (Cutler; McConnell;<br />

McNeil). Despite this knowledge of almost a century, there is<br />

a “lack of research based data” on the exact outcomes that can<br />

occur (Pollay 31.)<br />

The area in which there is a more visible negative affects<br />

of advertisements on humans is the way in which advertising<br />

can affect children and teen girls. In “Kid Kustomers,” Eric<br />

80 - HOHONU Volume 8 2010<br />

Schlosser addresses the sector of advertisements that targets<br />

children. In the 1980’s, when parents started spending more<br />

time away from their children, they began spending more<br />

money on them. Experts have called the 1980’s “the decade<br />

of the child consumer” (46). Since this time, children have<br />

begun to be targeted by “phone companies, oil companies, auto<br />

companies, as well as clothing stores and restaurant chains”<br />

(46). When children are bombarded with all of this stimulation,<br />

it blurs their perception of reality because they often cannot<br />

tell the difference between TV programming and advertising.<br />

Schlosser conveys the notion that companies are driven to<br />

engrain children with their products while they are young, in<br />

order to keep the products in their lives forever. The companies<br />

hope that “nostalgic childhood memories of a brand” will<br />

provide for this, and so companies are planning their “cradle-<br />

to grave advertising strategies” (46). When producing an ad<br />

directed at children, an advertiser’s main objective is to give<br />

the child a good reason to nag the parent for the product (47).<br />

This undermines parents by filling a child’s head with ideas<br />

that they need these products, some of which may be harmful<br />

to children, such as video games. This process of directing<br />

advertisements at children socializes children at an early age<br />

to become consumers and can create schisms in parent-child<br />

relationships (Polloy 23).<br />

Another prevailing criticism of advertising is that it<br />

distorts perceptions of healthy body image. In the majority of<br />

mainstream advertisements, whether in magazines or television,<br />

there is an “unrealistic standard of female beauty and thinness”<br />

that is projected as the norm. When a young woman sees these<br />

advertisements and realizes that her outward image does not<br />

quite match up, she will often believe that the best way to<br />

match up to the projected image is to buy that product. This<br />

is exactly what the company wants. The ability of the media<br />

to shape self-image can be a damaging one that can lead to<br />

eating disorders, depression, or dissatisfaction with one’s self<br />

(Lavine; Sweeny; Wagner, 1). Studies are now showing an<br />

effect in young men as well, with an increase in “awareness of<br />

and concerns about their…bodies and thus increase in body<br />

dissatisfaction” (Lavine; Sweeny; Wagner, 3).<br />

The opposition to all of this falls under the belief that<br />

advertising does not effect society negatively and in fact can<br />

be beneficial. John E. Calfee, a former Trade Commission<br />

Economist, argues the point that advertising is beneficial to<br />

society. He admits that the main objective of advertising<br />

is to persuade the consumer to buy a particular product,<br />

but Calfee believes that the communication lines between<br />

sellers and buyers are useful to the consumer. He uses some<br />

specific ad campaigns as examples to demonstrate the ways in<br />

which advertisements deliver what he believes to be “useful”<br />

information for the public.


Calfee describes the ways in which companies bring certain<br />

issues to the public’s attention in order to get the public to<br />

realize the benefits that a certain product possesses. An example<br />

he uses is the Kellogg All-Bran Campaign. Calfee takes us<br />

back to the 1970’s when the public health experts realized<br />

that a diet consisting of more fiber could help prevent cancer.<br />

The National Cancer Institute wanted to get the word out<br />

to the public, but did not have the resources to do so. The<br />

Kellogg All-Bran Campaign quickly saw the opportunity in the<br />

situation because their cereal contained “nine grams of fiber”<br />

(117). With the information from the NCI, Kellogg began<br />

running “fiber-cancer ads” (116).<br />

Calfee uses this particular case to demonstrate that<br />

good information can be passed to the public through<br />

advertisements. This was because the awareness of the need to<br />

add fiber to the diet went up 31% for women “who do most of<br />

the grocery shopping” (118). Calfee showcased this particular<br />

campaign because the information that consumers obtained did<br />

not necessarily cause them to go buy Kellogg All-Bran cereal,<br />

but there was “increased market shares for high-fiber nonadvertised<br />

product” (118).<br />

According to Calfee, this is evidence that advertisements<br />

do educate and bring awareness to the public on certain issues.<br />

The Kellogg Campaign was followed by many more food<br />

products, adding healthy ingredients (such as vitamins, calcium,<br />

etc) and advertising the benefits.<br />

Calfee reiterates his opinion that advertisements help<br />

both the seller and the buyer. He also believes that there are<br />

many cases in which advertisements serve the buyers more<br />

than the sellers. Companies want to portray the good side<br />

of their products to the customers but they never advertise<br />

the bad side. However, Calfee believes that the competitive<br />

nature of comparative advertisement takes care of that for<br />

the buyers. Calfee says that “sellers are less likely to stretch<br />

the truth, whether it involves prices or subtleties about safety<br />

and performance, when they know it may arouse a merciless<br />

response from injured competitors” (121). This means that<br />

if one company advertises their product in a misleading way,<br />

another company with a similar product can be relentless with<br />

comparative advertising.<br />

According to Calfee, all products have their problems, but<br />

there is always a similar product that is “less bad” (121). So a<br />

brand will advertise a certain advantage that they have over the<br />

similar product, such as “less fat,” “less cholesterol,” etc, The<br />

like-product will then strike-back, ensuing an all out ad war.<br />

According to Calfee, this is beneficial to the buyer because the<br />

“struggle brings better information, more informed choices, and<br />

improved products” for the customer (121).<br />

Competitors will use “less-bad claims” and will spread bad<br />

information on a product because even though their product<br />

may have some undesirable features, they are not as bad as<br />

features of a similar product. Calfee describes this procedure as<br />

giving the consumer a complete advantage in the “give and take<br />

of the marketplace” (124). There are many others who believe<br />

that advertising is more helpful to society than it is harmful.<br />

According to Michael Schudson, a professor of sociology<br />

and communications, advertising has little power over the<br />

consumer, if any at all. In fact, companies may support our<br />

entertainment with their ads, while receiving little benefit at<br />

all. This is evident in the cases of sponsorship, in events like<br />

the Super-bowl or the Olympics. A market research firm<br />

did studies on sponsorship of these events and found that<br />

companies were paying much more and their ads were viewed<br />

much less than their ads on television (Schudson 1). Why<br />

would a company foot the bill to bring us free entertainment?<br />

Critics may say that this process benefits the company anyway<br />

because it builds their credibility. But is that really a bad thing?<br />

It seems that consumers would benefit from buying products<br />

from a credible source. Schudson believes the statement that<br />

advertising causes the consumer to think a certain way is<br />

questionable.<br />

In fact, some in the field of marketing have stated that<br />

they do not believe that the money they spend on advertising<br />

convinces the consumer of anything. A particular market<br />

executive said that the benefit of advertising to the company<br />

comes into play when the company is giving a presentation to<br />

investors. The company needs to have a good ad campaign in<br />

order for the stockholders and investors to maintain faith in<br />

the company and keep the capital rolling in, to produce the<br />

products. Some marketers believe that their ads do not affect<br />

the consumer, but does affect the ways in which they are viewed<br />

by distributors and retailers (Schudson 2). Sales people do<br />

not want to sell products that they have not heard of before,<br />

and whether the advertisements influence consumers or not,<br />

the sales people believe that they do, which causes retailers<br />

to have that product in stock to sell. So even if the ad does<br />

not influence the consumer, as long as the ad can influence<br />

the investors, salespeople and retailers, the company will be<br />

prosperous. This produces product availability and that will<br />

shape the consumer choice.<br />

From an economic or business standpoint, advertising<br />

has a very positive effect on society because it stimulates the<br />

economy by producing demand for products and services,<br />

which strengthens the economy (Robbs 7). Advertising can also<br />

be seen as positive in the ways it impacts society because it helps<br />

maintain mass communications media, making them much<br />

less expensive for the public. Without advertisement, many<br />

forms of mass media such as newspapers, radio, magazines,<br />

and television, might not exist as they do today (Robbs 8).<br />

Although he is a critic of advertising, Richard Pollay admits<br />

HOHONU Volume 8 2010 - 81


that advertising can be beneficial in the way that it can help<br />

development of consumer skills (21).<br />

Critics have been known to blame advertisements and<br />

other media forms for insensitivity to culture differences.<br />

However, journalism and communication specialist Brett Robbs<br />

has stated that ad campaigns have “universal appeal” (9). The<br />

overriding of cultural differences can contribute to culture in<br />

a positive way by putting us all on the same level (Robbs 9).<br />

Advertising regulations in other countries are put in position in<br />

order to protect culture and values. For instance, in Malaysia,<br />

there are restrictions on all advertisements that include nudity,<br />

disco dancing, or seductive clothing, etc; all ads must depict<br />

Malaysian culture.<br />

The review of the literature sums up the variety of<br />

issues that constitute this subject and shows that there are many<br />

directions from which to view the matter at hand. Because<br />

many of the accusations directed at the ad industry are dealing<br />

with psychological and emotional matters, it is difficult to test<br />

or prove these accusations. And, because the majority of society<br />

is encompassed by a comprehensive and ever increasing amount<br />

of advertisements, it is important to take into consideration the<br />

ways that may affect us. Most literature found on the topic of<br />

advertising is concentrated in opposition to the abundance of<br />

advertising. Despite that, advertising remains a very prominent<br />

occurrence in our lives.<br />

82 - HOHONU Volume 8 2010<br />

Works Cited<br />

Calfee, John. “How Advertising Informs to Our Benefit.”<br />

Consumer Research (1998): 115-129<br />

Chait, Jay. “Illusions Are Forever.” Best of The Web 10/02/2000<br />

1-2. 5 Feb 2009 .<br />

Dinyar, Godrej. “How the Ad Industry Pins Us Down.” New<br />

Internationalist (2006): 125-129<br />

Kanner, Allen, and Renee. “Globalization, Corporate Culture,<br />

And Freedom.” Psychology and Consumer Culture xi(2004):<br />

49-63.<br />

Lavine, Howard, Sweeny, Donna, and Wagner, Stephen.<br />

“Depicting Women as Sex Objects in Television<br />

Advertising: Effects on Body Dissatisfaction.” TV<br />

Advertising And Sexism 02/14/2009 .<br />

McConnell, James, Cutler, Richard, and McNeil, Elton.<br />

“Subliminal Stimulation: An Overview.” American<br />

Psychologist (1955): 229-242.<br />

Pollay, Richard. “The Distorted Mirror: Reflections on the<br />

Unintended Consequences of Advertising.”<br />

Journal of Marketing 50(1986): 18-36.<br />

Robbs, Brett. “Advertising.” Encarta. 1997-2008. Microsoft<br />

Encarta Online Encyclopedia. 12 Feb 2009<br />

.<br />

Schlosser, Eric. “Kid Kustomers.” 46-50. 05Feb 2009<br />

.<br />

Schudson, Michael. “Advertising: Hit or Myth.” 1-3.<br />

12Feb2009.


d d d d d d d d d d d d d d d d d d d d d d<br />

The Fruit of Good and<br />

Evil<br />

Richard Wei<br />

English 100T<br />

Twenty five hundred miles southwest of the Hawaiian<br />

Islands lay the islands of Samoa. Once under the rule of<br />

monarchy, the islands are now two dissimilar political entities.<br />

To the east is the United States territory of American Samoa,<br />

initially Eastern Samoa. West of American Samoa is the<br />

Independent State of Samoa, often referred to as Western<br />

Samoa. Although politically divided, the two nations are<br />

homogeneous. Both speak the same language and share the<br />

principles of the fa’a Samoa (Samoan way): the traditions and<br />

customs that govern the Samoan people. The fa’a Samoa creates<br />

a hierarchy that has placed the Samoan culture in a position<br />

impossible to either overcome or destroy, or at least from<br />

outside influence. While the fa’a Samoa completely shields off<br />

foreign influences that threaten to change the Samoan culture,<br />

its oppressive means of governance has spurred discontent from<br />

Samoans. Should change come upon the Samoan culture, it will<br />

likely begin from its own people.<br />

The acceptance of Christianity by King Malietoa of Samoa<br />

apparently left quite the impact on the Samoan culture. After<br />

being presented with a copy of the Holy Bible, King Malietoa<br />

conferred the salutation aofa’alupega (head of all titles, even<br />

to the title Malietoa) to the first missionaries. From then on<br />

church ministers have always inherited the prestige of the<br />

nation. They possess dominant power. Their intelligence is<br />

acquiescence.<br />

Samoans believe, through church ministers, families are<br />

blessed and at times, families are cursed. Yearning for blessings,<br />

Samoans serve by giving food and monetary donations to<br />

the church minister and family: “[s]ome villagers may even<br />

be pressured to contribute more than thirty percent of their<br />

income to support local pastors and church projects – a burden<br />

increasingly resented by many” (Governing Body of Jehovah<br />

Witness 69).<br />

Resentful people, however, are told that they have failed to<br />

serve God when they forget to give, or just couldn’t afford to.<br />

Some face public humiliation. Monetary donations collected for<br />

church ministers and for church improvements are recited so<br />

the congregation is informed of who donated and who did not.<br />

To avoid shame, families must give. Though the wealthy in this<br />

case are rarely affected, the poor are greatly distressed. Raised<br />

in a religious family, I have experienced firsthand the burdens<br />

of religious institutions. As an illustration of my family, both<br />

parents worked minimum wage jobs in American Samoa, raised<br />

six children, and served the church, in this case, a Methodist<br />

one.<br />

Like most of the older generation, my parents have vowed<br />

their commitment to the church though I am uncertain when<br />

our service began. I must believe, however, that our service<br />

began years before I was born, and lasted long enough that<br />

before anyone is to eat, the best portion of the meal must be<br />

put aside and taken immediately to the church minister and his<br />

family. On Sundays, half of our family income is handed over<br />

and is recorded by the church secretary; the amount is then<br />

tallied together with other donations and announced before<br />

the congregation; individual families are called out and all<br />

donations are disclosed.<br />

We were considered part of the low-givers at church,<br />

however. Our donations did not even compare to the wealthy<br />

as “there are even competitions to see who can give the most.<br />

Some churches announce the names of winners who can give<br />

the most money” (Governing Body 69).<br />

On average, a church minister makes about three thousand<br />

dollars a month in cash, all of which are tax free. Aside from<br />

the income, “the pastor’s house is the largest in the village,<br />

provided for him…by the villagers themselves” (Swaney<br />

27). Also provided are food and many other services, all to<br />

accommodate who the Samoans claim as the suli vaai’a a le<br />

Atua, roughly translated as “the Seen One of God.” My family,<br />

amongst others, feels the existence of oppression in any religious<br />

institution is unacceptable and should be changed (Swaney 27).<br />

Many have questioned the influence and the credibility<br />

of certain denominations of Christianity that are found in<br />

the Samoan culture. The latter generations have called the<br />

denominations in question “a business.” Some say it is the<br />

ideal job. Parents still demand that their children become<br />

church ministers. The truth is that many “ordinary citizens<br />

are controlled by…religious institutions,” and because of<br />

this, according to Andre Vltchek, a journalist on Asian and<br />

South Pacific foreign policy, “out-migration has increased and<br />

Samoans leave for more than just economic reasons” (6-7).<br />

Advocates of the various churches in Samoa, conversely,<br />

argue that people suffer because of their little faith, and hence<br />

they could not withstand the faith. While this may seem<br />

reasonable because barely anyone understood Christianity as it<br />

first established on the islands, anthropologist Lowell Holmes<br />

HOHONU Volume 8 2010 - 83


of the Wichita State University quoted in his book The Samoan<br />

Village, a statement of a missionary by the name of Felix<br />

Keesing:<br />

I am afraid that from the Christian viewpoint the<br />

missions have been rather a failure in Samoa. Instead of<br />

accepting Christianity and allowing it to remold their lives<br />

to its form, the Samoans have fitted them inside Samoan<br />

custom, making them a part of the native culture (68).<br />

Needless to say, families have suffered as a result of the<br />

presence of certain Christian groups in Samoa. With this claim,<br />

many have sought other denominations that, rather than exploit<br />

its members, preach the truth of eternal salvation. A number<br />

have emigrated outside the jurisdiction of the domineering<br />

churches. In the meantime, critics assert that church ministers<br />

have been assigned too much power and therefore have shaped<br />

Christianity in order to satisfy their personal greed. Like<br />

religious institutions, the matai system has also added to the<br />

oppression of the Samoan people.<br />

In this dominion sequence is the matai or chief system.<br />

The word matai means “holder of a title,” and it is an honor<br />

that is bestowed on someone. The role of the matai is very<br />

complex and interwoven deep into the fabric of Samoan culture<br />

and history.<br />

Once elected to lead the family, the matai’s responsibilities<br />

are manifold. He serves as a kind of family patriarch who<br />

must promote family unity and prestige, administer all<br />

family lands, settle disputes among kinsmen, promote<br />

religious participation, and represent the family as its<br />

political spokesman in the village (Tuiteleleapaga 22).<br />

Given the broad description of the task of a matai and<br />

his powers guaranteed by the culture, the system, like that of<br />

Christianity, continues to victimize Samoans, sending a chorus<br />

of disapproval from the very people that ought to be cared for.<br />

Though said to promote family unity, matais simply do<br />

the opposite. The younger generation, for example, strongly<br />

disapproves of the notion of inequality in the Samoan culture.<br />

Mainly in cultural ceremonies, the young ones are expected<br />

to serve while the elders eat. If food is left, the youth may eat;<br />

if there is nothing, the children are told to find something<br />

else to eat, or just wait for the next meal. At family meetings,<br />

children are expected to attend, not to participate, but to<br />

serve refreshments and so forth; besides, their presence is<br />

fitting should something be needed. Cognizant of alienation,<br />

the children have one thing to blame: the fa’a Samoa. This,<br />

unfortunately, has produced an incredible “rate of combined<br />

teenage suicide between the two Samoas known as one of the<br />

highest in the world together with sexual abuse, domestic<br />

violence, and violent crime in general” (Vltchek 7).<br />

Not only are the young ones oppressed from the matai<br />

system, adults have also been victims of the “feudal and<br />

84 - HOHONU Volume 8 2010<br />

extremely oppressive Samoan society” (Vltchek 7). “…At the<br />

village level…local chiefs often decide the religious affiliation<br />

of village residents,” leaving some people so neglected that<br />

they may have to find some other village where their religious<br />

denomination is welcomed (Governing Body 69). Such was the<br />

case of my late grandmother.<br />

A couple with three kids searched for a place near the town<br />

of Apia to suit the husband’s new job when they were offered<br />

one by my uncle. The couple accepted and moved to stay<br />

with us. We were in separate homes but living on communal<br />

land. On our first Sunday together with the family, everybody<br />

had left for church that morning except for the family. To<br />

my grandmother’s surprise, the family was Mormon and we<br />

were Catholic. My grandmother approached them nicely and<br />

explained: “if you are not Catholic and wish not to be, you may<br />

leave.” That very moment, the family packed and left. Though<br />

my grandmother was not a matai, she was the eldest sibling<br />

of our village’s high chief in Western Samoa. Although harsh,<br />

situations like this reflect the truth and the reality of the fa’a<br />

Samoa.<br />

The fa’a Samoa has also played to the political benefit of<br />

matais. As Elise Huffer and Asofou So’o emphasize in their<br />

article in The Contemporary Pacific: A Journal of Island Affairs:<br />

“an emphasis on cultural values will provide public officials with<br />

refuge from accountability in public life” (326). Rightfully said,<br />

politicians in the two countries will either make use of politics<br />

or the fa’a Samoa to avoid criticism.<br />

As with the ongoing federal cases of several government<br />

officials from American Samoa who were accused of fraud<br />

and bribery, all have pled not-guilty and have declared the fa’a<br />

Samoa in their defense. A rationale to this approach is that a<br />

matai is expected to cater to the need of his communal family,<br />

and the gift-giving manner of Samoans is what makes up the<br />

fa’a Samoa. Even if this argument has merit, the gift-giving<br />

manner of Samoans takes place in ceremonial events, not<br />

between two or a few people. Oddly enough, the lawyers of the<br />

accused have asked a palagi or white man, an anthropologist, to<br />

be the expert witness in a case where the main issue is the fa’a<br />

Samoa.<br />

To understand the composition of family, and to identify<br />

how problems in the fa’a Samoa surface from within, it is<br />

important to consider the following illustration:<br />

If a Samoan asked an American, ‘How is your family?’<br />

the answer would probably be: ‘Mary’ (wife) is at home;<br />

John (son) is in school, Ann (baby daughter) is asleep.’<br />

The same American would then ask the Samoan inquirer,<br />

‘How is yours?’ ‘My parents are in church; Sina and<br />

Mele (sisters), in school; Pai and Lafai (brothers), playing<br />

cricket; Tui (aunt), Tia (uncle), Tasi (cousin) Lua (sisterin-law),<br />

taking a bath; Tolu and Fa (relatives from another


village), sleeping,’…Surprised and confounded, the<br />

American would laugh and ask his Samoan friend what he<br />

meant and what kind of a family was that, thinking that<br />

he might be joking (Tuiteleleapaga 51).<br />

The dominant rulers in any Samoan household are the<br />

parents; therefore, whatever parents say, children do. The<br />

reality for young Samoans is burdensome because of family’s<br />

domination. For instance, in American Samoa, teenagers are<br />

denied their constitutional right to freedom of religion. If the<br />

parents are Catholic, all children must be Catholic.<br />

Opposition is restrained with corporal punishment and<br />

with religion so influential at all levels of Samoan society,<br />

parents believe “spare the rod, spoil the child” (Holy Bible 637).<br />

According to Samoan parents, to “spare the rod” is the most<br />

unethical and unloving thing a parent can do to a child.<br />

In relation to this, again, every citizen’s right to vote is<br />

never a right for young Samoans. Parents and the extended<br />

family dominate every vote. For instance, in the 2008 election<br />

in American Samoa, there were rumors of both incumbents and<br />

candidates bribing matais in order to acquire all votes from the<br />

extended family. Humor told, to win an election in American<br />

Samoa: one must appeal to the matais. Family-ties have no<br />

boundaries. A married son or daughter, for example, in spite<br />

of marriage, is still under the parent’s control. Likewise, in the<br />

extended family, a person will always have a place until death do<br />

them part. Family involvement, therefore, in the everyday lives<br />

of Samoans can be seen as being very inconsiderate – according<br />

to outsiders – as one is under scrutiny everyday. Longing for<br />

an escape, many have sought way outside of the culture and far<br />

away from the fa’a Samoa.<br />

Despite the fact that the fa’a Samoa has sturdily stabilized<br />

the Samoan culture from foreign changes, it fails to fulfill its<br />

purpose domestically. The continuous exploitation of people<br />

young and old by religious institutions, the matai system,<br />

and the family structure has sent across a public outcry.<br />

Seeking refuge, many have molded the culture to exclude the<br />

sovereignty of the fa’a Samoa. Though culture is a person’s<br />

identity, which should we defend: the God-given gift of life or<br />

the man-made culture we hold dear?<br />

Works Cited<br />

“Book of Proverbs.” The Holy Bible. International Bible Society,<br />

1984.<br />

“Foreign Policy In Focus: A Tale of Two Samoas.” Foreign<br />

Policy in Focus: A Think Tank Without Walls. 24 Nov. 2009.<br />

.<br />

Holmes, Lowell Don. The Samoan Village. New York: Holt,<br />

Rinehart and Winston, 1974. Print.<br />

Huffer, Elise, and Asofou So’o. “Beyond Governance in<br />

Samoa: Understanding Samoan Political Thought.” The<br />

Contemporary Pacific: A Journal of Island Affairs. 17.2<br />

(2005): 311-33.<br />

Jehovah’s Witnesses Governing Body. 2009 Yearbook of Jehovah’s<br />

Witnesses. Brooklyn: Watchtower Bible and Tract Society of<br />

New York, Inc., 2009.<br />

Swaney, Deanna. Samoa (Lonely Planet Travel Survival Kit).<br />

Minneapolis: Lonely Planet Publications, 1990.<br />

Tuiteleleapaga, Napoleone A. Samoa: Yesterday, Today, and<br />

Tomorrow. Great Neck, N.Y: Todd & Honeywell, 1980.<br />

HOHONU Volume 8 2010 - 85


86 - HOHONU Volume 8 2010


d d d d d d d d d d d d d d d d d d d d d d<br />

For the Time-Being:<br />

Buddhism, Dōgen, and<br />

Temporality<br />

Anthony Ridenour<br />

Philosophy 302<br />

Few philosophical and religious traditions around the<br />

world can claim such a long history and malleable tradition as<br />

Buddhism. It has come to mean many things for many people<br />

and has spread to nearly every corner of the earth. As Buddhism<br />

was transplanted here and there, it appropriated itself to the<br />

surrounding social environment. As such, Buddhist tradition<br />

takes many forms, almost paradoxically at times. Through the<br />

many configurations, however, there are general themes and<br />

concepts that keep Buddhist traditions “Buddhist.”<br />

From the beginning, from Shakyamuni Buddha’s<br />

enlightenment, the Buddha Way was a practical, viable means<br />

for human beings to attain supreme liberation from the fetters<br />

of life. By the time Buddhism reached the shores of medieval<br />

Japan, the many Dharmas had been written and commented<br />

on, schools of thought had arisen and fallen, and the real work<br />

of Buddhist thinkers lied in the details. One such detail was<br />

that of time. The problem of time in the history of Buddhist<br />

thought has often been regarded as a peripheral result of larger<br />

issues, such as emptiness and causality, Buddha-Nature, and so<br />

forth (Kim, 142).<br />

One such Buddhist thinker of medieval Japan, Zen Master<br />

Dōgen, wrestled with the problem of time systematically, in<br />

true Zen fashion, and came to view the understanding of time<br />

as central to understanding key concepts such as enlightenment,<br />

practice, duality and non-duality, impermanence, activity, and<br />

existence. Attempted here is a probing into Dōgen’s conception<br />

of time as a means to better and more completely understand<br />

these other key concepts of Buddhism.<br />

Probing the nature of time is certainly not only found in<br />

Buddhism. The earliest philosophers of the world struggled<br />

with a definition of time. However, it doesn’t take a philosopher<br />

to experience time; everyone has a common-sense notion of<br />

time. Most commonly (in Western thought), time is seen as a<br />

container, the stage in which all actions and events transpire<br />

through some duration.<br />

To people such as Isaac Newton, and most scientists, time<br />

is fundamental to the nature and structure of the universe; it is a<br />

linear dimension, a measurable quantity with a certain direction<br />

moving from past to future. Another commonly held view of<br />

time is that time is a mental construct used as a measurement<br />

system to quantify the motion of objects and the intervals<br />

between sequential events. Thus, time is seen not as a substance<br />

of the universe, but as a “substance” of the human intellect.<br />

Ancient Indian philosophy saw time as cyclic in nature.<br />

While the teachings of the Buddha deviated from the Vedantic<br />

philosophies prevalent in India at the time, the concept of time<br />

as cyclic remained. Indeed, the whole of Indian philosophy<br />

(culminating in enlightenment) sought release from the cyclic<br />

nature of the Samsaric world, or the wheel of becoming. As<br />

stated by Stambaugh,<br />

“Dōgen follows Nāgārjuna in his rejection of nirvana<br />

or liberation as something beyond the cycles of birth<br />

and death. But, instead of primarily conceiving of<br />

an “identity” of the cycles of birth and death with<br />

liberation from them, which was Nāgārjuna’s innovative<br />

insight, Dōgen’s focus appears to be primarily on the<br />

nature of “being-time” (the Japanese word is uji) and<br />

the possible experience of liberation inherent in it.<br />

Thus, ... that [orientation] of Dōgen is experiential and<br />

phenomenological.”<br />

Here we see a concise description of Dōgen’s philosophic<br />

interest: that time is to be understood and experienced as<br />

being, as existence itself. Time is nothing other than being<br />

itself. To quote Dōgen’s own writings in his seminal work the<br />

Shōbōgenzō (specifically the fascicle Uji), “The central meaning<br />

of being-time is: every being in the entire world is related to<br />

each other and can never be separated from time,” (Nishiyama,<br />

Stevens 69). For Dōgen, this is the correct way to view time and<br />

existence. He expresses his disdain for the common view of time<br />

in the following way: “Do not think of time as merely flying by;<br />

do not only study the fleeting aspect of time. If time is really<br />

flying away, there would be a separation between time and<br />

ourselves. If you think that time is just a passing phenomenon,<br />

you will never understand being-time”(Kim).<br />

Furthermore, he says: “Indeed, being-time covers<br />

everything. It is pure Being; in it resolve, practice,<br />

enlightenment and detachment are acting, i.e., not different<br />

from being-time. The eternal present includes limitless space;<br />

there is nothing beside this” (Kim). With these two quotes, one<br />

can grasp that without the understanding of being-time one<br />

is lost in the fleeting fatalism of durational temporality (time<br />

flying by) where we cling to particulars and imagine time as<br />

ever flowing past the present moment. With an understanding<br />

HOHONU Volume 8 2010 - 87


of being-time, however, the clinging subsides when one sees the<br />

particulars as time and the flowing from this to that is illusory.<br />

Dōgen founded the Sōtō school of Zen Buddhism, a<br />

school he brought to Japan from his travels to China in the<br />

13th century. Zen (or Ch’an Buddhism in China) arose in<br />

popularity among other schools such as Hua-Yen and T’ien t’ai.<br />

Concerning the Hua-Yen school, Ch’an borrowed and expanded<br />

on certain aspects. While the Flower Garland Sutra played<br />

the prominent role in Hua-Yen, it played a minor yet still<br />

important role in Ch’an Buddhism. Two principles of Hua-Yen<br />

permeate Dōgen’s ideas, those of mutual identity and mutual<br />

interpenetration. A fine description of these is given by Kim,<br />

“Mutual identity refers to the nondifferentiated state in which<br />

antitheses such as one and many, absolute and relative, being<br />

and nonbeing, and so forth, co-exist in oneness and interfusion.<br />

Mutual penetration refers to the simultaneous origination of all<br />

things and events interpenetrating one another in their myriad<br />

realms and dimensions” (140).<br />

The “simultaneous origination of all things” occurs<br />

nowhere but the present moment. Seeking this in the past<br />

or future one will not find it. Thus, “various formations of<br />

discrete events take place in the matrix of the present moment.”<br />

Past, present, and future are seen as being, “realized in each<br />

moment -- one-in-many or many-in-one in the present,” (141).<br />

Dōgen uses these principles as ground for leaping into his own<br />

activity of expounding the nature of time. He writes succinctly,<br />

“Everything exists in the present within yourself,” (Uji, 70).<br />

The present moment is the playing field in which all<br />

of Dōgen’s expositions are executed. The present moment<br />

we discuss varies drastically from the typical notion of an<br />

infinitesimal quanta of durational temporality, found in a<br />

sequence of quanta set against the backdrop of an arrow of time<br />

moving from past to future. Dōgen finds all things dwelling in<br />

a “Dharma-position” best described as being, “comprised of a<br />

particular here and a particular now (a spatio-temporal existence<br />

in the world), hence, it is inevitably comprised of the existential<br />

particularities ... which are observed, compared, judged, and<br />

chosen in the dualistic scheme of things,” (Kim 149). So a given<br />

Dharma-position is the composition of existential particularities<br />

in a certain arrangement, which is equivalent to a particular<br />

here and now.<br />

These ideas have profound implications. Each present<br />

moment is the total compilation of all composite things and<br />

arrangements, and each arrangement of composite things is<br />

the total compilation of all present moments. Therefore, each<br />

present moment is total and complete in itself. This is the<br />

solution to the problem of the flow of time. Time neither flows<br />

nor remains static; it is activity, it is being. No doubt logical<br />

paradoxes arise out of such statements and concepts. Each<br />

moment is discontinuous from all previous and all following<br />

88 - HOHONU Volume 8 2010<br />

moments, and yet contains all things and all events making it<br />

totally and absolutely free.<br />

In classic Zen paradox, Dōgen expresses this absolute<br />

freedom as obstruction or self-impedance. In the context of<br />

birth and death, Stambaugh summarizes Dōgen’s view of<br />

obstruction eloquently (75):<br />

That life and death are without before and after, are<br />

cut off from them, means that before and after do not<br />

constitute a transition out of the present dwelling in a<br />

dharma-situation. The present moment does not become<br />

(the) past; it does not become it nor does it impede it.<br />

For Dōgen, nothing impedes anything else, only itself.<br />

This self-impeding, then, is not any kind of hindrance,<br />

but rather penetration, realization. The present does not<br />

become the past, or impede it, or “touch” it.<br />

This understanding of the dwelling of a Dharma-position<br />

allows us to come back to a previous observation. Earlier we<br />

quoted Dōgen as saying, “resolve, practice, enlightenment<br />

and detachment [are] not different from being-time” (Kim).<br />

It was always Dōgen’s conviction that enlightenment is no<br />

different from the resolve and practice of the Buddha Way.<br />

That is the Zen Way as a whole; enlightenment is not some<br />

end result of the path of right practice, the practice is itself the<br />

enlightenment. For Dōgen, both practice and enlightenment<br />

are time. Only when the practice is fully exerted, when one’s<br />

practice (meditation for instance) is one’s total activity, the<br />

small self, the ego-self, is forgotten and enlightenment is<br />

realized as nothing but being-time. When this path is taken<br />

and understood, all of the sudden the grand body of Buddhist<br />

thought falls out from it. For instance, the concept of Tathatā<br />

(the nature of things as they are, “suchness”) is just this<br />

idea of full exertion, things acting as they are naturally and<br />

spontaneously. This is also no different than self-impedance and<br />

we can begin to understand Dōgen’s statement, “a mountain<br />

mountain-s a mountain, thereby a mountain realizes itself,”<br />

(Kim 151). Here, a mountain expresses itself as nothing but<br />

the full activity of being a mountain, thereby realizing itself as a<br />

mountain.<br />

Until now we have left two large developments of Buddhist<br />

thought and expression out of the discussion. We will discuss<br />

in turn the nature of impermanence and Buddha-Nature<br />

with respect to being-time. If there is anything that pervades<br />

nearly every aspect of Buddhist development it is that of<br />

impermanence. It is so central as to be directly proportional<br />

to the Buddha’s first and second of the Four Noble Truths<br />

(that is, all things are Dukkha (“suffering,”“upsetting”) because<br />

clinging to that which is impermanent is the root cause of<br />

dukkha). Impermanence is even so important as to be labeled<br />

one of the three marks or facts of existence, the other two being<br />

nonsubstantiality (śūnyatā or emptiness) and dukkha. The


middle path of Zen avoids the extremes of permanence and<br />

impermanence. Thus, it is easy to be confused when reading<br />

Zen teachings on the importance of both permanence and<br />

impermanence. The extreme of permanence can be likened to a<br />

view of eternalism while the extreme of impermanence can be<br />

likened to a view of nihilism. For Dōgen though, permanence<br />

is understood as, “nonturning or nondualism,” (Kim 135).<br />

Kim goes on to quote Dōgen, saying, “Nonturning means that<br />

whether we overcome delusions or are conditioned by them,<br />

we are never attached to the traces of their coming and going.<br />

Hence, this is called permanence.” Much of Buddhist practice<br />

boils down to thoroughly investigating the impermanence<br />

that is the Buddha’s Four Noble Truths with a grounded bodymind<br />

of the permanent and non-attached nature described<br />

by Dōgen. This practice, when done whole-heartedly, is<br />

the enlightenment that is sought, and is thus being-time.<br />

Permanence (nondualism) and impermanence (dynamism) are<br />

then both contained in the ever-present moment, being-time,<br />

which is altogether momentary.<br />

Finally, we come to the magnum opus of Mahayana<br />

Buddhism, Buddha-Nature, in the context of being-time.<br />

Indeed, the question of Buddha-Nature was the driving<br />

force of young Dōgen’s spiritual adventure. “If we already<br />

possess the Buddha-Nature, what need is there to practice?”<br />

(Strambaugh 21). To answer the question, the question must<br />

first be analyzed. As stated, it is implied the Buddha-Nature<br />

is something to be possessed, something with substance and<br />

therefore temporal duration. However, all things lack an abiding<br />

substance, and no thing exists in the sense of a continuation<br />

from one moment to the next. Some schools interpret the<br />

Buddha-Nature as a potentiality, a seed of sorts, which will bear<br />

fruit at some time when the right conditions are met. However,<br />

this lends itself to the conceptualization of the Buddha-Nature<br />

actualizing itself at some time in the future. How can this be<br />

if all things are expressed as they are only in the present? Yet,<br />

Dōgen presses that Buddha-Nature does not, “appear for the<br />

first time upon enlightenment,” (21). How can Buddha-Nature<br />

spontaneously arise in the present moment without previously<br />

existing in some sense beforehand? Perhaps Dōgen himself can<br />

shed some light (22),<br />

By way of illustration, if you wish to know the Buddhanature’s<br />

meaning might be read, you are directly knowing<br />

the Buddha-nature’s meaning. You should watch for temporal<br />

conditions means you are directly knowing temporal conditions.<br />

If you wish to know the Buddha-nature, you should know that<br />

it is precisely temporal conditions themselves.<br />

Here Dōgen asserts Buddha-Nature is not separate from<br />

temporal conditions, and this assertion falls in line with so<br />

many other of Dōgen’s claims. Buddha-Nature does not abide<br />

in previous conditions, waiting to be realized spontaneously<br />

in some future condition. It is not some substance that<br />

transmigrates moments as a potential seed of awakening.<br />

Buddha-Nature is not separate from the temporal conditions<br />

of the present moment. It does not come to fruition after right<br />

practice, does not actualize at the moment of enlightenment.<br />

The Buddha-Nature is tathatā; it is self-impeding and<br />

impermanent. The Buddha-Nature is the resolve, practice,<br />

enlightenment and detachment of the Buddha Way. Buddha-<br />

Nature is being-time. As Dōgen might say, one does not see<br />

one’s original-face without practice, one does not recognize<br />

himself as time without “forgetting oneself” and “casting off the<br />

body-mind” (Nishiyama trans., Genjōkōan, 1).<br />

Dōgen is a unique character in the development of the<br />

Buddha Dharma, unique even with respect to the progression<br />

of human intellect. His religion and philosophy are quite linear<br />

in the scheme of eastern traditions, though he advanced them<br />

both by leaps and bounds in his home country of Japan. It<br />

wasn’t for hundreds of years until Western thinkers, particularly<br />

Spinoza and Heidegger, among others (Strambaugh, 23), began<br />

to come to terms with many aspects of metaphysics that Dōgen<br />

had already encountered and seemingly come to terms with.<br />

Therefore, Dōgen Zenji’s Shōbōgenzō (The Eye and Treasury<br />

of the True Law) is an acme piece of human wisdom, only a<br />

fraction of which is expressed here in regards being-time.<br />

Bibliography<br />

Kim, Hee-Jim. Dōgen Kigen: Mystical Realist. Tuscon 1987.<br />

Nishiyama, Kōsen, and John Stevens, trans. Shōbōgenzō. Vol. 1.<br />

Tokyo, 1975.<br />

Stambaugh, Joan. Impermanence is Buddha-nature: Dōgen’s<br />

Understanding of Temporality. Honolulu, 1990.<br />

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d d d d d d d d d d d d d d d d d d d d d d<br />

Is Television Harmful to<br />

Children?<br />

Tabetha Block<br />

English 215<br />

Televisions can be found in almost every home in America<br />

and because many children are always in front of them a great<br />

debate has arose. Concerned parents have long felt that children<br />

are exposed to excessively graphic, violent, sexually explicit<br />

and misleading images on television. This kind of exposure is<br />

negatively effecting our children’s young and impressionable<br />

minds. The entertainment industry disagrees with this claim<br />

and states there is not enough evidence to prove otherwise. In<br />

this paper, I will argue that the effects of television viewing on<br />

children are harmful.<br />

One reason this is true is recent studies show that children<br />

age two through eighteen spend more time watching TV than<br />

any other activity, with the exception of sleeping. 1 What our<br />

children see on television today is very different from that of<br />

several decades ago. Back then, one would never imagine seeing<br />

kissing or promiscuous behavior, let alone graphic, bloody<br />

images rising from the dead. Nowadays, seeing half naked<br />

women in beer commercials and terrifying images of movies<br />

flashed across the screen are everyday occurrences. Not only are<br />

televisions physically bigger, they are more brash and on all the<br />

time. 2<br />

From a young age we teach our children not to talk to<br />

strangers, yet we are allowing strangers into our home through<br />

television viewing. 3 Children are easily influenced and will<br />

often model what they see; this is why age is an important<br />

factor to consider when children are watching television. Young<br />

children cannot differentiate between what is real and what is<br />

not. Because of this they become vulnerable to what is shown<br />

to them on TV, frequently adopting the attitudes and behaviors<br />

portrayed. 4 Some researchers have found that exposure to<br />

television violence can desensitize children and make them<br />

more aggressive.<br />

In many homes, television viewing is unsupervised. The<br />

1 Susan R Johnson, Strangers in our Homes: TV and our Children’s Minds<br />

(1999), 2, http://www.waldorflibrary.org/Journal_Articles/Strangers in<br />

our Homes.pdf, and Committee on Public Education, “Media Violence”<br />

Pediatrics 108, no. 5 (2001): 1222.<br />

2 Stuart Jefferies, “Is television destroying our children’s minds?” Guardian,<br />

July 21, 2004, 1.<br />

3 Johnson, 2.<br />

4 Committee on Public Education, “Media Violence” Pediatrics 108, no. 5<br />

(2001): 1223.<br />

amount of violence shown in television programs has increased<br />

tremendously just within the past few years. According to the<br />

National Television Violence Study (Year 3: 1996-97) “[…]<br />

the way TV violence is portrayed encourages children to learn<br />

aggressive behavior […].” The modeling effect occurs when<br />

children reenact what they see on TV. In addition to the<br />

modeling effect, the way violence is portrayed on television<br />

raises concerns that watching too much TV can lead to<br />

desensitizing and an altered concept of violence and its place in<br />

the world. 5 It has been found that the more a viewer, especially<br />

a young one, can personally identify with a character, hero<br />

or villain, he or she is more likely to be influenced by their<br />

behavior. The more physically attractive a character is, the more<br />

likely a child is to model its actions, whether good or bad. 6<br />

Other negative effects are disinhibition, the bystander<br />

effect and fear. Disinhibition is when a person has a reduced<br />

ability to restrain themselves in an impulsive situation. For<br />

example, “[…] viewers who watch a model rewarded for<br />

performing violently in the media are more likely to experience<br />

a disinhibition effect and behave in a similar manner. But when<br />

violence is punished in the media portrayal, the aggressiveness<br />

of viewers is likely to be inhibited.” 7 When watching repeated<br />

violence, children can become desensitized to the pain and<br />

suffering of others. This, in turn, leads to the bystander<br />

effect, when a person witnessing a crime is less likely to help<br />

another person in need of assistance if there are other witnesses<br />

present. Fear has caused many young people to become more<br />

aggressive and carry weapons for protection. The media has<br />

created the “mean world” syndrome, causing youths to alter<br />

their daily routines and avoid certain areas and people out of<br />

fear of being a victim of violence. This fear has not only caused<br />

people to become more physically aggressive, but, emotionally,<br />

it can cause stress disorders, anxiety and depression. Fear also<br />

influences our dreams, causing nightmares. 8 Most often,<br />

violent crimes shown on television are unjustified and often go<br />

unpunished, leaving the viewer fearful. The National Television<br />

Study reports that over half of the violent scenes shown on<br />

television lack remorse, critique, or penalty for the action.<br />

Also, television’s representation of sex has greatly influenced<br />

the attitudes of children, mainly adolescents. Sexual activity has<br />

been portrayed as more of a recreational activity leading many<br />

youths to behave more promiscuously and engage in sex at an<br />

earlier age. 9 Within the past few years the amount of sexual<br />

5 Ronald S Drabman, et al, Will Our Children Care? (1977), 44.<br />

6 Potter, 33.<br />

7 Potter, 33.<br />

8 Committee on Public Education, 1223.<br />

9 Bowie Kotrla, “Is Exposure to Media Content Harmful to Children?”<br />

HOHONU Volume 8 2010 - 91


content shown on television has doubled and in those portrayals<br />

little is said about the consequences of unprotected sex.<br />

Although there are other factors that influence teen pregnancy,<br />

the Journal of Pediatrics recently established a link between<br />

television viewing and teen pregnancy: “Adolescents who have<br />

high levels of exposure to television programs that contain<br />

sexual content are twice as likely to be involved in a pregnancy<br />

over the following three years as their peers who watch few such<br />

shows, according to a RAND Corporation study.” 10<br />

Watching television can lead to other problems as well. As<br />

Ron Kaufman says in his article, “How Television Images Affect<br />

Children,” “Watching television is a passive event. Children<br />

[…] remain completely immobile while viewing […]” This<br />

is also known as the Alpha State. The Alpha State has also<br />

been linked to children’s obesity. The so called “couch potato”<br />

evolves when the viewer consumes more calories than he or she<br />

burns. Since watching television is a passive event not many<br />

calories are used. 11 There are an enormous amount of junk food<br />

commercials on TV, many geared towards children. Parents buy<br />

these products at the request of their children and the children<br />

consume them in front of the television, again taking in far too<br />

many calories than they are using. The more time spent in front<br />

of a television means less time engaging in physical activities.<br />

Another reason to consider the negative effects of television<br />

watching is that children learn through sensory experiences.<br />

Stimulating those five senses can be critical to the learning<br />

process. Watching TV stimulates only two senses, seeing and<br />

hearing. Dr. Susan Johnson has studied the effects of television<br />

on these senses and has concluded that the reproduced sound<br />

we hear and the bright, flashing and overstimulating images<br />

we see can cause developmental problems to these two sense<br />

organs. Also, “children watching TV do not dilate their pupils<br />

[…] the lack of eye movement when watching television is a<br />

problem because reading requires the eyes to continually move<br />

from left to right across the page. The weakening of the eye<br />

muscles from lack of use can’t help but negatively impact the<br />

ability and effort required to read.” 12<br />

There has been an effort to improve the standards of<br />

television viewing; the entertainment industry developed a<br />

system of parental guidelines. This system was similar to the<br />

Motion Picture Association of America’s movie rating system<br />

(See Table 1). Though the intentions of these guidelines were<br />

good, the system had three serious flaws. First, the parents<br />

were surveyed and “an overwhelming support for a contentbased<br />

rating system as opposed to an age-based system […]<br />

Children and Libraries (2007): 50-51.<br />

10 RAND Corporation, Teen Pregnancy Linked to Viewing Of Sexual<br />

Content On TV. ScienceDaily (2008). http://www.sciencedaily.com/<br />

releases/2008/11/081103084042.htm<br />

11 Miller, Television’s effects on kids: It can be harmful.<br />

12 Johnson, 5.<br />

92 - HOHONU Volume 8 2010<br />

was found.” 13 Second, the ratings did not warn parents about<br />

the content each rating would contain. Lastly, there was a<br />

concern that the ratings would actually attract children to<br />

programs parents wanted to protect them from. Since then,<br />

the guidelines have been revised; although improved, they still<br />

suffer from problems. 14<br />

Opponents of this viewpoint argue that watching television<br />

creates family togetherness. It is a chance for everyone in the<br />

family to gather, watch a program and spend quality time<br />

together. This can be true provided the program you are viewing<br />

is appropriate to all ages. Television can also be educational and<br />

can help develop critical thinking by exposing the viewer to<br />

different cultures and current events. It can also teach important<br />

values and help develop learning skills. However, too much<br />

viewing can become harmful, not only emotionally through<br />

desensitization but physically through lack of movement and<br />

obesity.<br />

Educational programs such as Barney and Sesame Street<br />

have long been recognized for being intellectually engaging.<br />

However, studies show that watching TV leads to an increase<br />

in slow alpha waves within the brains left hemisphere thus<br />

putting the child into an alpha state. These shows in particular<br />

use distraction techniques such as constantly changing pictures,<br />

loud startling sounds, flashing colors and close-ups to get<br />

a child’s attention; although this may work momentarily it<br />

still leaves their brain operating in an alpha state. 15 Watching<br />

television deadens a child’s ability for creative thinking; of being<br />

able to create an internal picture within themselves rather than<br />

visualize external pictures (from TV) which are imprinted in<br />

their minds.<br />

Opponents also maintain television is not harmful to<br />

children; that it can be nourishing. In his article, “Watching<br />

TV Makes You Smarter,” Steven Johnson discusses the “Sleeper<br />

Curve.” The sleeper curve is believed to enhance the cognitive<br />

faculties of today’s youth by challenging the mind through<br />

puzzle solving, pattern detection and deciphering complexities.<br />

Aside from its lack of physical impetus, viewing television can<br />

be intellectually stimulating, giving the viewer a good cognitive<br />

workout. This may be true for older viewers and adults<br />

but that is not the case for young children, because if their<br />

underdeveloped cognitive ability.<br />

Jib Fowles claims television is not harmful to children<br />

and in his paper, “Violence Viewing and Science,” argues that<br />

the research that has been done on the effects of television<br />

on children is inconclusive. There is no comparison between<br />

clinical testing and home viewing of television programming. In<br />

laboratory settings the children involved often don’t know the<br />

13 Amy I. Nathanson et al, “Protecting Children from Harmful Television:<br />

TV Ratings and the V-Chip”, Parenthood in America, (1998): 2-4.<br />

14 Nathanson, 6.<br />

15 Johnson, 6.


other children in the room with them, are shown things they<br />

cannot touch and are usually commanded to watch a program<br />

perhaps not to his or her liking, leaving the child feeling<br />

frustrated, angry and not in control. When children elect to<br />

watch television in their home, it is because they want to. They<br />

are usually in control of the programming being viewed and<br />

can enjoy it in a relaxed and safe environment. Whereas in the<br />

laboratory setting, the programming is chosen by someone<br />

else, the viewer is not in control, and the experience can be<br />

uncomfortable and unsatisfying. 16 Is it the television program<br />

being viewed that makes a child aggressive or is it the situation<br />

of being in the laboratory with feelings of frustration and anger,<br />

that lead to aggressive behavior? Evidence shows that exposure<br />

to television whether it is short or for prolonged periods has<br />

immediate and long term effects on children regardless of the<br />

setting or surroundings when watching. It is the act of viewing<br />

and what is being viewed that has been known to cause these<br />

negative effects and not so much the place of viewing.<br />

The effects of television on children is not only a concern<br />

in America, this has long been a topic of concern in the United<br />

Kingdom as well. The International Television Commission<br />

(ITC) agrees that, “children can learn harmful behaviour from<br />

the television.” 17<br />

In conclusion, evidence supports that the effects of<br />

television viewing on children are harmful, through both<br />

immediate and long-term negative effects. Children should<br />

be encouraged to play outside, take up a sport, read a book,<br />

and engage in creative thinking. Families can spend more time<br />

together, playing games, cooking or doing a building project. 18<br />

Parents need to take it upon themselves to limit television<br />

exposure and seek out quality programming for their children<br />

and view it with them whenever possible. 19<br />

16 Jib Fowles, “From Violence Viewing and Science.” in Taking Sides:<br />

Clashing Views in Mass Media and Society, ed. Alison Alexander and<br />

Jarice Hanson (2008), 41.<br />

17 Deans, Jason. “ITC admits kids can learn harmful behaviour from TV.”<br />

Guardian, November 6, 2000, http://www.guardian.co.uk/media/2000/<br />

nov/06/broadcasting1.<br />

18 ohnson 7, 8.<br />

19 Media Awareness Network. The Good Things About Television, http://<br />

www.media- awareness.ca/english/parents/television/good_things_<br />

tv.cfm?RenderForPrint=1.<br />

Table 1<br />

(Source: http://www.fcc.gov/parents/parent_guide.html)<br />

TV-Y (All Children -- This program is designed to be<br />

appropriate for all children.) Whether animated or liveaction,<br />

the themes and elements in this program are<br />

specifically designed for a very young audience, including<br />

children from ages 2-6. This program is not expected to<br />

frighten younger children.<br />

TV-Y7 (Directed to Older Children -- This program<br />

is designed for children age 7 and above.) It may be<br />

more appropriate for children who have acquired the<br />

developmental skills needed to distinguish between makebelieve<br />

and reality. Themes and elements in this program<br />

may include mild fantasy or comedic violence, or may<br />

frighten children under the age of 7. Therefore, parents may<br />

wish to consider the suitability of this program for their very<br />

young children. Note: For those programs where fantasy<br />

violence may be more intense or more combative than other<br />

programs in this category, such programs will be designated<br />

TV-Y7-FV. For programs designed for the entire audience,<br />

the general categories are:<br />

TV-G (General Audience -- Most parents would find this<br />

program suitable for all ages.) Although this rating does<br />

not signify a program designed specifically for children,<br />

most parents may let younger children watch this program<br />

unattended. It contains little or no violence, no strong<br />

language and little or no sexual dialogue or situations.<br />

TV-PG (Parental Guidance Suggested -- This program<br />

contains material that parents may find unsuitable for<br />

younger children.) Many parents may want to watch it with<br />

their younger children. The theme itself may call for parental<br />

guidance and/or the program contains one or more of the<br />

following: moderate violence (V), some sexual situations (S),<br />

infrequent coarse language (L), or some suggestive dialogue<br />

(D).<br />

TV-14 (Parents Strongly Cautioned -- This program<br />

contains some material that many parents would find<br />

unsuitable for children under 14 years of age.) Parents are<br />

strongly urged to exercise greater care in monitoring this<br />

program and are cautioned against letting children under<br />

the age of 14 watch unattended. This program contains<br />

one or more of the following: intense violence (V), intense<br />

sexual situations (S), strong coarse language (L), or intensely<br />

suggestive dialogue (D).<br />

TV-MA (Mature Audience Only -- This program is<br />

specifically designed to be viewed by adults and therefore<br />

may be unsuitable for children under 17.) This program<br />

contains one or more of the following: graphic violence (V),<br />

explicit sexual activity (S), or crude indecent language (L).<br />

HOHONU Volume 8 2010 - 93


Bibliography<br />

American Academy of Pediatrics, Committee on Public<br />

Education. “Media Violence.” Pediatrics 108, no. 5 (2001):<br />

1222-1226. http://www.pediatrics.org.<br />

American Academy of Pediatrics, Committee on Public<br />

Education. “Children, Adolescents, and Television.”<br />

Pediatrics 107, no. 2 (2001): 423-425. http://www.<br />

pediatrics.org.<br />

Christakis, Dimitri A, Zimmerman, Frederick J, DiGiuseppe,<br />

David L, and McCarty, Carolyn A., “Early Television<br />

Exposure and Subsequent Attentional Problems in<br />

Children.” Pediatrics 113, no. 4 (2004): 708-713. http://<br />

www.pediatrics.org.<br />

Deans, Jason. “ITC admits kids can learn harmful behaviour<br />

from TV.” Guardian, November 6, 2000, http://www.<br />

guardian.co.uk/media/2000/nov/06/broadcasting1.<br />

Drabman, Ronald S, Thomas, Margaret H, and Gregory<br />

J. Jarvie. “Will our Children Care? New Evidence<br />

Concerning the Effects of Televised Violence on our<br />

Children.” Journal of Clinical Child Psychology 6, no. 1<br />

(1977): 44. Academic Search Premier, EBSCOhost .<br />

Federal Communications Commission, http://www.fcc.gov/<br />

parents/parent_guide.html.<br />

Fowles, Jib. “From Violence Viewing and Science.” In Taking<br />

Sides: Clashing Views in Mass Media and Society, edited by<br />

Alison Alexander and Jarice Hanson. 2008.<br />

Jefferies, Stuart. “Is television destroying our children’s minds?”<br />

Guardian, July 21, 2004. http://www.guardian.co.uk/<br />

society/2004/jul/21/childrensservices.socialcare<br />

Johnson, Steven. “Watching TV Makes You Smarter.” New<br />

York Times, April 24, 2005, http://query.nytimes.com/gst/<br />

fullpage.html?res=9904EEDF1F3EF937A15757C0A96<br />

39C8B63&scp=2&sq=watching%20tv%20makes%20<br />

you%20smarter&st=cse.<br />

Johnson, Susan R. “Strangers in our Homes: TV and our<br />

Children’s Minds.” (1999) http://www.waldorflibrary.org/<br />

Journal_Articles/Strangers in our Homes.pdf .<br />

Kaufman, Ron. How Television Images Affect Children. Kill Your<br />

Television-Children And TV. http//www.turnoffyourtv.<br />

comhealtheducationchildren.html.<br />

Kotrla, Bowie. “Sex and Violence: Is Exposure to Media<br />

Content Harmful to Children?” Children & Libraries: The<br />

Journal of the Association for Library Service to Children 5,<br />

no. 2 (2007): 50-52. Academic Search Premier, EBSCOhost.<br />

Media Awareness Network. “National Television Violence Study<br />

Year Three: 1996-97.” http//www.media-awareness.ca.<br />

Media Awareness Network. “The Good Things About<br />

Television.” http//www.media-awareness.ca.<br />

Nathanson, Amy I, Cantor, Joanne. Protecting Children from<br />

94 - HOHONU Volume 8 2010<br />

Harmful Television: TV Ratings and the V-Chip. http://<br />

parenthood.library.wisc.edu/Nathanson/Nathanson.html.<br />

Potter, W James. “From On Media Violence.” In Taking Sides:<br />

Clashing Views in Mass Media and Society, edited by Alison<br />

Alexander and Jarice Hanson. 2008.<br />

RAND Corporation, Teen Pregnancy Linked to Viewing Of<br />

Sexual Content On TV. ScienceDaily (2008). http://www.<br />

sciencedaily.com/releases/2008/11/081103084042.htm


d d d d d d d d d d d d d d d d d d d d d d<br />

Out of Their Fields,<br />

Out of Their Diets<br />

The 2002 Food Crisis Reveals<br />

Why GMOs Do Not Belong in<br />

Africa<br />

Holly Miller<br />

English 215<br />

In 2002, several African countries experiencing acute food<br />

shortages took issue with genetically modified (GMO) corn<br />

that the United States offered as food relief. Some countries<br />

eventually took the aid, while others accepted it only once<br />

milled, and Zambia never accepted it at all. The U.S. refused<br />

to provide monetary aid to the countries, and only provided<br />

non-GMO aid to Zambia after intense pressure from the<br />

international community. The U.S. claimed the European<br />

Union had manipulated and scared the countries into refusing<br />

the aid, therefore exacerbating the hunger problem. The E.U.<br />

accused the U.S. of using GMO relief to hasten its inclusion<br />

on the world market, particularly because the E.U. refuses to<br />

import many GMOs. The African nations explained their<br />

concern was over their future agricultural trade relationships<br />

with the E.U. and with the health of their people who would<br />

be eating the GMO food. This turbulent situation brought<br />

the debate over GMOs to the forefront of world issues. While<br />

some parties argued that GMOs are perfectly safe for human<br />

consumption and will provide the high yields necessary to<br />

feed the hungry in Africa, others argued that GMOs have no<br />

place in Africa where farmers can not afford to jeopardize their<br />

trade relationships or become tethered to licensing agreements.<br />

While health concerns are valid and must be taken seriously,<br />

the economic reasons to refuse GMOs provide an irrefutable<br />

argument against them. Until the African nations are in a<br />

position to accept GMOs without perceived risk, both in regard<br />

to their health and their economies, all genetically modified<br />

crops should be kept out of their fields and their diets.<br />

Part of the issue that arises in regard to GMO food aid<br />

in Africa are the very different ways in which the U.S. and the<br />

E.U. interpret GMO safety. The U.S.’s position on GMOs is<br />

that “there is minimal risk attached to them, and that because<br />

of this a precautionary approach in their adoption is not<br />

warranted.”1 The U.S. typically sees the benefits of GMOs<br />

1 Jennifer Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

(high yields, particular disease resistance) as outweighing their<br />

risks. The E.U. adheres to a precautionary principle, probably<br />

because of recent food scares such as Mad Cow disease.<br />

They believe in devoting more time and study to the risks of<br />

GMOs, and the general European consensus is that GMO<br />

risks (inadvertent cross-pollination, unknown health effects)<br />

outweigh the benefits.2 U.S. grain sales to Europe severely<br />

declined after the U.S. began growing mostly GMO crops in<br />

the mid-1990s. It is likely that the decline in sales to Europe,<br />

and Africa’s tight trade relationships with the E.U. caused the<br />

U.S. to use the African food aid as a sort of “Trojan horse” to<br />

split open the African market (and eventually the European<br />

market by way of African exports) for GMOs.3 Zambia was<br />

particularly concerned by the possible contamination of baby<br />

corn and honey exports to Europe, and more generally for all<br />

organic exports.4 In the article ‘The Political Economy of Food<br />

Aid in an Era of Agricultural Biotechnology,’ Jennifer Clapp<br />

argues that from its beginning, U.S. food aid was “a mechanism<br />

for surplus disposal and export promotion in the United<br />

States.”5 Although she acknowledges that the politicization of<br />

food aid diminished in the 1990s due to a shrinking surplus,<br />

she asserts that the new debate over GMOs with the E.U. and<br />

the growing surplus of GMO corn in the U.S. have reignited<br />

America’s tendency to use food aid as a political tool.6 In the<br />

article ‘Feeding the famine? American food aid and the GMO<br />

debate in Southern Africa,’ Noah Zerbe argues that<br />

the [ U.S.] provision of assistance to Southern Africa was<br />

primarily intended to secure particular foreign policy<br />

objectives of the US government—in this case, promoting<br />

the cultivation of biotech crops, expanding market access<br />

and control of transnational agricultural corporations, and<br />

isolating Europe in the GMO debate. 7<br />

The U.S. denies this accusation and accuses the E.U. of<br />

allowing Africans to starve because of their fear of GMOs.<br />

Regardless of whether Clapp’s or Zerbe’s interpretations are false<br />

or not, the debate is being played out in Africa where starving<br />

people do not have the luxury to entertain such a forum. It<br />

Biotechnology,” Global Governance 11, (2005): 477.<br />

2 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 478.<br />

3 Sarah Lieberman and Tim Gray, “GMOs and the Developing World: A<br />

Precautionary Interpretation of Biotechnology.” British Journal of Politics<br />

& International Relations 10, (2008): 401.<br />

4 Noah Zerbe, “Feeding the Famine? American Food Aid and the GMO<br />

Debate in Southern Africa,” Food Policy 29, (2004): 600.<br />

5 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 469.<br />

6 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 470.<br />

7 Zerbe, “Feeding the Famine? American Food Aid and the GMO Debate<br />

in Southern Africa,” 594.<br />

HOHONU Volume 8 2010 - 95


is unfair to ask them to either accept GMO food or starve.<br />

Accepting GMOs as food aid is a threat to African peoples’<br />

beliefs about food safety, even if those beliefs are a result of<br />

European influence. Donating cash aid instead of in-kind aid<br />

may not chip away at the mountains of surplus corn in the U.S.<br />

or open up a new market for GMOs, but it is arguably more<br />

manageable for the United States to accept this concession than<br />

it is for Africa to wait for food while they starve.<br />

Some experts argue that Africa was ultimately at fault for<br />

their own hunger because they folded to the E.U.’s wishes.<br />

Gerald D. Coleman, a Catholic clergyman and advocate<br />

of GMOs, argues in his article “Is Genetic Engineering the<br />

Answer to World Hunger?” that: “It was a moral disgrace that<br />

in 2002 African governments gave in to [GMO] opponents<br />

and returned to the World Food Program tons of [GMO]<br />

corn simply because it was produced by U.S. biotechnology.” 8<br />

Coleman’s assertion is misguided.<br />

The Zambian president Levy Mwanawasa explained, “the<br />

rejection is not intended to demean those who had donated<br />

it, rather it was done to protect the long-term interest of the<br />

Zambian people and the environment.” 9 Regardless of whether<br />

the U.S. or the E.U. is right about GMO food safety, it is a<br />

secondary issue to the more important economic relationships<br />

between Europe and Africa. After the 2002 crisis had subsided,<br />

Zambia started exporting non-GMO food, allowing its<br />

economy to begin the recovery process. 10 If GMO seeds had<br />

entered the Zambian agricultural sector through food aid,<br />

they would not have been able to export GMO-free food.<br />

Obviously, it was the right decision for Zambia to reject GMO<br />

aid. The U.S. must begin providing cash donations for food aid<br />

instead of in-kind aid while the debate over GMOs plays out in<br />

the developed world; or the U.S. must cultivate and separately<br />

store non-GMO food for emergencies.<br />

The United States eventually offered to mill the GMO<br />

corn for the African countries, yet Zambia still refused to accept<br />

it. Zambia claimed that “any health problems that might arise<br />

from eating GMOs would be too costly to address.” 11 The<br />

reasoning was that Zambian people consume much more<br />

corn than Americans do, suggesting that there is no scientific<br />

evidence to prove that a diet consisting of such an amount<br />

of GMO corn is safe. 12 In fact, many experts do claim that<br />

GMOs are unsafe to eat. One oft-cited study was conducted by<br />

Arpad Pusztai for the Rowett Research Institute. Pusztai found<br />

that GMO potatoes sometimes caused internal organ mis-<br />

8 Gerald D. Coleman, “Is Genetic Engineering the Answer to World<br />

Hunger?,” America, February 2005, 17.<br />

9 Lieberman and Gray, “GMOs and the Developing World: A<br />

Precautionary Interpretation of Biotechnology,” 404.<br />

10 Ibid, 404.<br />

11 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 472.<br />

12 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 473.<br />

96 - HOHONU Volume 8 2010<br />

development and weakened the immune systems of laboratory<br />

rats. 13 Proponents of biotechnology argue that Americans have<br />

been eating GMOs without incident, and that there is no nonrefutable<br />

proof that GMOs are unsafe. 14 Norman Borlaug, the<br />

1970 Nobel Peace Prize laureate and biotechnology advocate,<br />

argues that “To date, there is no reliable scientific information<br />

to substantiate claims that transgenic crops are inherently<br />

hazardous.” 15 However, there is no conclusive evidence that<br />

transgenic crops are inherently safe, according to a large section<br />

of the scientific community. Notably, most studies conducted<br />

on GMOs are funded by private institutions in developed<br />

nations. Asking Africa to accept GMOs into their diets and<br />

their economies is asking them to accept a product that their<br />

scientists have not been able to test with the same vigor as the<br />

developed nations. This problem did not escape Zambia. In<br />

response to the GMO aid that the U.S. offered, Zambia sent a<br />

small group of their scientists to study the issue. They traveled<br />

to the U.S., South Africa, and Europe, and concluded that<br />

GMOs should not be accepted. 16 The scientists determined<br />

that accepting the aid could endanger biodiversity in local<br />

corn varieties; that introduction of GMOs into Zambia could<br />

threaten the European export market; and that the U.S.’s<br />

claims of GMO safety were inconclusive, particularly regarding<br />

“toxicity, allergenicity and antibiotic resistance.” 17 Even if<br />

GMOs would be perfectly safe to consume, Zambia did not<br />

cave to the E.U.’s precautionary stance. They did their own<br />

research and decided the risk was too high. The U.S. must<br />

respect the fact that African countries have the right to adopt<br />

the precautionary principle.<br />

Beyond the issues of trade relations and human safety lies<br />

the threat of purposeful cultivation of GMOs in Africa. The<br />

typical small farmer in Africa cannot afford the licensing fees<br />

and expensive GMO seeds on a regular basis. This is proved<br />

time and time again by the fact that they so often need food aid<br />

because of crop failure. They certainly do not have the money<br />

to consistently renew licensing agreements or purchase GMO<br />

seeds. For example, several African farmers who purchased<br />

expensive GMO cotton seeds with the intention of increasing<br />

their production went into debt because the GMO yields<br />

13 Mae-Wan Ho et al., GMO Free: Exposing the Hazards of Biotechnology<br />

to Ensure the Integrity of Our Food Supply, (Ridgefield, Connecticut:<br />

Vital Health Publications, 2004), 22 and Roberto Verzola, “Genetically<br />

Engineered Foods Have Health Risks”, in Genetically Engineered Foods,<br />

ed. Nancy Harris (San Diego, CA: Greenhaven Press, 2004), 38.<br />

14 Florence Wambugu, “Why Africa Needs Agricultural Biotech,” Nature<br />

400. (1999): 15 and Norman Borlaug, “The Second Green Revolution,”<br />

in Agriculture, Human Security, and Peace: A Crossroad in African<br />

Development, ed. M.Taeb and A.H. Zakri (West Lafayette, Indiana:<br />

Purdue University Press, 2008), 150.<br />

15 Borlaug, “The Second Green Revolution,” 150.<br />

16 Clapp, “The Political Economy of Food Aid in an Era of Agricultural<br />

Biotechnology,” 479 and Zerbe, “Feeding the Famine? American Food<br />

Aid and the GMO Debate in Southern Africa,” 599.<br />

17 Zerbe, “Feeding the Famine? American Food Aid and the GMO Debate<br />

in Southern Africa,” 599-600.


were not significantly higher than conventional seed yields.18<br />

Norman Borlaug wrote,<br />

I am particularly alarmed by those who seek to deny smallscale<br />

farmers of the Third World—and especially those in sub-<br />

Saharan Africa—access to the improved seeds, fertilizers, and<br />

crop protection chemicals that have allowed the affluent nations<br />

the luxury of plentiful and inexpensive foodstuffs which, in<br />

turn, has accelerated their economic development. 19<br />

While Borlaug is right that fertilizers and improved seeds<br />

have increased crop yields in the developed world, the missing<br />

piece is the cash required to purchase these inputs and build<br />

the extensive irrigation and pesticide systems necessary to make<br />

high-tech agriculture work. Borlaug does not grasp that the<br />

“luxury of plentiful and inexpensive foodstuffs” was achieved<br />

only by heavy investment—that is, investment that Africans<br />

cannot afford. 20 Those seeking to deny Africans of GMOs are<br />

attempting to save those farmers from a fate of licensing fees<br />

and seed-buying cycles. Africa, with the help of the developed<br />

world, may eventually be in a position to use high-tech methods<br />

and GMO crops, but now is not the time. The infrastructure<br />

and a low-risk economic environment must arrive before<br />

GMOs do.<br />

Africa’s current risk in adopting GMOs is extraordinary. In<br />

the briefing “Genetically Modified Crops in Africa: Implications<br />

for Small Farmers,” Devlin Kuyek wrote:<br />

Once a farmer chooses to plant GM crops, it becomes<br />

very difficult to rethink that choice, particularly in the<br />

face of aggressive marketing and sales campaigns by the<br />

manufacturers and the widespread endorsement of such<br />

crops by government agencies. 21<br />

Any seeds saved from the GMO crops would be an<br />

infringement on patents if the proper licensing is not purchased<br />

the next year. If a neighbor grows a non-GMO version of the<br />

same crop and experiences inadvertent cross-pollination, they<br />

would be in violation of copyright laws as well. Essentially,<br />

several non-GMO farmers could suffer from just one farmer<br />

planting GMOs. This means that the risk of planting GMOs<br />

is spread across a community of farmers, whereas any benefits<br />

could only be realized by a single farmer.<br />

The same problem is experienced right here in the U.S.,<br />

and farmers are losing their livelihoods over it. The large<br />

biotechnology company, Monsanto, argues that the benefits<br />

of GMOs, which they cite as reduced pesticide reliance and<br />

reduced water needs, outweigh any drawbacks that may be<br />

18 Lieberman and Gray, “GMOs and the Developing World: A<br />

Precautionary Interpretation of Biotechnology,” 406.<br />

19 Norman Borlaug, “Feeding a World of 10 Billion People: The Miracle<br />

Ahead,” In Vitro Cellular and Developmental Biology, Plant 38, no. 2<br />

(2002): 227.<br />

20 Ibid, 227.<br />

21 Devlin Kuyek, “Genetically Modified Crops in Africa: Implications for<br />

Small Farmers.” Genetic Resources Action International, August 2002,<br />

13.<br />

realized from patent infringement. 22 In the Monsanto<br />

Web site article “Why Does Monsanto Sue Farmers Who<br />

Save Seeds,” the company wrote that not suing “would be<br />

unfair to the farmers that honor their agreements to let others<br />

get away with getting it for free.” 23 In regard to monetary<br />

settlements, Monsanto representative Chris Reat said that<br />

“Our goal has never been to put anybody out of business. The<br />

terms of the settlement have been extended through years . . .<br />

to let the grower . . . try to fit that settlement into his farming<br />

operation.” 24 But paying off settlements to Monsanto doesn’t<br />

fit anywhere in the farming operations of poor African farmers.<br />

While this may fly in the U.S. where national food security is<br />

negligibly affected by picking off patent infringers, Africa needs<br />

to maintain a nurturing environment for all farmers in order<br />

to ensure its food supply. If some African farmers fall victim<br />

to marketing campaigns for GMOs and decide to give them a<br />

try, there will be negative consequences for those farmers, their<br />

farming communities, and their local food security. First, if<br />

the GMO farmer wants to switch back to non-GMO crops<br />

in the future, they must either have a non-GMO seed source<br />

saved or would have to purchase non-GMO seeds. Second, any<br />

GMO seeds that survive and grow into plants would threaten<br />

the integrity of their non-GMO crops by cross-pollination.<br />

Third, any neighboring farmers whose crops were compromised<br />

by GMO pollen could become targeted by biotechnology<br />

corporations for inadvertent patent infringements. Lastly, it<br />

is unethical for the developed world to allow Africa to become<br />

entangled in the kind of situation in which their ability to<br />

produce their own food is on the line. The risks are too great.<br />

The world cannot allow GMOs where acute hunger problems<br />

and poverty thrive, at least until patenting laws are redesigned<br />

to benefit small African farmers.<br />

There is another glaring economic reason why African<br />

countries cannot cultivate GMOs without serious risk. Almost<br />

no GMOs have been developed for use in Africa. Most GMOs<br />

were developed by private corporations for wealthy nations<br />

such as the United States and Canada. They were specifically<br />

designed to thrive in middle latitudes in high-input monocrops.<br />

Africa has extremely varied climates and little advanced<br />

agricultural infrastructure. Maarten Chrispeels, in his article<br />

“Biotechnology and the Poor” wrote about GMO development:<br />

True enough, the big corporations are not working on<br />

the crops of the poor, such as cassava, millets, sorghum,<br />

sweet potatoes, yams, and legumes (other than soybeans).<br />

Furthermore, they are not giving away their technology to<br />

22 E. Freeman, “Why Does Monsanto Patent Seeds?,” http://www.monsanto.<br />

com/monsanto_today/2008/monsanto_patent_seeds.asp.<br />

23 Monsanto Company Online, “Why Does Monsanto Sue Farmers Who<br />

Save Seeds?,” http://www.monsanto.com/monsanto_today/for_the_<br />

record/monsanto_saved_seed_lawsuits.asp.<br />

24 E. Freeman, “Settling the Matter,” http://www.monsanto.com/monsanto_<br />

today/2008/saved_seed_settlements.asp.<br />

HOHONU Volume 8 2010 - 97


poor countries because they want to recover the costs of<br />

their investments in biotechnology. 25<br />

This speaks directly to one of the biggest flaws in the<br />

argument for GMOs as cures for hunger. Florence Wambugu,<br />

the director of the International Service for the Acquisition of<br />

Agri-Biotech Applications, argues that “The African continent,<br />

more than any other, urgently needs agricultural biotechnology,<br />

including transgenic crops, to improve food production.” 26<br />

But GMOs will not “improve food production” if they<br />

can’t thrive there. 27 For GMOs to truly do good, there would<br />

have to be significant investment by the African public sector to<br />

develop technology specifically for free use by African farmers.<br />

If those impoverished countries did start GMO development,<br />

their trade relationships with Europe that rely on producing<br />

GMO-free products would have to either dissolve, or Europe’s<br />

stance on GMOs would have to change.<br />

Food production problems are not the only reasons why<br />

people go hungry. In the article “Genetic Engineering is Not<br />

the Answer,” Sean McDonagh argues that “Hunger and famine<br />

around the world have more to do with the absence of land<br />

reform, social inequality, bias against women farmers and the<br />

scarcity of cheap credit and basic agricultural tools than with<br />

the lack of agribusiness super-seeds.” 28 He cites the example of<br />

Brazil: they are world’s third largest food exporter, yet one fifth<br />

of Brazilians suffer from hunger. The 2002 African crisis is yet<br />

another example of hunger caused by myriad reasons. 29 Noah<br />

Zerbe argues that “. . . [Africa] faced critical food shortages<br />

caused by a complex combination of factors, including climatic<br />

shocks, HIV/AIDS, structural adjustment, debt, collapsing<br />

public services, and poor governance.” 30 It is obvious that<br />

GMOs do not offer a solution to all of these problems. Even<br />

GMO advocates admit that they are not a cure-all. Although<br />

Maarten Chrispeels believes GMOs are an important part of<br />

the solution to hunger, he readily admits that they are “only one<br />

tool.” 31 Gregory E. Pence, a bioethics professor and proponent<br />

of GMOs, artfully explains, “How a tool is used depends on the<br />

person using it: a hammer can build a house or kill someone.<br />

So with GM plants.” 32 It only makes logical sense that GMOs<br />

should be kept out of Africa now while they pose a threat to<br />

the very food security they are supposed to address. With<br />

25 Maarten Chrispeels, “Biotechnology and the Poor,” Plant Physiology 124,<br />

(2000): 2.<br />

26 Wambugu, “Why Africa Needs Agricultural Biotech,” 15.<br />

27 Ibid, 15.<br />

28 Sean McDonagh, “Genetic Engineering Is Not the Answer,” America,<br />

May 2005, 10.<br />

29 Zerbe, “Feeding the Famine? American Food Aid and the GMO Debate<br />

in Southern Africa,” 594 and Clapp, “The Political Economy of Food Aid<br />

in an Era of Agricultural Biotechnology,” 472.<br />

30 Zerbe, “Feeding the Famine? American Food Aid and the GMO Debate<br />

in Southern Africa,” 594.<br />

31 Chrispeels, “Biotechnology and the Poor,” 5.<br />

32 Gregory E. Pence, “Genetically Engineered Foods Will Help Stop World<br />

Hunger,” in Genetically Engineered Foods, ed. Nancy Harris (San Diego,<br />

CA: Greenhaven Press, 2004), 59.<br />

98 - HOHONU Volume 8 2010<br />

their patenting and cost issues, GMOs can only exacerbate the<br />

economic and social causes of hunger in Africa.<br />

If not GMOs, what? As McDonagh explained, there are<br />

many contributors to hunger that have nothing to do with<br />

actual crop yields. While food aid will probably continue to<br />

be needed by Africans, the world can begin to address in more<br />

earnest the underlying causes of hunger in Africa, particularly<br />

HIV/AIDS, residual debt, and failing public services. Instead of<br />

giving as much in-kind aid or cash, the U.S. could donate and<br />

build more efficient agricultural infrastructure like irrigation<br />

and water retention systems. Instead of subsidizing as much<br />

GMO corn, special subsidies could be made for non-GMOs,<br />

once again opening up the European market and ensuring<br />

non-GMO availability for emergency aid. In this way, the U.S.<br />

would still be getting a return on their investment. Many<br />

experts also argue that there are alternative ways to address the<br />

low yield of typical African farms. For example, in the article<br />

“Linking Agricultural Biodiversity and Food Security: The<br />

Valuable Role of Agrobiodiversity for Sustainable Agriculture,”<br />

Lori Ann Thrupp argues that sustainable practices such as<br />

crop rotation, integrated pest management, green manures,<br />

and cover cropping would boost yields while preserving the<br />

local ecology. 33 There are other studies that have found that<br />

intensified organic agriculture has the ability to increase crop<br />

yields without requiring the investment risk that high-input<br />

crops and GMOs need. 34 Essentially, alternatives to GMO<br />

cultivation abound. While the debate over biotechnology plays<br />

out in the developed world, Africa can turn to these alternatives<br />

to improve their food security.<br />

The 2002 food crisis forced underdeveloped Africa to<br />

become embroiled in the world debate over GMOs. Armed<br />

only with data offered to them by the West, Africa had to<br />

make quick and difficult decisions about the future of food and<br />

agriculture there. When several African countries took issue<br />

with the GMO aid, the U.S. accused the E.U. of manipulating<br />

Africa with their fear of biotechnology. The E.U. accused the<br />

U.S. of using food aid as a political tool instead of humanitarian<br />

relief. The African countries claimed that the critical reasoning<br />

for rejecting the aid was to protect their fragile internal and<br />

export economies. Today, almost eight years later, the world<br />

has been able to carefully review this situation. Hindsight and<br />

evidence prove that the African countries were right to refuse<br />

the aid. Patenting laws have not been redesigned to benefit<br />

small African farmers, and few publicly-funded GMOs have<br />

been developed for cultivation in Africa. Europe’s position<br />

33 Lori Ann Thrupp, “Linking Agricultural Biodiversity and Food Security:<br />

The Valuable Role of Sustainable Agriculture,” International Affairs 76,<br />

no. 2 (2000).<br />

34 Catherine Badgley et al., “Organic Agriculture and the Global Food<br />

Supply,” Renewable Agriculture and Food Systems 22, no. 2 (2006): 94<br />

and Brian Halweil, “Can Organic Farming Feed Us All?,” World Watch<br />

19, no. 3 (2006).


on GMOs has changed little, and Africa’s trade relationships<br />

with the European Union remain crucial. Yet, the dispute over<br />

GMOs continues to rage between the U.S. and the E.U. The<br />

world cannot allow this debate to be taken to Africa again. For<br />

now, the U.S. and the E.U. should provide non-GMO food<br />

aid when needed while Africa uses the variety of alternatives to<br />

GMO agriculture available. Until all facets of biotechnology,<br />

including health concerns, patents, and trade relationships are<br />

resolved in favor of African people, GMOs must be kept out of<br />

their agricultural sector and food relief.<br />

Bibliography<br />

Badgley, Catherine, Jeremy Moghtader, Eileen Quintero, Emily<br />

Zakem, M. Jahi Chappell, Katia Aviles-Vasquez, Andrea<br />

Samulon, and Ivette Perfecto. “Organic Agriculture and<br />

the Global Food Supply.” Renewable Agriculture and Food<br />

Systems 22, no. 2 (2006): 86-108.<br />

Borlaug, Norman. “Ending World Hunger. The Promise of<br />

Biotechnology and the Threat of Antiscience Zealotry.”<br />

Plant Physiology 124, (2000): 487-490.<br />

Borlaug, Norman. “Feeding a World of 10 Billion People:<br />

The Miracle Ahead.” In Vitro Cellular and Developmental<br />

Biology, Plant 38, no. 2 (2002): 221-228.<br />

Borlaug, Norman. “The Second Green Revolution.” In<br />

Agriculture, Human Security, and Peace: A Crossroad in<br />

African Development, Edited by M.Taeb and A.H. Zakri,<br />

131-155. West Lafayette, Indiana: Purdue University Press,<br />

2008.<br />

Chrispeels, Maarten J. “Biotechnology and the Poor.” Plant<br />

Physiology 124, (2000): 3-6.<br />

Clapp, Jennifer. “The Political Economy of Food Aid in an Era<br />

of Agricultural Biotechnology.” Global Governance 11,<br />

(2005): 467-485.<br />

Coleman, Gerald D. “Is Genetic Engineering the Answer to<br />

World Hunger?” America. February 21, 2005, 14-17.<br />

Freeman, E. “Why Does Monsanto Patent Seeds?” http://www.<br />

monsanto.com/monsanto_today/2008/monsanto_patent_<br />

seeds.asp.<br />

Freeman, E. “Settling the Matter.” http://www.monsanto.com/<br />

monsanto_today/2008/saved_seed_settlements.asp.<br />

Halweil, Brian. “Can Organic Farming Feed Us All?” World<br />

Watch 19, no. 3 (2006): 18-24.<br />

Ho, Mae-Wan and Lim Li Ching, with others. GMO Free:<br />

Exposing the Hazards of Biotechnology to Ensure the Integrity<br />

of Our Food Supply. Ridgefield, Connecticut: Vital Health<br />

Publications, 2004.<br />

Kuyek, Devlin. “Genetically Modified Crops in Africa:<br />

Implications for Small Farmers.” Genetic Resources Action<br />

International, August 2002, 1-20.<br />

Lieberaman, Sarah and Gray, Tim. “GMOs and the Developing<br />

World: A Precautionary Interpretation of Biotechnology.”<br />

British Journal of Politics & International Relations 10,<br />

(2008): 395-411.<br />

McDonagh, Sean. “Genetic Engineering Is Not the Answer.”<br />

America, May 2, 2005, 8-10.<br />

Monsanto Company Online. “Why Does Monsanto Sue<br />

Farmers Who Save Seeds?” http://www.monsanto.com/<br />

monsanto_today/for_the_record/monsanto_saved_seed_<br />

lawsuits.asp.<br />

Pence, Gregory E. “Genetically Engineered Foods Will Help<br />

Stop World Hunger.” In Genetically Engineered Foods,<br />

edited by Nancy Harris, 57-59. San Diego, CA:<br />

Greenhaven Press, 2004.<br />

Thrupp, Lori Ann. “Linking Agricultural Biodiversity and Food<br />

Security: The Valuable Role of Sustainable Agriculture.”<br />

International Affairs 76, no. 2 (2000): 265-281.<br />

Verzola, Roberto. “Genetically Engineered Foods Have Health<br />

Risks.” In Genetically Engineered Foods, edited by Nancy<br />

Harris, 38-42. San Diego, CA: Greenhaven Press, 2004.<br />

Wambugu, Florence. “Why Africa Needs Agricultural Biotech.”<br />

Nature 400. (1999): 15-16.<br />

Zerbe, Noah. “Feeding the Famine? American Food Aid and the<br />

GMO Debate in Southern Africa.” Food Policy 29, (2004):<br />

593-608.<br />

HOHONU Volume 8 2010 - 99


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d d d d d d d d d d d d d d d d d d d d d d<br />

Consumerism Revealed<br />

Katherine Jane Pope<br />

English 315<br />

“Consumption becomes problematic, from a social and<br />

environmental standpoint, when it becomes conspicuous,<br />

motivated more by a need for belonging, social acceptance<br />

and status then survival.”<br />

Nelson Harvey, What’s So Bad About Consumerism?<br />

In highly developed countries, people long to fulfill every<br />

passing need and desire. Many go to school seeking the high<br />

paying job that will provide the big house, fancy car, electronic<br />

toys, and anything else in between. However, people tend<br />

to blur the lines between necessity and luxury. They become<br />

engrossed in acquiring more and more. This habit eventually<br />

turns into an addiction, one that fuels the consumerist economy<br />

in the United States.<br />

Many of the products we consume are produced at<br />

the expense of less affluent countries. As we walk through<br />

shopping malls, consume fast food, and continuously fill<br />

our gas tanks, people from around the world slave to fulfill a<br />

quota employed by large corporations. This quota serves the<br />

consumerist nations like the U.S., but are priced by the low<br />

pay and unhealthy work conditions of employees working in<br />

those international third-party contracts. Yet this is only a small<br />

reflection of the numerous problems that continue to plague<br />

the world.<br />

The fast pace of our modernized society, obsession with<br />

acquiring more, and the complexities of our personal lives<br />

seem to blind most from the global issues that wreak havoc on<br />

lesser nations. Mainstream media fuels this behavior; constant<br />

advertisements keep our eyes dilated and pocketbooks open.<br />

By analyzing the components of visual rhetoric expressed<br />

in modern media, we can understand why and how our<br />

core human emotions can be evoked. Furthermore, our<br />

understanding of it can expand our awareness to the point<br />

where we might reevaluate how we think about consumerism<br />

and its effects.<br />

“There at Every Turn” focuses on families creating happy<br />

memories. This creates an assumption that you not only need<br />

a car, but also Citgo’s fuel to get you there. Figure 1 depicts a<br />

smiling father and son in the foreground, fishing gear in tow.<br />

The RV in the background is out of focus; evidently Citgo has<br />

taken care of the necessities so your focus can shift to more<br />

important aspects of life. Additionally, the RV is made a part<br />

of the background of the natural environment. Indeed, the<br />

Fig. 1. Gasol<br />

fuel needed from this vehicle comes from nature. A unity is<br />

thus created between the manmade machine and the natural<br />

environment. However, informed readers know that because<br />

of the way fuel is processed for vehicles and in turn how the<br />

vehicle burns the fuel it uses, ill-effects are imposed upon the<br />

planet. There is no harmony at all.<br />

The tiny triangles trickling down at the top of the picture<br />

to fill it in may symbolize the steps to getting to this moment in<br />

time, or “every turn” as stated in the campaign slogan. Beneath<br />

the picture there is a small paragraph that promotes Citgo as a<br />

reliable source of fuel; the company continues to strengthen the<br />

ad’s theme of dependability.<br />

Two modes of persuasion are at work here. Citgo’s ethos<br />

appeal resides in their mentioning that each station is locally<br />

owned and independently operated; the consumer does not<br />

need to deal with the complicated structure of a big business<br />

hierarchy. Citgo claims to be a “dependable source of energy,”<br />

in the paragraph ensuring the company’s validity. The pathos<br />

appeal works off familial connection through an American<br />

pastime. Both the father and son are grinning in delight, and<br />

the young boy is captured mid-air; he soars with delight in<br />

anticipation of the day ahead.<br />

The primary audience for such an ad can be anyone with<br />

a family. The secondary audience may include anyone who<br />

owns a vehicle. In either case, observers will respond to the<br />

ad differently. Some might react in the way the ad intended:<br />

they feel comfort in knowing the product can meet their<br />

HOHONU Volume 8 2010 - 101


family’s needs. Others may find the ad appalling and interpret<br />

it as another maneuver of a capitalistic society obsessed with<br />

consumption. People with a more economic approach might<br />

ridicule the ad for its promotion as a reliable source of fuel<br />

given there is no guarantee how much of the resource is left.<br />

They will regard the notion that gas companies can help one<br />

“pursue their dreams” as far-fetched considering the price of a<br />

gallon. Readers with a more ecocentric outlook may criticize<br />

Citgo and fuel companies alike since burning fossil fuels has<br />

been proven detrimental to the environment. Others still will<br />

feel apathetic toward the ad. Those people are perhaps numb to<br />

the continuous advertisements imposed upon them. Although<br />

the Citgo ad is simply selling gas, there is a complex mechanism<br />

reflecting the larger consumerist market at work. Breaking<br />

down the ad into its parts, helps one to look past the surface<br />

reality the promotion tries to create and into the deeper issues<br />

that affect the economy.<br />

While advertisers for the Citgo ad sell the ideal of a secure<br />

future, the visual rhetoric of the Haitian photo attempts to<br />

expose how consumerism can debase human lives in less<br />

powerful, more vulnerable countries. In the photo, a young,<br />

skinny girl stands at the foreground of a trash covered land. The<br />

building seems to be decomposing and there is a thick smoke<br />

in the background. There is a corresponding article discussing<br />

soil degradation in Haiti. It explains how Haiti’s soil lacks<br />

fertility because other countries have exploited Haitian forests<br />

and goods for years. Deforestation has caused a significant loss<br />

in trees and soil, and the process continues as the fuel-woodcharcoal<br />

industry dominates Haitian lands still today. Thus,<br />

Haitians go hungry because they lack healthy soil for their own<br />

agriculture. Furthermore, any income the Haitians receive does<br />

not afford them the high prices of imported goods.<br />

The elements of this photograph coalesce to create a tone<br />

Fig. 2. Tyler Hicks, Haitian Soil<br />

102 - HOHONU Volume 8 2010<br />

of disorder and desolation in the scene. Trash is scattered on the<br />

ground from left to right of the entire frame. Poverty, hunger,<br />

and pollution abound. This sends the message that humancreated<br />

debris is an endless part of the tiny country’s landscape.<br />

Empty, used, destructive, fleeting, lacerated, dirty, and entropic<br />

forces weigh heavily upon the land from one end to the next. It<br />

is a place devoid of human life- except for a young girl in a pink<br />

dress.<br />

The little girl appears to parallel the deprived soil; she is<br />

small, and her expression conveys a sense of profound anguish<br />

and despair. This is intensified by the chaotic heap she stands<br />

upon. In the background, wind and overcast skies indicate an<br />

approaching storm. The air behind is a smoky haze. She stands<br />

alone. She is abandoned, as is the land.<br />

There is some optimism amid all this doom and gloom<br />

however. The pink colors in the girl’s sandals and dress are<br />

cheery and bright. Additionally, there is lace on her sleeve and<br />

floral print on her skirt. While certainly sad in expression, her<br />

health seems to be intact. She does not appear to be sick. Her<br />

dress flows in the wind, further contributing to the passing<br />

quality of the scene. All of these may serve as threads of hope to<br />

contrast the mess around her.<br />

If so, the message becomes, “Please don’t give up on me.<br />

Despite all of this I am still here.” It encourages the reader that<br />

it is not too late to make right something even though it has<br />

gone so incredibly wrong. Perhaps like the youth that is sure to<br />

fade from her, eventually the state of this little girl’s land will<br />

too. This would mean that the most fertile days are yet to come.<br />

The primary audience for the article could be anyone<br />

interested in educational literature. The picture offers a powerful<br />

message; it shows the reality of many places in the world<br />

and garners sympathy from the reader while simultaneously<br />

suggesting that there is still hope for tomorrow. Indeed, the<br />

visual rhetoric will at least force the reader to ask, “What kind<br />

of future we are leaving for our children?”<br />

Consumerism not only affects people in poverty-ridden<br />

countries such as Haiti, it also impacts people who live in<br />

the heart of a consumerist economy. From transportation,<br />

waste management, and home construction, to industrial<br />

businesses of mass production, each of the sectors of urban<br />

life contribute to the overall degradation of the quality in the<br />

abiotic environment. That is to say, the processes of economic<br />

development and sustainability use toxic chemicals that emit<br />

poisonous gases, carcinogens, and other dangerous substances<br />

into the air and water. Los Angeles, Mexico City and Hong<br />

Kong are just a few of the many cities that contribute copious<br />

amounts of pollutants into the environment everyday.<br />

As the photo from greenpeace.org of the masked Chinese<br />

suggests, some places have such high levels of pollutants in the<br />

air that people must take extra measures in order to simply


Fig. 3. Leo Chan, Smog in Hong Kong<br />

breathe. This photo warns against the air toxicity in Hong<br />

Kong. The prominent haze engulfs the city and its inhabitants,<br />

indicating that the city is the main producer of the smog.<br />

Additionally, the natural landscape of the mountains and bay<br />

water surrounding the city suggests that humans are not the<br />

only species affected by such harsh conditions. The young<br />

people depicted in the photo reflect the notion that this is the<br />

reality the future will have to bear, and that the larger part of<br />

their lives will be spent combating the effects of “progress”<br />

achieved by older generations. The unnatural looking masks<br />

on their faces leaves the eyes of the three young adults exposed.<br />

They use them to collectively confront the camera’s lens, thus<br />

conveying the severity of the matter.<br />

This photo aims for individuals looking to become aware<br />

of the environmental problems today. Fear, guilt, shame, and<br />

possibly a sense of responsibility can overcome the reader. This<br />

may inspire people to seek ways to fix these ecological problems.<br />

Consumerism and its effects<br />

demonstrated in the Citgo ad and the<br />

Haitian and Chinese photos are only a<br />

short mention of the changes happening<br />

on earth due to our ever-increasing<br />

consumption rate. “The 11th Hour”<br />

advertisement suggests consumerism is<br />

affecting the planet on a larger scale. This<br />

poster promotes its documentary, The<br />

11th Hour, a movie cautioning against the<br />

overall effects of consumerism and the<br />

direction over- exploitation of resources is<br />

leading us.<br />

The visual rhetoric of the movie poster has a dramatic<br />

tone to it. It shows earth, the home of all life as we know it,<br />

beginning to crack. The poster reads “CONSUME LESS,<br />

LIVE MORE.” The capital letters emphasize the power and<br />

significance of this message. The words “consume less” indicate<br />

Fig. 4. Borja Fernandez, The 11 th Hour<br />

that consumerism is responsible for the destruction of our<br />

planet. The black background suggests the earth is fading into<br />

darkness; a dark age is imminent. Black also symbolizes the<br />

grim permanence of death, or worse- extinction.<br />

Who or what is responsible for the deconstruction of<br />

the planet? The answer is people, as the big human footprint<br />

in the poster suggests. The footprint is not the imprint of<br />

an actual bare skin foot, however. It is one dressed in a shoe,<br />

which indicates a separation from nature and the mark of<br />

consumerism. The shoe is also the unmistakable bottom of a<br />

military style boot. This suggests the assertion of power. This<br />

symbol of power represents human inclination to overrun the<br />

planet. Interestingly, the poster centers the footprint over the<br />

United States. Not only is the U.S. responsible for the ecocrisis,<br />

but because of its powerful position in the world, it can<br />

vanguard the movement for other nations to make a change.<br />

This primary intended audience for this ad is everyone.<br />

The movie targets all people because as humans, we are the ones<br />

responsible to clean up our mess. For those who know anything<br />

about the ecological crises, they may feel angry we have allowed<br />

the earth to get to this point. This might overwhelm some.<br />

“I am just one person out of billions; what difference could I<br />

make?” one might ask. The ad also could evoke a sense of duty<br />

or empowerment to defend life. The ad is provocative; it entices<br />

one to want to see the movie and learn what it is all about.<br />

The pieces of visual rhetoric used in this analysis have a<br />

significant amount of parallelism. They powerfully relate to<br />

one another because they revolve around the environmental<br />

issues that humans face today. These pieces are effective because<br />

they convince people to act (or at least react). Either they<br />

consume more as the Citgo Company wants them to, or they<br />

rethink the concept of consumerism and its effects like the<br />

others convey. The product of this analysis<br />

ultimately makes way for awareness of<br />

the environmental problems of the world<br />

today. It elevates our personal relationship<br />

with the planet to elicit consciousness of<br />

our own ecological footprint.<br />

Environmental issues such as global<br />

warming, hunger, and sustainability are<br />

prominent concerns of mine. I chose to<br />

center my analysis around this theme<br />

because these are grave issues that need to<br />

be dealt with more responsibly, especially<br />

by powerful nations such as the United States. As we continue<br />

to demand more resources, use up the planet’s supplies, and<br />

consume extravagantly, creating awareness and motivation for<br />

radical change is evermore important. Every week I encounter<br />

some information concerning these issues and my cognizance<br />

of the earth’s environment and economical conditions grow.<br />

HOHONU Volume 8 2010 - 103


I think of the future and what I can do to ensure a safe and<br />

healthy environment for all life on this planet. I start with<br />

taking responsibility for my own impact. I can further educate<br />

myself and hopefully others.<br />

Works Cited:<br />

Harvey, Nelson. “What’s So Bad About Consumerism?” 15.<br />

Oct. 2007. The Wild Green Yonder. Ed. Brock, Adam.<br />

26. Sept 2008. .<br />

Gasoline, Citgo Oil Company. Advertisement. National<br />

Geographic September 2003: Back Cover.<br />

Hicks, Tyler. Haiti Soil. National Geographic, By Ed. Chris<br />

Johns. Washington, D.C.: National Geographic School<br />

Publishing Group, 2008. 111.<br />

Chan, Leo. “Smog in Hong Kong”. 20. Oct. 2004. GreenPeace.<br />

26. Sept. 2008.< http://www.greenpeace.org/china/en/<br />

campaigns/air-pollution/what-we-can-do-to-have-better>.<br />

Fernandez, Borja. The 11 th Hour. The 11 th hour—Join<br />

the Action. 26. Sept. 2008 < http://inel.wordpress.<br />

com/2007/08/27/the-11th-hour-join-the-action/>.<br />

104 - HOHONU Volume 8 2010


This publication is available in alternate format upon request.<br />

TheUniversity of Hawai‘i is an Equal Opportunity Affirmative Action Institution.

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