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Ch 5, p.4 EVIDENCE July 2009<br />

in compromising or attempting to compromise a claim which was disputed as to either validity or<br />

amount, is not admissible to prove liability for or invalidity <strong>of</strong> the claim or its amount. Evidence <strong>of</strong><br />

conduct or statements made in compromise negotiations is likewise not admissible. This rule does<br />

not require the exclusion <strong>of</strong> any evidence otherwise discoverable merely because it is presented in<br />

the course <strong>of</strong> compromise negotiations. This rule also does not require exclusion when the evidence<br />

is <strong>of</strong>fered for another purpose, such as proving bias or prejudice <strong>of</strong> a witness, negativing a contention<br />

<strong>of</strong> undue delay, or proving an effort to obstruct a criminal investigation or prosecution.<br />

[Report 1983; November 9, 2001, effective February 15, 2002]<br />

Rule 5.409 Payment <strong>of</strong> expenses. Evidence <strong>of</strong> furnishing or <strong>of</strong>fering or promising to pay expenses<br />

occasioned by an injury is not admissible to prove liability for the injury.<br />

[Report 1983; November 9, 2001, effective February 15, 2002]<br />

Rule 5.410 Inadmissibility <strong>of</strong> pleas, plea discussions, and related statements. Except as<br />

otherwise provided in this rule or <strong>Iowa</strong> R. Crim. P. 2.10(5), evidence <strong>of</strong> the following is not, in any<br />

civil or criminal proceeding, admissible against the defendant who made the plea or was a participant<br />

in the plea discussions:<br />

(1) A plea <strong>of</strong> guilty which was later withdrawn.<br />

(2) A plea <strong>of</strong> nolo contendere in a federal court or criminal proceeding in another state.<br />

(3) Any statement made in the course <strong>of</strong> any proceedings under Fed. R. Crim. P. 11, <strong>Iowa</strong> R.<br />

Crim. P. 2.10, or comparable procedure in other states regarding either <strong>of</strong> the foregoing pleas.<br />

(4) Any statement made in the course <strong>of</strong> plea discussions with an attorney for the prosecuting<br />

authority which do not result in a plea <strong>of</strong> guilty or which result in a plea <strong>of</strong> guilty later withdrawn.<br />

However, such a statement is admissible under either <strong>of</strong> the following circumstances:<br />

(i) In any proceeding wherein another statement made in the course <strong>of</strong> the same plea or plea<br />

discussions has been introduced and the statement ought in fairness be considered contemporaneously<br />

with it.<br />

(ii) In a criminal proceeding for perjury or false statement if the statement was made by the<br />

defendant under oath, on the record and in the presence <strong>of</strong> counsel.<br />

[Report 1983; July 31, 1987, effective October 1, 1987; November 9, 2001, effective February 15, 2002]<br />

Rule 5.411 Liability insurance. Evidence that a person was or was not insured against liability is<br />

not admissible upon the issue <strong>of</strong> whether the person acted negligently or otherwise wrongfully. This<br />

rule does not require the exclusion <strong>of</strong> evidence <strong>of</strong> insurance against liability when <strong>of</strong>fered for another<br />

purpose, such as pro<strong>of</strong> <strong>of</strong> agency, ownership, or control, or bias or prejudice <strong>of</strong> a witness.<br />

[Report 1983; November 9, 2001, effective February 15, 2002]<br />

Rule 5.412 Sexual abuse cases; relevance <strong>of</strong> victim’s past behavior.<br />

a. Notwithstanding any other provision <strong>of</strong> law, in a criminal case in which a person is accused <strong>of</strong><br />

sexual abuse, reputation or opinion evidence <strong>of</strong> the past sexual behavior <strong>of</strong> an alleged victim <strong>of</strong> such<br />

sexual abuse is not admissible.<br />

b. Notwithstanding any other provision <strong>of</strong> law, in a criminal case in which a person is accused <strong>of</strong><br />

sexual abuse, evidence <strong>of</strong> a victim’s past sexual behavior other than reputation or opinion evidence<br />

is also not admissible, unless such evidence is either <strong>of</strong> the following:<br />

(1) Admitted in accordance with rules 5.412(c)(1) and 5.412(c)(2) and is constitutionally required<br />

to be admitted.<br />

(2) Admitted in accordance with rule 5.412(c) and is evidence <strong>of</strong> either <strong>of</strong> the following:<br />

(A) Past sexual behavior with persons other than the accused, <strong>of</strong>fered by the accused upon the<br />

issue <strong>of</strong> whether the accused was or was not, with respect to the alleged victim, the source <strong>of</strong> semen<br />

or injury.<br />

(B) Past sexual behavior with the accused and is <strong>of</strong>fered by the accused upon the issue <strong>of</strong> whether<br />

the alleged victim consented to the sexual behavior with respect to which sexual abuse is alleged.<br />

c. (1) If the person accused <strong>of</strong> sexual abuse intends to <strong>of</strong>fer under rule 5.412(b) evidence <strong>of</strong><br />

specific instances <strong>of</strong> the alleged victim’s past sexual behavior, the accused shall make a written motion<br />

to <strong>of</strong>fer such evidence not later than 15 days before the date on which the trial in which such evidence<br />

is to be <strong>of</strong>fered is scheduled to begin, except that the court may allow the motion to be made at a later<br />

date, including during trial, if the court determines either that the evidence is newly discovered and<br />

could not have been obtained earlier through the exercise <strong>of</strong> due diligence or that the issue to which

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